RECENT 8K FILINGS October 27, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st NRG Corp. DE 1.01,3.02,9.01 10/24/08 1ST SOURCE CORP IN 2.02,9.01 09/30/08 A. H. Belo CORP DE 1.01,8.01,9.01 10/23/08 ABIGAIL ADAMS NATIONAL BANCORP INC DE 5.03,9.01 10/22/08 ACCENTIA BIOPHARMACEUTICALS INC 3.01,9.01 10/24/08 ACCO BRANDS CORP DE 5.02,5.03,9.01 10/22/08 ACCURIDE CORP DE 5.03,9.01 10/21/08 ACME UNITED CORP CT 2.02,9.01 10/24/08 ACNB CORP PA 8.01,9.01 10/21/08 ACTIVE POWER INC DE 2.02,9.01 10/24/08 AETRIUM INC MN 2.02,9.01 10/23/08 AFC ENTERPRISES INC MN 2.02,9.01 10/24/08 AGILYSYS INC OH 5.02,8.01,9.01 10/20/08 AIRGAS INC DE 2.02,8.01,9.01 10/23/08 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 10/23/08 AJS BANCORP INC DE 1.01,9.01 10/21/08 ALEXANDER & BALDWIN INC HI 2.02,9.01 10/24/08 ALEXANDER & BALDWIN INC HI 8.01,9.01 10/24/08 ALION SCIENCE & TECHNOLOGY CORP DE 5.02 10/24/08 ALLSTATE LIFE INSURANCE CO 2.02 10/24/08 ALMOST FAMILY INC DE 8.01,9.01 10/17/08 Alpha Natural Resources, Inc. DE 8.01,9.01 10/23/08 Alternative Asset Management Acquisit DE 8.01 10/24/08 AMERICAN BANCORP OF NEW JERSEY INC NJ 2.02,9.01 10/23/08 American Caresource Holdings, Inc. DE 2.02,9.01 10/22/08 American Community Newspapers Inc. DE 3.01,9.01 10/20/08 AMERICAN NATIONAL BANKSHARES INC VA 2.02,9.01 09/30/08 AMERICAN STATES WATER CO CA 2.02,9.01 10/24/08 AMN HEALTHCARE SERVICES INC DE 5.02,5.03,9.01 10/24/08 AMPHENOL CORP /DE/ DE 2.02,9.01 10/24/08 ANCHOR BANCORP WISCONSIN INC WI 8.01,9.01 10/24/08 ANCHOR BANCORP WISCONSIN INC WI 2.02 10/24/08 Anchor Funding Services, Inc. DE 1.01,9.01 10/22/08 APOLLO GOLD CORP 8.01,9.01 10/24/08 Apple REIT Nine, Inc. VA 9.01 09/24/08 AMEND Apple REIT Nine, Inc. VA 9.01 10/03/08 AMEND ARCH CAPITAL GROUP LTD. 2.02,9.01 10/23/08 Arcland Energy CORP UT 2.01,9.01 07/10/08 AMEND Atlantic Southern Financial Group, In 2.02,9.01 10/24/08 AUXILIUM PHARMACEUTICALS INC 7.01,8.01,9.01 10/23/08 BAKER HUGHES INC DE 1.01,8.01,9.01 10/23/08 Bancorp, Inc. 2.02,9.01 10/23/08 BANKUNITED FINANCIAL CORP FL 1.01,1.02,5.02,5.03,7.01,9.01 10/20/08 BAYLAKE CORP WI 2.02,9.01 10/24/08 BENCHMARK ELECTRONICS INC TX 2.02,9.01 10/23/08 Benjamin Franklin Bancorp, Inc. MA 2.02,8.01,9.01 10/23/08 Bio-Matrix Scientific Group, Inc. DE 4.01 10/22/08 BIOCRYST PHARMACEUTICALS INC DE 5.02 10/23/08 Bioenergy Inc. NV 2.01,8.01,9.01 10/24/08 BIOLIFE SOLUTIONS INC DE 1.01,3.02 10/20/08 Birmingham Bloomfield Bancshares MI 5.02 10/20/08 BOLT TECHNOLOGY CORP CT 2.02,9.01 10/24/08 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.04,9.01 10/24/08 BOSTON PROPERTIES INC DE 5.03,9.01 10/21/08 BOSTON PROPERTIES INC DE 9.01 08/12/08 AMEND BOSTON PROPERTIES LTD PARTNERSHIP DE 5.03,9.01 10/21/08 BOSTON PROPERTIES LTD PARTNERSHIP DE 9.01 08/12/08 AMEND BOTTLING GROUP LLC DE 1.01,9.01 10/21/08 BUCYRUS INTERNATIONAL INC DE 2.02,9.01 10/23/08 CALGON CARBON CORPORATION DE 3.02,9.01 10/22/08 CAMCO FINANCIAL CORP DE 2.02 10/24/08 CANO PETROLEUM, INC 5.03,9.01 10/20/08 CAPITALSOURCE INC DE 3.02 10/20/08 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 10/24/08 Caribou Coffee Company, Inc. MN 5.02 10/24/08 CAROLINA BANK HOLDINGS INC NC 2.02 10/24/08 CATAPULT COMMUNICATIONS CORP CA 2.02,9.01 10/23/08 CAVALIER HOLDINGS, INC. DE 4.01 07/03/08 AMEND Celanese CORP DE 8.01,9.01 10/23/08 CELL GENESYS INC DE 8.01 10/24/08 CELL THERAPEUTICS INC WA 1.01,2.03,5.02,9.01 10/21/08 CENTERSTATE BANKS OF FLORIDA INC FL 2.02,9.01 10/24/08 CENTILLIUM COMMUNICATIONS INC DE 5.02,9.01 10/23/08 CEPHEID CA 5.03,9.01 10/23/08 CHANCERY RESOURCES, INC. NV 5.02 10/16/08 CHEESECAKE FACTORY INC DE 2.02,8.01,9.01 10/23/08 CHENIERE ENERGY INC DE 1.01,3.03,9.01 10/24/08 CHIMERA INVESTMENT CORP DE 7.01,9.01 10/24/08 CHINA AGRITECH INC 5.02,9.01 10/22/08 China Carbon Graphite Group, Inc. 4.01,9.01 10/14/08 AMEND CHINA HEALTH CARE CORP WY 2.01,3.01,5.01,5.02,5.06,9.01 07/24/08 AMEND China Holdings Acquisition Corp. DE 1.01,3.02,7.01,9.01 10/24/08 China Natural Gas, Inc. DE 5.02,7.01,9.01 10/24/08 CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 10/24/08 CITIZENS FINANCIAL SERVICES INC PA 5.02 10/24/08 CITIZENS FIRST CORP KY 2.02,7.01,9.01 10/24/08 CLAIBORNE LIZ INC DE 8.01,9.01 10/24/08 CleanTech Biofuels, Inc. 4.02 10/24/08 CLEVELAND BIOLABS INC DE 3.01,9.01 10/22/08 CNA SURETY CORP DE 2.02 10/24/08 COBIZ FINANCIAL INC CO 2.02,9.01 10/23/08 COHU INC DE 2.02,9.01 10/23/08 COLONY BANKCORP INC GA 2.02 10/24/08 COLUMBIA BANCORP \OR\ OR 5.02 10/21/08 COLUMBUS MCKINNON CORP NY 2.02,9.01 10/24/08 COMMUNITY VALLEY BANCORP CA 2.02,9.01 10/24/08 Complete Production Services, Inc. DE 2.02,9.01 10/23/08 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 10/23/08 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 10/24/08 CONMED CORP NY 2.02,9.01 10/23/08 Constellation Energy Partners LLC DE 8.01,9.01 10/24/08 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,8.01 10/24/08 CORNERSTONE BANCSHARES INC TN 2.02,9.01 10/24/08 COWLITZ BANCORPORATION WA 2.02,9.01 10/23/08 CPEX Pharmaceuticals, Inc. DE 8.01,9.01 10/24/08 CRITICAL THERAPEUTICS INC DE 8.01 10/23/08 CSX CORP VA 1.01,2.03,9.01 10/21/08 DCAP GROUP INC DE 5.02 10/23/08 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 10/21/08 DEVELOPERS DIVERSIFIED REALTY CORP OH 2.02,7.01,9.01 10/23/08 DIEDRICH COFFEE INC CA 3.01,9.01 10/20/08 DIGIRAD CORP DE 5.02,9.01 10/20/08 DigitalFX International Inc FL 5.02 10/17/08 DIXIE GROUP INC TN 1.01,9.01 10/24/08 DST SYSTEMS INC DE 2.02,9.01 10/23/08 DTE ENERGY CO MI 4.01 10/21/08 Dynamic Response Group, Inc. DE 5.02 10/22/08 E TRADE FINANCIAL CORP DE 5.05,9.01 10/24/08 EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 10/24/08 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 10/23/08 ENCISION INC CO 2.02,9.01 10/23/08 ENCISION INC CO 5.02 10/22/08 Encore Bancshares Inc TX 2.02 10/24/08 ENTHEOS TECHNOLOGIES INC NV 1.01,7.01,9.01 09/09/08 ENTHEOS TECHNOLOGIES INC NV 5.02,7.01,9.01 09/12/08 AMEND ENVIRONMENTAL SOLUTIONS WORLDWIDE INC 7.01,9.01 10/20/08 Equity Media Holdings CORP DE 5.02 10/20/08 Euoko Group Inc. NV 5.02 10/22/08 Euro Trend Inc. NV 1.01,2.01,3.02,4.01,5.02,5.03, 10/20/08 9.01 EXELON CORP PA 2.02,7.01,9.01 10/24/08 EXPLORATION DRILLING INTERNATIONAL IN NV 5.02,8.01 10/17/08 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02 10/20/08 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 10/24/08 FIRST CAPITAL INC IN 2.02,9.01 10/21/08 FIRST COMMUNITY CORP /SC/ SC 2.02,8.01,9.01 10/22/08 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 10/23/08 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 10/24/08 FIRST FINANCIAL HOLDINGS INC /DE/ DE 8.01,9.01 10/24/08 FIRST FINANCIAL SERVICE CORP KY 2.02,2.06,9.01 10/13/08 FIRST MONTAUK FINANCIAL CORP NJ 8.01 10/17/08 FIRST NATIONAL CORP /VA/ 2.02,9.01 10/23/08 FIRST OTTAWA BANCSHARES INC DE 2.02,9.01 10/24/08 FNB United Corp. NC 7.01,9.01 10/24/08 FORTUNE BRANDS INC DE 2.02,7.01,9.01 10/24/08 FORWARD AIR CORP TN 8.01 10/24/08 FOUNDRY NETWORKS INC DE 2.02,9.01 10/23/08 FOUNDRY NETWORKS INC DE 8.01,9.01 10/24/08 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 10/23/08 Freescale Semiconductor Holdings I, L D0 2.03,9.01 10/23/08 FREESCALE SEMICONDUCTOR INC DE 2.03,9.01 10/23/08 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 10/23/08 FRONTIER FINANCIAL CORP /WA/ WA 2.02,9.01 10/23/08 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 10/20/08 GANNETT CO INC /DE/ DE 2.02,9.01 10/24/08 GEHL CO WI 5.01 10/21/08 Genpact LTD D0 5.02,9.01 10/21/08 GERBER SCIENTIFIC INC CT 2.03,8.01,9.01 10/24/08 GLACIER BANCORP INC DE 2.02,9.01 10/23/08 Global Cash Access Holdings, Inc. DE 9.01 08/08/08 AMEND Globalstar, Inc. DE 8.01 10/24/08 Good Harbor Partners Acquisition Corp DE 1.01,3.02,9.01 10/20/08 GORMAN RUPP CO OH 2.02,9.01 10/23/08 GREEN BANKSHARES, INC. TN 2.02,9.01 10/24/08 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01,9.01 10/23/08 GREENE COUNTY BANCORP INC DE 8.01 10/22/08 GREENE COUNTY BANCORP INC DE 7.01,9.01 10/24/08 GREENHILL & CO INC 2.02,9.01 10/24/08 GULF ISLAND FABRICATION INC LA 2.02,9.01 10/23/08 HANCOCK HOLDING CO MS 8.01,9.01 10/21/08 Hanesbrands Inc. MD 2.02,9.01 10/24/08 HANOVER INSURANCE GROUP, INC. DE 8.01 10/24/08 HAWAIIAN HOLDINGS INC DE 5.02 10/20/08 HERITAGE COMMERCE CORP CA 2.02,8.01,9.01 09/30/08 HERITAGE FINANCIAL CORP /WA/ WA 2.02,7.01,9.01 10/23/08 HESKA CORP DE 3.01,9.01 10/24/08 HEXION SPECIALTY CHEMICALS, INC. NJ 1.01,8.01,9.01 10/23/08 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 10/24/08 HUDSON HOLDING CORP DE 9.01 10/17/08 AMEND Huntsman CORP DE 2.02,9.01 10/23/08 Huntsman CORP DE 7.01 10/24/08 I MANY INC DE 3.01,9.01 10/21/08 IDEXX LABORATORIES INC /DE DE 2.02,9.01 10/24/08 II-VI INC PA 8.01,9.01 10/23/08 IMS HEALTH INC DE 5.02,9.01 10/20/08 INDEPENDENT BANK CORP /MI/ MI 8.01 10/23/08 AMEND INGERSOLL RAND CO LTD 2.02,9.01 10/24/08 INLAND WESTERN RETAIL REAL ESTATE TRU MD 8.01 10/22/08 INNOVATIVE CARD TECHNOLOGIES INC DE 5.02 10/24/08 INSPIRE PHARMACEUTICALS INC DE 7.01,9.01 10/24/08 INSWEB CORP DE 8.01,9.01 10/24/08 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,9.01 10/20/08 INTERNATIONAL ENERGY, INC. NV 5.02,7.01,9.01 09/12/08 AMEND INTERPHASE CORP TX 2.02,9.01 10/23/08 ITT CORP IN 2.02,7.01,9.01 10/24/08 JACKSON HEWITT TAX SERVICE INC DE 5.02,9.01 10/24/08 JEFFERSON BANCSHARES INC TN 8.01,9.01 10/23/08 KENSEY NASH CORP DE 5.02 10/20/08 KRONOS WORLDWIDE INC 7.01,9.01 10/23/08 Limelight Networks, Inc. DE 3.01,9.01 10/21/08 LINCOLN BANCORP /IN/ IN 2.02,9.01 10/22/08 LKA INTERNATIONAL INC /DE/ DE 1.02,9.01 10/22/08 LL&E ROYALTY TRUST TX 2.02,9.01 10/24/08 LSB CORP MA 2.02,9.01 10/24/08 MAGELLAN PETROLEUM CORP /DE/ DE 8.01,9.01 10/23/08 MAGNACHIP SEMICONDUCTOR LLC 5.02 10/23/08 MARKWEST ENERGY PARTNERS L P 8.01,9.01 10/22/08 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 10/24/08 MATHSTAR INC MN 8.01,9.01 10/24/08 MAX CAPITAL GROUP LTD. 2.03 10/20/08 MERCHANTS BANCSHARES INC DE 2.02,9.01 10/23/08 MERCURY COMPUTER SYSTEMS INC MA 8.01 10/20/08 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 10/15/08 MICROFINANCIAL INC MA 2.02,9.01 10/22/08 MICROFLUIDICS INTERNATIONAL CORP DE 1.01,1.02,2.03,9.01 10/20/08 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01,9.01 10/24/08 MINERALS TECHNOLOGIES INC DE 2.02,9.01 10/23/08 MONEY4GOLD HOLDINGS INC 5.02 10/20/08 MONOLITHIC POWER SYSTEMS INC CA 1.01,9.01 10/23/08 MOUNTAIN NATIONAL BANCSHARES INC TN 7.01,9.01 10/24/08 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 10/23/08 NATIONAL CITY CORP DE 7.01,8.01,9.01 10/24/08 NATIONAL COAL CORP FL 3.02,5.02,9.01 10/20/08 NaturalNano , Inc. NV 1.01,7.01,9.01 10/20/08 NEKTAR THERAPEUTICS DE 2.05 10/20/08 NEOMAGIC CORP DE 2.04 09/30/08 Neonode, Inc DE 1.02,9.01 10/22/08 Network Communications, Inc. GA 2.02,9.01 10/24/08 NEVADA CHEMICALS INC UT 2.01,3.01,5.01,5.02,9.01 10/22/08 New York & Company, Inc. 5.02 10/24/08 Newport Bancorp Inc 2.02,9.01 10/24/08 NORTHFIELD LABORATORIES INC /DE/ DE 5.02 10/23/08 NORTHWEST BANCORPORATION INC WA 2.02 10/24/08 NUTRI SYSTEM INC /DE/ DE 5.02,9.01 10/20/08 Ocean Power Technologies, Inc. NJ 3.01,7.01,9.01 10/21/08 OLD REPUBLIC INTERNATIONAL CORP DE 2.02 09/30/08 OLD SECOND BANCORP INC DE 2.02,9.01 10/24/08 OLIN CORP VA 2.02,9.01 10/23/08 OMNICOM GROUP INC NY 8.01,9.01 10/23/08 Onstream Media CORP FL 3.01,7.01,8.01 10/22/08 Opexa Therapeutics, Inc. TX 2.02,8.01,9.01 10/23/08 ORAGENICS INC FL 1.01,9.01 10/20/08 ORIENTAL FINANCIAL GROUP INC PR 7.01,9.01 10/24/08 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 10/23/08 OVERSTOCK.COM, INC UT 2.02,4.02,9.01 10/20/08 OXIGENE INC DE 1.01,5.02,9.01 10/22/08 P F CHANGS CHINA BISTRO INC 2.02,9.01 10/22/08 Patient Access Solutions, Inc. 5.02,9.01 10/20/08 PEABODY ENERGY CORP DE 1.01 10/22/08 PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 10/24/08 PEPSICO INC NC 8.01,9.01 10/21/08 PEREGRINE PHARMACEUTICALS INC DE 3.01,9.01 10/21/08 PFIZER INC DE 5.03,9.01 10/23/08 PINNACLE BANKSHARES CORP VA 2.02,9.01 10/23/08 PLATINUM UNDERWRITERS HOLDINGS LTD D0 5.02,8.01,9.01 10/22/08 PLUMAS BANCORP CA 2.02,9.01 10/24/08 PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 10/24/08 PNG VENTURES INC NV 5.02,9.01 10/24/08 POINT BLANK SOLUTIONS, INC. DE 7.01,9.01 10/23/08 POLARIS INDUSTRIES INC/MN MN 5.02 10/23/08 POTLATCH CORP DE 5.02 10/21/08 Power Medical Interventions, Inc. DE 3.01,8.01,9.01 10/22/08 PROVIDENT FINANCIAL HOLDINGS INC DE 7.01,9.01 10/24/08 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 10/23/08 PVF CAPITAL CORP OH 2.02,9.01 10/22/08 QCR HOLDINGS INC DE 2.02 10/24/08 QKL Stores Inc. DE 8.01,9.01 10/06/08 Qnective, Inc. 1.01,3.01 10/21/08 QPC Lasers NV 2.04 10/21/08 QSGI INC. DE 5.02 10/23/08 QUEST RESOURCE CORP NV 5.02,9.01 10/20/08 Red Lion Hotels CORP WA 5.02 10/23/08 REDDY ICE HOLDINGS INC DE 8.01 10/16/08 Regency Energy Partners LP DE 8.01,9.01 10/24/08 REINSURANCE GROUP OF AMERICA INC MO 2.02,9.01 10/24/08 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,9.01 10/23/08 RICA FOODS INC NV 2.01 10/21/08 ROME BANCORP INC DE 2.02 10/23/08 ROPER INDUSTRIES INC DE 9.01 08/23/08 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02,9.01 10/20/08 ROYAL CARIBBEAN CRUISES LTD 7.01,9.01 10/24/08 SAIA INC DE 2.02,9.01 10/24/08 SANDY SPRING BANCORP INC MD 2.02,8.01,9.01 10/23/08 SEABRIGHT INSURANCE HOLDINGS INC DE 3.01,9.01 10/24/08 SECURITY FEDERAL CORP SC 2.02,9.01 10/22/08 SEREFEX CORP DE 3.01 10/20/08 SI Financial Group, Inc. X1 2.02,9.01 10/22/08 SILGAN HOLDINGS INC DE 2.02,9.01 09/30/08 SIMULATIONS PLUS INC 8.01,9.01 10/23/08 Sinoenergy CORP NV 5.02,9.01 10/18/08 SMITHFIELD FOODS INC VA 1.01,3.02,7.01,9.01 10/23/08 SONOSITE INC 2.02,9.01 10/23/08 SONOSITE INC 5.02 10/20/08 SOURCE INTERLINK COMPANIES INC DE 1.01,1.02,5.02,9.01 10/23/08 SOUTHERN COMMUNITY FINANCIAL CORP 8.01,9.01 10/24/08 SOUTHRIDGE ENTERPRISES INC. NV 4.01 08/08/08 SPRINT NEXTEL CORP KS 5.02,9.01 10/22/08 STAMPS.COM INC DE 2.02,9.01 10/23/08 STANDARD PARKING CORP DE 8.01,9.01 10/24/08 STANDARD REGISTER CO OH 2.02,9.01 10/24/08 STELLAR PHARMACEUTICALS INC 7.01,9.01 10/23/08 STEPAN CO DE 5.02,5.03,9.01 10/20/08 STEPAN CO DE 2.02,9.01 10/22/08 STERICYCLE INC DE 2.02,9.01 09/30/08 Sterling Banks, Inc. NJ 2.02,9.01 10/23/08 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/08 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/08 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/15/08 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 10/15/08 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 10/15/08 SUNPOWER CORP 8.01 10/24/08 SYBASE INC DE 2.02,9.01 10/21/08 SYNAPTICS INC CA 5.03,9.01 10/21/08 SYNNEX CORP DE 5.02 10/20/08 TAMALPAIS BANCORP 8.01,9.01 10/21/08 TASKER PRODUCTS CORP DE 1.03,5.02 10/24/08 TCF FINANCIAL CORP DE 5.02,9.01 10/20/08 TECHNE CORP /MN/ MN 8.01,9.01 10/23/08 TECHNOLOGY SOLUTIONS COMPANY DE 7.01,9.01 10/24/08 Thorium Power, Ltd NV 7.01,9.01 10/24/08 TIMKEN CO OH 2.02 10/24/08 TITAN PHARMACEUTICALS INC DE 5.02 10/21/08 TRX INC/GA GA 1.01 10/23/08 TXCO Resources Inc DE 8.01 10/20/08 AMEND U-Store-It Trust MD 7.01,9.01 10/24/08 U.S. Shipping Partners L.P. DE 1.01,2.02,5.02,8.01,9.01 10/24/08 UAL CORP /DE/ DE 5.03,9.01 10/23/08 UCBH HOLDINGS INC DE 2.02,9.01 10/23/08 UCBH HOLDINGS INC DE 5.02,9.01 10/23/08 UNITED BANCORP INC /MI/ MI 2.02,9.01 10/24/08 UNITED BANCORP INC /OH/ OH 2.02,9.01 10/23/08 United Community Bancorp X1 8.01,9.01 10/23/08 UNITED PARCEL SERVICE INC DE 2.02,9.01 10/23/08 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 10/24/08 UNIVERSAL HEALTH REALTY INCOME TRUST MD 2.02,9.01 10/23/08 UST INC DE 2.02,9.01 10/24/08 UWHARRIE CAPITAL CORP NC 5.02 10/24/08 VeriChip CORP DE 3.01,9.01 10/21/08 VERSADIAL, INC. NV 1.01,2.03,9.01 10/20/08 VIAD CORP DE 2.02,9.01 10/24/08 VIROPHARMA INC DE 2.01,9.01 10/21/08 Warner Music Group Corp. DE 5.02,9.01 10/24/08 WASHINGTON BANKING CO WA 2.02,7.01,8.01,9.01 10/23/08 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 10/23/08 WASHINGTON TRUST BANCORP INC RI 7.01 10/24/08 WAYNE SAVINGS BANCSHARES INC /DE/ DE 2.02,9.01 10/23/08 WEATHERFORD INTERNATIONAL LTD D0 1.01,9.01 10/20/08 WELLMAN INC DE 1.01 10/20/08 WEST BANCORPORATION INC IA 8.01,9.01 10/23/08 WESTAR ENERGY INC /KS KS 8.01,9.01 10/24/08 WESTELL TECHNOLOGIES INC DE 2.02,9.01 10/23/08 WESTERN ALLIANCE BANCORPORATION 2.02,9.01 10/24/08 WESTMONT RESOURCES INC. NV 5.01,5.02 10/22/08 WESTSTAR FINANCIAL SERVICES CORP NC 2.02,9.01 10/24/08 WESTWOOD ONE INC /DE/ DE 1.01,1.02,5.02,9.01 10/20/08 Wilber CORP 2.02,9.01 10/24/08 WIZZARD SOFTWARE CORP /CO CO 5.02 10/20/08 WORKSTREAM INC 3.01,9.01 10/21/08 WORTHINGTON INDUSTRIES INC OH 2.05,2.06,9.01 10/23/08 WSB Holdings Inc DE 5.02,9.01 10/20/08 WSFS FINANCIAL CORP DE 2.02,9.01 10/23/08 YRC WORLDWIDE INC DE 2.02,2.03,9.01 10/23/08 ZION OIL & GAS INC DE 1.01,9.01 10/24/08 ZONES INC WA 2.02,9.01 10/24/08