RECENT 8K FILINGS May 8, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 155 East Tropicana, LLC NV 8.01 05/01/09 21ST CENTURY HOLDING CO FL 2.02,9.01 05/07/09 3D SYSTEMS CORP DE 2.02,7.01,9.01 03/31/09 8X8 INC /DE/ DE 1.01 05/01/09 ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 05/07/09 ABRAXAS PETROLEUM CORP NV 1.01,9.01 05/06/09 Abraxis BioScience, Inc. DE 2.02,9.01 05/07/09 ACADIA PHARMACEUTICALS INC DE 1.01 05/07/09 ACCURIDE CORP DE 2.02,7.01,9.01 05/07/09 ACNB CORP PA 7.01,9.01 05/05/09 Activision Blizzard, Inc. DE 2.02,9.01 05/07/09 ADAPTEC INC DE 2.02,2.06,9.01 05/07/09 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 05/07/09 ADVOCAT INC DE 2.02,9.01 05/06/09 AECOM TECHNOLOGY CORP DE 2.02,9.01 05/07/09 AEROPOSTALE INC 7.01,9.01 05/07/09 Affinia Group Intermediate Holdings I DE 2.02,9.01 05/07/09 AFFINITY GOLD CORP. NV 1.01,3.02,8.01,9.01 04/30/09 AFFYMAX INC DE 2.02,9.01 05/07/09 AGILYSYS INC OH 1.01,2.03,9.01 05/06/09 AHERN RENTALS INC 8.01,9.01 05/07/09 AIR METHODS CORP DE 2.02,9.01 05/07/09 Aircastle LTD D0 2.02,9.01 05/07/09 ALAMO GROUP INC DE 2.02,9.01 05/06/09 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 05/06/09 ALDAR GROUP, INC. NV 1.01,5.01,5.02,5.03,9.01 04/30/09 ALDILA INC DE 2.02,7.01,9.01 05/07/09 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 05/07/09 Alexza Pharmaceuticals Inc. DE 2.02,9.01 05/07/09 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 05/07/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 2.02,9.01 05/07/09 ALLION HEALTHCARE INC DE 2.02,9.01 05/07/09 ALLSTATE CORP DE 2.02,9.01 05/07/09 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 05/07/09 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 05/07/09 AMBASSADORS INTERNATIONAL INC DE 1.01,9.01 05/01/09 AMERICAN APPAREL, INC DE 7.01,9.01 05/07/09 American Caresource Holdings, Inc. DE 2.02,9.01 05/07/09 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 05/07/09 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 05/07/09 AMERICAN PUBLIC EDUCATION INC DE 2.02,9.01 05/07/09 American Railcar Industries, Inc./DE DE 2.02,9.01 05/06/09 American Reprographics CO DE 2.02,9.01 05/07/09 AMERICAN RIVER BANKSHARES CA 7.01,9.01 05/07/09 AMERICAN VANGUARD CORP DE 2.02,9.01 05/07/09 AMICUS THERAPEUTICS INC DE 2.02,9.01 05/07/09 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 05/07/09 AMYLIN PHARMACEUTICALS INC DE 1.01 05/06/09 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 05/06/09 ANGELES OPPORTUNITY PROPERTIES LTD CA 1.01,9.01 05/01/09 AngioGenex, Inc. NV 4.01 04/07/09 AMEND Animal Health International, Inc. DE 2.02,9.01 05/07/09 ANSYS INC DE 2.02,2.05,9.01 05/07/09 ANTIGENICS INC /DE/ DE 2.02,9.01 05/07/09 APEX BIOVENTURES ACQUISITION CORP DE 8.01,9.01 05/07/09 ARBINET THEXCHANGE INC DE 2.02,9.01 05/07/09 ARENA RESOURCES INC NV 1.01,9.01 04/30/09 ARES CAPITAL CORP MD 2.02,7.01,8.01,9.01 05/04/09 ARQULE INC DE 2.02,9.01 05/07/09 AspenBio Pharma, Inc. CO 7.01,9.01 05/07/09 ATHERSYS, INC / NEW DE 2.02,9.01 05/07/09 Atlas Energy Resources, LLC DE 2.02,9.01 05/07/09 ATMOS ENERGY CORP TX 5.02,9.01 05/05/09 ATP OIL & GAS CORP TX 2.02,9.01 05/06/09 ATRION CORP DE 2.02,9.01 05/07/09 Attitude Drinks Inc. DE 1.01,3.02,8.01,9.01 02/17/09 AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 05/07/09 AXA FINANCIAL INC DE 2.02,9.01 05/07/09 AXIS CAPITAL HOLDINGS LTD 5.02,9.01 05/06/09 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 05/07/09 BALLANTYNE OF OMAHA INC DE 2.02,9.01 05/06/09 BANK OF GRANITE CORP DE 2.02,9.01 05/07/09 BANKRATE INC FL 2.02,9.01 05/07/09 BASIC ENERGY SERVICES INC 1.01,2.02,2.03,9.01 05/04/09 bebe stores, inc. CA 2.02,9.01 05/07/09 bebe stores, inc. CA 5.02 05/07/09 BELO CORP DE 8.01 05/06/09 BENCHMARK ELECTRONICS INC TX 7.01 05/07/09 BERTHEL GROWTH & INCOME TRUST I DE 4.01,8.01,9.01 05/06/09 BEST BUY CO INC MN 5.02 05/01/09 BGC Partners, Inc. DE 2.02,9.01 05/06/09 Biodel Inc 2.02,9.01 05/07/09 BIOFORM MEDICAL INC DE 2.02,9.01 05/07/09 BIOFORM MEDICAL INC DE 5.02 05/05/09 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,9.01 05/06/09 BIOLASE TECHNOLOGY INC DE 2.02,9.01 05/07/09 BIONOVO INC DE 2.02,9.01 05/07/09 BlackRock Kelso Capital CORP DE 2.02,7.01,9.01 05/07/09 BlackRock Kelso Capital CORP DE 8.01,9.01 05/07/09 BLUE COAT SYSTEMS INC DE 5.02,9.01 05/04/09 BLUE NILE INC DE 2.02,9.01 05/07/09 BOISE CASCADE HOLDINGS, L.L.C. DE 2.02,9.01 05/07/09 BOOTS & COOTS INTERNATIONAL WELL CONT DE 2.02,9.01 05/07/09 BORLAND SOFTWARE CORP DE 5.02,8.01 05/05/09 BOTETOURT BANKSHARES INC VA 8.01 05/07/09 BreitBurn Energy Partners L.P. DE 2.02,9.01 05/07/09 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 05/07/09 Brookdale Senior Living Inc. DE 2.02,7.01,9.01 05/06/09 BROOKS AUTOMATION INC DE 2.02,9.01 05/07/09 BSQUARE CORP /WA WA 2.02,9.01 05/07/09 CADENCE PHARMACEUTICALS INC 2.02,9.01 05/07/09 CALIFORNIA PIZZA KITCHEN, INC. DE 2.02,9.01 05/07/09 CAMERON INTERNATIONAL CORP DE 2.02,9.01 05/07/09 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 04/30/09 CANCER THERAPEUTICS INC DE 1.01,3.02 05/06/09 Capital City Energy Group, Inc. NV 5.02,7.01,8.01,9.01 04/15/09 CAPITAL ONE FINANCIAL CORP DE 7.01 05/05/09 CAPITALSOURCE INC DE 2.02,7.01,9.01 05/07/09 CapLease, Inc. 2.02,9.01 05/07/09 CAPSTONE TURBINE CORP DE 8.01 05/07/09 Cardiac Science CORP 2.02,9.01 05/07/09 CAREY W P & CO LLC DE 2.02,9.01 05/07/09 Caribou Coffee Company, Inc. MN 2.02,9.01 05/07/09 CBS CORP DE 2.02,9.01 05/07/09 CECO ENVIRONMENTAL CORP DE 1.01,2.02,2.03,9.01 05/01/09 CELL THERAPEUTICS INC WA 2.02,9.01 05/07/09 CENTER FINANCIAL CORP CA 7.01,9.01 05/07/09 CENTERPOINT ENERGY INC 8.01 04/30/09 CENTERSTATE BANKS OF FLORIDA INC FL 8.01,9.01 05/07/09 CENVEO, INC CO 2.02,9.01 05/06/09 CENVEO, INC CO 8.01,9.01 05/07/09 CH2M HILL COMPANIES LTD OR 1.01 05/07/09 CH2M HILL COMPANIES LTD OR 8.01 05/07/09 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 03/31/09 CHECKPOINT SYSTEMS INC PA 2.02,9.01 03/29/09 CHECKPOINT SYSTEMS INC PA 8.01,9.01 05/05/09 Chelsea Therapeutics International, L DE 5.02,9.01 05/01/09 CHICOS FAS INC FL 2.02,7.01,9.01 05/07/09 CHILDRENS PLACE RETAIL STORES INC 7.01,8.01,9.01 05/07/09 CHINA AGRITECH INC 5.02,9.01 05/01/09 CHORDIANT SOFTWARE INC DE 2.02,9.01 05/07/09 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 05/07/09 CIT GROUP INC DE 8.01,9.01 05/06/09 CITIZENS SOUTH BANKING CORP DE 7.01,9.01 05/07/09 Clean Energy Fuels Corp. DE 2.02,9.01 05/07/09 CLEARONE COMMUNICATIONS INC UT 5.02 05/07/09 COHERENT INC DE 2.02,9.01 05/07/09 COINSTAR INC DE 2.02,9.01 05/07/09 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 05/07/09 COLUMBIA LABORATORIES INC DE 2.02,9.01 05/06/09 COMBINATORX, INC DE 2.02,9.01 05/07/09 Comverge, Inc. DE 2.02,9.01 05/07/09 CONNS INC DE 2.02,9.01 05/07/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 05/01/09 Consolidated Communications Holdings, DE 2.02,9.01 05/07/09 CONSOLIDATED EDISON INC NY 2.02,9.01 05/01/09 Constant Contact, Inc. DE 2.02,9.01 05/07/09 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 05/07/09 CONTINUCARE CORP 2.02,9.01 05/07/09 Copano Energy, L.L.C. DE 2.02,9.01 05/06/09 CORE MOLDING TECHNOLOGIES INC DE 2.02,5.02,9.01 05/06/09 CORNELL COMPANIES INC DE 2.02,9.01 05/07/09 CORNERSTONE THERAPEUTICS INC DE 2.02,8.01,9.01 05/07/09 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 05/07/09 COVENTRY HEALTH CARE INC DE 5.02,9.01 05/07/09 COVENTRY HEALTH CARE INC DE 5.02,9.01 05/07/09 Cowen Group, Inc. DE 2.02,9.01 05/07/09 Crocs, Inc. 2.01,9.01 05/07/09 CROWN MEDIA HOLDINGS INC DE 2.02 03/31/09 CTC Media, Inc. 2.02,9.01 05/07/09 CUSTOM RESTAURANT & HOSPITALITY GROUP NV 1.01,5.01,5.02,9.01 05/01/09 CYBEROPTICS CORP MN 5.02 05/04/09 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 05/07/09 CYTOGENIX INC NV 5.02,9.01 05/06/09 CYTOKINETICS INC 8.01,9.01 05/07/09 DANA HOLDING CORP DE 2.02,7.01,9.01 05/07/09 DAWSON GEOPHYSICAL CO TX 2.02,9.01 05/07/09 DCAP GROUP INC DE 8.01,9.01 05/07/09 DCT Industrial Trust Inc. MD 2.02,9.01 05/07/09 DealerTrack Holdings, Inc. DE 2.02,9.01 05/07/09 Delek US Holdings, Inc. 2.02,9.01 05/07/09 DENNYS CORP DE 5.02,9.01 05/01/09 DG FastChannel, Inc DE 2.02,9.01 05/07/09 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,9.01 05/07/09 DIGITAL ANGEL CORP DE 2.02,7.01,9.01 05/07/09 DigitalPost Interactive, Inc. 1.01,9.01 02/19/09 AMEND DILLARDS INC DE 4.01 05/04/09 DIONICS INC DE 2.03,9.01 05/01/09 DIRECTV GROUP INC DE 2.02 05/07/09 DIRECTV HOLDINGS LLC DE 2.02 05/07/09 DIVX INC 2.02,9.01 05/07/09 DOLLAR TREE INC VA 2.02,7.01,9.01 05/07/09 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 03/31/09 DOT HILL SYSTEMS CORP DE 2.02,9.01 05/07/09 DREW INDUSTRIES INC DE 7.01,9.01 05/05/09 DUPONT E I DE NEMOURS & CO DE 2.05 05/05/09 DYNEGY INC. DE 2.02,8.01,9.01 05/07/09 DYNEX CAPITAL INC VA 2.02,9.01 05/06/09 Eagle Bulk Shipping Inc. 2.02,9.01 05/06/09 Eagle Bulk Shipping Inc. 7.01,9.01 05/07/09 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 05/07/09 Eastern Insurance Holdings, Inc. PA 2.02,9.01 05/07/09 ECHELON CORP DE 5.02 04/14/09 AMEND EDCI HOLDINGS, INC. DE 5.02,9.01 05/07/09 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 05/07/09 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 05/07/09 ELIZABETH ARDEN INC FL 2.02,9.01 05/07/09 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 05/07/09 Encore Energy Partners LP DE 8.01,9.01 05/07/09 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 05/06/09 Energy Recovery, Inc. DE 2.02,9.01 05/07/09 EnergySolutions, Inc. DE 2.02,9.01 05/06/09 ENTECH SOLAR, INC. DE 2.02,9.01 05/07/09 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 05/07/09 ENTERTAINMENT PROPERTIES TRUST MD 2.02,9.01 05/06/09 ENZON PHARMACEUTICALS INC DE 2.02,9.01 05/07/09 EPICEPT CORP 2.02,9.01 05/07/09 EPIX Pharmaceuticals, Inc. 1.01,3.02,7.01,8.01,9.01 05/05/09 EQUITY ONE, INC. 2.02,7.01,9.01 05/06/09 EV Innovations, Inc. NV 5.02 05/01/09 Evercore Partners Inc. DE 8.01,9.01 05/07/09 EVOLVING SYSTEMS INC DE 2.02 05/07/09 EXELIXIS INC DE 2.02,9.01 05/07/09 EXIDE TECHNOLOGIES DE 5.02 05/04/09 Exobox Technologies Corp. NV 5.02,9.01 04/30/09 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 05/06/09 EXTERRAN HOLDINGS INC. DE 2.02,9.01 05/07/09 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 05/07/09 EZENIA INC DE 2.02,9.01 05/07/09 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 5.02,9.01 05/06/09 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 5.02 05/06/09 AMEND FBL FINANCIAL GROUP INC IA 2.02,7.01 05/07/09 Federal Home Loan Bank of Atlanta X1 2.03 05/07/09 Federal Home Loan Bank of Chicago X1 2.03 05/05/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/05/09 Federal Home Loan Bank of Dallas 2.03 05/01/09 Federal Home Loan Bank of Des Moines X1 5.02 05/01/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/04/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/04/09 Federal Home Loan Bank of New York X1 2.03,9.01 05/05/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/04/09 Federal Home Loan Bank of San Francis X1 2.03 05/05/09 FelCor Lodging Trust Inc MD 2.02,9.01 05/07/09 Fifth Street Finance Corp DE 2.02,9.01 05/06/09 FIFTH THIRD BANCORP OH 7.01,8.01,9.01 05/07/09 FIRST BANCORP /PR/ PR 5.02,8.01,9.01 05/06/09 FIRST MARINER BANCORP MD 1.01,2.02,9.01 04/22/09 Flagstone Reinsurance Holdings Ltd 7.01,9.01 05/06/09 Flex Fuels Energy, Inc. NV 1.01 05/01/09 FLOTEK INDUSTRIES INC/CN/ DE 2.02,9.01 05/07/09 FLUID SOLUTIONS, INC. NV 8.01,9.01 05/06/09 Fortress Investment Group LLC DE 2.02,9.01 05/07/09 FORWARD INDUSTRIES INC NY 2.02,9.01 05/06/09 FRONTIER COMMUNICATIONS CORP DE 2.02,9.01 03/31/09 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 05/07/09 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 05/05/09 Fuel Systems Solutions, Inc. 2.02,9.01 05/07/09 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 05/06/09 Future Canada China Environment Inc. NV 1.01,3.02,9.01 05/05/09 FX ENERGY INC NV 7.01,9.01 05/07/09 GAMCO INVESTORS, INC. ET AL NY 8.01 05/05/09 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 05/06/09 GAP INC DE 2.02,9.01 05/07/09 GARTNER INC DE 8.01 05/07/09 GCI INC AK 2.02,9.01 05/06/09 GENERAL COMMUNICATION INC AK 2.02,9.01 05/06/09 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 05/06/09 GENERAL NUTRITION CENTERS, INC. 2.02,9.01 05/07/09 GENVEC INC DE 2.02,9.01 05/07/09 GENWORTH FINANCIAL INC DE 2.02,9.01 05/07/09 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 05/07/09 GLG Partners, Inc. DE 2.02,7.01,9.01 05/06/09 GLOBAL CROSSING LTD 8.01,9.01 05/07/09 GLOBAL INDUSTRIES LTD LA 2.02,9.01 05/07/09 GLOBAL PARI-MUTUEL SERVICES, INC. NV 7.01,8.01 05/07/09 GLOBAL PARTNERS LP 2.02,7.01,8.01,9.01 05/07/09 GMAC LLC DE 7.01,9.01 05/07/09 GMX RESOURCES INC OK 1.01,2.02,9.01 05/06/09 GOLDEN STAR RESOURCES LTD 2.02,9.01 05/06/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 05/07/09 GP STRATEGIES CORP DE 2.02,9.01 05/07/09 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 05/07/09 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 05/06/09 Great Lakes Dredge & Dock CORP DE 2.02,9.01 05/07/09 GRIFFON CORP DE 2.02,9.01 05/07/09 GSI TECHNOLOGY INC 2.02,9.01 05/07/09 GTSI CORP DE 2.02,9.01 05/07/09 GULFPORT ENERGY CORP DE 2.02,9.01 05/07/09 GYMBOREE CORP DE 2.02,9.01 05/07/09 HABERSHAM BANCORP GA 2.02,9.01 03/31/09 HANDLEMAN CO /MI/ MI 8.01 05/05/09 HANOVER INSURANCE GROUP, INC. DE 2.02,9.01 05/07/09 HANSEN NATURAL CORP DE 2.02,9.01 05/07/09 HARLEY DAVIDSON INC WI 9.01 04/30/09 AMEND Harley-Davidson Motorcycle Trust 2009 NV 1.01,8.01,9.01 05/05/09 HARRIS INTERACTIVE INC DE 1.01,2.03,7.01,9.01 05/06/09 HARRIS INTERACTIVE INC DE 2.02,9.01 05/07/09 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 03/31/09 HCA INC/TN DE 8.01 05/07/09 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 05/07/09 HEALTH MANAGEMENT ASSOCIATES INC DE 8.01 05/07/09 HEALTHTRONICS, INC. GA 8.01 05/07/09 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,8.01,9.01 05/07/09 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 05/07/09 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 05/07/09 HERSHA HOSPITALITY TRUST MD 2.02,9.01 05/06/09 Highland Distressed Opportunities, In 2.02,9.01 05/07/09 HOLLY CORP DE 2.02,9.01 05/07/09 HOME PROPERTIES INC MD 7.01,9.01 05/06/09 HORIZON BANCORP /IN/ IN 7.01,9.01 05/07/09 HOSPIRA INC DE 1.01,9.01 05/05/09 HRPT PROPERTIES TRUST MD 2.02,9.01 05/07/09 HSN, Inc. DE 2.02,7.01,9.01 05/07/09 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 05/06/09 Hughes Communications, Inc. DE 2.02,9.01 05/07/09 Hughes Network Systems, LLC DE 2.02,9.01 05/07/09 HYDROGEN ENGINE CENTER, INC. NV 5.01,5.02,8.01 05/01/09 HYPERCOM CORP DE 2.02,9.01 05/07/09 I2 TECHNOLOGIES INC DE 2.02,7.01,9.01 05/07/09 I2 TECHNOLOGIES INC DE 1.02,9.01 05/04/09 ID SYSTEMS INC DE 2.02,9.01 05/07/09 IGI INC DE 3.01,9.01 05/04/09 IMAX CORP A6 2.02,9.01 05/07/09 IMPAX LABORATORIES INC DE 8.01 05/07/09 inContact, Inc. DE 2.02,9.01 05/07/09 INCYTE CORP DE 2.02,9.01 05/07/09 Information Services Group Inc. DE 2.02,9.01 05/07/09 Inland American Real Estate Trust, In MD 8.01 05/01/09 INNERWORKINGS INC 2.02,9.01 05/07/09 INNODATA ISOGEN INC DE 2.02,9.01 05/07/09 INNOSPEC INC. DE 2.02,9.01 05/07/09 InPlay Technologies, Inc. NV 1.02,8.01,9.01 05/06/09 INSPIRE PHARMACEUTICALS INC DE 2.02,9.01 05/07/09 INSULET CORP DE 2.02,9.01 05/07/09 INTEGRA BANK CORP IN 5.02,5.03,9.01 05/04/09 InterDigital, Inc. PA 2.02,9.01 05/06/09 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 05/07/09 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 05/07/09 INTERNATIONAL SHIPHOLDING CORP DE 5.02,9.01 05/07/09 INTERNATIONAL WIRE GROUP INC DE 2.02,9.01 05/07/09 INTERNET CAPITAL GROUP INC DE 2.02,9.01 05/07/09 Intrepid Potash, Inc. DE 2.02,9.01 05/07/09 iPCS, INC DE 8.01,9.01 05/07/09 IRWIN FINANCIAL CORP IN 2.01 05/07/09 ISCO INTERNATIONAL INC DE 8.01 05/06/09 ISIS PHARMACEUTICALS INC DE 2.02,9.01 05/07/09 ISTA PHARMACEUTICALS INC DE 2.02,9.01 05/07/09 ITERIS, INC. DE 5.02 05/01/09 J C PENNEY CO INC DE 2.02,9.01 05/07/09 JAVELIN PHARMACEUTICALS, INC DE 2.02,9.01 05/07/09 JEFFERSON BANCSHARES INC TN 2.02,9.01 05/05/09 JMP Group Inc. DE 2.02,9.01 05/07/09 JO-ANN STORES INC OH 2.02,9.01 05/07/09 JONES SODA CO WA 2.02,9.01 05/07/09 K SWISS INC DE 2.02,9.01 05/07/09 K-SEA TRANSPORTATION PARTNERS LP 5.03,9.01 05/07/09 KADANT INC DE 2.02,9.01 05/06/09 KENDLE INTERNATIONAL INC OH 2.02,9.01 05/06/09 KEY ENERGY SERVICES INC MD 2.02,9.01 05/06/09 KIMBALL INTERNATIONAL INC IN 2.02,9.01 05/07/09 KITE REALTY GROUP TRUST MD 2.02,9.01 05/07/09 KKR Financial Holdings LLC DE 2.02,9.01 05/07/09 KNOLOGY INC DE 2.02,9.01 05/07/09 KNOT INC DE 2.02,9.01 05/07/09 Kodiak Oil & Gas Corp 1.01,9.01 05/06/09 KOHLS CORPORATION WI 2.02,9.01 05/07/09 KRAFT FOODS INC VA 8.01 05/05/09 KSW INC NY 2.02,9.01 05/06/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/07/09 LAKES ENTERTAINMENT INC MN 2.02,9.01 05/07/09 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 05/07/09 LAND O LAKES INC 2.02,9.01 05/07/09 LANDAUER INC DE 2.02,5.02,9.01 05/01/09 LANDRYS RESTAURANTS INC 2.02,9.01 05/07/09 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 05/07/09 LEGACY RESERVES LP DE 2.02,9.01 05/06/09 LEUCADIA NATIONAL CORP NY 8.01,9.01 05/07/09 LHC Group, Inc 2.02,9.01 05/06/09 LIFE TIME FITNESS INC MN 5.02,9.01 05/01/09 LIFETIME BRANDS, INC DE 2.02,9.01 05/07/09 LIGHTPATH TECHNOLOGIES INC DE 7.01,9.01 05/07/09 Lincoln Park Bancorp 2.02,9.01 05/06/09 LINN ENERGY, LLC DE 2.02,9.01 03/31/09 LIQUIDMETAL TECHNOLOGIES INC 1.01,2.03,3.02,3.03,5.02,5.03, 05/01/09 9.01 Live Nation, Inc. DE 2.02,8.01,9.01 05/07/09 LOGICVISION INC DE 1.01,3.03,5.02,9.01 05/06/09 LUMINEX CORP DE 2.02,9.01 05/07/09 Macquarie Infrastructure CO LLC DE 2.02,9.01 05/07/09 Macy's, Inc. DE 2.02,9.01 05/07/09 MADISON GAS & ELECTRIC CO WI 2.02,9.01 05/07/09 MANNATECH INC TX 2.02,9.01 05/06/09 MAP Pharmaceuticals, Inc. DE 2.02,9.01 05/07/09 MARINEMAX INC DE 2.02,9.01 05/07/09 MARKWEST ENERGY PARTNERS L P 8.01,9.01 05/04/09 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 05/07/09 Mastech Holdings, Inc. PA 2.02,9.01 05/07/09 MCGRATH RENTCORP CA 2.02,9.01 05/07/09 MEADOWBROOK INSURANCE GROUP INC MI 2.02,7.01,9.01 05/04/09 MEDICAL PROPERTIES TRUST INC 2.02,9.01 05/07/09 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 05/07/09 MEDICIS PHARMACEUTICAL CORP DE 2.02,8.01,9.01 05/07/09 MEDNAX, INC. FL 2.02,5.02,9.01 05/07/09 MEMSIC Inc 2.02,9.01 05/07/09 MENTOR GRAPHICS CORP OR 8.01,9.01 05/06/09 MERIDIAN RESOURCE CORP TX 2.02,9.01 05/07/09 METROPCS COMMUNICATIONS INC DE 2.02,9.01 05/07/09 MGE ENERGY INC WI 2.02,9.01 05/07/09 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 05/07/09 MICRUS ENDOVASCULAR CORP 2.02,9.01 05/07/09 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 05/07/09 MID PENN BANCORP INC PA 2.02,9.01 04/22/09 AMEND MIDAS INC DE 2.02 05/07/09 MiddleBrook Pharmaceuticals, Inc. 2.02,9.01 05/07/09 MILACRON INC DE 1.01,7.01,9.01 05/03/09 MILLIPORE CORP /MA MA 2.02,9.01 05/07/09 MOCON INC MN 2.02,9.01 05/06/09 MONACO COACH CORP /DE/ DE 8.01,9.01 05/01/09 MONEYGRAM INTERNATIONAL INC 2.02 05/07/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 05/07/09 MONTPELIER RE HOLDINGS LTD 7.01,9.01 05/07/09 MOVE INC DE 2.02,9.01 05/07/09 MSC SOFTWARE CORP DE 2.02,9.01 03/31/09 MTR GAMING GROUP INC DE 2.02,9.01 05/07/09 MUELLER INDUSTRIES INC DE 8.01,9.01 05/07/09 MULTI FINELINE ELECTRONIX INC 2.02,9.01 05/07/09 MYLAN INC. PA 5.02 05/07/09 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 05/07/09 NASHUA CORP MA 1.01,8.01,9.01 05/06/09 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 05/07/09 NATURAL RESOURCE PARTNERS LP DE 2.02,9.01 05/06/09 NAVIGANT CONSULTING INC DE 2.02,7.01,9.01 05/07/09 Neiman Marcus, Inc. DE 2.02,7.01 05/07/09 NEOMEDIA TECHNOLOGIES INC DE 1.01,9.01 05/01/09 NET 1 UEPS TECHNOLOGIES INC 2.02,7.01,9.01 05/07/09 NEUROGEN CORP DE 5.02 05/07/09 NeurogesX Inc CA 2.02,8.01,9.01 05/07/09 NEWPORT CORP NV 2.02,9.01 05/07/09 NEXEN INC A0 5.02 04/28/09 NGP Capital Resources Co MD 2.02,9.01 05/07/09 NORDSTROM INC WA 7.01 05/07/09 NORTHERN STATES POWER CO MN 8.01 05/05/09 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 1.01,9.01 05/05/09 NORTHSTAR REALTY 2.02,9.01 05/07/09 NOVADEL PHARMA INC DE 8.01,9.01 05/07/09 NOVATEL WIRELESS INC DE 2.02,9.01 05/07/09 NOVEN PHARMACEUTICALS INC DE 2.02 05/07/09 NRG ENERGY, INC. DE 1.01,2.03,9.01 05/01/09 NTELOS HOLDINGS CORP 5.02,9.01 05/05/09 NUMEREX CORP /PA/ PA 2.02,9.01 03/31/09 NVIDIA CORP DE 2.02,9.01 05/07/09 NxStage Medical, Inc. DE 1.01 05/07/09 NYFIX INC DE 2.02,9.01 05/07/09 NYMAGIC INC NY 2.02,9.01 05/04/09 Obagi Medical Products, Inc. DE 2.02 05/07/09 OCEANFIRST FINANCIAL CORP DE 2.02,9.01 05/07/09 OCLARO, INC. DE 9.01 04/27/09 AMEND OIL STATES INTERNATIONAL, INC DE 2.02,9.01 05/07/09 OM GROUP INC DE 2.02,9.01 05/07/09 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 05/07/09 ONCOGENEX PHARMACEUTICALS, INC. DE 2.02,9.01 05/07/09 OPEN TEXT CORP A6 1.01,8.01,9.01 05/05/09 OPTIMER PHARMACEUTICALS INC 2.02,9.01 05/07/09 ORACLE CORP 8.01,9.01 05/07/09 ORBIT INTERNATIONAL CORP DE 2.02 05/07/09 ORCHID CELLMARK INC 2.02,9.01 05/07/09 Orexigen Therapeutics, Inc. DE 2.02,9.01 05/07/09 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 05/06/09 Orion Marine Group Inc DE 2.02,9.01 05/07/09 ORRSTOWN FINANCIAL SERVICES INC PA 5.02,9.01 05/05/09 ORRSTOWN FINANCIAL SERVICES INC PA 5.02,9.01 05/05/09 ORTHOVITA INC 2.02,9.01 05/06/09 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 05/07/09 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,9.01 05/04/09 OWENS ILLINOIS GROUP INC DE 7.01,9.01 05/07/09 PACER INTERNATIONAL INC TN 2.02,9.01 03/31/09 PALADIN REALTY INCOME PROPERTIES INC MD 1.01 05/06/09 PANTRY INC DE 8.01,9.01 05/05/09 PATRIOT NATIONAL BANCORP INC CT 1.02,3.03,9.01 05/07/09 PENN VIRGINIA CORP VA 2.02,7.01,9.01 05/06/09 Penn Virginia GP Holdings, L.P. 2.02,7.01,9.01 05/06/09 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 05/06/09 PENN VIRGINIA RESOURCE PARTNERS L P DE 5.02,9.01 05/05/09 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 05/07/09 PEPCO HOLDINGS INC DE 2.02,9.01 05/07/09 PEPSIAMERICAS INC/IL/ DE 1.01,3.03,8.01,9.01 05/07/09 PEPSICO INC NC 8.01,9.01 05/07/09 PERFICIENT INC DE 2.02,9.01 05/07/09 PERINI CORP MA 2.02,9.01 03/31/09 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 05/06/09 PERMA FIX ENVIRONMENTAL SERVICES INC DE 5.02,9.01 05/01/09 PERRIGO CO MI 2.02,9.01 05/07/09 PINNACLE AIRLINES CORP DE 2.02,9.01 05/07/09 PIONEER DRILLING CO TX 2.02,9.01 05/07/09 PIPER JAFFRAY COMPANIES 8.01 05/06/09 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,9.01 05/07/09 PLC SYSTEMS INC 2.02,9.01 05/07/09 PLUG POWER INC DE 2.02,9.01 05/07/09 PLUM CREEK TIMBER CO INC DE 5.02,5.03,9.01 05/04/09 POWERSECURE INTERNATIONAL, INC. DE 2.02,9.01 05/07/09 PRIMEDIA INC DE 2.02,7.01,9.01 05/07/09 PRINCETON REVIEW INC DE 2.02,9.01 05/07/09 PROCTER & GAMBLE CO OH 8.01,9.01 05/07/09 PROGENICS PHARMACEUTICALS INC DE 8.01 05/07/09 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 05/07/09 PROS Holdings, Inc. DE 2.02,9.01 05/07/09 ProtoKinetix, Inc. 4.01 04/17/08 AMEND PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 05/06/09 PSS WORLD MEDICAL INC FL 7.01 05/07/09 PSYCHEMEDICS CORP DE 2.02,9.01 05/07/09 Pzena Investment Management, Inc. DE 5.02,9.01 05/07/09 QAD INC DE 7.01,9.01 05/06/09 QC Holdings, Inc. KS 2.02,8.01,9.01 05/07/09 QSGI INC. DE 5.02 05/06/09 R H DONNELLEY CORP DE 2.02,9.01 05/07/09 RAE SYSTEMS INC DE 2.02,9.01 05/06/09 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 05/07/09 RALCORP HOLDINGS INC /MO MO 2.02,9.01 05/07/09 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 05/07/09 RBS GLOBAL INC DE 7.01,8.01 05/01/09 REALNETWORKS INC WA 2.02,5.02,9.01 05/01/09 Red Lion Hotels CORP WA 2.02,9.01 05/06/09 REGIONS FINANCIAL CORP DE 8.01,9.01 05/07/09 RES CARE INC /KY/ KY 2.02,9.01 05/07/09 RESMED INC DE 2.02,9.01 05/07/09 REUNION INDUSTRIES INC DE 8.01 05/07/09 RIDGEWOOD ENERGY Q FUND LLC 2.06 05/05/09 Ridgewood Energy U Fund LLC 2.06 05/05/09 RIDGEWOOD ENERGY Y FUND LLC DE 2.06 05/05/09 ROCKWELL COLLINS INC DE 1.01,2.03,8.01,9.01 05/01/09 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 03/31/09 ROGERS CORP MA 2.05 05/04/09 ROSS STORES INC DE 2.02,9.01 05/07/09 ROWAN COMPANIES INC DE 2.02,9.01 05/07/09 ROYAL GOLD INC DE 2.02,9.01 05/07/09 RSC Holdings Inc. DE 2.02,9.01 05/07/09 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 03/31/09 SABINE ROYALTY TRUST TX 2.02,9.01 05/05/09 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 05/07/09 SAGA COMMUNICATIONS INC DE 2.02,9.01 05/07/09 SAKS INC TN 7.01,9.01 05/07/09 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 05/07/09 SANDRIDGE ENERGY INC DE 2.02,9.01 05/07/09 SAPIENT CORP DE 2.02,9.01 05/07/09 Sara Lee Corp MD 2.02,9.01 05/07/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 05/07/09 SCI Engineered Materials, Inc. OH 3.03 05/01/09 Searchlight Minerals Corp. NV 7.01,9.01 05/07/09 Seneca Gaming Corp XX 8.01 05/06/09 SENOMYX INC DE 2.02,9.01 05/07/09 SHELTER PROPERTIES V LIMITED PARTNERS CA 1.01,9.01 05/01/09 ShoreTel Inc CA 2.02,9.01 05/07/09 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 05/07/09 SIGNALIFE, INC. DE 4.01,9.01 02/17/09 AMEND SILVERLEAF RESORTS INC 2.02,9.01 05/07/09 SINOBIOMED INC DE 3.02 04/29/09 SINOHUB, INC. DE 1.01,2.03,9.01 05/07/09 SIRIUS XM RADIO INC. DE 2.02,9.01 05/07/09 SIX FLAGS, INC. DE 8.01,9.01 05/06/09 SIX FLAGS, INC. DE 8.01,9.01 05/06/09 SJW CORP CA 2.02,5.03,9.01 05/06/09 SLM CORP DE 8.01 05/07/09 SLM CORP DE 5.02 05/04/09 SMART BALANCE, INC. DE 2.02,9.01 05/07/09 SMITH & WESSON HOLDING CORP NV 1.01,9.01 05/06/09 SMITHTOWN BANCORP INC NY 7.01,9.01 05/07/09 SoftBrands, Inc. DE 2.02,9.01 05/07/09 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 05/07/09 Somaxon Pharmaceuticals, Inc. DE 2.02,9.01 05/07/09 SONORAN ENERGY INC WA 5.02,8.01,9.01 04/30/09 Sound Revolution Inc. DE 2.01,3.02,5.02,5.03,8.01,9.01 04/30/09 SOUTHWEST WATER CO DE 5.02,8.01,9.01 04/24/09 AMEND SPECTRUM PHARMACEUTICALS INC DE 1.01,9.01 05/06/09 SPORT CHALET INC DE 1.01,2.02,2.03,7.01,9.01 05/04/09 SRA INTERNATIONAL INC DE 2.02,9.01 05/07/09 SRS LABS INC DE 2.02,9.01 05/07/09 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 05/07/09 STANDEX INTERNATIONAL CORP/DE/ DE 2.02,9.01 05/07/09 STARTEK INC DE 2.02,9.01 05/07/09 STERIS CORP OH 2.02,5.02,8.01,9.01 05/01/09 STERLING BANCSHARES INC TX 8.01,9.01 05/06/09 STERLING FINANCIAL CORP /WA/ WA 5.02 05/04/09 STILLWATER MINING CO /DE/ DE 2.02,9.01 05/06/09 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 05/06/09 Stratus Media Group, Inc NV 5.02 04/30/09 Stream Global Services, Inc. DE 2.02,9.01 05/07/09 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 05/07/09 Sucampo Pharmaceuticals, Inc. 2.02,9.01 05/07/09 SUN COMMUNITIES INC MD 2.02,9.01 05/07/09 SUN RIVER ENERGY, INC CO 3.02 05/06/09 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 05/07/09 SUNOCO INC PA 2.02,7.01,9.01 05/06/09 Sunstone Hotel Investors, Inc. MD 2.02,9.01 05/07/09 SUPERIOR BANCORP DE 7.01,9.01 05/07/09 Superlattice Power, Inc. NV 5.02 05/01/09 SUPERVALU INC DE 8.01,9.01 04/30/09 Suspect Detection Systems, Inc. DE 5.02,9.01 05/06/09 Susser Holdings CORP DE 2.02,9.01 05/07/09 SWIFT ENERGY CO 2.02,9.01 05/07/09 SXC Health Solutions Corp. A6 2.02,9.01 05/07/09 Symmetry Medical Inc. DE 2.02,9.01 05/07/09 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 05/06/09 SYNIVERSE HOLDINGS INC DE 2.02,9.01 05/07/09 TALEO CORP DE 2.02,9.01 05/07/09 TANDY LEATHER FACTORY INC DE 2.02,9.01 05/07/09 Targa Resources Partners LP DE 2.02,9.01 05/07/09 Targa Resources, Inc. DE 2.02,9.01 05/07/09 TARGET CORP MN 2.02,8.01,9.01 05/07/09 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 05/07/09 TC Power Management Corp. NV 5.02 05/05/09 Team Finance LLC DE 2.02,7.01,9.01 05/06/09 TECHNOLOGY SOLUTIONS COMPANY DE 3.01,5.02,8.01,9.01 05/04/09 TECHTEAM GLOBAL INC DE 2.02,9.01 05/05/09 TEKELEC CA 2.02,9.01 05/07/09 TELEFLEX INC DE 5.03,9.01 05/01/09 TELIK INC DE 2.02,9.01 05/07/09 TEMPUR PEDIC INTERNATIONAL INC DE 7.01 05/06/09 TENNANT CO MN 2.02,9.01 03/31/09 TERADATA CORP /DE/ 2.02,7.01,8.01,9.01 05/07/09 TERRA NITROGEN CO L P /DE DE 5.02,9.01 05/04/09 TESORO CORP /NEW/ DE 7.01,9.01 05/07/09 THERAGENICS CORP DE 2.02 05/07/09 THOMAS & BETTS CORP TN 5.02,9.01 05/06/09 THOMAS GROUP INC DE 2.02,9.01 05/05/09 THORATEC CORP CA 2.02 05/07/09 TICC Capital Corp. MD 2.02,9.01 05/07/09 TIERONE CORP 2.02,9.01 05/05/09 Tim Hortons Inc. DE 2.02,7.01,8.01,9.01 05/07/09 Timberline Resources Corp DE 8.01,9.01 05/06/09 TORCH ENERGY ROYALTY TRUST DE 3.01,9.01 05/01/09 Tower Group, Inc. DE 2.02,9.01 05/07/09 TOWERSTREAM CORP DE 5.02 05/01/09 TRACK DATA CORP DE 1.01 05/07/09 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 05/07/09 TransMontaigne Partners L.P. DE 2.02,9.01 05/07/09 TRANSWITCH CORP /DE DE 2.02,9.01 05/07/09 Travelport LTD D0 5.02 05/01/09 TREDEGAR CORP VA 2.02,9.01 05/07/09 TreeHouse Foods, Inc. DE 2.02,7.01,9.01 05/07/09 Trubion Pharmaceuticals, Inc 2.02,9.01 05/07/09 TRUDY CORP DE 4.01,9.01 05/06/09 AMEND TRUSTMARK CORP MS 7.01,9.01 05/07/09 U S PHYSICAL THERAPY INC /NV NV 2.02 05/07/09 UFP TECHNOLOGIES INC DE 2.02,9.01 05/05/09 UMH PROPERTIES, INC. MD 1.02,9.01 05/07/09 UNION BANKSHARES CORP VA 8.01,9.01 05/04/09 UNION NATIONAL FINANCIAL CORP / PA PA 7.01,9.01 05/06/09 UNITED SECURITY BANCSHARES CA 2.02,9.01 05/06/09 UNITED STATES LIME & MINERALS INC TX 5.02 05/01/09 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 05/07/09 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 05/07/09 US AIRWAYS GROUP INC DE 8.01,9.01 05/06/09 US CONCRETE INC DE 2.02,9.01 05/07/09 UTEK CORP 2.02,9.01 05/07/09 UTSTARCOM INC DE 2.02,9.01 05/07/09 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.02,9.01 05/05/09 AMEND Vanda Pharmaceuticals Inc. DE 8.01,9.01 05/06/09 Vanda Pharmaceuticals Inc. DE 8.01,9.01 05/07/09 Vangent, Inc. DE 2.02,9.01 05/07/09 VECTREN UTILITY HOLDINGS INC IN 9.01 05/07/09 Venoco, Inc. DE 2.02,9.01 05/07/09 VERAMARK TECHNOLOGIES INC DE 2.02,9.01 05/07/09 Veraz Networks, Inc. DE 2.02,9.01 05/07/09 VERISIGN INC/CA DE 1.01,2.01,9.01 05/01/09 VERISIGN INC/CA DE 2.02,9.01 05/07/09 VERMONT PURE HOLDINGS LTD/DE DE 1.01,9.01 05/07/09 Verso Paper Corp. DE 2.02,9.01 05/07/09 VICAL INC DE 2.02,9.01 05/07/09 Vicor Technologies, Inc. DE 3.02 03/04/09 VIRGINIA COMMERCE BANCORP INC 5.02 05/05/09 VITAL IMAGES INC MN 2.02,9.01 05/06/09 VONAGE HOLDINGS CORP DE 2.02,9.01 05/07/09 VOUGHT AIRCRAFT INDUSTRIES INC DE 2.02,9.01 05/07/09 W HOLDING CO INC PR 7.01 05/07/09 Warner Music Group Corp. DE 2.02,7.01,9.01 05/07/09 WATSCO INC FL 1.01,9.01 05/03/09 Watson Wyatt Worldwide, Inc. DE 2.02,9.01 05/07/09 WEIGHT WATCHERS INTERNATIONAL INC VA 2.02,9.01 05/07/09 WELLS FARGO & CO/MN DE 7.01,8.01 05/07/09 WENDY'S/ARBY'S GROUP, INC. DE 2.02,9.01 05/07/09 WESCORP ENERGY INC 3.02,9.01 05/07/09 WINLAND ELECTRONICS INC MN 8.01,9.01 05/05/09 WINNER MEDICAL GROUP INC NV 8.01,9.01 05/07/09 WIRELESS RONIN TECHNOLOGIES INC MN 2.02,9.01 05/07/09 WORLD FUEL SERVICES CORP FL 2.02,7.01,9.01 05/07/09 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 05/07/09 WREN, INC. NV 1.01,9.01 05/06/09 XCEL ENERGY INC MN 8.01 05/05/09 XINHUA CHINA LTD NV 3.02,9.01 05/06/09 ZOLL MEDICAL CORP MA 2.01,9.01 05/04/09 ZOLTEK COMPANIES INC DE 5.02,8.01,9.01 05/02/09 Zoo Entertainment, Inc DE 1.01,5.02,9.01 05/01/09 ZST Digital Networks, Inc. DE 1.01,3.02,9.01 05/05/09