RECENT 8K FILINGS February 4, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 2.02,9.01 02/03/09 ACCESS NATIONAL CORP VA 5.02,9.01 01/29/09 ACTEL CORP CA 2.02,5.03,9.01 01/30/09 ACTUATE CORP DE 5.03,9.01 01/30/09 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 02/03/09 AKORN INC LA 1.02,5.02 01/29/09 ALABAMA AIRCRAFT INDUSTRIES, INC DE 1.01,9.01 01/28/09 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 02/03/09 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 02/03/09 Allied Nevada Gold Corp DE 5.02 02/01/09 ALLOS THERAPEUTICS INC DE 8.01,9.01 02/03/09 Alpha Security Group CORP DE 8.01,9.01 02/03/09 AMERICA SERVICE GROUP INC /DE DE 8.01 02/03/09 AMERICAN AIRLINES INC DE 1.01,9.01 02/02/09 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 02/03/09 AMR CORP DE 1.01,9.01 02/02/09 ANADARKO PETROLEUM CORP DE 2.02,9.01 02/02/09 ANCHOR BANCORP WISCONSIN INC WI 1.01,2.06,3.02,3.03,5.03,8.01, 01/30/09 9.01 ANTHRACITE CAPITAL INC MD 1.01,9.01 01/28/09 APOLLO GROUP INC AZ 2.02,8.01 01/21/09 APOLLO SOLAR ENERGY, INC. CO 5.02 02/02/09 Apple REIT Nine, Inc. VA 1.02 01/29/09 APPLIED MATERIALS INC /DE DC 2.05 11/12/08 AMEND ARCHER DANIELS MIDLAND CO DE 2.02,9.01 12/31/08 ASBURY AUTOMOTIVE GROUP INC DE 5.02 01/29/09 ASSOCIATED BANC-CORP WI 5.02 01/28/09 AT&T INC. DE 8.01,9.01 02/03/09 ATMOS ENERGY CORP TX 2.02,9.01 02/03/09 AUTOMATIC DATA PROCESSING INC DE 2.02,9.01 02/03/09 Avantair, Inc DE 5.02,9.01 01/29/09 Aviza Technology, Inc. DE 2.02,9.01 02/03/09 AVON PRODUCTS INC NY 2.02,9.01 02/03/09 BAKBONE SOFTWARE INC 2.02,9.01 02/03/09 BANCORP RHODE ISLAND INC 8.01,9.01 02/03/09 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 01/27/09 BANK OF AMERICA CORP /DE/ DE 5.02,9.01 01/28/09 BAR HARBOR BANKSHARES ME 2.02 02/03/08 BARRY R G CORP /OH/ OH 2.02,9.01 01/30/09 Baseline Oil & Gas Corp. NV 1.02 01/28/09 BB&T CORP NC 8.01,9.01 01/30/09 BEACON POWER CORP DE 1.01,9.01 01/28/09 BEHRINGER HARVARD MULTIFAMILY REIT I 1.01 01/28/09 Ben Franklin Financial, Inc. 2.02,8.01 01/28/09 Benjamin Franklin Bancorp, Inc. MA 5.02 01/28/09 BILL BARRETT CORP 7.01,9.01 02/03/09 BIMINI CAPITAL MANAGEMENT, INC. MD 5.02 01/28/09 BIOHEART, INC. FL 2.04,7.01,8.01,9.01 01/28/09 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01 02/03/09 BLACK HILLS CORP /SD/ SD 2.02,5.03,8.01,9.01 01/30/09 Blackbird Petroleum Corp 8.01,9.01 02/02/09 Blackwater Midstream Corp. NV 1.01,3.02,9.01 01/28/09 BOOMJ INC NV 5.02 01/30/09 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,5.02,9.01 01/28/09 Bristow Group Inc DE 5.02,9.01 01/28/09 BROADCOM CORP CA 2.05 01/28/09 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,9.01 02/03/09 BRUSH ENGINEERED MATERIALS INC 5.02,9.01 02/03/09 Buckeye GP Holdings L.P. DE 2.02,9.01 02/02/09 BUCKEYE PARTNERS L P DE 2.02,9.01 02/02/09 C & F FINANCIAL CORP VA 2.02,9.01 01/30/09 CAMERON INTERNATIONAL CORP DE 2.02,9.01 02/03/09 CAPITAL CROSSING PREFERRED CORP MA 3.01,5.02 01/28/09 CAPITAL ONE FINANCIAL CORP DE 5.02 01/29/09 CAPITAL TRUST INC MD 5.02 01/28/09 CAPITALSOURCE INC DE 2.02,7.01,8.01,9.01 02/02/09 CAPITOL BANCORP LTD MI 5.02,9.01 02/03/09 CardioVascular BioTherapeutics, Inc. DE 5.02,9.01 01/28/09 CASH AMERICA INTERNATIONAL INC TX 5.02 01/28/09 CASUAL MALE RETAIL GROUP INC DE 5.02,8.01,9.01 01/29/09 Celanese CORP DE 2.02,7.01,9.01 02/03/09 CENTER BANCORP INC NJ 2.02,9.01 01/30/09 CENTEX CORP NV 2.02,7.01,9.01 02/03/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,7.01,9.01 02/02/09 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,5.02 01/30/09 CENTURY ALUMINUM CO DE 1.01,9.01 01/28/09 CEVA INC DE 2.02,9.01 02/03/09 CHESAPEAKE ENERGY CORP OK 8.01,9.01 01/28/09 CHICOPEE BANCORP, INC. 2.02,9.01 01/30/09 China Housing & Land Development, Inc NV 8.01,9.01 02/03/09 CHINA MARINE FOOD GROUP LTD NV 4.01,9.01 01/27/09 CHURCH & DWIGHT CO INC /DE/ DE 5.03,9.01 01/29/09 CINCINNATI BELL INC OH 5.02,9.01 01/30/09 Cleartronic, Inc. FL 8.01 02/03/09 CME GROUP INC. DE 2.02,9.01 02/03/09 CMS ENERGY CORP MI 7.01,9.01 02/03/09 COACHMEN INDUSTRIES INC IN 2.02,2.06,9.01 02/02/09 COACHMEN INDUSTRIES INC IN 2.02,7.01,9.01 02/03/09 COLONIAL PROPERTIES TRUST AL 2.02,2.06,7.01,9.01 01/30/09 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 01/30/09 AMEND COLONIAL REALTY LIMITED PARTNERSHIP DE 2.06 01/30/09 Complete Production Services, Inc. DE 2.02,9.01 02/02/09 COMPUWARE CORP MI 1.01,2.02,3.03,8.01,9.01 01/27/09 COMSYS IT PARTNERS INC DE 2.02,9.01 02/03/09 CONOCOPHILLIPS DE 8.01,9.01 01/29/09 CONSOLIDATED TOMOKA LAND CO FL 5.02,9.01 02/03/09 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 02/02/09 CONTINENTAL RESOURCES INC OK 7.01,9.01 02/02/09 CORINTHIAN COLLEGES INC 2.02,9.01 02/03/09 CORUS BANKSHARES INC MN 2.02,9.01 01/30/09 CORVEL CORP DE 2.02,9.01 02/03/09 COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 02/03/09 CPEX Pharmaceuticals, Inc. DE 1.01,9.01 02/02/09 CRAWFORD & CO GA 1.01,9.01 02/02/09 CREDO PETROLEUM CORP CO 5.02 01/28/09 CROWN HOLDINGS INC PA 2.02,9.01 02/02/09 CYBERDEFENDER CORP CA 3.02 01/28/09 AMEND D&E COMMUNICATIONS INC PA 8.01 02/03/09 Data Domain, Inc. DE 5.02,9.01 01/28/09 DELSITE, INC. TX 2.05,5.02,7.01,8.01,9.01 01/22/09 DELTATHREE INC DE 1.01,3.02,5.02 02/01/09 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 02/03/09 Discover Card Execution Note Trust DE 8.01 01/30/09 DISCOVER CARD MASTER TRUST I DE 8.01 01/30/09 Discovery Communications, Inc. DE 8.01,9.01 02/02/09 Dolan Media CO DE 1.01,3.03,5.02,5.03,9.01 01/29/09 DOW CHEMICAL CO /DE/ DE 8.01 02/03/09 DOW CHEMICAL CO /DE/ DE 2.02,9.01 02/03/09 DYNAMIC APPLICATIONS CORP DE 5.02 02/02/09 ECOTALITY, INC. NV 2.01 02/03/09 EDGAR ONLINE INC DE 2.02,9.01 02/03/09 EDWARDS LIFESCIENCES CORP DE 2.02,9.01 02/03/09 ELECTRONIC ARTS INC. DE 2.02,9.01 02/03/09 Emergency Medical Services CORP DE 7.01,9.01 02/03/09 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 02/03/09 ENCORIUM GROUP INC NV 8.01 01/30/09 ENDWAVE CORP DE 2.02,2.05,9.01 02/02/09 ENTERGY CORP /DE/ DE 2.02,7.01,8.01,9.01 02/03/09 ENTERGY CORP /DE/ DE 5.02 02/03/09 EPICEPT CORP 5.02 02/03/09 Espre Solutions Inc 1.03,8.01,9.01 01/30/09 AMEND EXELON GENERATION CO LLC 8.01 01/30/09 Federal Home Loan Bank of Atlanta X1 2.03 01/28/09 Federal Home Loan Bank of Boston X1 2.03 01/28/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/28/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/28/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/29/09 Federal Home Loan Bank of New York X1 2.03,9.01 01/30/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/28/09 Federal Home Loan Bank of San Francis X1 2.03 01/28/09 Federal Home Loan Bank of Seattle 2.03 02/03/09 Federal Home Loan Bank of Topeka 2.03 01/28/09 First Advantage Bancorp 8.01,9.01 02/03/09 FIRST CHESTER COUNTY CORP PA 8.01,9.01 02/03/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.02,7.01,9.01 02/02/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.02,7.01,9.01 02/02/09 AMEND First Guaranty Bancshares, Inc. LA 5.02 01/29/09 FIRST MARBLEHEAD CORP 2.02,7.01,9.01 02/02/09 FIRST NATIONAL CORP /VA/ 8.01 02/03/09 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,8.01,9.01 02/02/09 FIRST STATE BANCORPORATION NM 2.02,9.01 02/02/09 FIRSTFED FINANCIAL CORP DE 7.01,9.01 12/31/08 FIRSTFED FINANCIAL CORP DE 7.01,9.01 12/31/08 AMEND FISERV INC WI 2.02,9.01 02/03/09 FNBH BANCORP INC MI 5.02 01/30/09 FNDS3000 Corp DC 5.02 02/01/09 FORD MOTOR CO DE 2.03,8.01,9.01 02/03/09 FOREST OIL CORP NY 7.01,9.01 02/03/09 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 5.02,9.01 01/29/09 FS Investment CORP MD 2.02,9.01 02/03/09 G III APPAREL GROUP LTD /DE/ DE 1.01,5.02,8.01,9.01 01/28/09 GALLAGHER ARTHUR J & CO DE 2.02,9.01 02/03/09 GENERAL GROWTH PROPERTIES INC DE 1.01,8.01,9.01 01/30/09 GENERAL MILLS INC DE 8.01,9.01 02/03/09 GENERAL MOTORS CORP DE 5.02,9.01 01/30/09 GENOMIC HEALTH INC 2.02,8.01,9.01 02/03/09 GENUINE PARTS CO GA 7.01,9.01 02/03/09 GLADSTONE CAPITAL CORP MD 2.02,9.01 02/03/09 GLOBAL TRAFFIC NETWORK, INC. DE 1.01,9.01 02/01/09 GMAC LLC DE 2.02,9.01 02/03/09 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 02/03/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/30/09 GREENSHIFT CORP DE 1.01 01/30/09 GREER BANCSHARES INC SC 1.01,3.02,3.03,5.02,5.03,9.01 01/30/09 GT Solar International, Inc. DE 2.02,7.01,9.01 02/03/09 GUARANTY FEDERAL BANCSHARES INC DE 1.01,3.02,3.03,5.02,5.03,9.01 02/02/09 HAMPTON ROADS BANKSHARES INC VA 9.01 01/05/09 AMEND HANCOCK FABRICS INC DE 5.02 01/30/09 HCA INC/TN DE 2.02,7.01,9.01 02/03/09 HEADWATERS INC DE 2.02,9.01 02/03/09 HEALTH NET INC DE 2.02,9.01 02/03/09 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 02/03/09 HEMAGEN DIAGNOSTICS INC DE 5.02 02/02/09 HEMOBIOTECH, INC. 5.02,9.01 02/02/09 HERITAGE BANKSHARES INC /VA VA 5.02 01/28/09 HI/FN INC DE 2.02,9.01 12/31/08 HIGHWATER ETHANOL LLC 7.01,9.01 02/03/09 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 02/03/09 HORTON D R INC /DE/ DE 2.02,9.01 02/03/09 I MANY INC DE 2.02,9.01 02/03/09 IAC/INTERACTIVECORP DE 2.02,7.01 02/03/09 ICC Worldwide, Inc. DE 2.03,9.01 01/27/09 IKANOS COMMUNICATIONS CA 2.02,9.01 02/03/09 ILLUMINA INC DE 2.02,9.01 02/03/09 IMERGENT INC DE 2.02,9.01 02/03/09 INERGY L P DE 1.01,2.03,9.01 01/28/09 INFINITY PHARMACEUTICALS, INC. DE 5.02 01/29/09 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 02/03/09 InterDigital, Inc. PA 8.01 02/02/09 INTERMUNE INC DE 8.01 02/03/09 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 5.02 01/31/09 INTEVAC INC CA 2.02,9.01 02/03/09 INVENTIV HEALTH INC DE 5.02,9.01 01/28/09 IXIA CA 1.01 01/29/09 K-FED BANCORP 5.02,9.01 02/02/09 KAL ENERGY INC DE 1.01,3.02,9.01 02/02/09 KANSAS CITY SOUTHERN DE 2.02,9.01 02/03/09 KING PHARMACEUTICALS INC TN 2.05,9.01 01/29/09 KIWA BIO-TECH PRODUCTS GROUP CORP DE 5.02,9.01 02/02/09 LAKELAND BANCORP INC NJ 3.03,9.01 01/29/09 LANDAUER INC DE 2.02,9.01 02/03/09 LEE ENTERPRISES, INC DE 8.01,9.01 01/30/09 LEGGETT & PLATT INC MO 2.02,9.01 02/03/09 LIBERTY PROPERTY TRUST MD 2.02,9.01 02/02/09 LIBERTY PROPERTY TRUST MD 8.01,9.01 02/02/09 Macy's, Inc. DE 5.02 02/03/09 MAGELLAN MIDSTREAM HOLDINGS LP 2.02,9.01 02/03/09 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 02/03/09 MANGOSOFT INC NV 1.01,9.01 01/29/09 MANHATTAN SCIENTIFICS INC DE 5.02 12/31/08 MANNATECH INC TX 5.02,9.01 02/02/09 MANPOWER INC /WI/ WI 2.02,9.01 12/31/08 MANPOWER INC /WI/ WI 8.01,9.01 02/03/09 MAP Pharmaceuticals, Inc. DE 8.01,9.01 02/03/09 MARATHON OIL CORP DE 9.01 02/03/09 MARINEMAX INC DE 2.02,9.01 02/03/09 MARKEL CORP VA 2.02,9.01 02/02/09 MARKWEST ENERGY PARTNERS L P 7.01,9.01 02/03/09 McAfee, Inc. DE 9.01 11/18/08 AMEND MDRNA, Inc. DE 8.01,9.01 01/29/09 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 12/31/08 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 02/03/09 MERCER INTERNATIONAL INC. WA 1.01,9.01 01/29/09 MERCHANTS BANCSHARES INC DE 2.02,9.01 01/28/09 MERCK & CO INC NJ 2.02,9.01 02/03/09 METLIFE INC DE 2.02,9.01 02/03/09 MGP INGREDIENTS INC KS 2.05,2.06,7.01,8.01,9.01 01/30/09 MICROFLUIDICS INTERNATIONAL CORP DE 5.02 01/31/09 MICROTUNE INC DE 1.01,9.01 01/28/09 MIDWEST BANC HOLDINGS INC DE 5.02,9.01 01/29/09 ModusLink Global Solutions Inc DE 1.01,9.01 01/30/09 MOTOROLA INC DE 2.02,5.02,8.01,9.01 02/03/09 MRV COMMUNICATIONS INC DE 5.03,8.01,9.01 01/29/09 MULTI COLOR Corp OH 8.01,9.01 02/03/09 MYRIAD GENETICS INC DE 2.02,9.01 02/03/09 NANOPHASE TECHNOLOGIES CORPORATION IL 1.01,3.03,9.01 01/30/09 NASH FINCH CO DE 1.01,5.02,9.01 12/17/08 AMEND NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 02/03/09 NATURAL GAS SERVICES GROUP INC 5.02 02/03/09 Neiman Marcus, Inc. DE 2.02,7.01 02/03/09 NETLOGIC MICROSYSTEMS INC 2.02,9.01 02/03/09 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 02/03/09 NEWCASTLE INVESTMENT CORP MD 7.01,9.01 02/03/09 NEWMONT MINING CORP /DE/ DE 8.01,9.01 01/28/09 NEWMONT MINING CORP /DE/ DE 2.03,9.01 02/03/09 NEWPORT CORP NV 2.02,9.01 02/03/09 NIVS IntelliMedia Technology Group, I DE 8.01,9.01 01/28/09 NIVS IntelliMedia Technology Group, I DE 5.05,9.01 11/28/08 NORD RESOURCES CORP DE 8.01,9.01 02/03/09 NORTH VALLEY BANCORP CA 2.02,8.01,9.01 01/29/09 Northfield Bancorp, Inc. X1 5.02,9.01 01/30/09 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 02/03/09 Northstar Neuroscience, Inc. WA 2.05 01/30/09 NORTHWEST BANCORP INC PA 8.01,9.01 02/02/09 Oak Valley Bancorp CA 2.02,7.01,9.01 01/30/09 OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01,9.01 02/03/09 Och-Ziff Capital Management Group LLC DE 7.01 02/03/09 OGLETHORPE POWER CORP GA 2.04 11/19/08 AMEND OPTIMAL GROUP INC 7.01 02/03/09 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 02/03/09 OSCIENT PHARMACEUTICALS CORP MA 1.01,2.03,3.02,9.01 01/28/09 OTTER TAIL CORP MN 2.02,9.01 02/02/09 OXYGEN BIOTHERAPEUTICS, INC. DE 3.02,5.02 01/28/09 Pacific Asia Petroleum Inc 1.01,5.02,9.01 02/02/09 PAMRAPO BANCORP INC DE 2.02,8.01,9.01 02/03/09 PANTRY INC DE 2.02,9.01 12/25/08 PARTNERRE LTD 2.02,9.01 02/02/09 PASSUR Aerospace, Inc. NY 1.01,9.01 01/28/09 Patient Safety Technologies, Inc DE 1.01,3.02,9.01 01/29/09 PEERLESS SYSTEMS CORP DE 1.02,9.01 01/30/09 PENTAIR INC MN 2.02,9.01 02/03/09 PENWEST PHARMACEUTICALS CO WA 5.02 01/30/09 PERRIGO CO MI 2.02,9.01 02/03/09 PharmaNet Development Group Inc DE 1.01,3.03,9.01 02/03/09 Pike Electric CORP 2.02,5.02,9.01 02/03/09 PLANAR SYSTEMS INC OR 2.02,9.01 02/03/09 PLAYBOX (US) INC. NV 4.02 02/01/09 AMEND PLURISTEM THERAPEUTICS INC NV 1.01,3.02,9.01 02/03/09 PMA CAPITAL CORP PA 2.02,9.01 02/03/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 02/03/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 02/03/09 POINT BLANK SOLUTIONS, INC. DE 2.03,9.01 01/30/09 PREMIER EXHIBITIONS, INC. 5.02,5.03,9.01 01/28/09 PRIVATEBANCORP, INC DE 1.01,3.02,3.03,5.02,5.03,9.01 01/30/09 PROVIDENT FINANCIAL SERVICES INC DE 5.02,9.01 01/28/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 02/03/09 Public Storage MD 8.01,9.01 02/03/09 QUAINT OAK BANCORP INC 2.02,9.01 02/02/09 QUICKLOGIC CORPORATION CA 2.02,9.01 02/03/09 RADISYS CORP OR 2.02,9.01 02/03/09 RAFAELLA APPAREL GROUP,INC. DE 5.02 01/28/09 READERS DIGEST ASSOCIATION INC DE 8.01,9.01 01/28/09 REALNETWORKS INC WA 2.02,9.01 02/03/09 RENAISSANCE LEARNING INC WI 2.02,9.01 01/29/09 RENT A CENTER INC DE 2.02,9.01 02/02/09 RENTRAK CORP OR 2.02,9.01 02/03/09 REPROS THERAPEUTICS INC. DE 7.01,9.01 02/03/09 RESIDENTIAL CAPITAL, LLC DE 1.01,9.01 01/30/09 RESIDENTIAL CAPITAL, LLC DE 2.02,9.01 02/03/09 RIGEL PHARMACEUTICALS INC DE 2.02,2.05,8.01,9.01 02/02/09 Riverbed Technology, Inc. DE 2.02,9.01 02/03/09 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 02/02/09 ROCKWELL COLLINS INC DE 2.02,7.01,9.01 02/03/09 ROGERS CORP MA 2.05,9.01 01/30/09 Rosetta Resources Inc. DE 2.02,7.01,9.01 02/02/09 Rotoblock CORP NV 3.02 02/02/09 ROYAL CARIBBEAN CRUISES LTD 8.01 02/03/09 RTI INTERNATIONAL METALS INC OH 2.02,9.01 02/03/09 Ruby Growth CORP E9 3.03,5.03,9.01 01/28/08 SAIA INC DE 7.01,9.01 01/30/09 SANDISK CORP DE 1.01 12/28/08 SANMINA-SCI CORP DE 5.02 01/28/09 SARATOGA RESOURCES INC /TX TX 5.02 01/31/09 SCANSOURCE INC SC 5.02,9.01 02/03/09 SCHERING PLOUGH CORP NJ 2.02,9.01 02/03/09 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 02/03/09 SECURITY BANK CORP GA 2.02,9.01 01/29/09 SELECT COMFORT CORP 7.01,9.01 02/03/09 SELECTICA INC DE 2.02,9.01 02/03/09 SENECA FOODS CORP /NY/ NY 2.02 01/30/09 SENIOR HOUSING PROPERTIES TRUST MD 9.01 02/03/09 SHARPS COMPLIANCE CORP DE 1.01,9.01 01/30/09 SIBONEY CORP MD 5.02,8.01,9.01 02/02/09 SIGA TECHNOLOGIES INC DE 5.02 01/29/09 SOMERSET HILLS BANCORP NJ 2.02,9.01 02/02/09 Southeastern Bank Financial CORP GA 2.02,9.01 01/30/09 SOVEREIGN BANCORP INC PA 2.02,9.01 02/03/09 Spectrum Brands, Inc. WI 1.03,2.03,2.04,7.01,8.01,9.01 02/02/09 Spheris Inc. DE 2.05 01/29/09 SPORT CHALET INC DE 2.03,7.01,9.01 01/29/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 01/30/09 SRA INTERNATIONAL INC DE 5.02 01/30/09 STANDARD PARKING CORP DE 5.02,9.01 01/28/09 Stanley-Martin Communities, LLC DE 8.01,9.01 02/03/09 STEELCLOUD INC VA 2.02,8.01,9.01 01/28/09 StellarOne CORP VA 5.02,8.01,9.01 02/03/09 Stewart & Stevenson LLC DE 7.01,9.01 02/03/09 STRATEGIC DIAGNOSTICS INC/DE/ DE 7.01,9.01 02/02/09 STRATEGIC HOTELS & RESORTS, INC 5.02,9.01 01/28/09 SUMTOTAL SYSTEMS INC DE 2.02,9.01 02/03/09 SYNERGETICS USA INC 5.02,9.01 01/28/09 TAMALPAIS BANCORP 5.03,8.01 01/30/09 Tara Minerals Corp. NV 5.03 02/02/09 TECHNE CORP /MN/ MN 2.02,9.01 02/03/09 TECHNE CORP /MN/ MN 8.01,9.01 02/03/09 TELLABS INC DE 5.03,9.01 01/29/09 TELULAR CORP DE 2.02,9.01 01/29/09 TEMECULA VALLEY BANCORP INC CA 1.01,5.02,8.01,9.01 01/28/09 TEPPCO PARTNERS LP DE 2.02,9.01 02/02/09 TEREX CORP DE 7.01,8.01,9.01 02/03/09 TERRESTAR CORP DE 7.01,9.01 02/03/09 TESSERA TECHNOLOGIES INC DE 7.01,9.01 01/30/09 TF FINANCIAL CORP DE 8.01,9.01 02/03/09 THOR INDUSTRIES INC DE 1.01,9.01 01/30/09 TIB FINANCIAL CORP. FL 5.02,9.01 02/03/09 Timberjack Sporting Supplies, Inc. 4.01,9.01 02/02/09 TOREADOR RESOURCES CORP TX 7.01,9.01 02/03/09 TOUSA INC DE 7.01 02/03/09 TransDigm Group INC DE 2.02,9.01 02/03/09 Transocean Ltd. V8 7.01,9.01 02/03/09 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 02/03/09 TVI CORP MD 1.01,7.01,9.01 02/02/09 TWIN DISC INC WI 7.01,9.01 02/03/09 TYCO INTERNATIONAL LTD /BER/ D0 2.02,9.01 02/03/09 TYCO INTERNATIONAL LTD /BER/ D0 5.02 02/02/09 UAL CORP /DE/ DE 7.01,9.01 02/03/09 UDR, Inc. MD 8.01,9.01 02/03/09 UNIFY CORP DE 8.01,9.01 02/02/09 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 02/02/09 UNITED PAN AM FINANCIAL CORP CA 2.02,9.01 02/02/09 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 02/03/09 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 02/03/09 Unum Group DE 2.02,9.01 02/03/09 USA TRUCK INC DE 5.02 01/28/09 VAIL RESORTS INC DE 5.02 01/30/09 VASCULAR SOLUTIONS INC MN 2.02,9.01 02/03/09 VCG HOLDING CORP CO 1.01,8.01,9.01 03/15/08 AMEND VCG HOLDING CORP CO 1.01,2.03,8.01,9.01 02/09/08 AMEND Venoco, Inc. DE 5.02 01/31/09 VIA Pharmaceuticals, Inc. DE 5.02,9.01 01/29/09 VIGNETTE CORP DE 2.02,9.01 02/03/09 VIROPHARMA INC DE 8.01,9.01 02/03/09 VISTEON CORP DE 2.03 01/28/09 VIVUS INC CA 8.01,9.01 02/02/09 Vocus, Inc. DE 2.02,9.01 02/03/09 Voyager Learning CO DE 8.01,9.01 01/29/09 W HOLDING CO INC PR 5.02 01/30/09 WALT DISNEY CO/ DE 2.02,9.01 02/03/09 WALT DISNEY CO/ DE 2.02,8.01,9.01 02/03/09 WALTER INDUSTRIES INC /NEW/ DE 5.02,8.01,9.01 01/28/09 WARP 9, INC. NV 5.02,9.01 01/31/09 WASHINGTON MUTUAL, INC WA 7.01,9.01 02/02/09 WERNER ENTERPRISES INC NE 7.01,9.01 02/02/09 WEST CORP DE 2.02,9.01 02/03/09 WHITNEY HOLDING CORP LA 5.02 12/17/08 AMEND WISCONSIN ENERGY CORP WI 2.02 02/03/09 WSB Financial Group, Inc. WA 2.02,9.01 01/30/09 XERIUM TECHNOLOGIES INC DE 2.02,9.01 02/02/09 XTO ENERGY INC DE 7.01,9.01 02/03/09 ZOOM TECHNOLOGIES INC DE 5.02,9.01 01/22/09 ZOOM TECHNOLOGIES INC DE 1.01,3.02,7.01,9.01 01/28/09