RECENT 8K FILINGS December 22, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 5.02 12/18/08 ABIOMED INC DE 8.01 12/18/08 AbitibiBowater Inc. DE 3.01,9.01 12/16/08 ABLE ENERGY INC DE 5.02,9.01 12/15/08 ACACIA RESEARCH CORP DE 5.02 12/17/08 ACADIA REALTY TRUST MD 2.06,7.01,8.01 12/15/08 ACCENTURE LTD 5.02 12/16/08 ACCENTURE SCA 5.02 12/16/08 ACCURAY INC CA 2.02,9.01 12/18/08 ACCURIDE CORP DE 2.05,9.01 12/15/08 ACE MARKETING & PROMOTIONS INC NY 3.02 12/15/08 ACHILLION PHARMACEUTICALS INC 5.02 12/15/08 ACME UNITED CORP CT 1.01,9.01 12/17/08 ACME UNITED CORP CT 8.01,9.01 12/19/08 ACTION PRODUCTS INTERNATIONAL INC FL 1.01,9.01 12/16/08 ADC TELECOMMUNICATIONS INC MN 5.02 12/15/08 ADEPT TECHNOLOGY INC CA 5.02 12/19/08 Adrenalina NV 8.01,9.01 12/15/08 ADUROMED INDUSTRIES, INC. DE 5.02 12/18/08 ADVANCED MICRO DEVICES INC DE 1.02 12/15/08 Advaxis, Inc. DE 1.01,2.03,8.01,9.01 12/15/08 ADVOCAT INC DE 1.01,9.01 12/15/08 AEROSONIC CORP /DE/ DE 2.02,9.01 12/15/08 AETHLON MEDICAL INC NV 5.02,9.01 11/21/08 AETNA INC /PA/ PA 2.05 12/17/08 ALASKA AIR GROUP INC DE 7.01,9.01 12/19/08 ALBANY INTERNATIONAL CORP /DE/ DE 1.01 12/17/08 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,2.03,9.01 12/16/08 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 12/19/08 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 12/19/08 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 12/19/08 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 12/19/08 American Achievement Group Holding Co DE 2.02,9.01 12/18/08 AMERICAN AIRLINES INC DE 8.01 12/19/08 AMERICAN APPAREL, INC DE 1.01,2.03,3.02,7.01,9.01 12/19/08 AMERICAN LOCKER GROUP INC DE 5.02 12/16/08 AMERICREDIT CORP TX 5.02 12/15/08 AMR CORP DE 8.01 12/19/08 Andover Energy Holdings, Inc. FL 5.02 12/10/08 ANESIVA, INC. DE 3.01,5.02,8.01,9.01 12/15/08 ANNAPOLIS BANCORP INC MD 8.01,9.01 12/19/08 ANNTAYLOR STORES CORP DE 5.02 12/18/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01 12/18/08 APPLIED NEUROSOLUTIONS INC DE 5.02 12/18/08 APPLIED SIGNAL TECHNOLOGY INC CA 2.02,9.01 12/16/08 APRECIA INC CT 5.02,7.01 12/15/08 ARADIGM CORP CA 5.02,9.01 12/12/08 ARBINET THEXCHANGE INC DE 1.01,9.01 12/19/08 ARCH CHEMICALS INC VA 5.02,9.01 12/19/08 ARMSTRONG WORLD INDUSTRIES INC PA 8.01 12/18/08 ARTHROCARE CORP DE 1.01,4.02,5.02,8.01,9.01 12/18/08 ARTISTDIRECT INC DE 1.01,9.01 12/16/08 ASBURY AUTOMOTIVE GROUP INC DE 4.01,9.01 12/05/08 AMEND ASHLAND INC. KY 7.01,9.01 12/19/08 ASIA HEALTH & BEAUTY TREASURE INC DE 4.01,9.01 12/18/08 ASSET ACCEPTANCE CAPITAL CORP 1.01 12/15/08 AVISTAR COMMUNICATIONS CORP DE 1.01 12/16/08 BAKER HUGHES INC DE 5.02,9.01 12/15/08 BARNES & NOBLE INC DE 5.02,9.01 12/17/08 BARNES GROUP INC DE 2.05,7.01,9.01 12/18/08 Basin Water, Inc. DE 1.01,5.02,9.01 12/16/08 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 1.01,9.01 12/19/08 Behringer Harvard Opportunity REIT II MD 9.01 10/28/08 AMEND BERRY PETROLEUM CO DE 8.01 12/19/08 BIMINI CAPITAL MANAGEMENT, INC. MD 5.02,9.01 12/18/08 BioMed Realty Trust Inc MD 5.02,9.01 12/15/08 BIOSPECIFICS TECHNOLOGIES CORP DE 1.01,9.01 12/19/08 BLACK HILLS CORP /SD/ SD 1.01,2.03,7.01,9.01 12/18/08 Boardwalk Pipeline Partners, LP DE 5.02 12/16/08 BOISE CASCADE HOLDINGS, L.L.C. DE 8.01 12/19/08 BOWNE & CO INC DE 8.01,9.01 12/16/08 BRAVO RESOURCE PARTNERS LTD A1 1.01 12/18/08 BRE PROPERTIES INC /MD/ MD 7.01 12/18/08 Bridge Capital Holdings CA 1.01,3.02,3.03,5.01,5.02,5.03, 12/15/08 9.01 BROOKFIELD HOMES CORP DE 1.01,9.01 12/17/08 BRUNSWICK CORP DE 1.01,2.03,7.01,9.01 12/19/08 BRUNSWICK CORP DE 4.02,7.01,9.01 12/17/08 BUFFETS HOLDINGS, INC. DE 1.01,8.01,9.01 12/16/08 CABOT MICROELECTRONICS CORP DE 1.01,9.01 12/19/08 CADENCE FINANCIAL CORP MS 8.01,9.01 12/18/08 CADENCE PHARMACEUTICALS INC 7.01,9.01 12/17/08 CALPINE CORP DE 5.02,9.01 12/15/08 CAMCO FINANCIAL CORP DE 5.02,9.01 12/16/08 CAPITAL BANK CORP NC 8.01,9.01 12/18/08 Capital City Energy Group, Inc. NV 8.01,9.01 12/17/08 Capital City Energy Group, Inc. NV 8.01,9.01 12/17/08 CAPSTEAD MORTGAGE CORP MD 5.02 12/16/08 CAPSTEAD MORTGAGE CORP MD 5.02 12/16/08 AMEND CARMAX INC VA 2.02 12/18/08 Castle Brands Inc 1.01,1.02,5.02 12/16/08 CastlePoint Holdings, Ltd. D0 8.01,9.01 12/19/08 CBRE Realty Finance Inc 1.01,1.02,5.02,5.03,8.01,9.01 12/15/08 CELL THERAPEUTICS INC WA 1.01,2.01,7.01,9.01 12/15/08 CENTENE CORP 7.01,9.01 12/19/08 CENTRAL FEDERAL CORP DE 8.01,9.01 12/19/08 CENTURY ALUMINUM CO DE 8.01 12/19/08 CHAMPION ENTERPRISES INC MI 3.01,9.01 12/17/08 CHARMING SHOPPES INC PA 5.02,9.01 12/17/08 CHART INDUSTRIES INC DE 5.03,9.01 12/16/08 CHENIERE ENERGY INC DE 1.01,9.01 12/17/08 CHICOS FAS INC FL 5.02,9.01 12/18/08 CHINA ADVANCED MEDITECH, INC DE 4.01,9.01 12/18/08 CHINA ECO-HOSPITALITY OPERATIONS, INC DE 4.01,9.01 12/18/08 CHINA FORESTRY INC NV 8.01,9.01 12/17/08 CHINA FUND INC MD 7.01,9.01 11/30/08 AMEND CHINA HEALTH RESOURCE, INC. DE 1.02,9.01 12/15/08 China Metallic Resources, Inc DE 4.01,9.01 12/18/08 China Timber Work Enterprises Inc. DE 4.01,9.01 12/18/08 China Wi-Max Communications, Inc. NV 1.01,9.01 12/17/08 Chrysler Financial Auto Securitizatio 5.03,9.01 12/18/08 Churchill Ventures LTD 8.01,9.01 12/19/08 CHYRON CORP NY 5.02,9.01 12/19/08 Cinemark Holdings, Inc. DE 1.01 12/15/08 CITIZENS FIRST CORP KY 7.01,9.01 12/19/08 CKX, Inc. DE 5.02,8.01 12/18/08 CLAIBORNE LIZ INC DE 1.01,3.03,5.03,8.01 12/16/08 Clearwater Paper Corp DE 5.02,9.01 12/16/08 CLST HOLDINGS, INC. DE 1.01,2.03,9.01 12/12/08 COEUR D ALENE MINES CORP ID 8.01,9.01 12/18/08 COHERENT INC DE 3.03 12/16/08 COLONY BANKCORP INC GA 8.01 12/19/08 COLUMBIA LABORATORIES INC DE 5.02,8.01,9.01 12/18/08 Commercial E-Waste Management Inc NV 5.01,5.02 12/15/08 COMPUWARE CORP MI 5.02 12/19/08 CONCHO RESOURCES INC DE 5.02,9.01 12/19/08 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.01,9.01 12/16/08 CONSOLIDATED GRAPHICS INC /TX/ TX 5.02 12/15/08 COSI INC DE 1.01,5.02,9.01 12/18/08 CPI CORP DE 1.01,9.01 12/12/08 CRANE CO /DE/ DE 1.01,9.01 12/16/08 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 12/19/08 Crystal River Capital, Inc. MD 5.03,9.01 12/17/08 CUBIC ENERGY INC TX 8.01 12/16/08 CYNOSURE INC 5.02,9.01 12/15/08 CYPRESS SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 12/17/08 DANA HOLDING CORP DE 3.01,9.01 12/19/08 DATATRAK INTERNATIONAL INC OH 5.02,8.01,9.01 12/17/08 DCP Midstream Partners, LP DE 5.02,9.01 12/17/08 Deep Down, Inc. NV 1.01,9.01 12/19/08 DELCATH SYSTEMS INC DE 5.02 12/16/08 DIEBOLD INC OH 8.01 12/19/08 Discover Financial Services DE 8.01 12/19/08 DNB FINANCIAL CORP /PA/ PA 1.01,5.02 12/17/08 Domark International Inc. NV 1.02,2.01,9.01 12/17/08 DOVER MOTORSPORTS INC DE 1.01,9.01 12/19/08 DOVER MOTORSPORTS INC DE 1.01 12/19/08 AMEND DRIL-QUIP INC DE 5.02,9.01 12/15/08 Duke Energy CORP DE 1.01 12/15/08 DUNE ENERGY INC DE 3.01,9.01 12/15/08 DYNAVAX TECHNOLOGIES CORP DE 1.02,8.01,9.01 12/18/08 Eagle Bulk Shipping Inc. 7.01,9.01 12/19/08 EASTMAN KODAK CO NJ 5.02,9.01 12/12/08 EBIX INC DE 4.01,9.01 12/12/08 ECHELON CORP DE 5.02 12/17/08 Education Management LLC DE 5.02,9.01 12/15/08 EESTech, Inc. 1.01,9.01 12/04/08 AMEND eHealth, Inc. DE 5.02,8.01,9.01 12/17/08 ELECTRONIC ARTS INC. DE 2.05,9.01 12/19/08 EMERSON ELECTRIC CO MO 7.01 12/19/08 EMPIRE RESOURCES INC /NEW/ DE 3.01,9.01 12/19/08 ENERGY COMPOSITES Corp NV 2.03,3.02,9.01 12/15/08 Energy Future Holdings Corp /TX/ TX 1.02 12/19/08 Energy Transfer Partners, L.P. DE 1.01,9.01 12/16/08 EnterConnect Inc NV 1.01,9.01 12/17/08 ENTERPRISE BANCORP INC /MA/ MA 7.01,9.01 12/18/08 EPLUS INC DE 8.01 12/15/08 ERHC Energy Inc CO 8.01,9.01 12/18/08 Expedite 3 Inc DE 1.01,5.01,5.02,9.01 12/17/08 FAMILY DOLLAR STORES INC DE 1.01,9.01 12/18/08 FEDERAL AGRICULTURAL MORTGAGE CORP 1.01,3.02 12/15/08 Federal Home Loan Bank of Cincinnati X1 5.02 12/16/08 Federal Home Loan Bank of Seattle 7.01,9.01 12/19/08 Federal Home Loan Bank of Topeka 7.01,9.01 12/19/08 FEDERAL MOGUL CORP DE 8.01,9.01 12/19/08 FIDELITY SOUTHERN CORP GA 1.01,3.02,3.03,5.02,5.03,9.01 12/17/08 Firepond, Inc. 2.02,9.01 12/15/08 FIRST CITIZENS BANC CORP /OH OH 8.01,9.01 12/19/08 FIRST CITIZENS BANC CORP /OH OH 4.01,9.01 12/19/08 FIRST DEFIANCE FINANCIAL CORP OH 5.02,7.01 12/15/08 FIRST FEDERAL BANKSHARES INC DE 2.01,9.01 12/15/08 First Federal of Northern Michigan Ba 8.01,9.01 12/16/08 FIRST FINANCIAL SERVICE CORP KY 8.01,9.01 12/08/08 FIRST MID ILLINOIS BANCSHARES INC DE 8.01 12/19/08 FIRST NATIONAL FUNDING LLC NE 8.01 12/18/08 FIRST OF LONG ISLAND CORP NY 1.01,9.01 12/15/08 FLAGSTAR BANCORP INC MI 1.01,3.02,8.01,9.01 12/17/08 Flagstone Reinsurance Holdings Ltd 8.01,9.01 12/19/08 FOAMEX INTERNATIONAL INC. DE 5.02,8.01,9.01 12/15/08 FONIX CORP DE 1.01,9.01 12/12/08 FPL GROUP INC FL 2.03 12/15/08 FRONTIER FINANCIAL CORP /WA/ WA 8.01,9.01 12/19/08 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,3.02,9.01 12/18/08 GANDER MOUNTAIN CO MN 5.02 12/18/08 GANNETT CO INC /DE/ DE 5.03,9.01 12/09/08 GARDNER DENVER INC DE 7.01,9.01 12/19/08 GateHouse Media, Inc. DE 5.02,9.01 12/05/08 GENERAL CABLE CORP /DE/ DE 5.03,9.01 12/16/08 General Finance CORP DE 1.01,9.01 12/17/08 General Maritime Corp / MI 9.01 12/16/08 AMEND General Maritime Subsidiary Corp 9.01 12/15/08 AMEND GENWORTH FINANCIAL INC DE 2.05 12/18/08 GERON CORP DE 5.02 12/16/08 GLG Partners, Inc. DE 8.01,9.01 12/19/08 GMAC LLC DE 8.01,9.01 12/19/08 GOLDEN PHOENIX MINERALS INC NV 5.02,7.01,9.01 12/08/08 GRAHAM PACKAGING HOLDINGS CO DE 5.02,9.01 12/18/08 Granite Falls Energy, LLC MN 7.01,9.01 12/19/08 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 12/17/08 GREENSHIFT CORP DE 2.01,5.02,9.01 05/15/08 AMEND H & H Imports, Inc. FL 4.01,9.01 12/17/08 HALLWOOD GROUP INC DE 5.02 12/15/08 HANCOCK HOLDING CO MS 8.01,9.01 12/17/08 HANCOCK HOLDING CO MS 4.01 12/16/08 HANCOCK HOLDING CO MS 4.01 12/16/08 HARSCO CORP DE 5.02,9.01 12/18/08 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 1.01 12/18/08 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 5.02,7.01,9.01 12/12/08 HELICOS BIOSCIENCES CORP 7.01 12/18/08 HERCULES OFFSHORE, INC. DE 5.02,9.01 12/15/08 HERITAGE OAKS BANCORP CA 7.01,9.01 12/18/08 Highland Distressed Opportunities, In 7.01,9.01 12/19/08 Honda Auto Receivables 2008-2 Owner T CA 8.01,9.01 12/16/08 Horizon Lines, Inc. 1.01,5.02,9.01 12/15/08 HUGOTON ROYALTY TRUST TX 2.02,9.01 12/19/08 HydroGen CORP NV 5.02,8.01,9.01 12/15/08 HYPERDYNAMICS CORP DE 4.01,9.01 12/17/08 I2 TECHNOLOGIES INC DE 5.02,8.01,9.01 12/17/08 ICO Global Communications (Holdings) DE 5.02,9.01 12/16/08 IdeaEdge, Inc CO 1.01,3.02,9.01 06/05/08 IDEARC INC. DE 5.02 12/18/08 ILINC COMMUNICATIONS INC DE 3.01,9.01 12/15/08 IMERGENT INC DE 8.01,9.01 12/19/08 INSITE VISION INC DE 3.01,9.01 12/15/08 INTELLON CORP DE 1.01,9.01 12/16/08 Intermec, Inc. DE 5.02,9.01 12/18/08 INTERMOUNTAIN COMMUNITY BANCORP ID 1.01,3.02,3.03,5.02,5.03,9.01 12/19/08 INTERNATIONAL GAME TECHNOLOGY NV 5.02,7.01,9.01 12/16/08 INTERNATIONAL WIRE GROUP INC DE 1.01,7.01,9.01 12/19/08 INTUIT INC DE 5.02,8.01,9.01 12/16/08 ISABELLA BANK CORP MI 5.02,9.01 12/17/08 ITEX CORP NV 5.02,5.03,7.01,9.01 12/19/08 ITT CORP IN 5.02,9.01 12/18/08 JABIL CIRCUIT INC DE 2.02,9.01 12/19/08 JONES LANG LASALLE INC MD 1.01,9.01 12/19/08 JOURNAL COMMUNICATIONS INC 8.01,9.01 12/19/08 KANSAS CITY SOUTHERN DE 1.01,2.03,8.01,9.01 12/15/08 Kentucky USA Energy, Inc. KY 7.01,9.01 12/17/08 KILROY REALTY CORP MD 8.01,9.01 12/19/08 KINDRED HEALTHCARE, INC DE 5.02,9.01 12/18/08 Kohlberg Capital CORP DE 8.01 12/19/08 KRAFT FOODS INC VA 8.01,9.01 12/16/08 KRISPY KREME DOUGHNUTS INC NC 5.02,9.01 12/15/08 KSW INC NY 7.01,9.01 12/19/08 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 12/17/08 LAM RESEARCH CORP DE 7.01,9.01 12/19/08 LAM RESEARCH CORP DE 2.05 11/20/08 AMEND LATTICE SEMICONDUCTOR CORP DE 1.01 12/18/08 Lazy Days R.V. Center, Inc. 1.01 12/18/08 Liberty Global, Inc. 5.02 12/15/08 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 12/17/08 Life Technologies Corp DE 5.02,9.01 12/16/08 LIFEPOINT HOSPITALS, INC. 8.01,9.01 12/16/08 LIHUA INTERNATIONAL INC. DE 4.01,9.01 12/16/08 LIONS PETROLEUM, INC DE 5.02 12/19/08 LL&E ROYALTY TRUST TX 3.01,9.01 12/17/08 LYONDELL CHEMICAL CO DE 1.01,9.01 12/15/08 M&T BANK CORP NY 8.01,9.01 12/18/08 MACC PRIVATE EQUITIES INC DE 8.01,9.01 12/19/08 MAGNACHIP SEMICONDUCTOR LLC 1.01,9.01 12/16/08 MAGNITUDE INFORMATION SYSTEMS INC DE 3.02 10/16/08 MAGUIRE PROPERTIES INC MD 5.02,7.01,8.01,9.01 12/16/08 MANITOWOC CO INC WI 5.02,9.01 12/17/08 MAP Pharmaceuticals, Inc. DE 1.01,7.01,9.01 12/19/08 MARSHALL EDWARDS INC DE 5.02,9.01 12/15/08 MARVELL TECHNOLOGY GROUP LTD D0 5.02,9.01 12/15/08 MAXCONCEPT INTERNATIONAL HOLDINGS, IN DE 4.01,9.01 12/18/08 MDU COMMUNICATIONS INTERNATIONAL INC DE 8.01 12/17/08 MEDCATH CORP DE 1.02 12/15/08 MEDIA GENERAL INC VA 1.01,9.01 12/19/08 MEMORY PHARMACEUTICALS CORP 8.01,9.01 12/19/08 MICREL INC CA 5.02,7.01,9.01 12/18/08 MIDDLESEX WATER CO NJ 8.01 12/19/08 MIDWEST BANC HOLDINGS INC DE 5.02,7.01,8.01,9.01 12/16/08 MINERALS TECHNOLOGIES INC DE 8.01,9.01 12/18/08 Monarch Financial Holdings, Inc. VA 1.01,3.02,3.03,5.02,5.03,9.01 12/17/08 MONOLITHIC POWER SYSTEMS INC CA 5.02,9.01 12/16/08 MORGAN STANLEY DE 5.02 12/18/08 MORGAN STANLEY CHARTER ASPECT L.P. DE 5.02 12/15/08 MORGAN STANLEY CHARTER CAMPBELL LP DE 5.02 12/15/08 MORGAN STANLEY CHARTER GRAHAM LP/ DE 5.02 12/15/08 MORGAN STANLEY CHARTER WCM L.P. DE 5.02 12/15/08 MORGAN STANLEY CORNERSTONE FUND II L. NY 5.02 12/15/08 MORGAN STANLEY CORNERSTONE FUND III L NY 5.02 12/15/08 MORGAN STANLEY CORNERSTONE FUND IV L. NY 5.02 12/15/08 MORGAN STANLEY DIVERSIFIED FUTURES FU DE 5.02 12/15/08 MORGAN STANLEY DIVERSIFIED FUTURES FU DE 5.02 12/15/08 Morgan Stanley Managed Futures HV, L. DE 5.02 12/15/08 Morgan Stanley Managed Futures LV, L. DE 5.02 12/15/08 Morgan Stanley Managed Futures MV, L. DE 5.02 12/15/08 MORGAN STANLEY PORTFOLIO STRATEGY FUN DE 5.02 12/15/08 MORGAN STANLEY PRINCIPAL PLUS FUND L. DE 5.02 12/15/08 MORGAN STANLEY SPECTRUM CURRENCY LP DE 5.02 12/15/08 MORGAN STANLEY SPECTRUM GLOBAL BALANC DE 5.02 12/15/08 MORGAN STANLEY SPECTRUM SELECT LP DE 5.02 12/15/08 MORGAN STANLEY SPECTRUM STRATEGIC LP NY 5.02 12/15/08 MORGAN STANLEY SPECTRUM TECHNICAL LP DE 5.02 12/15/08 MoSys, Inc. CA 7.01,9.01 12/19/08 MRU HOLDINGS INC DE 2.04,3.01,5.02,7.01 12/15/08 MTR GAMING GROUP INC DE 2.03,9.01 12/19/08 MTS SYSTEMS CORP MN 7.01,9.01 12/19/08 MULTIBAND CORP MN 7.01 12/19/08 NAPCO SECURITY SYSTEMS INC DE 4.01,9.01 12/15/08 Neutral Tandem Inc 5.02 12/16/08 NEW HORIZONS WORLDWIDE INC DE 5.03,9.01 12/11/08 New RMR Asia Pacific Real Estate Fund DE 8.01 12/19/08 NEW ULM TELECOM INC MN 5.02 12/16/08 NEWMARKET CORP VA 1.01,9.01 12/17/08 NGP Capital Resources Co MD 7.01,9.01 12/19/08 NITROMED INC DE 8.01,9.01 12/18/08 NOBLE CORP 7.01,8.01,9.01 12/16/08 NORTH CENTRAL BANCSHARES INC IA 8.01,9.01 12/19/08 Northfield Bancorp, Inc. X1 1.01 12/17/08 Northfield Bancorp, Inc. X1 1.01 12/17/08 NORTHROP GRUMMAN CORP /DE/ DE 5.02,9.01 12/17/08 NOVAMED INC DE 5.02,9.01 12/19/08 NOVASTAR FINANCIAL INC MD 1.01,1.02,5.02 12/17/08 NOVELL INC DE 5.02 11/30/08 NTELOS HOLDINGS CORP 5.02,9.01 12/18/08 NUCRYST Pharmaceuticals Corp. A0 8.01,9.01 12/19/08 OCEANEERING INTERNATIONAL INC DE 5.02,9.01 12/15/08 OM GROUP INC DE 5.02,9.01 12/15/08 OMEGA PROTEIN CORP NV 5.02,9.01 12/16/08 ONCOR ELECTRIC DELIVERY CO LLC DE 1.02 12/19/08 OPTIMAL GROUP INC 5.02 12/19/08 ORASURE TECHNOLOGIES INC DE 1.01,5.02,9.01 12/16/08 PACIFIC GAS & ELECTRIC CO CA 5.02,5.03,8.01,9.01 12/16/08 PARK NATIONAL CORP /OH/ OH 5.02,5.03,9.01 12/16/08 Patriot Coal CORP DE 5.02,9.01 12/15/08 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 12/18/08 PDL BIOPHARMA, INC. DE 5.02,9.01 12/15/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 8.01 12/15/08 PENTAIR INC MN 7.01,9.01 12/18/08 Performing Brands, Inc. DE 1.03,3.01 12/19/08 PG&E CORP CA 5.02,5.03,8.01,9.01 12/16/08 PharmaNet Development Group Inc DE 8.01,9.01 12/18/08 PHAZAR CORP DE 2.02,3.01,9.01 12/17/08 PHH CORP MD 1.01,2.03,5.02,9.01 12/17/08 PIEDMONT NATURAL GAS CO INC NC 5.04,8.01 10/22/08 PINNACLE AIRLINES CORP DE 8.01 12/18/08 PINNACLE WEST CAPITAL CORP AZ 8.01 12/18/08 PLUG POWER INC DE 1.01,2.03 12/15/08 PLUMAS BANCORP CA 5.02,9.01 12/19/08 PLX TECHNOLOGY INC DE 1.01,2.03,3.02 12/15/08 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.03 12/16/08 POTOMAC BANCSHARES INC WV 8.01 12/19/08 PREMIER EXHIBITIONS, INC. 1.01,9.01 12/16/08 PREMIERWEST BANCORP OR 5.02,8.01,9.01 12/19/08 PRINCETON NATIONAL BANCORP INC DE 5.02,9.01 12/15/08 PROSPECT CAPITAL CORP MD 8.01,9.01 12/19/08 Protalix BioTherapeutics, Inc. FL 8.01,9.01 12/19/08 PROVIDENT BANKSHARES CORP MD 8.01,9.01 12/18/08 QUIGLEY CORP NV 5.03,9.01 12/16/08 RAIT Financial Trust MD 5.02,9.01 12/15/08 Real Goods Solar, Inc. CO 9.01 10/15/08 AMEND Real Mex Restaurants, Inc. DE 5.02 11/13/08 REALOGY CORP DE 8.01 12/18/08 REPRO MED SYSTEMS INC NY 4.01,9.01 12/05/08 AMEND REPUBLIC SERVICES INC DE 8.01,9.01 12/15/08 RESIDENTIAL CAPITAL, LLC DE 8.01 12/19/08 RGC RESOURCES INC VA 5.03 12/17/08 RIDGEWOOD ELECTRIC POWER TRUST III DE 8.01,9.01 12/19/08 RIDGEWOOD ELECTRIC POWER TRUST IV DE 8.01,9.01 12/19/08 RMR Asia Pacific Real Estate Fund MA 8.01 12/19/08 RMR ASIA REAL ESTATE FUND 8.01 12/19/08 RMR DIVIDEND CAPTURE FUND MA 8.01 12/19/08 RMR F.I.R.E. Fund MA 8.01 12/19/08 RMR HOSPITALITY & REAL ESTATE FUND 8.01 12/19/08 RMR Preferred Dividend Fund MA 8.01 12/19/08 RMR REAL ESTATE FUND MA 8.01 12/19/08 RMR Real Estate Income Fund DE 8.01 12/19/08 ROBERTS REALTY INVESTORS INC GA 8.01,9.01 12/18/08 ROWAN COMPANIES INC DE 7.01,9.01 12/18/08 S Y BANCORP INC KY 5.02,8.01,9.01 12/16/08 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 12/19/08 SAVVIS, Inc. DE 5.02 12/17/08 SCANA CORP SC 8.01 12/17/08 SCOTTS MIRACLE-GRO CO OH 5.02 11/04/08 SEARCHHELP INC DE 5.02 12/15/08 SECURECARE TECHNOLOGIES INC NV 5.02,9.01 12/18/08 SECURED DIGITAL APPLICATIONS INC DE 4.01 12/15/08 SemGroup Energy Partners, L.P. DE 1.01,2.03,9.01 12/18/08 SHERIDAN GROUP INC DE 5.02 12/18/08 SHORE BANCSHARES INC MD 8.01,9.01 12/17/08 SILICON STORAGE TECHNOLOGY INC CA 2.05 12/17/08 SM&A DE 1.01,9.01 12/19/08 SM&A DE 8.01,9.01 12/19/08 SMITH INTERNATIONAL INC DE 5.02,9.01 12/19/08 SOLERA HOLDINGS, INC DE 1.01,2.01,7.01,9.01 12/19/08 SOMERSET INTERNATIONAL GROUP,INC. DE 3.02 11/21/08 SOUTHERN UNION CO DE 5.02 12/19/08 AMEND SOUTHWESTERN PUBLIC SERVICE CO NM 8.01 12/18/08 SOVEREIGN BANCORP INC PA 1.01,9.01 12/15/08 SPARTAN MOTORS INC MI 7.01,9.01 12/18/08 SPECTRUM PHARMACEUTICALS INC DE 1.01,2.01,2.03,9.01 12/15/08 SPRINT NEXTEL CORP KS 5.02,9.01 12/15/08 ST JUDE MEDICAL INC MN 8.01 12/18/08 STATER BROS HOLDINGS INC DE 2.02,9.01 12/18/08 Stereotaxis, Inc. DE 5.02,9.01 12/19/08 STEWART ENTERPRISES INC LA 2.02,8.01,9.01 12/17/08 STONE ENERGY CORP DE 7.01,8.01,9.01 12/17/08 Strategic Storage Trust, Inc. MD 2.01,7.01,8.01,9.01 12/16/08 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 12/15/08 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 12/15/08 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 12/15/08 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 12/15/08 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 12/15/08 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 12/15/08 STRYKER CORP MI 8.01,9.01 12/19/08 SUPERTEX INC CA 7.01 12/18/08 SUSSEX BANCORP NJ 1.01,9.01 12/17/08 Targanta Therapeutics Corp. DE 2.05,5.02,9.01 12/17/08 TASTY BAKING CO PA 5.02,5.03,9.01 12/17/08 TECHNOLOGY RESEARCH CORP FL 1.01,5.02,9.01 12/15/08 TEL OFFSHORE TRUST TX 2.02,9.01 12/19/08 TELEFLEX INC DE 5.02 12/15/08 TEMECULA VALLEY BANCORP INC CA 5.02,9.01 12/17/08 Tennessee Commerce Bancorp, Inc. TN 8.01,9.01 12/19/08 TEREX CORP DE 8.01 12/15/08 TIB FINANCIAL CORP. FL 5.02,8.01,9.01 12/18/08 TIDELANDS BANCSHARES INC 1.01,3.02,3.03,5.02,5.03,8.01, 12/19/08 9.01 TIER TECHNOLOGIES INC DE 8.01 12/19/08 TigerLogic CORP DE 5.02,9.01 12/18/08 Touchmark Bancshares, Inc. GA 5.02 12/17/08 Tower Group, Inc. DE 8.01,9.01 12/19/08 TRANS WORLD ENTERTAINMENT CORP NY 5.02,9.01 12/18/08 TRANSOCEAN INC E9 1.01,2.04,3.01,3.03,5.01,5.02, 12/18/08 5.03,9.01 Triangle Alternative Network Inc. DE 5.02,9.01 08/18/08 Triangle Petroleum Corp NV 1.01,1.02,9.01 12/18/08 TRIMBLE NAVIGATION LTD /CA/ CA 5.02 12/19/08 TYCO INTERNATIONAL LTD /BER/ D0 1.01,9.01 12/19/08 UMPQUA HOLDINGS CORP OR 8.01,9.01 12/19/08 UNIFI INC NY 7.01,8.01,9.01 12/19/08 UNION BANKSHARES CORP VA 8.01,9.01 12/15/08 UNIONBANCAL CORP DE 8.01,9.01 12/18/08 UNITED RENTALS INC /DE DE 5.02,9.01 12/16/08 UNITED STATES LIME & MINERALS INC TX 5.02,9.01 12/17/08 UOMO Media Inc. NV 9.01 12/15/08 URANERZ ENERGY CORP. NV 7.01,9.01 12/18/08 URANIUM INTERNATIONAL CORP. 1.01,9.01 12/09/08 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 12/19/08 URON INC MN 4.02 12/19/08 UST INC DE 5.02,9.01 12/15/08 UTEK CORP 9.01 10/10/08 AMEND VALCOM, INC DE 1.01,9.01 12/15/08 Vault Technology, Inc. NV 7.01,9.01 12/17/08 VECTREN CORP IN 5.02,9.01 12/17/08 VERASUN ENERGY CORP 1.01,2.03,9.01 12/15/08 VeriFone Holdings, Inc. DE 5.02,9.01 12/17/08 VIRGIN MEDIA INC. DE 5.02,9.01 12/18/08 VISTEON CORP DE 7.01,9.01 12/19/08 WALT DISNEY CO/ DE 8.01,9.01 12/17/08 WASHINGTON MUTUAL, INC WA 7.01 12/18/08 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 12/19/08 WCA WASTE CORP 5.02,9.01 12/16/08 WEBSTER FINANCIAL CORP DE 5.02 12/16/08 Western Goldfields Inc. A6 7.01,9.01 12/18/08 WEYERHAEUSER CO WA 5.03,8.01,9.01 12/18/08 Whitestone REIT TX 8.01,9.01 12/19/08 Woozyfly Inc. 5.02 12/17/08 WORTHINGTON INDUSTRIES INC OH 8.01,9.01 12/19/08 XATA CORP /MN/ MN 5.02 12/15/08 XCEL ENERGY INC MN 5.02,8.01,9.01 12/18/08 XTREME GREEN PRODUCTS INC. NV 5.03,9.01 12/10/08 YADKIN VALLEY FINANCIAL CORP NC 5.03,9.01 12/18/08 ZOLTEK COMPANIES INC DE 4.01,9.01 12/15/08 ZYGO CORP DE 5.02 12/19/08