RECENT 8K FILINGS March 6, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 21ST CENTURY HOLDING CO FL 2.02,9.01 03/05/09 3D SYSTEMS CORP DE 2.02,7.01,9.01 12/31/08 ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 03/05/09 ADVANCED MICRO DEVICES INC DE 1.01,2.01,3.02,5.02,8.01,9.01 03/02/09 ADVANCED OXYGEN TECHNOLOGIES INC DE 8.01 03/05/09 ADVANT E CORP DE 2.02,9.01 03/04/09 Affinia Group Intermediate Holdings I DE 2.02,9.01 03/05/08 Agfeed Industries, Inc NV 3.01,8.01 02/27/09 AIS FUTURES FUND IV LP DE 3.02 02/28/09 ALAMO GROUP INC DE 2.02,9.01 03/04/09 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 03/05/09 ALESCO FINANCIAL INC 2.02,8.01,9.01 03/04/09 ALLETE INC MN 8.01 03/05/09 Alliance HealthCare Services, Inc DE 2.02,9.01 03/05/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 5.02,9.01 03/01/09 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 1.01,9.01 03/01/09 AMERICAN AIRLINES INC DE 7.01 03/05/09 AMERICAN APPAREL, INC DE 7.01,9.01 03/05/09 AMERICAN BILTRITE INC DE 8.01,9.01 02/26/09 AMERICAN ECOLOGY CORP DE 4.01,9.01 03/03/09 AMERICAN INTERNATIONAL GROUP INC DE 3.02,3.03,5.01,5.03,9.01 03/04/09 AMERICAN ITALIAN PASTA CO DE 3.02 03/04/09 AMERICAN SOFTWARE INC GA 2.02,9.01 03/05/09 AMERICAN TOWER CORP /MA/ DE 5.02,9.01 03/02/09 AMERICAN WOODMARK CORP VA 5.02,9.01 03/04/09 AMR CORP DE 7.01 03/04/09 ANALOGIC CORP MA 2.02,9.01 03/05/09 ANGELES INCOME PROPERTIES LTD 6 CA 5.02 03/01/09 ANGELES INCOME PROPERTIES LTD II CA 5.02 03/01/09 ANGELES OPPORTUNITY PROPERTIES LTD CA 5.02 03/01/09 ANGELES PARTNERS X CA 5.02 03/01/09 ANGELES PARTNERS XI CA 5.02 03/01/09 ANGELES PARTNERS XII CA 5.02 03/01/09 ANGIOTECH PHARMACEUTICALS INC 2.02,9.01 03/05/09 ANGIOTECH PHARMACEUTICALS INC 1.01,2.03,8.01,9.01 03/05/09 ANIKA THERAPEUTICS INC MA 2.02,9.01 03/05/09 APEX BIOVENTURES ACQUISITION CORP DE 8.01,9.01 03/04/09 API Nanotronics Corp. 5.03 02/27/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 03/05/09 ARBINET THEXCHANGE INC DE 5.02 03/01/09 ArcSight Inc DE 2.02,9.01 03/05/09 ASHFORD HOSPITALITY TRUST INC MD 8.01 03/03/09 ATLANTIC EXPRESS TRANSPORTATION CORP NY 5.02 03/04/09 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 03/04/09 AWARE INC /MA/ MA 8.01,9.01 03/05/09 B&G Foods, Inc. DE 2.02,7.01,9.01 03/05/09 BAKERS FOOTWEAR GROUP INC MO 7.01,9.01 03/05/09 BANCINSURANCE CORP OH 5.02,9.01 02/27/09 BARRICODE, INC. NV 3.03,5.03,8.01,9.01 03/05/09 Basin Water, Inc. DE 8.01 02/19/09 BBC GRAPHICS OF PALM BEACH INC FL 5.02 03/03/09 BELLTOWER ENTERTAINMENT CORP. NV 8.01 03/04/09 BELO CORP DE 5.02,8.01,9.01 03/03/09 Benda Pharmaceutical, Inc. MN 2.04,8.01,9.01 03/04/09 BIOLASE TECHNOLOGY INC DE 1.01,2.03,9.01 02/27/09 BIOLASE TECHNOLOGY INC DE 1.01,5.02,9.01 03/04/09 BJ SERVICES CO DE 8.01 03/05/09 BLOCKBUSTER INC DE 2.02,9.01 03/05/09 BLUE DOLPHIN ENERGY CO DE 5.02 02/28/09 BLUE NILE INC DE 5.02 03/04/09 BLUEFLY INC DE 2.02,9.01 03/05/09 BOSTON SCIENTIFIC CORP DE 5.02 03/04/09 BRINKER INTERNATIONAL INC DE 5.02,9.01 03/04/09 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 03/04/09 Brownie's Marine Group, Inc 3.02,9.01 03/03/09 BSD MEDICAL CORP DE 7.01,9.01 03/05/09 CABCO TRUST FOR J.C. PENNEY DEBENTURE DE 8.01,9.01 03/02/09 CACHE INC FL 2.02,5.02,9.01 03/04/09 CAMCO FINANCIAL CORP DE 5.02 02/27/09 CAPITAL CORP OF THE WEST CA 5.02 03/03/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 4.01,9.01 10/08/08 AMEND CARDIOGENESIS CORP /CA CA 1.01,9.01 02/27/09 Cardium Therapeutics, Inc. 1.01,2.03,3.02,8.01,9.01 02/27/09 CAREY W P & CO LLC DE 8.01,9.01 03/05/09 Catalent Pharma Solutions, Inc. DE 5.02,9.01 03/05/09 Catalyst Pharmaceutical Partners, Inc DE 8.01,9.01 03/03/09 CAVIUM NETWORKS, INC. 2.01,9.01 12/23/08 AMEND CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 03/05/09 CENTER BANCORP INC NJ 2.02,9.01 03/05/09 CENTURY PROPERTIES FUND XIV CA 5.02 03/01/09 CENTURY PROPERTIES FUND XIX CA 5.02 03/01/09 CENTURY PROPERTIES FUND XV CA 5.02 03/01/09 CENTURY PROPERTIES FUND XVI CA 5.02 03/01/09 CENTURY PROPERTIES FUND XVII CA 5.02 03/01/09 CENTURY PROPERTIES GROWTH FUND XXII CA 5.02 03/01/09 CEPHALON INC DE 1.01 02/27/09 CERNER CORP /MO/ DE 5.02 03/03/09 CHEVY CHASE PREFERRED CAPITAL CORP MD 5.01,8.01,9.01 02/27/09 CHICOS FAS INC FL 2.02,9.01 03/03/09 CHILDRENS PLACE RETAIL STORES INC 7.01,9.01 03/05/09 China Healthcare Acquisition Corp. DE 8.01,9.01 03/05/09 CHINA SECURITY & SURVEILLANCE TECHNOL DE 2.02,9.01 03/05/09 China Wi-Max Communications, Inc. NV 5.02 03/01/09 CIENA CORP DE 2.02,2.05,9.01 03/02/09 CIRCOR INTERNATIONAL INC DE 2.02,9.01 02/25/09 Clean Energy Fuels Corp. DE 2.02,9.01 03/05/09 CLEARVIEW ACQUISITIONS, INC. NV 4.01,5.02,9.01 03/01/09 Clearwire Corp /DE DE 2.02,5.03,9.01 03/03/09 CLST HOLDINGS, INC. DE 1.01,2.01,2.03,9.01 11/10/08 AMEND CLST HOLDINGS, INC. DE 1.01,2.03,9.01 12/12/08 AMEND COCA COLA CO DE 8.01,9.01 03/03/09 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 03/05/09 COLLECTORS UNIVERSE INC DE 2.05,7.01 02/27/09 COLONIAL PROPERTIES TRUST AL 2.03,9.01 02/27/09 COMMUNITY FIRST INC TN 1.01,3.02,3.03,5.02,5.03,9.01 02/27/09 COMPUTER SOFTWARE INNOVATIONS INC 5.02,9.01 03/01/09 CONSOLIDATED CAPITAL GROWTH FUND CA 5.02 03/01/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 03/01/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 03/01/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 03/01/09 CONSOLIDATED CAPITAL PROPERTIES III CA 5.02 03/01/09 CONSOLIDATED CAPITAL PROPERTIES IV CA 5.02 03/01/09 COOPER COMPANIES INC DE 2.02,9.01 03/05/09 COPART INC CA 2.02,9.01 03/04/09 CORNELL COMPANIES INC DE 2.02,9.01 03/05/09 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 03/05/09 CREE INC NC 7.01 02/25/09 CRYOLIFE INC FL 9.01 10/22/08 AMEND CV THERAPEUTICS INC DE 8.01,9.01 03/05/09 DATA I/O CORP WA 5.02 03/04/09 DAVIDSON DIVERSIFIED REAL ESTATE I LP DE 5.02 03/01/09 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 5.02 03/01/09 DAVIDSON DIVERSIFIED REAL ESTATE III DE 5.02 03/01/09 DAVIDSON GROWTH PLUS LP DE 5.02 03/01/09 DAVIDSON INCOME REAL ESTATE LP DE 5.02 03/01/09 DECORATOR INDUSTRIES INC PA 2.02,9.01 03/03/09 Delek US Holdings, Inc. 2.02,9.01 03/05/09 DEPOMED INC CA 2.02,9.01 03/05/09 DEXCOM INC 2.02,9.01 03/05/09 DIAGNOSTIC IMAGING INTERNATIONAL CORP NV 2.01,3.02,9.01 03/02/09 DIALYSIS CORP OF AMERICA FL 2.02,9.01 03/05/09 DOLE FOOD CO INC DE 8.01,9.01 03/05/09 Dot VN, Inc. DE 8.01,9.01 03/05/09 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 5.02 03/01/09 DTE ENERGY CO MI 4.01,9.01 09/25/08 AMEND DUNE ENERGY INC DE 2.02,8.01 03/05/09 DYNAMIC MATERIALS CORP DE 2.02,9.01 03/05/09 DYNEX CAPITAL INC VA 2.02,9.01 03/04/09 ECCO Energy Corp. NV 4.01 03/05/09 ECONOMETRICS INC DE 4.01,9.01 03/04/09 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 03/04/09 ELOYALTY CORP DE 5.02,9.01 02/27/09 Embarq CORP DE 5.02,9.01 02/27/09 Encore Bancshares Inc TX 5.02 03/02/09 ENDOLOGIX INC /DE/ DE 1.01,2.03,9.01 03/03/09 ENERGY & TECHNOLOGY CORP. DE 1.01,9.01 03/04/09 Energy Future Holdings Corp /TX/ TX 7.01,9.01 03/05/09 ENZO BIOCHEM INC NY 5.02 03/02/09 EPICEPT CORP 8.01 03/02/09 EPIX Pharmaceuticals, Inc. 5.02,5.03,7.01,9.01 03/02/09 EQUISTAR CHEMICALS LP DE 1.01,2.03,8.01,9.01 02/27/09 ERF Wireless, Inc. NV 7.01,9.01 03/04/09 Eternal Image Inc 5.02 02/28/09 ETHAN ALLEN INTERIORS INC DE 7.01,9.01 03/05/09 ETRIALS WORLDWIDE INC. 2.02,9.01 03/05/09 EXAR CORP DE 9.01 03/05/09 Exterra Energy Inc. NV 5.02,8.01 03/05/09 FAMILY DOLLAR STORES INC DE 2.02,9.01 03/05/09 FARMER BROTHERS CO CA 1.01,2.01,2.03,9.01 02/28/09 Federal Home Loan Bank of Atlanta X1 2.03 03/02/09 Federal Home Loan Bank of Boston X1 7.01,9.01 03/05/09 Federal Home Loan Bank of Boston X1 2.03 03/02/09 Federal Home Loan Bank of Chicago X1 2.03 03/03/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/03/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/02/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/02/09 Federal Home Loan Bank of San Francis X1 2.03 03/02/09 Federal Home Loan Bank of Seattle 2.03 03/04/09 Federal Home Loan Bank of Topeka 2.03 03/03/09 FEDERAL SIGNAL CORP /DE/ DE 8.01,9.01 03/05/09 FEI CO OR 1.01,9.01 03/03/09 FINISAR CORP DE 2.02,9.01 03/05/09 FIRST BANCORP /PR/ PR 8.01,9.01 03/05/09 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 03/02/09 FIRST M&F CORP/MS MS 1.01,3.02,3.03,5.02,5.03 03/04/09 FIRST MERCHANTS CORP IN 5.02 03/03/09 FIRST PLACE FINANCIAL CORP /DE/ DE 5.02 02/27/09 FMC TECHNOLOGIES INC DE 5.02,5.03,9.01 02/27/09 FOOT LOCKER INC NY 2.02,9.01 03/04/09 FOX STRATEGIC HOUSING INCOME PARTNERS CA 5.02 03/01/09 FRANKLIN CREDIT HOLDING CORP/DE/ DE 1.01 02/27/09 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 2.02,9.01 03/05/09 Fuel Systems Solutions, Inc. 2.02,9.01 03/05/09 GAP INC DE 7.01,9.01 03/05/09 GASCO ENERGY INC NV 2.02,9.01 03/04/09 GATEWAY ENERGY CORP/NE DE 2.01,9.01 12/22/08 AMEND GATX CORP NY 8.01 03/04/09 GENERAL DYNAMICS CORP DE 8.01,9.01 03/05/09 GENERAL GROWTH PROPERTIES INC DE 5.02 02/27/09 General Maritime Corp / MI 9.01 03/05/09 General Moly, Inc DE 5.02,9.01 02/27/09 GENESCO INC TN 2.02,9.01 03/05/09 GERBER SCIENTIFIC INC CT 2.02,9.01 03/05/09 GEVITY HR INC FL 8.01,9.01 03/05/09 GLOBECOMM SYSTEMS INC 8.01,9.01 02/27/09 AMEND Golden West Brewing Company, Inc. CA 1.01,9.01 03/02/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 03/05/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 03/05/09 GREENBRIER COMPANIES INC DE 8.01,9.01 03/05/09 Grubb & Ellis Healthcare REIT, Inc. MD 7.01,9.01 03/05/09 GTSI CORP DE 2.02,9.01 03/05/09 GYRODYNE CO OF AMERICA INC NY 8.01,9.01 03/05/09 HANCOCK HOLDING CO MS 4.01,9.01 02/27/09 AMEND HARLEY DAVIDSON INC WI 7.01 03/05/09 HARRAHS ENTERTAINMENT INC DE 2.06,7.01,9.01 02/24/09 HARRAHS ENTERTAINMENT INC DE 7.01,8.01,9.01 03/04/09 HARVEST NATURAL RESOURCES, INC. DE 2.02,9.01 03/05/09 HCW PENSION REAL ESTATE FUND LTD PART MA 5.02 03/01/09 HEARTLAND PAYMENT SYSTEMS INC DE 7.01,9.01 03/02/09 HEREUARE INC DE 5.02 02/27/09 HERITAGE BANKSHARES INC /VA VA 5.02,9.01 03/04/09 HERITAGE OAKS BANCORP CA 5.03 03/02/09 HF FINANCIAL CORP DE 8.01 02/27/09 HI TECH PHARMACAL CO INC NY 1.01,2.01,9.01 02/27/09 HICKORY TECH CORP MN 2.02,9.01 03/05/09 HOUSING PROGRAMS LTD CA 5.02 03/01/09 HUNTINGTON PREFERRED CAPITAL INC OH 5.02 03/02/09 IA GLOBAL INC DE 2.03 02/28/09 ICO INC TX 5.02,9.01 03/04/09 ID SYSTEMS INC DE 2.02,9.01 03/05/09 IMAGE ENTERTAINMENT INC DE 1.01 02/27/09 AMEND IMPAX LABORATORIES INC DE 5.02,8.01 02/20/09 IMPERIAL SUGAR CO /NEW/ TX 8.01,9.01 03/04/09 INGERSOLL RAND CO LTD 1.01,8.01,9.01 03/02/09 INNOTRAC CORP GA 1.01,9.01 03/01/09 INSITUFORM TECHNOLOGIES INC DE 2.02,9.01 02/26/09 INSULET CORP DE 2.02,5.02,9.01 03/05/09 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 02/27/09 INVO Bioscience, Inc. NV 4.01,9.01 03/02/09 INX Inc DE 2.02,7.01,9.01 03/05/09 iPCS, INC DE 8.01,9.01 03/05/09 IRONCLAD PERFORMANCE WEAR CORP 5.02 02/27/09 JESUP & LAMONT, INC. FL 3.02,5.02,8.01,9.01 02/26/09 JMP Group Inc. DE 2.02,5.02,8.01,9.01 03/03/09 K SWISS INC DE 2.02,9.01 03/05/09 KADANT INC DE 2.02,9.01 03/04/09 KERYX BIOPHARMACEUTICALS INC DE 3.01 03/03/09 KOHLS CORPORATION WI 7.01,9.01 03/05/09 KOPIN CORP DE 2.02,9.01 03/05/09 KRISPY KREME DOUGHNUTS INC NC 8.01,9.01 03/04/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 03/05/09 LAKES ENTERTAINMENT INC MN 2.02,9.01 03/05/09 LEADIS TECHNOLOGY INC DE 5.02,8.01 03/03/09 LEGACY RESERVES LP DE 2.02,9.01 03/04/09 LEGG MASON INC MD 1.02,8.01,9.01 03/04/09 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,9.01 03/05/09 LINCOLN NATIONAL CORP IN 7.01 03/03/09 LINEAR TECHNOLOGY CORP /CA/ DE 8.01,9.01 03/05/09 Linens Holding Co. DE 5.02 02/28/09 Local Insight Regatta Holdings, Inc. DE 7.01,9.01 03/05/09 LOCAL.COM DE 1.01,9.01 02/27/09 LOGILITY INC GA 2.02,9.01 03/05/09 LYONDELL CHEMICAL CO DE 1.01,2.03,8.01,9.01 02/27/09 M WISE INC DE 4.01,9.01 03/05/09 AMEND MAC-GRAY CORP DE 2.02,9.01 03/05/09 Macrovision Solutions CORP DE 2.01,9.01 02/28/09 Main Street Capital CORP MD 8.01,9.01 03/05/09 MAINLAND RESOURCES INC. NV 1.01,9.01 03/01/09 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 03/05/09 MARVELL TECHNOLOGY GROUP LTD D0 2.02,2.05,9.01 03/02/09 Mastech Holdings, Inc. PA 2.02,9.01 03/05/09 McCormick & Schmicks Seafood Restaura 2.02,9.01 03/05/09 MDU RESOURCES GROUP INC DE 2.04 03/05/09 MEADE INSTRUMENTS CORP DE 1.01,5.02,9.01 02/27/09 MEDCO HEALTH SOLUTIONS INC DE 5.02 03/03/09 MEDIFAST INC DE 5.02,9.01 02/27/09 MEDNAX, INC. FL 8.01 03/05/09 Mercantile Bancorp, Inc. DE 2.02,9.01 03/04/08 MERGE HEALTHCARE Inc WI 5.02 03/02/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 09/15/08 AMEND MESABI TRUST NY 8.01 03/04/09 METALICO INC 1.01,2.03,8.01,9.01 02/27/09 METHODE ELECTRONICS INC DE 8.01,9.01 03/04/09 METLIFE INC DE 8.01,9.01 03/05/09 MICROVISION INC DE 2.02,9.01 03/05/09 MIDAS INC DE 2.02 03/05/09 MiddleBrook Pharmaceuticals, Inc. 2.02,9.01 03/05/09 MIDDLEBY CORP DE 2.02,9.01 03/04/09 MILLENNIUM CHEMICALS INC DE 1.01,2.03,8.01,9.01 02/27/09 MMC ENERGY, INC. DE 8.01,9.01 03/05/09 ModusLink Global Solutions Inc DE 1.01,2.03,9.01 02/27/09 MOSAIC CO DE 7.01,9.01 03/05/09 NANOSPHERE INC DE 5.02,9.01 03/02/09 National CineMedia, Inc. DE 2.02,9.01 03/05/09 NATIONAL COAL CORP FL 5.02,9.01 03/01/09 NATIONAL HOUSING PARTNERSHIP REALTY F MD 5.02 03/01/09 NATIONAL PENN BANCSHARES INC PA 8.01 03/05/09 NATIONAL PROPERTY INVESTORS 4 CA 5.02 03/01/09 NATIONAL PROPERTY INVESTORS 5 CA 5.02 03/01/09 NATIONAL PROPERTY INVESTORS 6 CA 5.02 03/01/09 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 5.02 03/01/09 NATIONAL PROPERTY INVESTORS III CA 5.02 03/01/09 NATIONAL TAX CREDIT INVESTORS II CA 5.02 03/01/09 NATIONAL TAX CREDIT PARTNERS L P CA 5.02 03/01/09 NAVISITE INC DE 2.02,9.01 03/05/09 NBTY INC DE 5.02,9.01 02/27/09 Neiman Marcus, Inc. DE 2.02,7.01 03/05/09 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 03/05/09 NORDSTROM INC WA 7.01 03/05/09 Northstar Neuroscience, Inc. WA 1.02,9.01 03/03/09 NOVEN PHARMACEUTICALS INC DE 2.02 03/05/09 Obagi Medical Products, Inc. DE 2.02 03/05/08 OBN HOLDINGS NV 8.01,9.01 02/11/09 ON2 TECHNOLOGIES, INC. DE 2.02,9.01 03/05/09 ONCOR ELECTRIC DELIVERY CO LLC DE 2.02,9.01 03/05/09 Opexa Therapeutics, Inc. TX 8.01,9.01 03/05/09 OPTIMER PHARMACEUTICALS INC 1.01,9.01 03/04/09 ORGANITECH USA INC DE 5.02,8.01 03/05/09 Orion Marine Group Inc DE 2.02,9.01 03/05/09 ORTHOVITA INC 5.02,9.01 03/01/09 OSAGE EXPLORATION & DEVELOPMENT INC DE 1.01,3.02,9.01 03/03/09 OSI RESTAURANT PARTNERS, LLC DE 7.01,9.01 03/05/09 OSTEOTECH INC DE 2.02,9.01 03/04/09 OXFORD INDUSTRIES INC GA 2.02,9.01 03/05/09 OXFORD RESIDENTIAL PROPERTIES I LTD P MD 5.02 03/01/09 PACIFIC GAS & ELECTRIC CO CA 7.01,9.01 03/04/09 PACKITGREEN HOLDINGS CORP NV 5.02,9.01 03/04/09 PALATIN TECHNOLOGIES INC DE 8.01,9.01 03/05/09 PETROLEUM DEVELOPMENT CORP NV 5.02 03/04/09 PG&E CORP CA 7.01,9.01 03/04/09 PGT, Inc. DE 1.01,9.01 02/27/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 02/27/09 PHOENIX ENERGY RESOURCE CORP CA 2.03 03/04/09 PHOTOMEDEX INC DE 1.01,2.01,2.03,5.02,7.01,9.01 02/27/09 PINNACLE AIRLINES CORP DE 2.02,9.01 03/05/09 PINNACLE AIRLINES CORP DE 1.01,9.01 03/02/09 POWELL INDUSTRIES INC NV 1.01,9.01 02/27/09 Power Medical Interventions, Inc. DE 2.02,9.01 03/04/09 Power Medical Interventions, Inc. DE 2.02,9.01 03/04/09 PRIVATEBANCORP, INC DE 5.02,7.01,9.01 03/03/09 PROS Holdings, Inc. DE 5.02 03/04/09 PUBLIX SUPER MARKETS INC FL 8.01,9.01 03/05/09 RAE SYSTEMS INC DE 2.02,9.01 03/05/09 READERS DIGEST ASSOCIATION INC DE 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD II CA 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD III CA 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD IV CA 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD V CA 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD VI CA 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD VII CA 5.02 03/01/09 REAL ESTATE ASSOCIATES LTD/CA CA 5.02 03/01/09 RENASANT CORP MS 5.02 03/04/09 REPUBLIC FIRST BANCORP INC PA 2.02,9.01 02/03/09 AMEND REPUBLIC SERVICES, INC. DE 5.02 03/02/09 RESMED INC DE 1.01,9.01 02/27/09 RG America, Inc. NV 8.01 03/04/09 RHI Entertainment, Inc. DE 2.02,9.01 03/05/09 ROCKWELL AUTOMATION INC DE 8.01 02/24/09 AMEND RPM INTERNATIONAL INC/DE/ DE 1.01,9.01 02/27/09 RSC Holdings Inc. DE 5.02,9.01 02/27/09 Rubicon Technology, Inc. DE 5.02 02/27/09 SAKS INC TN 8.01,9.01 03/05/09 SANTARUS INC DE 2.02,9.01 03/05/09 SATCON TECHNOLOGY CORP DE 5.02,9.01 02/24/09 SATCON TECHNOLOGY CORP DE 2.02,9.01 03/05/09 SCBT FINANCIAL CORP SC 8.01,9.01 03/05/09 SCHMITT INDUSTRIES INC OR 5.02 03/04/09 SECURECARE TECHNOLOGIES INC NV 3.02,9.01 02/27/09 SEPRACOR INC /DE/ DE 8.01 03/04/09 SGB International Holdings Inc. A1 5.03,7.01,9.01 03/03/09 SHELTER PROPERTIES II LTD PARTNERSHIP SC 5.02 03/01/09 SHELTER PROPERTIES IV LIMITED PARTNER SC 5.02 03/01/09 SHELTER PROPERTIES V LIMITED PARTNERS CA 5.02 03/01/09 SHELTER PROPERTIES VI LIMITED PARTNER CA 5.02 03/01/09 SHELTER PROPERTIES VII LTD PARTNERSHI SC 5.02 03/01/09 Shire plc 8.01,9.01 03/05/09 Silicon Mountain Holdings, Inc. 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