RECENT 8K FILINGS February 20, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A. H. Belo CORP DE 2.02,9.01 02/17/09 ABOVENET INC DE 5.02 02/12/09 ACACIA RESEARCH CORP DE 8.01 02/18/09 ACACIA RESEARCH CORP DE 2.02,9.01 02/19/09 ACIES CORP NV 8.01,9.01 02/13/09 ACORN ENERGY, INC. DE 5.02 02/12/09 ADA-ES INC CO 7.01,9.01 02/19/09 AETRIUM INC MN 5.02 02/18/09 AFFYMAX INC 1.01,3.02,8.01,9.01 02/13/09 AGL RESOURCES INC GA 5.02 02/03/09 AMEND ALBEMARLE CORP VA 5.02,7.01 02/16/09 ALLIED CAPITAL CORP MD 8.01 02/14/09 AMEREN CORP MO 5.02,9.01 02/12/09 American Achievement Group Holding Co DE 5.02 02/19/09 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,9.01 02/13/09 AMERICAN CAPITAL PARTNERS LIMITED INC NV 8.01 02/19/09 AMERICAN ITALIAN PASTA CO DE 5.02,8.01,9.01 02/19/09 AMERICAN TONERSERV CORP. DE 5.02,9.01 02/12/09 AMERICAN WOODMARK CORP VA 2.02,9.01 01/31/09 AMERIGROUP CORP 2.02,9.01 02/19/09 AMERISOURCEBERGEN CORP DE 5.02,8.01,9.01 02/19/09 AMSURG CORP TN 2.02,7.01,9.01 02/19/09 Amtrust Financial Services, Inc. DE 2.02,9.01 02/18/09 ANESIVA, INC. DE 5.02,9.01 02/12/09 Answers CORP 2.02,7.01,9.01 02/19/09 ANTIGENICS INC /DE/ DE 2.02,9.01 02/19/09 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 02/19/09 APAC CUSTOMER SERVICE INC IL 2.02,9.01 02/18/09 APACHE CORP DE 2.02,9.01 02/19/09 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 02/17/09 APOLLO GOLD CORP 1.01,9.01 02/16/09 Argo Group International Holdings, Lt 5.02 02/12/09 ARTHROCARE CORP DE 5.02,7.01,9.01 02/18/09 ASIAN FINANCIAL INC WY 2.02,9.01 02/18/09 ASPEN EXPLORATION CORP DE 1.01,9.01 02/18/09 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 02/19/09 ASPEN TECHNOLOGY INC /DE/ DE 4.02 02/06/09 AMEND ASPYRA INC CA 1.01,2.03,3.02,9.01 02/12/09 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 02/19/09 ASTORIA FINANCIAL CORP DE 8.01,9.01 02/19/09 AtriCure, Inc. DE 2.02,9.01 02/19/09 ATRION CORP DE 2.02,9.01 02/19/09 AVON PRODUCTS INC NY 2.05,7.01,9.01 02/17/09 AXA FINANCIAL INC DE 2.02,9.01 02/19/09 BANK OF KENTUCKY FINANCIAL CORP KY 1.01,3.02,3.03,5.02,5.03,9.01 02/12/09 BankGreenville Financial CORP SC 1.01,3.02,3.03,5.02,5.03,9.01 02/13/09 BARNES GROUP INC DE 2.02,9.01 02/19/09 Basin Water, Inc. DE 5.02 02/13/09 BEVERLY HILLS BANCORP INC DE 1.01,2.06,8.01 01/29/09 BIOLARGO, INC. DE 1.01,9.01 01/16/09 BLACK GAMING, LLC 1.01,2.04,8.01,9.01 02/10/09 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01 02/13/09 BLACKSANDS PETROLEUM, INC. NV 9.01 08/03/07 AMEND BLACKSANDS PETROLEUM, INC. NV 9.01 03/17/08 AMEND BLUEFLY INC DE 1.01,9.01 02/10/09 BORDERS GROUP INC MI 5.02 02/19/09 BRANDYWINE REALTY TRUST MD 2.02,9.01 02/18/09 BreitBurn Energy Partners L.P. DE 7.01,9.01 02/17/09 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 02/19/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 02/19/09 BSD MEDICAL CORP DE 7.01,9.01 02/19/09 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 02/19/09 Builders FirstSource, Inc. DE 2.02,9.01 02/19/09 BURLINGTON NORTHERN SANTA FE CORP DE 8.01,9.01 02/18/09 BV Financial, Inc. X1 8.01,9.01 02/19/09 CABELAS INC DE 2.02,7.01,9.01 02/19/09 CAPSTEAD MORTGAGE CORP MD 8.01,9.01 02/12/09 Cardium Therapeutics, Inc. 8.01,9.01 02/19/09 CAREER EDUCATION CORP DE 2.02,9.01 02/19/09 CATERPILLAR INC DE 7.01 02/19/09 CELL GENESYS INC DE 5.02 02/19/09 Celsion CORP MD 5.02,9.01 02/18/09 CENTURY ALUMINUM CO DE 2.02,9.01 02/19/09 CENTURY ALUMINUM CO DE 2.05 02/04/09 AMEND CENTURYTEL INC LA 2.02,9.01 12/31/08 CHAMPION ENTERPRISES INC MI 2.02,9.01 02/18/09 CHARLES & COLVARD LTD NC 3.03,9.01 02/18/09 CHINA AGRITECH INC 8.01,9.01 02/19/09 China Auto Logistics Inc NV 7.01,8.01,9.01 02/17/09 China Housing & Land Development, Inc NV 5.02,9.01 02/16/09 CHINA YIDA HOLDING, CO. DE 1.01,7.01,9.01 02/13/09 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 02/19/09 CMS Bancorp, Inc. DE 5.03,9.01 02/19/09 COCA COLA BOTTLING CO CONSOLIDATED /D DE 1.01,1.02,3.02,9.01 02/19/09 COHU INC DE 2.01,9.01 12/05/08 AMEND COLUMBIA BANKING SYSTEM INC WA 5.02,9.01 02/10/09 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 02/19/09 COMSYS IT PARTNERS INC DE 2.02,5.02,7.01,9.01 02/13/09 CONNECTICUT LIGHT & POWER CO CT 2.03,9.01 02/13/09 CONNS INC DE 2.02,9.01 02/19/09 COSTAR GROUP INC 2.02,9.01 02/18/09 CRANE CO /DE/ DE 8.01,9.01 02/18/09 CRM Holdings, Ltd. 8.01,9.01 02/19/09 Crocs, Inc. 2.02,9.01 02/19/09 CRYOLIFE INC FL 2.02,9.01 02/19/09 CSG SYSTEMS INTERNATIONAL INC DE 7.01,9.01 02/19/09 CVS CAREMARK CORP DE 2.02,9.01 02/19/09 CVS CAREMARK CORP DE 5.02 02/19/09 CYBEX INTERNATIONAL INC NY 5.02,8.01 02/18/09 CYTOKINETICS INC 5.02,9.01 02/19/09 CYTOKINETICS INC 5.02,9.01 02/19/09 AMEND DANKA BUSINESS SYSTEMS PLC 5.02,8.01,9.01 02/19/09 DCP Holding CO OH 5.02,8.01,9.01 10/21/08 DCP Midstream Partners, LP DE 2.02,7.01,8.01 02/19/09 DealerTrack Holdings, Inc. DE 2.02,9.01 02/19/09 DELL INC DE 5.02,9.01 02/16/09 DICKS SPORTING GOODS INC DE 2.04 02/17/09 DigitalFX International Inc FL 2.03,3.02,9.01 02/12/09 DigitalFX International Inc FL 3.02 12/17/08 AMEND DITECH NETWORKS INC DE 2.02,9.01 02/19/09 Dot VN, Inc. DE 1.01,2.03,9.01 02/15/09 DOVER CORP DE 5.02 02/12/09 DOW CHEMICAL CO /DE/ DE 8.01,9.01 02/19/09 Drayton Harbor Resources Inc. NV 5.02 02/19/09 DreamWorks Animation SKG, Inc. 5.02 02/17/09 DRESS BARN INC CT 7.01,9.01 02/18/09 DRI CORP NC 7.01,9.01 02/19/09 DYCOM INDUSTRIES INC FL 2.02,9.01 02/17/09 EAGLE MATERIALS INC DE 7.01,9.01 02/19/09 EASTERN AMERICAN NATURAL GAS TRUST DE 2.02,9.01 02/19/09 ELECTRONICS FOR IMAGING INC DE 1.01,2.03,7.01,9.01 02/18/09 ELITE PHARMACEUTICALS INC /DE/ DE 4.01,9.01 02/12/09 Embarq CORP DE 2.02,9.01 02/12/09 EMS TECHNOLOGIES INC GA 2.01,9.01 02/13/09 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 02/18/09 ENDWAVE CORP DE 1.01 02/13/09 ENZON PHARMACEUTICALS INC DE 2.02,9.01 02/19/09 Eternal Image Inc 5.01,5.03,9.01 02/12/09 EURONET WORLDWIDE INC DE 1.01,2.03,9.01 02/18/09 EVANS BANCORP INC NY 7.01 02/17/09 EXACTECH INC FL 2.02,7.01,9.01 02/18/09 EXCO RESOURCES INC TX 5.02 02/17/09 Expedia, Inc. 2.02,9.01 02/19/09 Expedia, Inc. 1.01,9.01 02/18/09 EXPONENT INC DE 5.02,8.01,9.01 02/19/09 FAMILYMEDS GROUP, INC. NV 8.01 02/18/09 FARO TECHNOLOGIES INC FL 2.02,7.01,9.01 02/12/09 FARO TECHNOLOGIES INC FL 8.01,9.01 02/19/09 Federal Home Loan Bank of Atlanta X1 2.03 02/13/09 Federal Home Loan Bank of Boston X1 2.03 02/12/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/13/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/17/09 Federal Home Loan Bank of San Francis X1 2.03 02/13/09 Federal Home Loan Bank of Seattle 2.03 02/18/09 Federal Home Loan Bank of Topeka 2.03 02/17/09 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 02/19/09 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 02/19/09 FIRST MONTAUK FINANCIAL CORP NJ 4.01,9.01 02/18/09 FLAGSTAR BANCORP INC MI 1.01,3.02,8.01,9.01 02/13/09 Flagstone Reinsurance Holdings Ltd 5.02,9.01 02/17/09 Forterus, Inc. NV 8.01 01/02/09 FRANKFORT TOWER INDUSTRIES INC DE 8.01,9.01 02/18/09 FRIEDMAN INDUSTRIES INC TX 8.01,9.01 02/18/09 GASTAR EXPLORATION LTD 7.01,9.01 02/19/09 GEN PROBE INC DE 5.02 02/12/09 GENENTECH INC DE 5.02 02/12/09 Genesis Pharmaceuticals Enterprises, FL 2.02,9.01 02/17/09 GLIMCHER REALTY TRUST MD 2.02,9.01 02/18/09 Global Resource CORP CO 4.01 02/18/09 GOLDEN GRAIN ENERGY 8.01 02/16/08 Grand Canyon Education, Inc. DE 2.02,5.02,9.01 02/19/09 Great Lakes Dredge & Dock CORP DE 8.01,9.01 02/19/09 Green St. Energy, Inc. DE 1.01,2.03,3.02,9.01 02/12/09 GREER BANCSHARES INC SC 2.02,9.01 02/17/09 GREER BANCSHARES INC SC 9.01 01/30/09 AMEND GROUP 1 AUTOMOTIVE INC DE 2.02,8.01,9.01 02/19/09 GYRODYNE CO OF AMERICA INC NY 1.01,9.01 02/02/09 HANSEN MEDICAL INC 5.02 02/19/09 HARLEY DAVIDSON INC WI 5.03,9.01 02/12/09 HEALTH GRADES INC DE 2.02,9.01 02/19/09 HeartWare International, Inc. DE 7.01,9.01 02/19/09 HEMISPHERX BIOPHARMA INC DE 8.01 02/19/08 HERCULES OFFSHORE, INC. DE 7.01,9.01 02/19/09 HERSHEY CO DE 5.02 02/16/09 Highland Distressed Opportunities, In 7.01,9.01 02/19/09 HITTITE MICROWAVE CORP 2.02,9.01 02/19/09 HLTH CORP DE 2.02,7.01,9.01 02/19/09 HOKU SCIENTIFIC INC DE 8.01,9.01 02/19/09 HORMEL FOODS CORP /DE/ DE 2.02,9.01 02/19/09 HORNBECK OFFSHORE SERVICES INC /LA DE 2.02,9.01 02/19/09 IBERIABANK CORP LA 5.03,9.01 02/16/09 IDACORP INC ID 2.02,9.01 02/19/09 IMPLANT SCIENCES CORP MA 2.02,7.01,9.01 02/19/09 INGERSOLL RAND CO LTD 5.02 02/12/09 INNERWORKINGS INC 2.02,9.01 02/19/09 INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 5.02 02/19/09 INTEGRA BANK CORP IN 8.01,9.01 02/19/09 INTEGRYS ENERGY GROUP, INC. WI 5.02,5.03,9.01 02/12/09 INTERACTIVE DATA CORP/MA/ DE 2.02,9.01 02/19/09 INTRUSION INC DE 2.02,9.01 02/19/09 INTUIT INC DE 2.02,9.01 02/19/09 INVACARE CORP OH 5.02,9.01 02/12/09 IRVINE SENSORS CORP/DE/ DE 3.02 02/13/09 ISTA PHARMACEUTICALS INC DE 2.02,9.01 02/19/09 KAMAN CORP CT 8.01 02/19/09 KIWA BIO-TECH PRODUCTS GROUP CORP DE 5.02,9.01 02/18/09 KLA TENCOR CORP DE 5.02,5.03,8.01,9.01 02/19/09 KNOLOGY INC DE 2.02,9.01 02/19/09 Kraton Polymers LLC 5.02 02/13/09 KUSHNER LOCKE CO CA 8.01,9.01 02/19/09 LA-Z-BOY INC MI 5.02,9.01 02/17/09 LANDAMERICA FINANCIAL GROUP INC VA 8.01,9.01 02/17/09 LAWSON PRODUCTS INC/NEW/DE/ DE 5.02,9.01 02/12/09 Lazy Days R.V. Center, Inc. 1.01,9.01 02/19/09 LCA VISION INC DE 7.01,9.01 02/19/09 LEXICON PHARMACEUTICALS, INC./DE DE 5.02,9.01 02/12/09 Liberty Global, Inc. 7.01 02/19/09 LIFE TIME FITNESS INC MN 2.02,9.01 02/19/09 LIFETIME BRANDS, INC DE 1.01,2.03,9.01 02/12/09 LNB BANCORP INC OH 5.02,9.01 02/12/09 LOCAL.COM DE 2.02,9.01 02/19/09 LODGENET INTERACTIVE CORP DE 2.02,9.01 02/18/09 LOUISIANA BANCORP INC LA 8.01,9.01 02/19/09 LOUISIANA-PACIFIC CORP DE 5.02 02/12/09 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 02/12/09 MARCHEX INC DE 2.02,2.06,9.01 02/19/09 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 02/19/09 MCCORMICK & CO INC MD 8.01,9.01 02/18/09 MDI, INC. DE 3.01 02/19/09 MEADOWBROOK INSURANCE GROUP INC MI 2.02,7.01,9.01 02/17/09 Media & Entertainment Holdings, Inc. DE 3.01,9.01 02/14/09 MEDICIS PHARMACEUTICAL CORP DE 5.03,9.01 02/17/09 MESA OFFSHORE TRUST TX 2.02,9.01 02/19/09 MIDWAY GAMES INC DE 3.01 02/12/09 MISCOR GROUP, LTD. 5.02,9.01 02/16/09 Mogul Energy International, Inc. DE 1.01,2.01,7.01,9.01 02/12/09 MOMENTUM BIOFUELS, INC. CO 4.01,9.01 11/10/08 AMEND MS STRUCTURED SATURNS SERIES 2003-6 DE 8.01,9.01 02/17/09 MS STRUCTURED SATURNS SERIES 2004-2 DE 8.01,9.01 02/17/09 MS STRUCTURED SATURNS SERIES 2004-2 DE 8.01,9.01 02/17/09 MS STRUCTURED SATURNS SERIES 2004-4 DE 8.01,9.01 02/17/09 MS STRUCTURED SATURNS SERIES 2004-6 DE 8.01,9.01 02/17/09 MYLAN INC. PA 2.02,5.02,9.01 02/19/09 NANOMETRICS INC DE 2.02,9.01 02/19/09 National Interstate CORP OH 2.02,9.01 02/18/09 NaturalNano , Inc. NV 5.02 02/10/09 NaturalNano , Inc. NV 5.02 02/19/09 NAVARRE CORP /MN/ MN 1.01,9.01 02/17/09 NCI BUILDING SYSTEMS INC DE 2.02,9.01 02/18/09 NEWMONT MINING CORP /DE/ DE 2.02,9.01 02/19/09 NEWNAN COWETA BANCSHARES INC 5.02,9.01 02/12/09 NextMart Inc. DE 1.01 02/06/09 NISSAN AUTO RECEIVABLES CORP II DE 8.01,9.01 02/18/09 NOBLE ENERGY INC DE 2.02,9.01 02/19/09 Noranda Aluminum Holding CORP DE 2.02,5.02,9.01 02/18/09 NORDSON CORP OH 2.02,9.01 02/19/09 NORTHEAST UTILITIES MA 5.02 02/17/09 Northern Explorations Ltd. 5.02,9.01 02/13/09 NORTHWEST PIPELINE GP 2.02,9.01 02/19/09 NRG ENERGY, INC. DE 5.02,9.01 02/18/09 NTN BUZZTIME INC DE 5.02 02/13/09 NVIDIA CORP DE 5.03,9.01 02/12/09 ODYSSEY RE HOLDINGS CORP DE 2.02 02/19/09 ON ASSIGNMENT INC DE 2.02,9.01 02/19/09 Orange 21 Inc. DE 5.02,9.01 02/12/09 ORBITAL SCIENCES CORP /DE/ DE 2.02,9.01 02/19/09 OSI PHARMACEUTICALS INC DE 2.02,9.01 02/19/09 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 02/19/09 OVERLAND STORAGE INC CA 3.01,9.01 02/12/09 PATTERSON COMPANIES, INC. MN 2.02,9.01 02/19/09 PEPSICO INC NC 8.01,9.01 02/19/09 PetroAlgae Inc. CA 4.01,9.01 01/15/09 PETROQUEST ENERGY INC DE 2.02 02/19/09 PETSMART INC DE 5.02,9.01 02/16/09 PHOTRONICS INC CT 2.02,9.01 02/17/09 PLATINUM UNDERWRITERS HOLDINGS LTD D0 2.02,9.01 02/18/09 PLUMAS BANCORP CA 1.01,9.01 02/18/09 PMA CAPITAL CORP PA 2.02,5.02,9.01 02/18/09 PNC FINANCIAL SERVICES GROUP INC PA 5.03,9.01 02/12/09 POKERTEK, INC. NC 2.02,9.01 02/19/09 PONIARD PHARMACEUTICALS, INC. WA 5.02,9.01 02/13/09 POOL CORP DE 2.02,7.01,9.01 02/19/09 POWER 3 MEDICAL PRODUCTS INC NY 7.01,9.01 02/19/09 PREMIERE GLOBAL SERVICES, INC. GA 2.02,5.02,9.01 02/18/09 PREMIERWEST BANCORP OR 1.01,7.01,9.01 02/18/09 PRICELINE COM INC DE 2.02,7.01,9.01 02/18/09 PRIDE INTERNATIONAL INC DE 2.02,9.01 02/19/09 PRIME GROUP REALTY TRUST MD 1.02,9.01 02/18/09 PROGINET CORP DE 2.02,9.01 02/18/09 PROGRESSIVE CORP/OH/ OH 5.02 02/16/09 PROSPECT MEDICAL HOLDINGS INC DE 2.02,9.01 02/17/09 PSB HOLDINGS INC /WI/ WI 8.01 02/19/09 PSYCHEMEDICS CORP DE 2.02,9.01 02/18/09 PUBLIC SERVICE CO OF COLORADO CO 8.01 02/13/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 1.01,5.02,9.01 02/17/09 QLT INC/BC A1 2.02,9.01 02/19/09 QUANTUM GROUP INC /FL 2.02,9.01 02/17/09 QUANTUM GROUP INC /FL 8.01,9.01 02/17/09 QUIKSILVER INC DE 5.02 02/13/09 RACKSPACE HOSTING, INC. 2.02,9.01 02/19/09 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 02/19/09 RED ROBIN GOURMET BURGERS INC DE 2.02,9.01 02/19/09 REGAL ENTERTAINMENT GROUP DE 2.02,9.01 02/19/09 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 02/19/09 RENTECH INC /CO/ CO 5.02 02/12/09 REWARDS NETWORK INC DE 2.02,9.01 02/19/09 RIMAGE CORP MN 2.02,5.02,9.01 02/17/09 RiskMetrics Group Inc 2.02,9.01 02/19/09 Riverbed Technology, Inc. DE 5.02,9.01 02/12/09 ROCKY BRANDS, INC. OH 2.02,9.01 02/19/09 ROPER INDUSTRIES INC DE 5.03,9.01 02/12/09 ROWAN COMPANIES INC DE 7.01,9.01 02/18/09 ROYALE ENERGY INC CA 1.01,9.01 02/13/09 RYDER SYSTEM INC FL 7.01,9.01 02/19/09 SAHARA MEDIA HOLDINGS, INC. DE 1.01,9.01 02/18/09 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 02/19/09 Santa Lucia Bancorp CA 5.03,9.01 02/18/09 SANTARUS INC DE 2.02,9.01 02/19/09 SAPIENT CORP DE 2.02,2.05,9.01 02/12/09 SAVIENT PHARMACEUTICALS INC DE 5.02,9.01 02/12/09 SAVIENT PHARMACEUTICALS INC DE 8.01,9.01 02/12/09 SCHOOL SPECIALTY INC WI 2.02,9.01 02/19/09 SEACOR HOLDINGS INC /NEW/ DE 2.02,9.01 10/22/08 SEATTLE GENETICS INC /WA DE 5.02,9.01 02/13/09 SGS International, Inc. DE 8.01 02/13/09 Shire plc 2.02,9.01 02/19/09 SINO SHIPPING HOLDINGS INC. 4.01 02/12/09 SLC Student Loan Trust 2009-1 DE 1.01,2.01,9.01 02/13/09 SMITH MIDLAND CORP DE 8.01,9.01 02/19/09 SOAPSTONE NETWORKS INC. DE 8.01,9.01 02/19/09 SONOMA VALLEY BANCORP CA 8.01,9.01 02/19/09 SOUTHERN COPPER CORP/ DE 8.01 02/18/09 SOUTHERN STAR ENERGY INC. NV 7.01,9.01 02/19/09 SOUTHWEST WATER CO DE 8.01,9.01 02/19/09 SPARTAN MOTORS INC MI 2.02,9.01 02/19/09 SPARTON CORP OH 8.01,9.01 02/17/09 SPECTRANETICS CORP DE 2.02,9.01 02/19/09 SPRINT NEXTEL CORP KS 2.02,9.01 02/19/09 State Auto Financial CORP OH 2.02,7.01,9.01 02/17/09 STEC, INC. CA 8.01,9.01 02/18/09 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 02/19/09 STRATASYS INC DE 2.02,9.01 02/17/09 Sucampo Pharmaceuticals, Inc. 2.02,9.01 02/19/09 SUMMIT FINANCIAL GROUP INC WV 1.01,9.01 02/12/09 SUMTOTAL SYSTEMS INC DE 5.02 02/12/09 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 02/19/09 SUPERCLICK INC WA 5.02,9.01 02/13/09 SUPREME INDUSTRIES INC DE 2.02,9.01 02/19/09 SWIFT ENERGY CO 2.02,9.01 02/19/09 SYCAMORE NETWORKS INC DE 2.02,9.01 02/19/09 TECHNOLOGY RESEARCH CORP FL 5.02 02/12/09 TEGAL CORP /DE/ DE 2.02 02/19/09 TEMPUR PEDIC INTERNATIONAL INC DE 5.02,9.01 02/18/09 Tennessee Valley Authority 5.02 02/12/09 TEXAS INDUSTRIES INC DE 7.01,9.01 02/19/09 TEXTRON FINANCIAL CORP DE 1.01,9.01 02/12/09 TEXTRON INC DE 1.01,9.01 02/19/09 THERAGENICS CORP DE 2.02 02/19/09 THERMOENERGY CORP AK 7.01,9.01 02/19/09 THESTREET COM DE 2.02,9.01 02/19/09 THESTREET COM DE 1.02 02/12/09 TIVO INC DE 5.02,9.01 02/17/09 TORO CO DE 2.02,9.01 02/19/09 TORTOISE CAPITAL RESOURCES CORP 2.02,8.01,9.01 02/12/09 TOUSA INC DE 8.01 02/17/09 TRADESTATION GROUP INC FL 2.02,9.01 02/19/09 TRANS WORLD CORP NV 7.01,9.01 02/19/09 Transcept Pharmaceuticals Inc DE 5.02 02/12/09 TRANSNET CORP DE 7.01,9.01 02/19/09 TREDEGAR CORP VA 5.02,9.01 02/12/09 TRINITY INDUSTRIES INC DE 2.02,7.01,9.01 02/18/09 TRIPLE-S MANAGEMENT CORP 2.02,9.01 02/19/09 TTM TECHNOLOGIES INC WA 5.03,9.01 02/12/09 TUPPERWARE BRANDS CORP DE 5.02 02/17/09 TYSON FOODS INC DE 8.01,9.01 02/19/09 TYSON FOODS INC DE 7.01,9.01 02/19/09 U-Store-It Trust MD 5.02,9.01 02/19/09 UDR, Inc. MD 7.01,9.01 02/19/09 UNIFI INC NY 8.01 02/18/09 UNIPROP MANUFACTURED HOUSING COMMUNIT MI 2.04,4.01,9.01 02/18/09 AMEND UNITED ONLINE INC DE 2.02,9.01 02/19/09 UNITED ONLINE INC DE 2.06 02/16/09 UNITED ONLINE INC DE 5.02 02/12/09 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 02/19/09 US CONCRETE INC DE 2.02,9.01 02/19/09 VCA ANTECH INC DE 2.02,9.01 02/19/09 VECTREN CORP IN 2.02 02/18/08 VELOCITY EXPRESS CORP DE 3.01,9.01 02/18/09 Verigy Ltd. U0 2.02,2.05,5.02,9.01 02/18/09 VERTEX PHARMACEUTICALS INC / MA MA 1.01,9.01 02/18/09 VITAL IMAGES INC MN 2.02,9.01 02/18/09 VITESSE SEMICONDUCTOR CORP DE 8.01,9.01 02/18/09 VOICESERVE INC DE 1.01,2.01,9.01 01/15/09 AMEND Volcom Inc 2.02,7.01,9.01 02/19/09 Vulcan Materials CO NJ 1.01 02/12/09 WADDELL & REED FINANCIAL INC DE 1.01,9.01 02/17/09 WALTER INDUSTRIES INC /NEW/ DE 1.01,8.01,9.01 02/17/09 WaterPure International PA 4.02,9.01 02/13/09 WATSON PHARMACEUTICALS INC NV 2.02,9.01 02/19/09 WebMD Health Corp. DE 2.02,7.01,9.01 02/19/09 WEBSTER FINANCIAL CORP DE 8.01,9.01 02/18/09 WEST PHARMACEUTICAL SERVICES INC PA 2.02,9.01 02/19/09 WESTAMERICA BANCORPORATION CA 1.01,3.02,3.03,5.02,9.01 02/13/09 WGL HOLDINGS INC VA 8.01 02/13/09 WHISPERING OAKS INTERNATIONAL INC A1 5.02 02/10/09 WHITNEY HOLDING CORP LA 5.02 02/17/09 WILLIAMS COMPANIES INC DE 2.02,7.01,9.01 02/19/09 Williams Partners L.P. 2.02,9.01 02/19/09 WILLIAMS PIPELINE PARTNERS L.P. DE 2.02,9.01 02/19/09 WORLD ENERGY SOLUTIONS, INC. FL 3.02,5.01 02/19/09 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 02/19/09 XCEL ENERGY INC MN 8.01 02/13/09 XETA TECHNOLOGIES INC OK 8.01,9.01 02/13/09 XFONE INC. NV 8.01 02/19/09 XINO CORP DE 9.01 02/19/09 XOMA LTD /DE/ DE 8.01,9.01 02/19/09 XSUNX INC CO 8.01,9.01 02/18/09 XTO ENERGY INC DE 2.02 02/19/09 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 02/13/09 ZEBRA TECHNOLOGIES CORP/DE DE 5.02,9.01 02/12/09 ZIX CORP TX 2.02,9.01 02/17/09 Znomics, Inc. NV 8.01 02/18/09