RECENT 8K FILINGS January 23, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST SOURCE CORP IN 2.02,9.01 12/31/08 A.C. Moore Arts & Crafts, Inc. PA 1.01,2.03,9.01 01/15/09 ACCO BRANDS CORP DE 5.02,8.01,9.01 01/20/09 ADVANCED MICRO DEVICES INC DE 2.02,7.01,8.01,9.01 01/20/09 ADVANTA CORP DE 8.01 01/21/09 AGILYSYS INC OH 1.02 01/22/09 AJS BANCORP INC DE 8.01,9.01 01/22/09 ALANCO TECHNOLOGIES INC AZ 1.01,2.03,9.01 01/16/09 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,5.02,9.01 01/20/09 ALIGN TECHNOLOGY INC DE 5.02 01/07/09 AMEND ALLIANCEBERNSTEIN HOLDING L.P. DE 2.02,7.01,9.01 01/21/09 ALLIANCEBERNSTEIN L.P. DE 2.02,7.01,9.01 01/21/09 ALLIED CAPITAL CORP MD 5.02 01/15/09 AMCORE FINANCIAL INC NV 2.02,7.01,9.01 12/31/08 AMERICAN ELECTRIC POWER CO INC NY 8.01,9.01 12/31/07 American Environmental Energy, Inc. MN 1.01 01/20/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 5.02 01/22/09 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 01/20/09 AMERISOURCEBERGEN CORP DE 2.02,8.01,9.01 01/22/09 Apple REIT Nine, Inc. VA 1.01 01/21/09 APPLIED SOLAR, INC. NV 1.01,3.02,5.03,9.01 01/16/09 ARBITRON INC DE 5.02 01/21/09 ARGON ST, Inc. DE 5.02,9.01 01/19/09 ASSOCIATED BANC-CORP WI 2.02,9.01 01/22/09 ATHEROGENICS INC GA 8.01,9.01 01/22/09 ATLAS PIPELINE PARTNERS LP DE 5.02,9.01 01/15/09 AUTOIMMUNE INC DE 1.01 01/15/09 AVALONBAY COMMUNITIES INC MD 8.01,9.01 01/22/09 AVISTAR COMMUNICATIONS CORP DE 2.02,9.01 01/21/09 AVNET INC NY 2.02,9.01 01/22/09 AVX CORP DE 2.02,9.01 12/31/08 AXION INTERNATIONAL HOLDINGS, INC. CO 1.01,3.02,9.01 01/22/09 BANK OF AMERICA CORP /DE/ DE 1.01,3.02,3.03,5.02,5.03,9.01 01/15/09 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 01/22/09 BANK OF SOUTH CAROLINA CORP SC 2.02,9.01 01/22/09 BANK OF THE JAMES FINANCIAL GROUP INC VA 8.01,9.01 01/16/09 BAXTER INTERNATIONAL INC DE 2.02,9.01 01/22/09 BB&T CORP NC 2.02,9.01 12/31/08 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 01/22/09 Behringer Harvard Opportunity REIT I, MD 8.01,9.01 01/22/09 BH RE LLC NV 5.02,9.01 01/14/09 BlueLinx Holdings Inc. DE 2.02,9.01 01/20/09 BMP Sunstone CORP 1.01,1.02,2.03,3.02,7.01,9.01 01/20/09 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 01/22/09 BRANDYWINE REALTY TRUST MD 8.01,9.01 01/22/09 BRINKS CO VA 5.02,5.03,8.01,9.01 01/22/09 BROADWIND ENERGY, INC. DE 1.01,9.01 01/16/09 BROWN FORMAN CORP DE 5.02,7.01,9.01 01/22/09 BROWN SHOE CO INC NY 1.01,2.03,2.05,7.01,9.01 01/22/09 Buckingham Exploration Inc. NV 1.01,3.02 09/24/08 AMEND BUTLER INTERNATIONAL INC /MD/ MD 1.01,2.03,9.01 01/15/09 CABOT MICROELECTRONICS CORP DE 2.02,9.01 01/22/09 CALLAWAY GOLF CO DE 2.02,9.01 01/20/09 CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 01/22/09 CARDINAL FINANCIAL CORP VA 5.03,8.01,9.01 01/15/09 CARMIKE CINEMAS INC DE 5.02,9.01 01/19/09 CARMIKE CINEMAS INC DE 5.03,9.01 01/19/09 CARVER BANCORP INC DE 1.01,3.02,3.03,5.02,5.03,7.01, 01/16/09 9.01 CASH AMERICA INTERNATIONAL INC TX 1.01,5.02,7.01,9.01 01/01/09 CASUAL MALE RETAIL GROUP INC DE 5.02 01/15/09 CB RICHARD ELLIS GROUP INC DE 5.02 01/22/09 CB RICHARD ELLIS REALTY TRUST MD 8.01 01/22/09 CELADON GROUP INC DE 2.02,9.01 01/21/09 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 01/22/09 Centro NP LLC MD 1.01,2.01,9.01 01/15/09 CHARLES & COLVARD LTD NC 1.01,9.01 01/15/09 CHEESECAKE FACTORY INC DE 5.02 01/16/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01 01/22/09 CHEMUNG FINANCIAL CORP NY 1.01,9.01 01/21/09 CHEVIOT FINANCIAL CORP 5.02,9.01 01/20/09 China 3C Group NV 2.02,8.01,9.01 01/15/09 CHINA AMERICA HOLDINGS, INC. FL 1.01,2.01,2.05,5.02,9.01 01/19/09 CHINA GENGSHENG MINERALS, INC. NV 1.01,9.01 01/22/09 CHORDIANT SOFTWARE INC DE 1.01 01/22/09 CIT GROUP INC DE 2.02,8.01,9.01 01/20/09 CITIZENS & NORTHERN CORP PA 1.01,3.02,3.03,5.02,5.03,9.01 01/16/09 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,7.01,9.01 01/22/09 CITY NATIONAL CORP DE 2.02 01/22/09 Cleartronic, Inc. FL 8.01 01/22/09 Clearwire Corp /DE DE 5.02,9.01 01/22/09 COEUR D ALENE MINES CORP ID 1.01,9.01 01/21/09 COEUR D ALENE MINES CORP ID 2.03,9.01 01/16/09 COLUMBUS MCKINNON CORP NY 2.02,9.01 01/22/09 COLUMBUS MCKINNON CORP NY 5.03,9.01 01/22/09 COMERICA INC /NEW/ 2.02,7.01,9.01 01/22/09 COMMUNITY CAPITAL CORP /SC/ SC 8.01 01/21/09 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 01/22/09 CONCORD VENTURES, INC. CO 5.02 01/06/09 CONSOLIDATED EDISON INC NY 2.02,9.01 01/22/09 CORCEPT THERAPEUTICS INC 5.02 01/15/09 CORE LABORATORIES N V P7 7.01,9.01 01/22/09 COSTAR GROUP INC 5.03,9.01 01/22/09 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 01/22/09 CUISINE SOLUTIONS INC DE 2.02,9.01 01/21/09 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 01/22/09 Danvers Bancorp, Inc. DE 2.02,9.01 01/22/09 DCB FINANCIAL CORP OH 2.02,9.01 01/22/09 DELTA MUTUAL INC 5.02,9.01 01/20/09 DELTATHREE INC DE 1.02,8.01 01/20/09 DELUXE CORP MN 2.02,9.01 01/22/09 DIGI INTERNATIONAL INC DE 2.02,9.01 01/22/09 DIMECO INC PA 2.02,9.01 01/21/09 DNB FINANCIAL CORP /PA/ PA 7.01,8.01,9.01 01/22/09 Doral Energy Corp. NV 1.01,8.01,9.01 01/15/09 DREW INDUSTRIES INC DE 5.02,9.01 01/19/08 DRI CORP NC 7.01,9.01 01/22/09 EBAY INC DE 8.01 01/21/09 EBAY INC DE 2.02,9.01 01/21/09 AMEND ENTERGY CORP /DE/ DE 2.02,9.01 01/22/09 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 01/21/09 EVERGREEN ENERGY INC DE 8.01,9.01 01/22/09 EXELON CORP PA 2.02,7.01,9.01 01/22/09 EZCORP INC DE 2.02,9.01 01/22/09 FAIRPOINT COMMUNICATIONS INC DE 1.01,9.01 01/21/09 Federal Home Loan Bank of Atlanta X1 2.03 01/16/09 Federal Home Loan Bank of Boston X1 2.03 01/20/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/20/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/20/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/20/09 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 01/22/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/20/09 Federal Home Loan Bank of San Francis X1 2.03 01/20/09 Federal Home Loan Bank of Topeka 2.03 01/20/09 FEDERAL SIGNAL CORP /DE/ DE 8.01,9.01 01/22/09 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 01/22/09 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 01/22/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 01/22/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 01/22/09 FIRST M&F CORP/MS MS 2.02,7.01,9.01 01/21/09 FIRST MIDWEST BANCORP INC DE 7.01 01/21/09 FIRST NIAGARA FINANCIAL GROUP INC DE 5.04,9.01 01/22/09 FIRST PACTRUST BANCORP INC MD 5.02 01/16/09 FNBH BANCORP INC MI 5.02,8.01 01/20/09 Forbes Energy Services Ltd. D0 7.01,8.01 01/22/09 Fortress Financial Group, Inc. / WY WY 8.01,9.01 01/22/09 Freescale Semiconductor Holdings I, L D0 2.03,9.01 01/21/09 FREESCALE SEMICONDUCTOR INC DE 2.03,9.01 01/21/09 Fuel Systems Solutions, Inc. 2.01,3.02,9.01 01/22/09 GENAERA CORP DE 8.01,9.01 01/22/09 GENERAL RED INTERNATIONAL, INC. TX 4.01 05/06/08 GENESCO INC TN 5.02 01/16/09 GEVITY HR INC FL 8.01,9.01 01/22/09 GHL Acquisition Corp. DE 4.01,9.01 01/21/09 Google Inc. DE 2.02,8.01,9.01 01/22/09 GULFSTREAM INTERNATIONAL GROUP INC DE 5.02,9.01 01/19/09 HABERSHAM BANCORP GA 5.02 01/17/09 HAMPTON ROADS BANKSHARES INC VA 7.01 01/21/09 HANCOCK HOLDING CO MS 8.01,9.01 01/20/09 HARMONIC INC DE 8.01 01/15/09 HELMERICH & PAYNE INC DE 1.01,2.03,9.01 01/21/09 HEXCEL CORP /DE/ DE 8.01 01/22/09 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,8.01,9.01 12/15/08 HOUSTON AMERICAN ENERGY CORP DE 4.01,9.01 01/16/09 HUMANA INC DE 1.01,8.01,9.01 01/16/09 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 01/22/09 Hybrid Technologies Inc. NV 5.03 01/15/09 ICO INC TX 5.02,9.01 01/20/09 ICON INCOME FUND NINE LLC DE 7.01,9.01 01/22/09 ICU MEDICAL INC/DE DE 8.01 01/21/09 IMATION CORP DE 2.02,9.01 01/22/09 IMERGENT INC DE 8.01,9.01 01/20/09 IMPAX LABORATORIES INC DE 1.01,3.03,5.03,7.01,9.01 01/20/09 InfuSystem Holdings, Inc DE 5.03,9.01 01/20/09 INSPIRE PHARMACEUTICALS INC DE 8.01 01/22/09 INSWEB CORP DE 2.01,9.01 01/22/09 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 01/22/09 Interactive Brokers Group, Inc. DE 2.02,9.01 01/22/09 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 4.01 01/13/09 INTERNATIONAL GAME TECHNOLOGY NV 2.02,9.01 01/22/09 INTERNATIONAL RECTIFIER CORP /DE/ DE 1.02 01/15/09 INTERSTATE HOTELS & RESORTS INC DE 5.02,7.01,9.01 01/15/09 INTERWOVEN INC CA 1.01,9.01 01/22/09 INTEST CORP DE 2.05 01/15/09 INTUITIVE SURGICAL INC DE 2.02,9.01 01/22/09 ITT EDUCATIONAL SERVICES INC DE 2.02 01/22/09 ITT EDUCATIONAL SERVICES INC DE 5.02,5.03 01/19/09 JACKSONVILLE BANCORP INC IL 5.02,5.03,8.01,9.01 01/20/09 JANUS CAPITAL GROUP INC DE 2.02,9.01 01/22/09 JAVELIN PHARMACEUTICALS, INC DE 1.01,9.01 01/15/09 JESUP & LAMONT, INC. FL 8.01,9.01 01/15/09 JONES APPAREL GROUP INC PA 2.02,2.06,9.01 01/22/09 KELLY SERVICES INC DE 2.02,2.05,5.02,9.01 01/21/09 KEYCORP /NEW/ OH 2.02,9.01 01/22/09 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 01/22/09 Koppers Holdings Inc. PA 2.02,9.01 01/21/09 L & L INTERNATIONAL HOLDINGS, INC NV 5.02 01/21/09 LA-Z-BOY INC MI 1.01,9.01 01/16/09 LAKELAND BANCORP INC NJ 2.02,8.01,9.01 01/22/09 Legacy Bancorp, Inc. DE 8.01,9.01 01/22/09 Life Technologies Corp DE 9.01 11/21/08 AMEND LOCKHEED MARTIN CORP MD 2.02,9.01 01/22/09 LOUISIANA-PACIFIC CORP DE 2.02,8.01 01/21/09 LSI CORP DE 5.02 01/15/09 LSI INDUSTRIES INC OH 2.02,5.03,9.01 01/22/09 M & F WORLDWIDE CORP DE 8.01,9.01 01/20/09 M WAVE INC DE 5.03,9.01 01/16/09 M&T BANK CORP NY 2.02,9.01 01/22/09 MACE SECURITY INTERNATIONAL INC DE 8.01,9.01 01/21/09 MacroShares $100 Oil Down Trust DE 8.01,9.01 01/19/09 MacroShares $100 Oil Up Trust DE 8.01,9.01 01/19/09 MAINE & MARITIMES CORP ME 8.01 01/22/09 MARVELL TECHNOLOGY GROUP LTD D0 7.01,9.01 01/22/09 MEMC ELECTRONIC MATERIALS INC DE 2.02,5.03,9.01 01/20/09 MEMSIC Inc 5.02 01/16/09 MEREDITH CORP IA 2.02,9.01 01/22/09 MEREDITH CORP IA 2.02,9.01 01/22/09 MERIDIAN INTERSTATE BANCORP INC 5.02,9.01 01/20/09 MICROSEMI CORP DE 2.02 01/22/09 MICROSOFT CORP WA 2.02,7.01,9.01 01/22/09 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 01/22/09 Middle Kingdom Alliance Corp. DE 8.01 01/20/09 MINRAD INTERNATIONAL, INC. 8.01,9.01 01/22/09 MOLINA HEALTHCARE INC DE 7.01,9.01 01/22/09 MONEYGRAM INTERNATIONAL INC 5.02 01/21/09 MYRIAD GENETICS INC DE 8.01,9.01 01/21/09 NACEL ENERGY CORP WY 1.01,9.01 01/22/09 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 01/22/09 NETGEAR, INC DE 2.02,9.01 01/21/09 NETSCOUT SYSTEMS INC DE 2.02,9.01 01/22/09 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 1.01,3.02,3.03,5.02,5.03,9.01 01/15/09 NewStar Financial, Inc. 1.01,9.01 01/15/09 Nielsen CO B.V. P7 7.01,9.01 01/21/09 Nile Therapeutics, Inc. DE 1.02,5.02,7.01,9.01 01/16/09 NITCHES INC CA 3.01,7.01,9.01 01/21/09 NOBLE CORP 2.02,9.01 01/21/09 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 12/31/08 NORTHWEST BANCORPORATION INC WA 5.02,9.01 01/22/09 NSTAR/MA 2.02,9.01 01/22/09 NUTRI SYSTEM INC /DE/ DE 8.01,9.01 01/21/09 O REILLY AUTOMOTIVE INC MO 7.01 01/22/09 ODYNE CORP 2.01 01/20/09 OLD POINT FINANCIAL CORP VA 2.02,9.01 01/22/09 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 12/31/08 ON2 TECHNOLOGIES, INC. DE 1.02,5.02 01/16/09 ONCOVISTA INNOVATIVE THERAPIES, INC 1.01,2.03,3.02,9.01 01/15/09 OPTI INC CA 1.01 12/23/08 Orange 21 Inc. DE 8.01,9.01 01/22/09 Panglobal Brands Inc. DE 1.01,2.03,9.01 01/16/09 Pansoft CO LTD D8 7.01,9.01 01/22/09 PARK CITY GROUP INC 5.02,9.01 01/21/09 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 4.01 01/22/09 PENNS WOODS BANCORP INC PA 2.02,9.01 01/22/09 PETMED EXPRESS INC FL 8.01,9.01 01/20/09 PetroAlgae Inc. CA 1.01,3.02,7.01,9.01 01/15/09 PETROHAWK ENERGY CORP DE 2.02,7.01,9.01 01/22/09 PETROHAWK ENERGY CORP DE 8.01,9.01 01/22/09 PHARMACYCLICS INC DE 5.02 01/15/09 Pharmasset Inc 5.02 10/29/08 PHARMOS CORP NV 1.01,9.01 01/15/09 PHOTONIC PRODUCTS GROUP INC NJ 5.02,5.03,9.01 01/21/09 PLAYBOY ENTERPRISES INC DE 2.02,7.01,9.01 01/22/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 01/21/09 Polonia Bancorp 5.03,9.01 01/20/09 POLYONE CORP 2.05,5.02 01/15/09 POTASH CORP OF SASKATCHEWAN INC 2.02,9.01 01/22/09 POTASH CORP OF SASKATCHEWAN INC 1.01,2.03,9.01 01/22/09 PREMIERE GLOBAL SERVICES, INC. GA 5.02 01/21/09 Prepaid Card Holdings, Inc. NV 8.01 01/13/09 Protech Global Holdings Corp. DE 4.01,9.01 01/20/09 PRUDENTIAL BANCORP INC OF PENNSYLVANI 7.01,9.01 01/21/09 PUGET ENERGY INC /WA WA 7.01 01/22/09 PULASKI FINANCIAL CORP MO 2.02,9.01 01/20/09 PURCHASE POINT MEDIA CORP MN 2.03,9.01 01/09/09 QUANTUM GROUP INC /FL 1.01,8.01,9.01 12/02/08 AMEND RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 01/21/09 RCN CORP /DE/ DE 5.02 01/21/09 Real Goods Solar, Inc. CO 5.02 01/15/09 REDWOOD TRUST INC MD 7.01,9.01 01/21/09 REGEN BIOLOGICS INC DE 1.01,3.02,7.01,9.01 01/16/09 REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 01/22/09 ROHM & HAAS CO DE 2.02,2.05,2.06,9.01 01/20/09 RURBAN FINANCIAL CORP OH 2.02,7.01,9.01 01/21/09 RXI PHARMACEUTICALS CORP 5.02,9.01 01/15/09 Sancon Resources Recovery, Inc. 4.02 01/09/09 Santa Monica Media CORP DE 1.01,2.03,5.02,9.01 01/15/09 SCANSOURCE INC SC 2.02,9.01 01/22/09 SCBT FINANCIAL CORP SC 2.02,9.01 01/22/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 5.02,9.01 01/21/09 SCOTTS MIRACLE-GRO CO OH 5.02,9.01 01/21/09 SELECT COMFORT CORP 1.01,9.01 01/15/09 SEMTECH CORP DE 7.01,9.01 01/22/09 ServisFirst Bancshares, Inc. DE 2.02,9.01 01/21/09 AMEND SEVERN BANCORP INC MD 2.02,9.01 01/22/09 SHANDONG ZHOUYUAN SEED & NURSERY CO., DE 8.01 01/10/07 SHERWIN WILLIAMS CO OH 2.02,9.01 01/22/09 Shopoff Properties Trust, Inc. MD 7.01,9.01 12/31/08 AMEND SILICON IMAGE INC DE 5.02 01/22/09 Sinoenergy CORP NV 7.01,9.01 01/20/09 SMITH A O CORP DE 2.02,8.01,9.01 01/22/09 SOMERSET HILLS BANCORP NJ 1.01,3.02,5.02,8.01,9.01 01/16/09 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,9.01 01/22/09 SOUTHWEST AIRLINES CO TX 2.02 12/31/08 SOUTHWEST AIRLINES CO TX 1.01,5.03,9.01 01/15/09 SOUTHWEST AIRLINES CO TX 2.02 12/31/08 AMEND SOVEREIGN BANCORP INC PA 8.01,9.01 01/22/09 SPAN AMERICA MEDICAL SYSTEMS INC SC 2.02,9.01 01/22/09 STEN CORP MN 1.01,2.03,3.01,9.01 01/15/09 Sterling Mining CO ID 4.01,8.01,9.01 01/22/09 Stream Global Services, Inc. DE 7.01,9.01 01/06/09 AMEND SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 01/22/09 SUNTRUST BANKS INC GA 2.02,7.01,9.01 01/22/09 SVB FINANCIAL GROUP 2.02,9.01 01/22/09 SYMMETRICOM INC DE 2.05,9.01 01/15/09 SYNAPTICS INC CA 2.02,9.01 01/22/09 SYNERGX SYSTEMS INC DE 1.01,5.02,9.01 01/15/09 SYNOVUS FINANCIAL CORP GA 2.02,7.01,9.01 01/22/09 TCF FINANCIAL CORP DE 2.02,9.01 01/22/09 TCF FINANCIAL CORP DE 2.02,7.01,9.01 01/22/09 TECHNITROL INC PA 2.02,9.01 01/22/09 TELEDYNE TECHNOLOGIES INC DE 2.02,5.02,9.01 01/20/09 TEMPUR PEDIC INTERNATIONAL INC DE 2.02,7.01,9.01 01/22/09 TENET HEALTHCARE CORP NV 8.01,9.01 01/21/09 TENET HEALTHCARE CORP NV 2.02,9.01 01/22/09 THERMADYNE HOLDINGS CORP /DE DE 7.01,9.01 01/22/09 THERMADYNE HOLDINGS CORP /DE DE 2.05 01/20/09 THOR INDUSTRIES INC DE 1.01,9.01 01/15/09 TIER TECHNOLOGIES INC DE 5.02,5.03,9.01 12/04/08 Titan Global Holdings, Inc. UT 2.01,3.02,9.01 01/15/09 TOWER FINANCIAL CORP IN 2.02,9.01 01/22/09 TRACTOR SUPPLY CO /DE/ DE 2.02,4.02,7.01 01/16/09 TRUMP ENTERTAINMENT RESORTS, INC. DE 8.01 01/21/09 TVIA INC DE 7.01,9.01 01/20/09 TWIN DISC INC WI 2.02,7.01,9.01 01/22/09 UMH PROPERTIES, INC. MD 1.01,9.01 01/22/09 UNION PACIFIC CORP UT 2.02,9.01 01/22/09 UNITED PAN AM FINANCIAL CORP CA 4.01,9.01 01/21/09 UNITED RENTALS INC /DE DE 5.02,9.01 01/16/09 UNITEDHEALTH GROUP INC MN 2.02,9.01 01/22/09 UNIVERSAL DISPLAY CORP \PA\ PA 1.01 01/22/09 UOMO Media Inc. NV 9.01 01/16/09 URANIUM ENERGY CORP NV 8.01,9.01 01/21/09 USANA HEALTH SCIENCES INC UT 2.02,8.01,9.01 01/22/09 VALLEY NATIONAL BANCORP NJ 2.02,9.01 01/22/09 VCG HOLDING CORP CO 8.01 01/22/09 VERASUN ENERGY CORP 1.01,2.03,9.01 01/15/09 Veraz Networks, Inc. DE 2.02,9.01 01/21/09 VERTICAL COMPUTER SYSTEMS INC DE 8.01,9.01 01/22/09 VISTEON CORP DE 5.02 01/22/09 VSE CORP DE 8.01,9.01 01/16/09 VWR Funding, Inc. DE 5.02 01/16/09 W2 ENERGY INC 1.01,9.01 01/19/09 WABASH NATIONAL CORP /DE DE 2.02,9.01 01/22/09 WADDELL & REED FINANCIAL INC DE 8.01 01/22/09 WaferGen Bio-systems, Inc. NV 5.02 01/22/09 WAL MART STORES INC DE 8.01,9.01 01/15/09 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 01/19/09 AMEND WAVE SYSTEMS CORP DE 8.01 01/20/09 WEBSTER FINANCIAL CORP DE 5.02,9.01 01/20/09 WEST BANCORPORATION INC IA 2.02,9.01 01/22/09 WESTAR ENERGY INC /KS KS 8.01 01/21/09 Wise Metals Group LLC DE 2.02,9.01 01/22/09 WORKSTREAM INC 5.02,9.01 12/23/08 AMEND WORLD ENERGY SOLUTIONS, INC. FL 5.02 01/22/09 YRC WORLDWIDE INC DE 1.01,9.01 01/15/09 ZAP CA 5.02 01/21/09 ZOLL MEDICAL CORP MA 2.02,9.01 01/22/09 ZYGO CORP DE 5.02,9.01 01/15/09