RECENT 8K FILINGS November 18, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 8.01,9.01 11/17/08 ABERCROMBIE & FITCH CO /DE/ DE 2.02,8.01,9.01 11/14/08 ABLEAUCTIONS COM INC FL 2.02,9.01 11/14/08 ABLEAUCTIONS COM INC FL 2.02,9.01 11/14/08 ABRAXAS PETROLEUM CORP NV 5.03,9.01 11/17/08 Access Plans USA, Inc. OK 2.02 11/14/08 ACUSPHERE INC DE 5.02,7.01,9.01 11/13/08 ADEX MEDIA, INC. NV 9.01 08/29/08 AMEND ALANCO TECHNOLOGIES INC AZ 2.02,9.01 11/14/08 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 11/17/08 ALLIED WORLD ASSURANCE CO HOLDINGS LT 7.01,9.01 11/17/08 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 4.01,9.01 10/10/08 AMEND AMAZON COM INC DE 5.02 11/13/08 AMB PROPERTY CORP MD 2.02,7.01,8.01,9.01 11/17/08 American Natural Energy Corp OK 7.01,9.01 11/14/08 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,2.03,9.01 11/14/08 AMERICAN SKIING CO /ME DE 5.02 11/14/08 American Tire Distributors Holdings, 7.01 11/17/08 Apple REIT Nine, Inc. VA 1.01 11/14/08 APPLIED NEUROSOLUTIONS INC DE 5.02 11/14/08 ARAMARK CORP DE 5.02,9.01 11/11/08 ARC WIRELESS SOLUTIONS INC UT 7.01,9.01 11/14/08 ARYx Therapeutics, Inc. DE 3.02 11/14/08 Ascent Media CORP DE 5.02 11/11/08 ASSURED GUARANTY LTD 1.01,7.01,9.01 11/13/08 ASTORIA FINANCIAL CORP DE 8.01 11/14/08 AT&T INC. DE 8.01,9.01 11/17/08 ATLANTIC BANCGROUP INC FL 2.02,9.01 11/14/08 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 11/17/08 BANCORP RHODE ISLAND INC 8.01,9.01 11/17/08 Bancorp, Inc. 8.01 12/06/07 AMEND BANCORPSOUTH INC MS 8.01,9.01 11/14/08 BAXTER INTERNATIONAL INC DE 5.03,9.01 11/11/08 BAY BANKS OF VIRGINIA INC VA 8.01 11/13/08 Beacon Federal Bancorp, Inc. MD 2.02,9.01 11/14/08 BERRY PETROLEUM CO DE 1.01,7.01,9.01 11/17/08 Bio-Matrix Scientific Group, Inc. DE 9.01 11/14/08 AMEND BIOPHAN TECHNOLOGIES INC NV 5.02,9.01 11/11/08 BJ SERVICES CO DE 5.02,9.01 11/11/08 BRINKS CO VA 3.01,5.02,5.03,8.01,9.01 11/14/08 BROADVIEW INSTITUTE INC MN 2.02,9.01 11/17/08 CABELAS INC DE 7.01,9.01 11/17/08 CAPITAL BANK CORP NC 8.01,9.01 11/17/08 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 11/14/08 CAPITAL ONE MASTER TRUST NY 8.01,9.01 11/14/08 CARDIONET INC CA 5.02 11/14/08 CARTERS INC DE 5.02 11/14/08 CARVER BANCORP INC DE 2.02,9.01 11/14/08 CASPIAN SERVICES INC NV 1.01,5.02,8.01,9.01 11/15/08 CDSS Wind Down Inc DE 1.01,2.03,3.02,5.01 08/27/08 AMEND CENTRAL VALLEY COMMUNITY BANCORP CA 2.01,9.01 11/12/08 CF Industries Holdings, Inc. DE 8.01 11/13/08 CHANNELL COMMERCIAL CORP DE 2.02 11/14/08 Charmed Homes Inc. NV 8.01 11/12/08 CHARMING SHOPPES INC PA 7.01,9.01 11/14/08 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 11/17/08 CHEESECAKE FACTORY INC DE 8.01,9.01 11/12/08 CHESAPEAKE ENERGY CORP OK 5.03,7.01,9.01 11/11/08 CHEVIOT FINANCIAL CORP 7.01,9.01 11/14/08 CHINA AOXING PHARMACEUTICAL COMPANY, FL 5.02 11/10/08 China Armco Metals, Inc. NV 2.02,9.01 11/17/08 China Industrial Waste Management Inc NV 7.01,8.01,9.01 11/17/08 CHINA SECURITY & SURVEILLANCE TECHNOL DE 1.01,2.01,3.02,9.01 11/17/08 CHINA VALVES TECHNOLOGY, INC NV 5.02,9.01 11/13/08 CHINACAST EDUCATION CORP DE 2.02,7.01,9.01 11/14/08 CIRTRAN CORP NV 2.02,7.01,9.01 11/14/08 CIT GROUP INC DE 8.01,9.01 11/17/08 CITIBANK OMNI-S MASTER TRUST 8.01 11/17/08 CITIBANK SOUTH DAKOTA N A DE 8.01 10/28/08 CITIZENS FINANCIAL SERVICES INC PA 7.01,9.01 11/17/08 CKE RESTAURANTS INC DE 2.02 11/12/08 CLEARWIRE CORP 8.01 11/17/08 CLIFFS NATURAL RESOURCES INC. OH 1.02,9.01 11/17/08 CLST HOLDINGS, INC. DE 1.01,2.01,2.03,9.01 11/10/08 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 11/14/08 COLLECTIVE BRANDS, INC. DE 5.03,9.01 11/13/08 Cord Blood America, Inc. FL 1.01,2.03,3.02,9.01 10/28/08 CORNELL COMPANIES INC DE 7.01 11/14/08 Covidien Ltd. D0 2.02,9.01 11/17/08 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 11/17/08 CS Financing CORP DE 5.02 11/14/08 CUBIC CORP /DE/ DE 8.01 11/12/08 CURTISS WRIGHT CORP DE 5.02,5.03 11/17/08 CYPRESS SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 11/14/08 DELPHI CORP DE 7.01,9.01 11/17/08 DENNYS CORP DE 5.02,9.01 11/12/08 DESERT CAPITAL REIT INC MD 1.01,5.02 11/17/08 DIEDRICH COFFEE INC CA 1.01,9.01 11/10/08 DIVX INC 7.01,8.01,9.01 11/17/08 Domark International Inc. NV 4.01,9.01 09/08/08 AMEND DORAL FINANCIAL CORP PR 2.02,7.01,9.01 11/14/08 DST SYSTEMS INC DE 8.01,9.01 11/14/08 Duke Energy Carolinas, LLC NC 8.01,9.01 11/17/08 DYNEGY INC. DE 5.02,7.01,9.01 11/12/08 Eagle Test Systems, Inc. IL 3.01,3.03,5.01,5.02 11/14/08 EASYLINK SERVICES INTERNATIONAL CORP DE 1.01,9.01 11/14/08 ECLIPSYS CORP DE 5.02 11/13/08 eHealth, Inc. DE 5.03,8.01,9.01 11/11/08 ELDORADO ARTESIAN SPRINGS INC CO 2.02,9.01 11/17/08 ENERGY WEST INC MT 1.01,9.01 11/11/08 ENSCO INTERNATIONAL INC DE 2.02,9.01 11/17/08 ENTRAVISION COMMUNICATIONS CORP DE 1.01,9.01 11/12/08 ERIE INDEMNITY CO PA 8.01,9.01 11/05/08 ESCO TECHNOLOGIES INC MO 5.02 11/12/08 ETERNAL TECHNOLOGIES GROUP INC DE 8.01 11/15/08 FAUQUIER BANKSHARES, INC. VA 8.01 11/17/08 Federal Home Loan Bank of Seattle 2.02,9.01 11/14/08 FFD FINANCIAL CORP/OH OH 1.01,2.03,9.01 11/13/08 FINLAY FINE JEWELRY CORP DE 8.01,9.01 11/17/08 FIRST CHESTER COUNTY CORP PA 8.01,9.01 11/17/08 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 11/14/08 FIRST HORIZON NATIONAL CORP TN 1.01,3.02,3.03,5.02,5.03,9.01 11/11/08 FIRST INTERSTATE BANCSYSTEM INC MT 8.01 11/14/08 FIRST SOLAR, INC. DE 5.02 11/17/08 FLOTEK INDUSTRIES INC/CN/ DE 7.01,9.01 11/17/08 FPL GROUP INC FL 7.01,9.01 11/17/08 FRANKLIN COVEY CO UT 2.02,8.01,9.01 11/15/08 FROZEN FOOD EXPRESS INDUSTRIES INC TX 8.01,9.01 11/17/08 Fuel Systems Solutions, Inc. 5.02 11/17/08 FULTON FINANCIAL CORP PA 7.01,9.01 11/17/08 Future Canada China Environment Inc. NV 5.01 11/14/08 GAINSCO INC TX 2.02,9.01 11/13/08 GALAXY NUTRITIONAL FOODS INC DE 2.02 11/14/08 GENELINK INC 2.02,9.01 11/17/08 GENIUS PRODUCTS INC DE 7.01,9.01 11/16/08 GENUINE PARTS CO GA 8.01,9.01 11/17/08 GEOVIC MINING CORP. DE 4.01,9.01 11/14/08 Global Resource CORP CO 1.01,5.02,8.01,9.01 11/12/08 Global Resource CORP CO 1.01 09/23/08 AMEND Global Resource CORP CO 5.02 09/24/08 AMEND GRAMERCY CAPITAL CORP MD 5.02,9.01 11/13/08 GRAN TIERRA ENERGY, INC. NV 1.01,2.01,3.02,3.03,5.02,9.01 11/14/08 Graymark Healthcare, Inc. 7.01,9.01 11/13/08 GREAT SOUTHERN BANCORP INC MD 8.01 11/17/08 HALLWOOD GROUP INC DE 2.02,5.02,9.01 11/13/08 Hard Rock Hotel Holdings, LLC DE 1.01,9.01 11/10/08 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 11/14/08 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 11/17/08 HASTINGS ENTERTAINMENT INC TX 2.02,9.01 11/17/08 HEWITT ASSOCIATES INC DE 2.02,7.01,9.01 11/14/08 HOLOGIC INC DE 2.02,5.02,9.01 11/10/08 HUDSON CITY BANCORP INC DE 8.01,9.01 11/17/08 HUGOTON ROYALTY TRUST TX 2.02,9.01 11/17/08 HYBRID DYNAMICS CORP NV 4.01,9.01 11/13/08 I2 TECHNOLOGIES INC DE 2.02,9.01 11/14/08 IBSG INTERNATIONAL INC FL 7.01,9.01 11/17/08 ICON INCOME FUND NINE LLC DE 8.01,9.01 11/17/08 ICP Solar Technologies Inc. 1.01 11/13/08 IMMERSION CORP DE 8.01,9.01 11/17/08 IMPERIAL PETROLEUM INC NV 1.01,9.01 11/13/08 IMPLANT SCIENCES CORP MA 2.02,7.01,9.01 11/17/08 IMS HEALTH INC DE 5.04,9.01 11/17/08 INFOCUS CORP OR 1.01 11/12/08 InfoLogix Inc 2.02,9.01 11/12/08 INFORMATION ANALYSIS INC VA 2.02,9.01 11/14/08 InPlay Technologies, Inc. NV 5.02,9.01 11/17/08 INTEGRATED DEVICE TECHNOLOGY INC DE 5.02 11/13/08 Integrated Management Information, In 2.02,9.01 11/13/08 INTERNATIONAL BUSINESS MACHINES CORP NY 8.01,9.01 11/17/08 International Gold Resources, Inc. 4.01 11/14/08 International Gold Resources, Inc. 4.01,9.01 11/17/08 AMEND INVISA INC NV 4.01 11/17/08 iPCS, INC DE 8.01,9.01 11/17/08 ITC DELTACOM INC DE 2.02,9.01 11/14/08 J P MORGAN CHASE & CO DE 9.01 11/13/08 JAMBA, INC. DE 2.02,9.01 11/17/08 Juniper Content Corp DE 2.02,9.01 11/14/08 KANSAS CITY SOUTHERN DE 5.02,5.03,9.01 11/11/08 KIMBERLY CLARK CORP DE 5.03,9.01 11/12/08 KLA TENCOR CORP DE 5.02 11/11/08 KLA TENCOR CORP DE 5.02,8.01,9.01 11/11/08 KLONDIKE STAR MINERAL CORP DE 5.02,8.01 11/13/08 LAKES ENTERTAINMENT INC MN 8.01,9.01 11/17/08 LAKES ENTERTAINMENT INC MN 2.05 10/01/08 AMEND LAS VEGAS SANDS CORP NV 8.01,9.01 11/17/08 LEAPFROG ENTERPRISES INC 2.05,5.02 11/17/08 LIGHTPATH TECHNOLOGIES INC DE 3.01,9.01 11/17/08 LINCOLN NATIONAL CORP IN 7.01,8.01,9.01 11/14/08 Location Based Technologies, Inc. NV 7.01,9.01 11/13/08 LODGENET INTERACTIVE CORP DE 5.03,9.01 11/11/08 LOGICVISION INC DE 5.02 11/12/08 LOWES COMPANIES INC NC 2.02,9.01 11/17/08 LTX-CREDENCE CORP MA 9.01 08/27/08 AMEND MACK CALI REALTY CORP MD 8.01,9.01 11/17/08 MAJESTIC STAR CASINO LLC IN 8.01,9.01 11/17/08 Makeup.com LTD NV 4.02 11/17/08 Manitex International, Inc. MI 2.02,9.01 11/13/08 MANPOWER INC /WI/ WI 5.02,9.01 11/10/08 McCormick & Schmicks Seafood Restaura 5.02 11/17/08 MDC HOLDINGS INC DE 1.01,1.02,2.03,9.01 11/12/08 MEMC ELECTRONIC MATERIALS INC DE 8.01,9.01 11/17/08 MERIDIAN BIOSCIENCE INC OH 2.02,9.01 11/12/08 Metabolic Research, Inc. IN 5.02 11/16/08 METLIFE INC DE 8.01,9.01 11/17/08 MIDDLETON DOLL CO WI 2.02,9.01 11/14/08 MONUMENT RESOURCES INC CO 4.01,9.01 11/13/08 MOSAIC CO DE 7.01,9.01 11/17/08 MRU HOLDINGS INC DE 1.01 11/14/08 MRV COMMUNICATIONS INC DE 3.01,9.01 11/13/08 MULTIMEDIA GAMES INC TX 5.03,9.01 11/11/08 Nalco Holding CO 1.01 11/13/08 NANOGEN INC DE 2.02,8.01,9.01 11/17/08 NARA BANCORP INC DE 8.01,9.01 11/10/08 NEFF CORP DE 7.01,9.01 11/17/08 NEUROGEN CORP DE 1.01 11/17/08 New Generation Biofuels Holdings, Inc FL 8.01,9.01 11/17/08 New Oriental Energy & Chemical Corp. DE 2.02,9.01 11/14/08 NexCen Brands, Inc. DE 2.02,9.01 11/17/08 NightHawk Radiology Holdings Inc 1.01,5.02,9.01 11/15/08 NORD RESOURCES CORP DE 2.02,9.01 11/14/08 NORTHERN TRUST CORP DE 1.01,3.02,3.03,5.02,5.03,8.01, 11/13/08 9.01 NORTHERN TRUST CORP DE 5.05,9.01 11/11/08 Northport Capital Inc. 8.01,9.01 10/09/08 NOVASTAR FINANCIAL INC MD 5.02 11/11/08 NUTRI SYSTEM INC /DE/ DE 5.02,8.01,9.01 11/14/08 OLD POINT FINANCIAL CORP VA 5.02,9.01 11/17/08 Options Media Group Holdings, Inc. NV 5.02 11/11/08 ORRSTOWN FINANCIAL SERVICES INC PA 7.01,9.01 11/17/08 OSHKOSH CORP WI 5.03 11/11/08 Pacific Ethanol, Inc. DE 2.02,9.01 11/17/08 PACIFIC OFFICE PROPERTIES TRUST, INC. 2.02,9.01 11/14/08 Paradigm Holdings, Inc WY 2.02,9.01 11/17/08 Patient Portal Technologies, Inc. DE 4.02 11/17/08 PENFORD CORP WA 2.02,9.01 11/13/08 PENWEST PHARMACEUTICALS CO WA 5.02 11/12/08 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 11/17/08 Pet DRx CORP DE 2.02,9.01 09/30/08 PFSWEB INC DE 2.02 11/14/08 Philip Morris International Inc. VA 8.01,9.01 11/17/08 PHOTRONICS INC CT 1.02,9.01 11/10/08 PIER 1 IMPORTS INC/DE DE 7.01,9.01 11/17/08 Pike Electric CORP 9.01 09/01/08 AMEND PINNACLE BANKSHARES CORP VA 5.02 11/11/08 Pioneer Southwest Energy Partners L.P DE 7.01 11/17/08 POKERTEK, INC. NC 7.01,9.01 11/17/08 PRAXAIR INC DE 8.01,9.01 11/17/08 PROASSURANCE CORP DE 8.01 11/12/08 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 11/17/08 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,9.01 11/14/08 PROS Holdings, Inc. DE 8.01 11/11/08 PROVIDENT BANKSHARES CORP MD 1.01,3.02,3.03,5.02,5.03,8.01, 11/12/08 9.01 PUBLIC SERVICE CO OF COLORADO CO 8.01 11/14/08 QSGI INC. DE 2.02,9.01 11/13/08 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,1.02,9.01 11/11/08 Quest Energy Partners, L.P. DE 5.02,7.01,9.01 11/14/08 R H DONNELLEY CORP DE 3.01,9.01 11/14/08 RAM Holdings Ltd. D0 2.02,7.01,9.01 11/17/08 RAM Holdings Ltd. D0 5.02,9.01 11/11/08 RANCHER ENERGY CORP. NV 7.01,9.01 11/14/08 Rand Logistics, Inc. DE 7.01,9.01 11/13/08 RedRoller Holdings, Inc. DE 1.03 11/13/08 RES CARE INC /KY/ KY 7.01,9.01 11/17/08 RiskMetrics Group Inc 5.02 11/13/08 ROBERTS REALTY INVESTORS INC GA 5.02,9.01 11/17/08 Rockwood Holdings, Inc. DE 5.02,9.01 11/13/08 RONSON CORP NJ 2.02,5.02,8.01,9.01 11/11/08 Rubicon Technology, Inc. DE 2.02,9.01 10/29/08 SEALY CORP DE 1.01,9.01 11/14/08 Seneca Gaming Corp XX 5.02 11/11/08 SENESCO TECHNOLOGIES INC DE 2.02,9.01 11/17/08 ServisFirst Bancshares, Inc. DE 8.01,9.01 11/14/08 Shengkai Innovations, Inc. FL 2.02,9.01 11/17/08 SIGA TECHNOLOGIES INC DE 5.02 11/17/08 SILVERADO GOLD MINES LTD A1 8.01,9.01 11/17/08 SILVERGRAPH INTERNATIONAL INC NV 1.01,3.02,3.03,9.01 11/12/08 SIONIX CORP NV 1.01,5.02,9.01 11/11/08 Sloud Inc NV 4.01,9.01 11/06/08 SMART MOVE, INC. DE 2.02,9.01 11/12/08 SMF ENERGY CORP DE 2.02,9.01 11/14/08 SONORAN ENERGY INC WA 5.02 11/14/08 SOUTHWEST GAS CORP CA 5.03 11/14/08 SOVEREIGN BANCORP INC PA 8.01,9.01 11/17/08 SPACEHAB INC \WA\ WA 2.02,9.01 11/13/08 STAGE STORES INC NV 8.01,9.01 11/13/08 STERLING BANCORP NY 7.01,9.01 11/14/08 STONE ENERGY CORP DE 7.01,9.01 11/13/08 Storm Cat Energy CORP 5.02 11/12/08 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 11/03/08 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 11/03/08 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 11/03/08 SUNTRUST BANKS INC GA 1.01,3.02,3.03,5.02,5.03,9.01 11/14/08 Sutor Technology Group LTD 2.02,7.01,9.01 11/14/08 AMEND SYMANTEC CORP DE 5.02,9.01 11/17/08 SYNCORA HOLDINGS LTD D0 5.02 11/13/08 SYNIVERSE HOLDINGS INC DE 1.01,3.03,9.01 11/16/08 TALON INTERNATIONAL, INC. DE 2.02,9.01 11/14/08 TARGET CORP MN 2.02,8.01,9.01 11/17/08 TEKNI PLEX INC DE 1.01,2.03,4.02 11/10/08 TF FINANCIAL CORP DE 8.01 11/14/08 THORNBURG MORTGAGE INC MD 3.02 11/11/08 TOWER BANCORP INC PA 1.01,7.01,9.01 11/12/08 AMEND TRANS-INDIA ACQUISITION CORP DE 8.01,9.01 11/17/08 Transfer Technology International Cor DE 3.02 11/17/08 TRANSMETA CORP DE 2.02,8.01,9.01 11/17/08 TRANSOCEAN INC E9 2.04,8.01,9.01 11/17/08 TRIAD FINANCIAL CORP CA 8.01,9.01 11/17/08 TRUE PRODUCT ID, INC. DE 1.01,2.01,9.01 11/17/08 TRUSTMARK CORP MS 5.02 11/17/08 TVI CORP MD 7.01 11/12/08 UDR, Inc. MD 7.01,9.01 11/17/08 ULURU INC. NV 1.01,9.01 11/17/08 UNITED FUEL & ENERGY CORP NV 2.02,9.01 11/17/08 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 11/17/08 UNITED SECURITY BANCSHARES CA 2.02,9.01 10/16/08 UNITED THERAPEUTICS CORP DE 8.01,9.01 11/17/08 UNITED THERAPEUTICS CORP DE 1.01,3.02,9.01 11/14/08 UNIVISION COMMUNICATIONS INC DE 2.02,9.01 11/17/08 US HOME SYSTEMS INC DE 5.02 11/11/08 USA Mobility, Inc DE 8.01 11/16/08 USG CORP DE 5.02 11/15/08 VALLEY NATIONAL BANCORP NJ 1.01,3.02,3.03,5.02,5.03,9.01 11/14/08 VARIAN MEDICAL SYSTEMS INC DE 5.02,8.01,9.01 11/14/08 VIASAT INC CA 1.01 11/12/08 Vicor Technologies, Inc. DE 7.01,9.01 11/17/08 VICTORY ENERGY CORP NV 8.01 11/15/08 VIKING SYSTEMS INC DE 5.02,9.01 11/17/08 VINEYARD NATIONAL BANCORP CA 2.02,9.01 11/17/08 Virgin Mobile USA, Inc. DE 8.01,9.01 11/17/08 Virtual Radiologic CORP 5.02,9.01 11/14/08 VSB BANCORP INC NY 5.02 11/17/08 VWR Funding, Inc. DE 7.01,9.01 11/17/08 W HOLDING CO INC PR 8.01,9.01 11/14/08 WASHINGTON FEDERAL INC WA 1.01,3.02,3.03,5.02,5.03,9.01 11/14/08 WESTERN ALLIANCE BANCORPORATION 8.01 11/13/08 WESTFIELD FINANCIAL INC MA 7.01,9.01 11/17/08 WILMINGTON TRUST CORP DE 8.01 11/13/08 WLG INC 7.01,9.01 11/17/08 WorldSpace, Inc DE 4.01,9.01 10/27/08 XCEL ENERGY INC MN 8.01 11/14/08 XCEL ENERGY INC MN 2.02 11/17/08 XERIUM TECHNOLOGIES INC DE 2.02,9.01 11/11/08 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 11/17/08 YTB International, Inc. DE 2.02,9.01 11/17/08 ZIONS BANCORPORATION /UT/ UT 3.02,3.03,5.02,5.03,9.01 11/12/08 ZIOPHARM ONCOLOGY INC 8.01,9.01 11/17/08 ZULU ENERGY CORP. CO 5.02 11/17/08