RECENT 8K FILINGS January 8, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 4NET SOFTWARE INC DE 8.01 01/01/09 ACCURIDE CORP DE 1.02,8.01,9.01 12/31/08 ACI WORLDWIDE, INC. DE 5.02,9.01 12/31/08 ACTIGA CORP 5.02,9.01 01/07/09 ACUSPHERE INC DE 5.02,7.01,9.01 01/05/09 ACUSPHERE INC DE 3.01,7.01,9.01 01/07/09 ACUSPHERE INC DE 9.01 10/24/08 AMEND ADAM INC GA 1.01,1.02,2.03,3.02,9.01 12/31/08 ADVANCED MEDICAL OPTICS INC DE 5.02 01/01/09 AeroGrow International, Inc. NV 5.02 12/31/08 AETRIUM INC MN 3.01,9.01 12/31/08 Aftersoft Group DE 8.01 12/31/08 AGILYSYS INC OH 5.02,9.01 12/31/08 AIR INDUSTRIES GROUP, INC. DE 3.02,9.01 12/31/08 AIRGAS INC DE 5.02,9.01 12/31/08 ALCOA INC PA 2.05,2.06,8.01,9.01 12/31/08 ALCOA INC PA 2.06 12/22/08 AMEND ALEXANDRIA REAL ESTATE EQUITIES INC MD 5.02 12/31/08 ALLIANCE ONE INTERNATIONAL, INC. VA 5.02,9.01 01/07/09 ALLION HEALTHCARE INC DE 5.02,9.01 12/31/08 Allis Chalmers Energy Inc. DE 1.01,5.02,9.01 12/31/08 Alphametrix Managed Futures LLC (Aspe 3.02 01/01/09 Alternative Construction Technologies FL 8.01,9.01 12/24/08 AMACORE GROUP, INC. DE 1.01,3.02,3.03,5.01,5.03,9.01 12/31/08 AMERICA WEST RESOURCES, INC. NV 3.02,3.03 12/31/08 American Caresource Holdings, Inc. DE 1.01 12/31/08 AMERICAN INTERNATIONAL GROUP INC DE 5.02 12/31/08 AMERICAN ORIENTAL BIOENGINEERING INC CO 1.01,2.01 12/31/08 AMERISTAR CASINOS INC NV 5.02 12/31/08 ANGIODYNAMICS INC DE 2.02,9.01 01/06/09 ANSYS INC DE 5.02,9.01 12/31/08 ANTHRACITE CAPITAL INC MD 1.01 12/31/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.05 12/31/08 Apple REIT Nine, Inc. VA 1.01 01/05/09 APPLIED NEUROSOLUTIONS INC DE 1.01,2.03,3.02,9.01 12/31/08 ARBITRON INC DE 8.01,9.01 01/07/09 ASHFORD HOSPITALITY TRUST INC MD 5.02,9.01 12/31/08 ASHLAND INC. KY 1.02,5.02,9.01 12/31/08 ASIARIM CORP NV 5.02 01/07/09 ASTA FUNDING INC DE 3.01,9.01 01/05/09 ATLAS MINING CO ID 1.01,2.03,3.02,5.02,8.01,9.01 12/30/08 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 1.01,9.01 01/07/09 Banc of America Funding 2008-R3 Trust DE 8.01,9.01 12/30/08 BANK HOLDINGS NV 1.01,9.01 12/31/08 BANK OF AMERICA CORP /DE/ DE 5.02 12/31/08 Beacon Energy Holdings, Inc. DE 8.01,9.01 01/07/09 BECTON DICKINSON & CO NJ 8.01 01/06/09 BEHRINGER HARVARD MULTIFAMILY REIT I 1.01 12/31/08 Behringer Harvard Opportunity REIT II MD 1.01,2.03,9.01 12/31/08 Belvedere SoCal CA 5.02,8.01 12/31/08 BIO IMAGING TECHNOLOGIES INC DE 1.01,8.01,9.01 01/06/09 Biodel Inc 5.02,9.01 12/31/08 BofI Holding, Inc. DE 5.02 01/05/09 BOISE INC. DE 5.02 12/31/08 BORDERS GROUP INC MI 3.01,5.02,9.01 12/31/08 CABOT MICROELECTRONICS CORP DE 2.02,9.01 01/07/09 CAMCO FINANCIAL CORP DE 5.02,9.01 12/31/08 CAMERON INTERNATIONAL CORP DE 8.01 01/06/09 AMEND Capital City Energy Group, Inc. NV 1.01,2.01,3.02,5.02,9.01 01/07/09 CAPITAL TRUST INC MD 5.02 12/31/08 Capmark Financial Group Inc. NV 5.02 12/31/08 Celsia Technologies, Inc. NV 8.01,9.01 01/05/09 Celsius Holdings, Inc. NV 5.02,9.01 01/05/09 CENTER BANCORP INC NJ 2.02,9.01 01/06/09 CENTERLINE HOLDING CO DE 5.02,9.01 12/31/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,9.01 12/31/08 CEPHALON INC DE 1.01,9.01 12/31/08 Chartwell International, Inc. NV 1.01,5.02 01/01/09 CHESAPEAKE ENERGY CORP OK 5.02,7.01,9.01 01/05/09 CHINA VALVES TECHNOLOGY, INC NV 5.02 01/01/09 CHINA YIDA HOLDING, CO. DE 1.01,9.01 12/26/08 CHRISTOPHER & BANKS CORP DE 2.02,9.01 01/07/09 CHROMCRAFT REVINGTON INC DE 5.02 12/31/08 CIT GROUP INC DE 8.01 12/29/08 CKX, Inc. DE 5.02,9.01 01/01/09 Clearpoint Business Resources, Inc DE 1.01,2.03,5.02 12/31/08 Clifford China Estates Inc NV 5.02 01/07/09 COASTAL BANKING CO INC SC 5.02,9.01 12/31/08 COBRA ELECTRONICS CORP DE 5.02,9.01 12/31/08 COEUR D ALENE MINES CORP ID 5.02,9.01 12/31/08 COLONIAL PROPERTIES TRUST AL 5.03,9.01 12/31/08 COLUMBIA SPORTSWEAR CO OR 5.02,9.01 01/06/09 COMMUNITY BANK SYSTEM INC DE 5.02 12/31/08 COMPASS MINERALS INTERNATIONAL INC DE 5.02 12/31/08 CONSOLIDATED CAPITAL PROPERTIES IV CA 2.01,9.01 12/31/08 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 01/07/09 Constellation Energy Partners LLC DE 5.02,9.01 12/31/08 COST PLUS INC/CA/ CA 1.01,3.03,9.01 01/07/09 CPI CORP DE 5.02,9.01 12/31/08 CPI CORP DE 2.02,9.01 01/06/09 CREDO PETROLEUM CORP CO 8.01,9.01 01/06/09 CVB FINANCIAL CORP CA 1.01,9.01 12/31/08 Cyalume Technologies Holdings, Inc. DE 2.03,9.01 12/31/08 CYBEROPTICS CORP MN 2.02,9.01 01/07/09 CYTOKINETICS INC 1.01,2.03 01/05/09 DA-LITE SCREEN CO INC IN 5.02 01/07/09 DA-LITE SCREEN CO INC IN 5.02 12/26/08 AMEND DATA I/O CORP WA 5.02 12/31/08 DENBURY RESOURCES INC DE 8.01 12/31/08 DIALYSIS CORP OF AMERICA FL 1.01,2.01,9.01 12/31/08 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 01/06/09 DIEBOLD INC OH 5.02 12/19/08 DNB FINANCIAL CORP /PA/ PA 8.01 01/07/09 DRI CORP NC 7.01,9.01 01/07/09 DST SYSTEMS INC DE 5.02,9.01 12/31/08 DUSA PHARMACEUTICALS INC NJ 8.01 01/07/09 DYNEGY INC. DE 1.01,1.02,7.01,9.01 12/31/08 EASTGROUP PROPERTIES INC MD 5.02,9.01 12/31/08 EASYLINK SERVICES INTERNATIONAL CORP DE 2.01,8.01,9.01 12/31/08 ECOTALITY, INC. NV 5.02,9.01 01/07/09 El Paso Pipeline Partners, L.P. DE 3.01,5.02 01/01/09 ELANDIA INTERNATIONAL INC. DE 5.02 12/31/08 EMC CORP MA 2.02,2.05,2.06,9.01 12/31/08 EMERALD DAIRY INC NV 1.01,3.02,9.01 06/12/08 AMEND EMMIS COMMUNICATIONS CORP IN 5.02,9.01 12/31/08 ENABLE IPC CORP DE 8.01,9.01 01/07/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 01/07/09 ENDWAVE CORP DE 2.02,9.01 01/07/09 EnergyConnect Group Inc OR 5.02,9.01 01/05/09 EPICEPT CORP 5.02 01/05/09 EPOCH HOLDING CORP DE 8.01,9.01 01/06/09 EQUISTAR CHEMICALS LP DE 1.01,1.03,2.04,9.01 12/31/08 ERF Wireless, Inc. NV 1.01,2.01,9.01 12/31/08 ESCALON MEDICAL CORP PA 2.03,5.02,8.01,9.01 12/31/08 ETHAN ALLEN INTERIORS INC DE 2.05,2.06,7.01,9.01 01/06/09 EVANS BOB FARMS INC DE 7.01,9.01 12/31/08 EXELON CORP PA 8.01,9.01 01/06/09 EYE CARE CENTERS OF AMERICA INC TX 1.01,9.01 12/31/08 F5 NETWORKS INC WA 5.03,9.01 01/07/09 FACET BIOTECH CORP DE 2.05,5.02,9.01 01/05/09 FAIR ISAAC CORP DE 2.05,7.01,9.01 12/31/08 FAMILY DOLLAR STORES INC DE 2.02,9.01 01/07/09 Federal Home Loan Bank of Boston X1 5.02,7.01,9.01 01/07/09 FERRO CORP OH 5.02,9.01 12/31/08 Fifth Street Finance Corp DE 8.01 01/06/09 FINISAR CORP DE 5.02,9.01 12/31/08 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02 12/31/08 FIRST COMMUNITY FINANCIAL CORP PA 5.02,9.01 12/31/08 First Federal of Northern Michigan Ba 8.01,9.01 12/31/08 FIRST INTERSTATE BANCSYSTEM INC MT 8.01 12/31/08 FIRST UNITED ETHANOL LLC GA 7.01,9.01 01/07/09 FIRSTENERGY CORP OH 5.02 12/31/08 FISHER COMMUNICATIONS INC WA 8.01 12/31/08 Fortress International Group, Inc. DE 5.02 12/31/08 Foundation Coal Holdings, Inc. DE 5.02,9.01 01/01/09 FOX PETROLEUM INC. NV 1.01,3.02,5.01,5.02,9.01 11/05/08 FPL GROUP INC FL 5.02,8.01 01/01/09 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01,2.03,9.01 12/31/08 FURMANITE CORP DE 5.02 01/01/09 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,3.02,9.01 01/06/09 GameStop Corp. DE 5.02,9.01 01/06/09 GASCO ENERGY INC NV 5.02,9.01 12/31/08 GENCORP INC OH 5.02,9.01 12/31/08 GENERAL MOTORS CORP DE 1.01,2.03,3.02,5.02,8.01,9.01 12/31/08 GENESEE & WYOMING INC DE 5.02,9.01 12/31/08 GENESIS ENERGY LP DE 5.02,8.01,9.01 12/31/08 GENIUS PRODUCTS INC DE 7.01,9.01 01/01/09 GEO GROUP INC FL 1.01,5.02,9.01 12/31/08 GeoMet, Inc. DE 5.02,9.01 12/31/08 GEOPETRO RESOURCES CO 1.01,1.02,2.01,2.03,3.02,9.01 12/31/08 GETTY REALTY CORP /MD/ MD 5.02 12/31/08 GFR PHARMACEUTICALS INC NV 4.01,9.01 01/05/09 GLOBAL PARTNERS LP 5.02,9.01 12/31/08 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 01/07/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 01/07/09 GRAHAM CORP DE 5.02,9.01 12/31/08 GRAN TIERRA ENERGY, INC. NV 1.01,9.01 12/31/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/02/09 Green Planet Bio Engineering Co. Ltd. 4.01,9.01 12/31/08 GRYPHON GOLD CORP NV 7.01,9.01 01/06/09 GSE SYSTEMS INC DE 1.01 01/05/09 GULF RESOURCES, INC. DE 1.01,8.01,9.01 01/07/09 GYMBOREE CORP DE 7.01 01/07/09 HAIN CELESTIAL GROUP INC DE 5.02,9.01 12/31/08 HAMPTON ROADS BANKSHARES INC VA 1.01,5.02,8.01,9.01 12/31/08 HANOVER INSURANCE GROUP, INC. DE 2.01,9.01 01/02/09 HARLAND CLARKE HOLDINGS CORP DE 5.02,9.01 12/31/08 HARRIS CORP /DE/ DE 2.06 01/07/09 Harris Stratex Networks, Inc. DE 2.02,2.06,9.01 01/07/09 HERSHA HOSPITALITY TRUST MD 8.01,9.01 01/06/09 HESS CORP DE 5.02,9.01 01/07/09 HEXCEL CORP /DE/ DE 5.02,9.01 12/31/08 HEXION SPECIALTY CHEMICALS, INC. NJ 5.02 01/06/09 HF FINANCIAL CORP DE 5.02,9.01 12/31/08 HOLLY CORP DE 5.02 01/01/09 HOLLY ENERGY PARTNERS LP DE 5.02 01/01/09 HONG KONG WINALITE GROUP, INC. 5.02,9.01 01/07/09 ICO Global Communications (Holdings) DE 8.01,9.01 01/06/09 ICP Solar Technologies Inc. 1.01,3.02,9.01 01/07/09 ILLINOIS TOOL WORKS INC DE 5.02 12/31/08 IMAGE SENSING SYSTEMS INC MN 2.02 01/07/09 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL 1.01,2.03,3.02,9.01 01/07/09 AMEND IMMUCOR INC GA 2.02,9.01 01/07/09 IMPAC MORTGAGE HOLDINGS INC MD 5.03,9.01 12/29/08 AMEND INDEPENDENCE HOLDING CO DE 9.01 01/07/09 IndieMV Media Group, Inc. NV 1.01,5.02,9.01 12/30/08 INFOSONICS CORP 5.02 01/01/09 INNOVATIVE FOOD HOLDINGS INC FL 1.01,2.03,5.02,9.01 12/31/08 InovaChem, Inc. DE 5.02 12/31/08 INSIGHT ENTERPRISES INC DE 5.02,9.01 12/31/08 INTEL CORP DE 2.02,2.06,9.01 01/06/09 INTERCONTINENTALEXCHANGE INC 5.02,9.01 12/31/08 Interval Leisure Group, Inc. DE 7.01,9.01 01/07/09 INTEVAC INC CA 7.01,9.01 01/07/09 INTRAWARE INC DE 3.01,5.02,8.01 01/05/09 Intrepid Potash, Inc. DE 7.01,9.01 01/07/09 INTRICON CORP PA 1.01 12/31/08 INTUITIVE SURGICAL INC DE 2.02,9.01 01/07/09 INVACARE CORP OH 5.02,7.01,9.01 12/31/08 INVESTORS CAPITAL HOLDINGS LTD MA 1.02,5.02 12/31/08 INX Inc DE 7.01,9.01 01/07/09 IRONSTONE GROUP INC DE 4.01 01/05/09 IXIA CA 2.02,5.02,9.01 01/01/09 J P MORGAN CHASE & CO DE 9.01 01/07/09 JAVA DETOUR INC. DE 2.01,5.02,9.01 12/31/08 JMP Group Inc. DE 1.01,2.03,9.01 12/31/08 JOE'S JEANS INC. DE 2.02,8.01,9.01 01/07/09 John Bean Technologies CORP DE 7.01,9.01 01/07/09 JONES SODA CO WA 5.02 01/05/09 AMEND KANSAS CITY SOUTHERN DE 8.01,9.01 01/06/09 KBR, INC. DE 5.02,9.01 12/31/08 KBS Real Estate Investment Trust II, MD 1.01,2.01 12/31/08 KEMET CORP DE 3.01 12/31/08 KENSEY NASH CORP DE 5.02,9.01 01/01/09 KEY TECHNOLOGY INC OR 1.02 12/31/08 KIMBALL INTERNATIONAL INC IN 8.01 01/07/09 KIMCO REALTY CORP MD 5.02 12/31/08 KIWA BIO-TECH PRODUCTS GROUP CORP DE 5.02 01/04/09 KODIAK ENERGY, INC. DE 8.01,9.01 12/30/08 LABARGE INC DE 7.01,9.01 01/07/09 LABORATORY CORP OF AMERICA HOLDINGS DE 1.01,9.01 12/31/08 LANDSTAR SYSTEM INC DE 5.02 12/31/08 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 01/07/09 LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,3.03,5.03,9.01 12/31/08 LINCOLN ELECTRIC HOLDINGS INC OH 1.01,9.01 12/31/08 LIXTE BIOTECHNOLOGY HOLDINGS, INC. 4.01,9.01 12/17/08 AMEND LMI AEROSPACE INC MO 5.02,9.01 12/31/08 Local Insight Regatta Holdings, Inc. DE 5.02 12/31/08 LOGITECH INTERNATIONAL SA 5.02,9.01 01/01/09 LOGITECH INTERNATIONAL SA 2.05,9.01 01/05/09 LYONDELL CHEMICAL CO DE 1.01,1.03,2.04,9.01 12/31/08 M & F WORLDWIDE CORP DE 5.02,9.01 12/31/08 Macy's, Inc. DE 1.01 01/07/09 MAD CATZ INTERACTIVE INC 5.02 12/31/08 MAGELLAN HEALTH SERVICES INC DE 8.01 12/31/08 MANHATTAN ASSOCIATES INC GA 5.02,9.01 12/31/08 MARKEL CORP VA 5.02 01/01/09 MARLIN BUSINESS SERVICES CORP 5.02,9.01 12/31/08 MEADOWBROOK INSURANCE GROUP INC MI 5.02,9.01 12/31/08 MECHANICAL TECHNOLOGY INC NY 5.02 12/31/08 MedaSorb Technologies CORP 5.02 12/31/08 MEDICIS PHARMACEUTICAL CORP DE 8.01 01/07/09 MEDIS TECHNOLOGIES LTD DE 5.02,8.01,9.01 01/07/09 MENTOR CORP /MN/ MN 1.01,9.01 01/06/09 Mercantile Bancorp, Inc. DE 1.01,2.03 12/31/08 MEREDITH CORP IA 8.01,9.01 01/06/09 MERGE HEALTHCARE Inc WI 1.01,8.01 01/07/09 MERIT MEDICAL SYSTEMS INC UT 1.01,5.02,9.01 12/31/08 MERIX CORP OR 2.02,9.01 01/07/09 METRO ONE TELECOMMUNICATIONS INC OR 1.01,2.01,2.05,5.02 12/31/08 MGM MIRAGE DE 5.02,9.01 12/31/08 MICREL INC CA 2.02,9.01 01/06/09 MILLENNIUM CHEMICALS INC DE 1.01,1.03,2.04,9.01 12/31/08 MILLER HERMAN INC MI 2.02,9.01 01/06/09 MIMEDX GROUP, INC. 5.02 01/01/09 MINISTRY PARTNERS INVESTMENT CORP CA 3.03,5.03,9.01 12/31/08 MINRAD INTERNATIONAL, INC. 5.02 01/01/09 Monotype Imaging Holdings Inc. DE 1.01,5.02,9.01 01/05/09 MONSANTO CO /NEW/ DE 2.02,9.01 01/06/09 MOOG INC NY 2.02,8.01 01/07/09 MORGAN STANLEY CHARTER ASPECT L.P. DE 1.02 12/31/08 MORGAN STANLEY CHARTER GRAHAM LP/ DE 1.02 12/31/08 MORGAN STANLEY CHARTER WCM L.P. DE 1.02 12/31/08 MORGAN STANLEY CORNERSTONE FUND II L. NY 1.02 12/31/08 MORGAN STANLEY CORNERSTONE FUND III L NY 1.02 12/31/08 MORGAN STANLEY CORNERSTONE FUND IV L. NY 1.02 12/31/08 MORGAN STANLEY DIVERSIFIED FUTURES FU DE 1.02 12/31/08 MORGAN STANLEY DIVERSIFIED FUTURES FU DE 1.02 12/31/08 MORGAN STANLEY PORTFOLIO STRATEGY FUN DE 1.02 12/31/08 MORGAN STANLEY PRINCIPAL PLUS FUND L. DE 1.02 12/31/08 MORGAN STANLEY SPECTRUM CURRENCY LP DE 1.02 12/31/08 MORGAN STANLEY SPECTRUM GLOBAL BALANC DE 1.02 12/31/08 MORGAN STANLEY SPECTRUM SELECT LP DE 1.02 12/31/08 MORGAN STANLEY SPECTRUM STRATEGIC LP NY 1.02 12/31/08 MORGAN STANLEY SPECTRUM TECHNICAL LP DE 1.02 12/31/08 Morgans Hotel Group Co. DE 8.01,9.01 12/31/08 MOSAIC CO DE 1.01 01/06/09 MOTORCAR PARTS AMERICA INC NY 5.02,9.01 12/31/08 MRV COMMUNICATIONS INC DE 3.01,5.02,9.01 12/22/08 MULTI FINELINE ELECTRONIX INC 8.01,9.01 01/05/09 NABORS INDUSTRIES LTD D0 5.02,9.01 12/31/08 NABORS INDUSTRIES LTD D0 7.01,9.01 01/07/09 NACEL ENERGY CORP WY 8.01,9.01 01/06/09 Nalco Holding CO 5.02,9.01 01/06/09 NATCO GROUP INC DE 7.01,9.01 01/07/09 NATIONAL PRESTO INDUSTRIES INC WI 8.01,9.01 12/31/08 NATURAL ALTERNATIVES INTERNATIONAL IN DE 1.01,1.02,2.03,5.02 12/29/08 NBC ACQUISITION CORP DE 5.02,9.01 12/31/08 NBC ACQUISITION CORP DE 7.01,9.01 01/07/09 NEBRASKA BOOK CO KS 5.02,9.01 12/31/08 NEBRASKA BOOK CO KS 7.01,9.01 01/07/09 NEENAH ENTERPRISES, INC. 2.03,8.01 01/01/09 NEOGEN CORP MI 2.02,9.01 01/06/09 NEOMEDIA TECHNOLOGIES INC DE 5.02,9.01 01/01/09 NETWORK EQUIPMENT TECHNOLOGIES INC DE 7.01,9.01 01/06/09 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 5.02 01/03/09 NeurogesX Inc CA 1.01,5.02 12/31/08 Nevada Gold Holdings, Inc. DE 1.01,2.01,3.02,5.01,5.02,9.01 12/31/08 NEW JERSEY RESOURCES CORP NJ 5.02,9.01 01/07/09 NEW YORK HEALTH CARE INC NY 8.01 01/07/09 NEWPARK RESOURCES INC DE 5.02,9.01 12/31/08 NORTH CENTRAL BANCSHARES INC IA 5.03,9.01 12/31/08 NORTHERN STATES POWER CO MN 8.01 12/31/08 NORTHERN STATES POWER CO /WI/ WI 8.01 12/30/08 NOVA BIOSOURCE FUELS, INC. NV 5.02 12/31/08 NovaBay Pharmaceuticals, Inc. CA 5.02 01/07/09 Novori Inc. DE 5.03,9.01 01/06/09 NRG ENERGY, INC. DE 8.01,9.01 01/07/09 ODYNE CORP 8.01,9.01 01/06/09 ODYSSEY MARINE EXPLORATION INC NV 5.02,9.01 01/02/09 OLD DOMINION ELECTRIC COOPERATIVE VA 1.01,1.02,8.01 12/31/08 Omagine, Inc. DE 7.01,9.01 01/07/09 OMNOVA SOLUTIONS INC OH 5.02 01/07/09 Onstream Media CORP FL 3.02,3.03,5.03,9.01 12/31/08 OPNEXT INC 5.02,9.01 12/31/08 ORAMED PHARMACEUTICALS INC. NV 1.01,9.01 01/07/09 ORBIT INTERNATIONAL CORP DE 5.02 12/31/08 Orbitz Worldwide, Inc. DE 7.01,9.01 01/07/09 ORTHOFIX INTERNATIONAL N V 5.02,9.01 12/31/08 OSTEOTECH INC DE 5.02,9.01 12/31/08 OVERSEAS SHIPHOLDING GROUP INC DE 5.02 12/31/08 OVERSTOCK.COM, INC UT 1.01,2.03,9.01 01/06/09 PBSJ CORP /FL/ FL 2.01,3.02,8.01,9.01 12/31/08 PDI INC 5.02,9.01 12/31/08 PENN NATIONAL GAMING INC PA 5.02,9.01 12/31/08 PERVASIVE SOFTWARE INC DE 2.02,9.01 01/06/09 PetroHunter Energy Corp MD 8.01,9.01 01/07/09 PETROLEUM DEVELOPMENT CORP NV 5.02 12/31/08 PHOENIX COMPANIES INC/DE DE 8.01 01/01/09 AMEND PINNACLE BANKSHARES CORP VA 1.01,2.03,9.01 12/31/08 PINNACLE DATA SYSTEMS INC OH 1.01,5.02,9.01 12/31/08 Plastinum Polymer Technologies Corp. DE 5.02,9.01 01/02/09 POWERSECURE INTERNATIONAL, INC. DE 5.02,9.01 12/31/08 PREMIER EXHIBITIONS, INC. 5.02,9.01 01/06/09 PRIDE INTERNATIONAL INC DE 5.02,9.01 12/31/08 PRIME GROUP REALTY TRUST MD 1.01,5.02,8.01,9.01 12/31/08 PROGRESSIVE CORP/OH/ OH 1.01,1.02,9.01 12/31/08 PROLOGIS MD 5.02 12/31/08 Prospect Acquisition Corp DE 1.01,8.01,9.01 12/31/08 PROSPERITY BANCSHARES INC TX 1.01,5.02,9.01 12/31/08 PROTEO INC NV 1.01,9.01 12/23/08 R H DONNELLEY CORP DE 5.02,9.01 12/31/08 RAINMAKER SYSTEMS INC CA 5.02,9.01 12/31/08 READING INTERNATIONAL INC NV 1.01 12/31/08 REGAL BELOIT CORP WI 5.02,9.01 12/31/08 Renegy Holdings, Inc. DE 1.01,2.01,2.03,2.05,9.01 12/31/08 RENTECH INC /CO/ CO 5.02,9.01 12/31/08 REPUBLIC SERVICES INC DE 5.02,9.01 12/31/08 RETAIL VENTURES INC OH 5.02 01/02/09 REYNOLDS AMERICAN INC 1.01,9.01 12/31/08 RF MICRO DEVICES INC NC 5.02 12/31/08 RIDGEFIELD ACQUISITION CORP CO 8.01 01/01/09 Riverview Financial Corp PA 2.01,5.02,8.01,9.01 12/31/08 RTI INTERNATIONAL METALS INC OH 5.02,9.01 12/31/08 RUBY TUESDAY INC GA 2.02,9.01 12/02/08 RXI PHARMACEUTICALS CORP 5.02,9.01 01/01/09 SANTANDER BANCORP 5.02 12/31/08 SCHNITZER STEEL INDUSTRIES INC OR 5.02 12/31/08 SCIENTIFIC LEARNING CORP DE 2.02,9.01 01/07/09 Searchlight Minerals Corp. NV 7.01,9.01 01/07/09 SECURED DIGITAL APPLICATIONS INC DE 4.01,9.01 12/15/08 AMEND SECURITY NATIONAL FINANCIAL CORP UT 8.01,9.01 12/18/08 SEDONA CORP PA 1.01,2.03,3.02,8.01,9.01 12/31/08 SHAW GROUP INC LA 5.02,9.01 12/31/08 Shopoff Properties Trust, Inc. MD 1.01,2.01,9.01 12/30/08 SHORE BANCSHARES INC MD 5.02,9.01 12/31/08 SHUFFLE MASTER INC MN 5.02 12/31/08 SHUFFLE MASTER INC MN 5.02 12/31/08 SILICON IMAGE INC DE 5.02 01/07/09 SKYTERRA COMMUNICATIONS INC DE 1.01,9.01 01/07/09 SKYTERRA COMMUNICATIONS INC DE 1.01,2.03,3.02 01/07/09 SMITHTOWN BANCORP INC NY 5.02,9.01 12/31/08 SOCKET MOBILE, INC. DE 1.01,9.01 12/31/08 SONIC CORP DE 2.02 01/07/09 SOUTHERN CO DE 5.02,9.01 12/31/08 SOUTHWEST CASINO CORP 5.02,9.01 12/31/08 SPECTRUM CONTROL INC PA 2.02,9.01 11/30/08 ST JUDE MEDICAL INC MN 5.02,9.01 12/31/08 ST MARY LAND & EXPLORATION CO DE 8.01,9.01 01/06/09 STEM CELL INNOVATIONS, INC. DE 7.01 01/07/09 STERLING BANCSHARES INC TX 5.02,9.01 01/07/08 Stewart & Stevenson LLC DE 5.02 01/05/09 Storm Cat Energy CORP 8.01 12/31/08 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 01/07/09 SUNTRUST BANKS INC GA 5.02 01/01/09 SUPERVALU INC DE 2.02,9.01 01/07/09 TECHNOLOGY SOLUTIONS COMPANY DE 1.01,2.01,7.01,9.01 12/31/08 TEKNI PLEX INC DE 3.02,5.02,8.01 12/31/08 TELETOUCH COMMUNICATIONS INC DE 1.01,5.02,9.01 12/31/08 TELETOUCH COMMUNICATIONS INC DE 1.01,5.02,9.01 12/31/08 TEMECULA VALLEY BANCORP INC CA 8.01,9.01 01/06/09 TESSCO TECHNOLOGIES INC DE 5.02 12/31/08 TEXAS INSTRUMENTS INC DE 5.02,9.01 01/01/09 THERMAGE INC DE 5.02 12/31/08 THINKORSWIM GROUP INC. DE 1.01,9.01 12/31/08 TIME WARNER CABLE INC. DE 2.02,9.01 01/07/09 TIME WARNER INC. DE 2.02,9.01 01/07/09 TITANIUM METALS CORP DE 1.01,9.01 12/31/08 TOREADOR RESOURCES CORP TX 7.01,9.01 01/07/09 TOUSA INC DE 7.01,9.01 12/19/08 TRADESTATION GROUP INC FL 8.01,9.01 12/29/08 TRANSCEND SERVICES INC DE 2.01,9.01 01/01/09 TRI-S SECURITY CORP GA 3.02,5.02 12/31/08 TULLYS COFFEE CORP 1.01,9.01 12/31/08 U.S. Helicopter CORP DE 1.02 12/31/08 UDR, Inc. MD 5.02 01/07/09 UMPQUA HOLDINGS CORP OR 7.01,9.01 01/07/09 UNIFIRST CORP MA 2.02,9.01 11/29/08 UNION BANKSHARES CORP VA 5.02 12/31/08 UNITED COMMUNITY FINANCIAL CORP OH 5.02,8.01,9.01 12/31/08 UNITED FUEL & ENERGY CORP NV 1.01,2.01,9.01 12/31/08 UNITED PARCEL SERVICE INC DE 5.02 01/06/09 UNITED RENTALS INC /DE DE 1.01,2.03,5.02,9.01 12/31/08 UNITED WESTERN BANCORP INC CO 1.01,5.02,9.01 12/31/08 UNIVERSAL FOG INC 1.01,2.01,3.02,5.02,9.01 12/31/08 UNIVERSAL FOG INC 9.01 12/31/08 AMEND US AIRWAYS GROUP INC DE 2.02,9.01 01/07/09 US AIRWAYS GROUP INC DE 2.02,9.01 01/07/09 US BANCORP \DE\ DE 5.02,9.01 12/31/08 uVuMobile, Inc DE 5.02,9.01 01/06/09 VIASPACE Inc. NV 9.01 10/21/08 AMEND VION PHARMACEUTICALS INC DE 5.02 12/31/08 Virgin Mobile USA, Inc. DE 2.02,9.01 01/07/09 VIVUS INC CA 8.01,9.01 01/06/09 Vu1 CORP CA 1.01,5.02 12/31/08 Vyteris Holdings (Nevada), Inc. NV 1.01 12/31/08 WAL MART STORES INC DE 5.02,9.01 01/06/09 WARREN RESOURCES INC MD 5.02,9.01 01/05/09 WASTE SERVICES, INC. A6 5.02,9.01 12/31/08 WD 40 CO DE 2.02,9.01 01/07/09 We Sell For U Corp. FL 1.01,5.01,5.02,9.01 12/30/08 WEST CORP DE 5.02,9.01 12/31/08 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 01/07/09 WESTAFF INC DE 5.02 01/01/09 WGNB CORP GA 5.02,9.01 12/31/08 Whitestone REIT TX 5.02,9.01 01/06/09 WHX CORP DE 5.02 01/01/09 WILMINGTON TRUST CORP DE 2.06 01/05/09 WINTON FUTURES FUND LP (US) CO 3.02 01/01/09 AMEND WORLDWATER & SOLAR TECHNOLOGIES CORP. DE 5.02,9.01 12/31/08 Wright Express CORP 1.01,5.02,9.01 12/31/08 XCEL ENERGY INC MN 8.01 12/30/08 XSUNX INC CO 8.01,9.01 01/07/09 Zumiez Inc 7.01,9.01 01/07/09