RECENT 8K FILINGS November 19, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Financial Services CORP NC 1.01,3.02,3.03,5.02,5.03,8.01, 11/13/08 9.01 3M CO DE 5.02,9.01 11/12/08 AbitibiBowater Inc. DE 8.01,9.01 11/18/08 ABVIVA INC NV 4.01 11/10/08 AGILENT TECHNOLOGIES INC DE 1.01,9.01 11/17/08 Air Transport Services Group, Inc. DE 1.01,7.01,9.01 11/10/08 ALASKA AIR GROUP INC DE 7.01,9.01 11/18/08 Aleris International, Inc. DE 7.01,9.01 11/17/08 ALLIANCE HEALTHCARD INC 1.01,9.01 11/13/08 Allied Nevada Gold Corp DE 2.02,9.01 11/13/08 ALLSTATE LIFE INSURANCE CO 1.01,2.03,9.01 11/17/08 Alpha Natural Resources, Inc. DE 1.02,9.01 11/17/08 AMERICAN DAIRY INC UT 1.01,3.02,9.01 11/12/08 AMERICAN INTERNATIONAL GROUP INC DE 5.02 11/12/08 American Lorain CORP DE 2.02,9.01 11/18/08 AMERICAN MEDIA OPERATIONS INC DE 5.02,9.01 11/12/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 1.01,2.06,5.02,9.01 11/12/08 AMERICAN PHYSICIANS CAPITAL INC MI 7.01,9.01 11/18/08 AMERICAN SPECTRUM REALTY INC MD 2.02,9.01 11/14/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 11/18/08 APPLIED BIOSYSTEMS INC. DE 1.01,5.02 11/18/08 ARC WIRELESS SOLUTIONS INC UT 5.01,5.02,7.01,9.01 11/12/08 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 11/14/08 ARTHROCARE CORP DE 3.01,9.01 11/12/08 ARVINMERITOR INC IN 2.02,9.01 09/28/08 Ascend Acquisition Corp. DE 1.01,2.03,9.01 11/12/08 ASIA PREMIUM TELEVISION GROUP NV 5.01,9.01 11/18/08 ASIANADA, INC. DE 4.01,9.01 11/06/08 AMEND AspenBio Pharma, Inc. CO 8.01,9.01 11/18/08 ASPYRA INC CA 2.02,5.02,9.01 11/12/08 ASSURANT INC 5.02 11/13/08 ATLAS MINING CO ID 3.02,7.01,9.01 11/18/08 AURELIO RESOURCE CORP NV 1.01,2.03,7.01,9.01 11/17/08 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 8.01,9.01 11/14/08 Bank of the Carolinas CORP NC 2.02,9.01 11/13/08 BANK OF THE OZARKS INC AR 7.01,9.01 11/17/08 BEHRINGER HARVARD REIT I INC MD 1.01,7.01,9.01 11/13/08 BEST BUY CO INC MN 7.01,9.01 11/18/08 BOISE INC. DE 2.05 11/17/08 BON TON STORES INC PA 8.01,9.01 11/18/08 BORGWARNER INC DE 5.03,7.01,9.01 11/12/08 BOVIE MEDICAL CORP DE 2.03 11/13/08 BOWATER INC DE 8.01,9.01 11/18/08 BPI Energy Holdings, Inc. 3.01 11/17/08 BROADVISION INC DE 1.01,9.01 11/14/08 BROADWIND ENERGY, INC. DE 2.02,9.01 11/17/08 BROADWIND ENERGY, INC. DE 5.02,9.01 03/26/08 AMEND BUTLER INTERNATIONAL INC /MD/ MD 1.01,2.03,9.01 11/14/08 CANDELA CORP /DE/ DE 7.01,9.01 11/18/08 CAPITAL CORP OF THE WEST CA 2.02,8.01,9.01 11/17/08 CAPITAL ONE FINANCIAL CORP DE 1.01,3.02,3.03,5.02,5.03,9.01 11/13/08 CARDINAL HEALTH INC OH 1.01,9.01 11/13/08 CAREER EDUCATION CORP DE 5.02,9.01 11/17/08 Catalyst Ventures Inc FL 5.01,5.02,9.01 11/13/08 CENTRA FINANCIAL HOLDINGS INC WV 2.02,9.01 11/17/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 11/17/08 CENTURYTEL INC LA 5.03,9.01 11/14/08 CF Industries Holdings, Inc. DE 7.01,9.01 11/18/08 China Bottles Inc NV 5.02,9.01 11/15/08 CHINA GENGSHENG MINERALS, INC. NV 2.02,7.01,9.01 11/17/08 CHINA RUITAI INTERNATIONAL HOLDINGS C DE 2.02,9.01 11/18/08 China Yingxia International, Inc. FL 7.01,9.01 11/17/08 CINCINNATI FINANCIAL CORP OH 5.02,7.01,9.01 11/14/08 CIT GROUP INC DE 8.01,9.01 11/18/08 CITIZENS HOLDING CO /MS/ MS 8.01,9.01 11/17/08 Clear Skies Solar, Inc DE 7.01,9.01 11/18/08 COMFORT SYSTEMS USA INC 8.01,9.01 11/17/08 COMMERCEFIRST BANCORP INC MD 2.02,9.01 11/18/08 COMPUTER TASK GROUP INC NY 5.02,9.01 11/12/08 CONEXANT SYSTEMS INC DE 5.02,9.01 11/12/08 CONSECO INC DE 2.01,9.01 11/12/08 AMEND CORDIA CORP NV 8.01 11/17/08 CYBERDEFENDER CORP CA 3.02,9.01 11/17/08 CYNOSURE INC 5.02,9.01 11/13/08 CYTOGENIX INC NV 5.02,9.01 11/17/08 DATA I/O CORP WA 5.02,7.01 11/12/08 Deep Down, Inc. NV 2.02,9.01 11/18/08 Devine Entertainment CORP A6 4.01 11/18/08 DIGITAL ANGEL CORP DE 1.01,1.02,2.01,9.01 11/12/08 DORAL FINANCIAL CORP PR 5.02 11/18/08 DOV PHARMACEUTICAL INC DE 8.01 11/18/08 Drayton Harbor Resources Inc. NV 1.01 11/17/08 EASTERN LIGHT CAPITAL, INC. DE 2.02,9.01 11/17/08 ECOLAB INC DE 1.01,9.01 11/12/08 ECOSPHERE TECHNOLOGIES INC FL 5.02 11/12/08 EDGEWATER FOODS INTERNATIONAL, INC. 1.01,2.01,2.03,9.01 11/18/08 ELANDIA INTERNATIONAL INC. DE 2.01,9.01 11/20/07 AMEND ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 11/14/08 EMERITUS CORP\WA\ WA 5.02,9.01 11/18/08 ENB Financial Corp PA 5.02 11/17/08 ENBRIDGE ENERGY PARTNERS LP DE 1.01,7.01,9.01 11/17/08 ENERGY COMPOSITES Corp NV 8.01,9.01 11/18/08 ENOVA SYSTEMS INC CA 2.02,7.01,9.01 11/13/08 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,2.03,5.02,7.01,9.01 11/12/08 EPIC ENERGY RESOURCES, INC. CO 3.02,5.02,7.01,9.01 11/14/08 EPICOR SOFTWARE CORP DE 2.05,9.01 11/12/08 ERF Wireless, Inc. NV 8.01,9.01 11/18/08 FAIRCHILD CORP DE 8.01 11/17/08 FASTENAL CO MN 8.01,9.01 11/18/08 Federal Home Loan Bank of Atlanta X1 2.03 11/12/08 Federal Home Loan Bank of Boston X1 7.01,9.01 11/18/08 Federal Home Loan Bank of Boston X1 2.03 11/13/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/13/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/12/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/12/08 Federal Home Loan Bank of San Francis X1 2.03 11/14/08 Federal Home Loan Bank of San Francis X1 5.02,9.01 11/13/08 FEDERAL NATIONAL MORTGAGE ASSOCIATION 3.01,8.01 11/12/08 FIRST BANCORP /PR/ PR 2.02,7.01,9.01 11/18/08 FIRST LITCHFIELD FINANCIAL CORP DE 2.02,9.01 11/17/08 Flagstone Reinsurance Holdings Ltd 3.03,5.02,9.01 11/14/08 FLOWERS FOODS INC GA 5.03,9.01 11/14/08 FOG CUTTER CAPITAL GROUP INC MD 2.02,9.01 11/14/08 Forbes Energy Services Ltd. D0 2.02,9.01 11/14/08 FORD MOTOR CO DE 8.01,9.01 11/18/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 11/18/08 FRANKFORT TOWER INDUSTRIES INC DE 8.01,9.01 11/18/08 FREMONT GENERAL CORP NV 8.01,9.01 11/17/08 FRONTIER FINANCIAL CORP /WA/ WA 8.01 11/14/08 GameStop Corp. DE 1.01,2.01,2.03,9.01 11/18/08 GASTAR EXPLORATION LTD 7.01,9.01 11/18/08 GCI INC AK 4.02 11/05/08 AMEND GENE LOGIC INC DE 8.01 11/14/08 GENERAL COMMUNICATION INC AK 4.02 11/05/08 AMEND GENERAL MOTORS CORP DE 7.01,9.01 11/18/08 Genesis Pharmaceuticals Enterprises, FL 2.02,9.01 11/17/08 GENTIVA HEALTH SERVICES INC DE 5.02,9.01 11/12/08 GENWORTH FINANCIAL INC DE 2.02,9.01 11/18/08 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 11/18/08 GFR PHARMACEUTICALS INC NV 5.02,9.01 11/17/08 Global Resource CORP CO 8.01,9.01 11/18/08 GRAN TIERRA ENERGY, INC. NV 7.01,9.01 11/17/08 Granahan McCourt Acquisition CORP DE 3.01,8.01,9.01 11/17/08 Granahan McCourt Acquisition CORP DE 8.01 11/18/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/14/08 Great Wolf Resorts, Inc. DE 5.02 11/12/08 Green Energy Live Inc NV 1.01,8.01,9.01 11/12/08 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01 11/12/08 GREER BANCSHARES INC SC 2.02,7.01,9.01 10/30/08 HANCOCK HOLDING CO MS 8.01,9.01 11/18/08 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 11/18/08 HARVARD BIOSCIENCE INC DE 5.02,9.01 11/14/08 HEALTH NET INC DE 7.01,9.01 11/18/08 HeartWare International, Inc. DE 7.01,9.01 11/18/08 HEPALIFE TECHNOLOGIES INC FL 5.02,7.01 11/14/08 HERCULES INC DE 2.01,2.04,3.01,3.03,5.01,5.02 11/13/08 HEWLETT PACKARD CO DE 2.02,9.01 11/18/08 HEXION SPECIALTY CHEMICALS, INC. NJ 8.01,9.01 11/17/08 Highland Distressed Opportunities, In 7.01,9.01 11/18/08 HLTH CORP DE 7.01 11/18/08 HOME DEPOT INC DE 2.02,9.01 11/18/08 HOST HOTELS & RESORTS L.P. DE 7.01,9.01 11/18/08 HOST HOTELS & RESORTS, INC. MD 7.01,9.01 11/18/08 HUNGARIAN TELEPHONE & CABLE CORP DE 5.02,9.01 11/14/08 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 11/18/08 HYDROMER INC NJ 8.01 11/17/08 HYDRON TECHNOLOGIES INC NY 1.01,1.02,2.01,3.02,5.02,9.01 11/11/08 IAS ENERGY, INC. OR 2.01,5.01,9.01 11/18/08 AMEND IBERIABANK CORP LA 8.01,9.01 11/18/08 IDM PHARMA, INC. DE 8.01,9.01 11/18/08 IMPAC MORTGAGE HOLDINGS INC MD 3.01 11/12/08 INLAND REAL ESTATE CORP MD 8.01,9.01 11/17/08 INNERWORKINGS INC 5.02,9.01 11/14/08 INSTEEL INDUSTRIES INC NC 8.01,9.01 11/18/08 INTEGRATED DATA CORP DE 8.01 11/17/08 InterDigital, Inc. PA 5.02 11/17/08 INTERNATIONAL LEASE FINANCE CORP CA 8.01 11/18/08 INTERNET AMERICA INC TX 1.01,9.01 11/14/08 Interval Leisure Group, Inc. DE 7.01,9.01 11/17/08 INTROGEN THERAPEUTICS INC 3.01,9.01 11/17/08 INX Inc DE 1.01,2.01,3.02,7.01,9.01 11/14/08 INX Inc DE 7.01,9.01 11/18/08 IRELAND INC. NV 7.01,9.01 11/18/08 JAMBA, INC. DE 5.02,9.01 11/17/08 Jazz Technologies, Inc. DE 5.02 11/18/08 KeyOn Communications Holdings Inc. DE 1.01,9.01 11/17/08 KIT digital, Inc. DE 2.02,7.01,9.01 11/17/08 KLA TENCOR CORP DE 2.05,5.02,9.01 11/13/08 KULICKE & SOFFA INDUSTRIES INC PA 2.05 11/12/08 Kun Run Biotechnology, Inc. NV 2.02,9.01 11/18/08 LAKE AREA CORN PROCESSORS LLC 8.01,9.01 11/17/08 Lattice INC DE 2.02,9.01 11/17/08 Lawson Software, Inc. MN 2.05,9.01 11/18/08 Legacy Bancorp, Inc. DE 7.01,9.01 11/18/08 LEVEL 3 COMMUNICATIONS INC DE 1.01,2.03,8.01,9.01 11/17/08 LEXARIA CORP. 7.01,9.01 11/11/08 LEXICON PHARMACEUTICALS, INC./DE DE 1.01 11/12/08 Lifevantage Corp CO 2.02,7.01,9.01 11/18/08 LIME ENERGY CO. DE 2.02,9.01 11/14/08 LIME ENERGY CO. DE 1.01,3.02,3.03,5.03,9.01 11/13/08 Live Nation, Inc. DE 5.02 11/12/08 LORILLARD, INC. DE 7.01,9.01 11/18/08 LPATH, INC NV 2.02,7.01,9.01 11/14/08 MAD CATZ INTERACTIVE INC 2.02,9.01 11/18/08 MAGNA ENTERTAINMENT CORP DE 8.01 11/18/08 MARCHEX INC DE 5.02,7.01,9.01 11/17/08 Master Silicon Carbide Industries, In DE 2.01,9.01 09/02/08 AMEND Medefile International, Inc. NV 5.02,9.01 11/11/08 MEDTRONIC INC MN 2.02,9.01 11/18/08 MERRIMAC INDUSTRIES INC DE 2.02,9.01 11/18/08 MEXCO ENERGY CORP CO 2.02,9.01 11/17/08 MEXORO MINERALS LTD CO 3.02,5.02 11/18/08 MICROCHIP TECHNOLOGY INC DE 8.01,9.01 11/18/08 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 11/18/08 MIDAS INC DE 7.01 11/18/08 MILACRON INC DE 5.02,9.01 11/17/08 MOLSON COORS BREWING CO CO 5.02 11/12/08 MRU HOLDINGS INC DE 1.01 11/17/08 MULTIBAND CORP MN 7.01,9.01 11/17/08 Myecheck Inc. NV 1.01 11/17/08 NANOGEN INC DE 1.01,9.01 11/14/08 NATIONAL COAL CORP FL 2.02,9.01 11/17/08 NATIONAL FUEL GAS CO NJ 7.01,9.01 11/18/08 NATIONAL PENN BANCSHARES INC PA 8.01 11/18/08 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01,9.01 11/17/08 NAVIGANT CONSULTING INC DE 5.02 11/16/08 NCO Group, Inc. 2.02,7.01,9.01 11/13/08 NEOMEDIA TECHNOLOGIES INC DE 2.02,9.01 11/14/08 Neuralstem, Inc. DE 8.01,9.01 11/18/08 New Concept Energy, Inc. NV 2.02,9.01 11/18/08 NEWPARK RESOURCES INC DE 7.01,9.01 11/18/08 NexCen Brands, Inc. DE 3.01,9.01 11/14/08 NEXSTAR BROADCASTING GROUP INC DE 1.01,5.02,9.01 11/13/08 NITROMED INC DE 1.01,5.02,8.01,9.01 11/18/08 NOBLE CORP 8.01,9.01 11/18/08 NORTHERN ETHANOL, INC. DE 5.02,9.01 11/03/08 NovaBay Pharmaceuticals, Inc. CA 2.02,9.01 09/30/08 NOVATEL WIRELESS INC DE 7.01,9.01 11/18/08 NOVATEL WIRELESS INC DE 3.01,8.01,9.01 11/12/08 NRG ENERGY, INC. DE 8.01,9.01 11/17/08 OCEAN SHORE HOLDING CO X1 1.01 11/12/08 Ocean Shore Holding Co. NJ 1.01 11/12/08 OCEANFIRST FINANCIAL CORP DE 7.01,9.01 11/17/08 OCWEN FINANCIAL CORP FL 8.01 11/12/08 OFFICEMAX INC DE 8.01,9.01 11/13/08 OLD NATIONAL BANCORP /IN/ IN 5.02,7.01,9.01 11/18/08 OLD POINT FINANCIAL CORP VA 5.02,9.01 11/18/08 ON SEMICONDUCTOR CORP DE 8.01,9.01 11/18/08 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 11/14/08 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 11/18/08 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.02,9.01 11/18/08 Patient Portal Technologies, Inc. DE 4.02 11/17/08 AMEND PATRICK INDUSTRIES INC IN 2.02,9.01 11/17/08 PDI INC 5.02,9.01 11/17/08 PENN NATIONAL GAMING INC PA 5.03,9.01 11/12/08 PEPSI BOTTLING GROUP INC DE 2.05,2.06,7.01,9.01 11/13/08 Performing Brands, Inc. DE 2.04,8.01 11/14/08 PFSWEB INC DE 8.01 11/14/08 PG&E CORP CA 8.01,9.01 11/18/08 Philip Morris International Inc. VA 7.01,8.01,9.01 11/18/08 PHILLIPS VAN HEUSEN CORP /DE/ DE 2.02,9.01 11/18/08 PINNACLE AIRLINES CORP DE 7.01 11/18/08 PLAYBOX (US) INC. NV 1.01,5.02,9.01 11/14/08 POPULAR INC 7.01,9.01 11/18/08 POWERSECURE INTERNATIONAL, INC. DE 1.01,1.02,2.03,9.01 11/12/08 PRECISION CASTPARTS CORP OR 5.02 11/13/08 Pregis Holding II CORP DE 5.02 11/14/08 Primoris Services CORP DE 2.02,8.01,9.01 11/10/08 PRINCIPAL FINANCIAL GROUP INC DE 7.01 11/18/08 PROASSURANCE CORP DE 7.01,9.01 11/18/08 Probe Manufacturing Inc NV 3.03,4.01,5.02 09/18/08 AMEND PROCERA NETWORKS INC NV 2.02,9.01 11/11/08 PROGINET CORP DE 2.02,9.01 11/18/08 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.04 11/14/08 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.02 09/30/08 PROLIANCE INTERNATIONAL, INC. DE 8.01,9.01 11/18/08 PROTECTION ONE INC DE 2.02,7.01,9.01 11/18/08 QUIKSILVER INC DE 1.01,2.01,2.05,9.01 11/12/08 RADIAN GROUP INC DE 5.03,9.01 11/12/08 RASER TECHNOLOGIES INC UT 1.01,3.02,8.01,9.01 11/14/08 AMEND REDDY ICE HOLDINGS INC DE 4.01,9.01 11/12/08 REDDY ICE HOLDINGS INC DE 3.01,9.01 11/14/08 REGIONS FINANCIAL CORP DE 1.01,3.02,3.03,5.02,5.03,9.01 11/13/08 RELIABILITY INC TX 1.01 11/18/08 RELIANT ENERGY INC DE 5.03,9.01 11/12/08 RLI CORP IL 5.03,9.01 11/13/08 Rockville Financial Inc. 5.02 11/12/08 Rockville Financial Inc. 5.02 11/12/08 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 11/18/08 ROYAL CARIBBEAN CRUISES LTD 7.01,9.01 11/18/08 ROYAL MINES & MINERALS CORP NV 1.01,3.02,5.02,9.01 11/15/08 RURBAN FINANCIAL CORP OH 8.01,9.01 11/17/08 SAKS INC TN 2.02,9.01 11/18/08 SAN JOAQUIN BANCORP CA 5.02 11/17/08 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 11/18/08 SCHAWK INC DE 2.02,9.01 11/17/08 SECURE COMPUTING CORP DE 3.01,3.03,5.01,5.02,5.03,8.01 11/18/08 SELECTICA INC DE 3.03,8.01,9.01 11/17/08 SEVERN BANCORP INC MD 1.01,2.03,3.02,3.03,5.03,7.01, 11/18/08 9.01 ShengdaTech, Inc. 2.02,4.01,7.01,9.01 11/18/08 AMEND Shire plc 8.01,9.01 11/18/08 SHUFFLE MASTER INC MN 5.02 11/17/08 SI INTERNATIONAL INC DE 5.02,9.01 11/12/08 SIGMA DESIGNS INC CA 2.02,9.01 11/18/08 SILVERADO GOLD MINES LTD A1 8.01,9.01 11/17/08 AMEND SILVERSTAR HOLDINGS LTD B0 2.02,9.01 11/13/08 SINO SHIPPING HOLDINGS INC. 1.01,1.02 07/26/08 SKY POSTAL NETWORKS, INC 2.02,8.01 11/17/08 SkyPeople Fruit Juice, Inc FL 2.02,9.01 11/14/08 SKYWEST INC UT 2.02,9.01 11/18/08 SOLERA HOLDINGS, INC DE 5.03,9.01 11/12/08 SOONER HOLDINGS INC /OK/ OK 4.01,9.01 07/31/08 SOUTH TEXAS OIL CO NV 7.01,9.01 11/18/08 SOUTHERN COMMUNITY FINANCIAL CORP 8.01,9.01 11/18/08 SPORT HALEY INC CO 4.01,9.01 11/17/08 STAR ENERGY CORP NV 2.03,9.01 11/17/08 STEMCELLS INC DE 8.01,9.01 11/18/08 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 11/18/08 STILLWATER MINING CO /DE/ DE 8.01,9.01 11/17/08 STRATEGIC HOTELS & RESORTS, INC 1.01,3.03,5.02,5.03,7.01,9.01 11/14/08 SUNLINK HEALTH SYSTEMS INC OH 5.02,9.01 11/12/08 SUNOCO LOGISTICS PARTNERS LP DE 7.01,9.01 11/18/08 SUNPOWER CORP 5.02 11/18/08 SUNRISE TELECOM INC 2.02,5.02,9.01 11/17/08 Sunway Global Inc. NV 2.02,7.01,9.01 11/17/08 SUPERIOR BANCORP DE 7.01,9.01 11/18/08 SYNCORA HOLDINGS LTD D0 2.02,7.01,9.01 11/17/08 TALEO CORP DE 3.01,9.01 11/13/08 TECHE HOLDING CO LA 8.01 11/14/08 TECUMSEH PRODUCTS CO MI 5.02,9.01 11/12/08 TELESTONE TECHNOLOGIES CORP CO 2.02,5.02,7.01,9.01 11/18/08 TESSERA TECHNOLOGIES INC DE 7.01,9.01 11/18/08 TEXAS CAPITAL BANCSHARES INC/TX DE 7.01,9.01 11/18/08 THOMAS PROPERTIES GROUP INC DE 8.01,9.01 11/17/08 TIME WARNER CABLE INC. DE 1.01,9.01 11/13/08 TIME WARNER INC. DE 1.01,2.03,9.01 11/13/08 TIVO INC DE 2.05 11/18/08 TMT CAPITAL CORP FL 4.01,9.01 11/14/08 TRANS LUX CORP DE 2.02,9.01 11/17/08 TRANSNET CORP DE 7.01,9.01 11/18/08 TRIO TECH INTERNATIONAL CA 2.02,9.01 11/14/08 TRM CORP OR 2.02,9.01 11/14/08 TRUSTCO BANK CORP N Y NY 8.01,9.01 11/18/08 U S PHYSICAL THERAPY INC /NV NV 8.01,9.01 11/18/08 U. S. Premium Beef, LLC 7.01,9.01 11/18/08 UCBH HOLDINGS INC DE 5.03,9.01 11/12/08 ULTICOM INC NJ 5.02 11/13/08 UNIVERSAL HOSPITAL SERVICES INC MN 7.01,9.01 11/18/08 US CONCRETE INC DE 2.02,9.01 11/18/08 US HOME SYSTEMS INC DE 2.02,9.01 11/13/08 VALUECLICK INC/CA DE 1.01,2.03,3.03,9.01 11/14/08 VERENIUM CORP DE 5.02,9.01 11/17/08 VERTICAL BRANDING, INC. DE 8.01,9.01 11/14/08 VICOR CORP DE 7.01 11/18/08 VIRAL GENETICS INC /DE/ DE 1.01,2.01,2.03,3.02,5.02,8.01, 08/18/08 9.01 WASHINGTON TRUST BANCORP INC RI 7.01,9.01 11/17/08 WEBSTER FINANCIAL CORP DE 7.01 11/18/08 WESTERN ASSET 2008 WORLDWIDE DOLLAR G MD 8.01,9.01 11/17/08 WORLD HEART CORP A6 8.01,9.01 11/13/08 WPCS INTERNATIONAL INC DE 5.02,9.01 11/14/08 WYNDHAM WORLDWIDE CORP DE 8.01,9.01 11/17/08 YAHOO INC DE 5.02,7.01,9.01 11/17/08 Z TRIM HOLDINGS, INC IL 1.01,3.02,9.01 11/12/08 ZONES INC WA 1.01,8.01,9.01 11/18/08