RECENT 8K FILINGS October 22, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Financial Services CORP NC 4.01 10/16/08 3D SYSTEMS CORP DE 7.01,9.01 10/20/08 3M CO DE 2.02,9.01 10/21/08 3M CO DE 2.02 10/21/08 AMEND ADA-ES INC CO 5.02 10/15/08 ADAPTEC INC DE 2.02,9.01 10/21/08 ADAPTEC INC DE 2.01,9.01 08/27/08 AMEND Advanced BioEnergy, LLC DE 5.02 10/15/08 AGREE REALTY CORP DE 7.01,9.01 10/21/08 AIR T INC DE 1.01 10/21/08 AK STEEL HOLDING CORP DE 2.02,9.01 10/21/08 AK STEEL HOLDING CORP DE 7.01,9.01 10/21/08 AK STEEL HOLDING CORP DE 7.01,9.01 10/21/08 Aleritas Capital Corp. DE 2.04,5.02 10/15/08 ALLEGHANY CORP /DE DE 2.01,9.01 10/20/08 ALLEGHENY BANCSHARES INC WV 2.02,9.01 10/21/08 AMERICAN TOWER CORP /MA/ DE 3.02 10/21/08 AMERICAN URANIUM CORP NV 5.03,7.01,9.01 10/17/08 Ameris Bancorp GA 2.02 10/21/08 AMETEK INC/ DE 2.02,9.01 10/21/08 AMYLIN PHARMACEUTICALS INC DE 1.01,2.02,2.03,9.01 10/20/08 APPLE INC CA 2.02,9.01 10/21/08 ARBITRON INC DE 2.02,9.01 10/21/08 ARGENTEX MINING CORP NV 1.01,9.01 10/14/08 ARIAD PHARMACEUTICALS INC DE 5.02 10/15/08 Arlington Tankers Ltd. D0 2.02,9.01 10/21/08 ASHLAND INC. KY 2.02,9.01 10/21/08 ASTEC INDUSTRIES INC TN 2.02,9.01 10/21/08 ASYST TECHNOLOGIES INC CA 1.01,8.01,9.01 10/15/08 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 10/21/08 AUTOLIV INC DE 2.02,7.01,9.01 10/21/08 AVATAR HOLDINGS INC DE 7.01,9.01 10/20/08 AVERY DENNISON CORPORATION DE 2.02,9.01 10/21/08 AVISTAR COMMUNICATIONS CORP DE 2.02,9.01 10/21/08 AVOCENT CORP DE 2.02,9.01 10/21/08 AVON PRODUCTS INC NY 7.01 10/20/08 BANCORPSOUTH INC MS 2.02,9.01 10/20/08 BANK OF AMERICA CORP /DE/ DE 7.01,9.01 10/21/08 bebe stores, inc. CA 8.01,9.01 10/21/08 BELL INDUSTRIES INC /NEW/ CA 5.02,9.01 10/16/08 BENIHANA INC DE 2.02,9.01 10/21/08 BILL BARRETT CORP 1.01,2.03,7.01,9.01 10/21/08 BIOGEN IDEC INC. DE 2.02,9.01 10/21/08 BJs RESTAURANTS INC CA 8.01,9.01 10/20/08 BlackRock Inc. DE 2.02,9.01 10/21/08 BLACKSANDS PETROLEUM, INC. NV 9.01 10/21/08 AMEND BLAST ENERGY SERVICES, INC. CA 3.02 10/16/08 BMB MUNAI INC 1.01,9.01 10/15/08 BMR SOLUTIONS INC NV 1.01,9.01 10/15/08 BofI Holding, Inc. DE 7.01,9.01 10/19/08 BOSTON SCIENTIFIC CORP DE 2.02,9.01 10/21/08 BPI Energy Holdings, Inc. 8.01 10/20/08 BPZ RESOURCES, INC. TX 2.03,7.01,9.01 10/17/08 BROADCOM CORP CA 2.02,9.01 10/21/08 BROOKE CORP KS 5.02 10/09/08 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 10/21/08 CANDELA CORP /DE/ DE 2.02,9.01 10/21/08 CAPITAL BANK CORP NC 2.02,9.01 10/21/08 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 09/30/08 Capmark Financial Group Inc. NV 8.01 10/17/08 CAPTARIS INC WA 8.01,9.01 10/17/08 CAPTARIS INC WA 8.01,9.01 10/20/08 Cardium Therapeutics, Inc. 8.01,9.01 10/20/08 CARLISLE COMPANIES INC DE 2.02,9.01 10/21/08 CARTERS INC DE 2.02 10/21/08 CASCADE FINANCIAL CORP DE 2.02,9.01 09/30/08 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01 10/21/08 CATERPILLAR INC DE 2.02,7.01,9.01 10/20/08 CATERPILLAR INC DE 7.01 10/21/08 CAVALIER HOMES INC DE 2.02,9.01 10/21/08 CEC ENTERTAINMENT INC KS 2.02,9.01 09/28/08 Celanese CORP DE 2.02,7.01,9.01 10/21/08 CENTRAL JERSEY BANCORP NJ 2.02,9.01 10/17/08 CENTURY ALUMINUM CO DE 2.02,9.01 10/21/08 CEPHALON INC DE 8.01,9.01 10/21/08 CERNER CORP /MO/ DE 2.02,9.01 10/21/08 CFO Advisory Group, Inc. FL 5.01,5.02,9.01 09/30/08 CHEMUNG FINANCIAL CORP NY 9.01 09/30/08 China Carbon Graphite Group, Inc. 4.01 10/14/08 CHINA FIRE & SECURITY GROUP, INC. 5.02 10/21/08 China Wind Systems, Inc DE 1.01,2.03,3.02,9.01 10/17/08 CIMAREX ENERGY CO DE 7.01,9.01 10/20/08 CIMAREX ENERGY CO DE 7.01,9.01 10/20/08 CITIGROUP INC DE 8.01 10/20/08 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 10/21/08 COASTAL CARIBBEAN OILS & MINERALS LTD D0 5.02 10/21/08 COCA COLA CO DE 5.02,9.01 10/21/08 COLORADO GOLDFIELDS INC. NV 8.01,9.01 10/17/08 COLUMBIA BANCORP \OR\ OR 1.01,5.02 10/15/08 AMEND COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 10/21/08 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.03 09/23/08 COMPELLENT TECHNOLOGIES INC DE 2.02,9.01 10/21/08 COMPUTER TASK GROUP INC NY 2.02,9.01 10/21/08 COMVERSE TECHNOLOGY INC/NY/ NY 2.02,9.01 10/21/08 CONSTELLATION ENERGY GROUP INC MD 5.02,9.01 10/16/08 COOPER TIRE & RUBBER CO DE 8.01,9.01 10/21/08 COUNTRYWIDE FINANCIAL CORP DE 4.01,9.01 10/15/08 COVENTRY HEALTH CARE INC DE 2.02,9.01 10/21/08 Craft College Inc UT 5.02 10/20/08 CREE INC NC 2.02,9.01 10/21/08 CRITICAL THERAPEUTICS INC DE 2.02,8.01,9.01 10/20/08 CRM Holdings, Ltd. 8.01,9.01 10/21/08 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 10/21/08 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 10/21/08 CYBEX INTERNATIONAL INC NY 2.02,9.01 10/21/08 CYMER INC NV 2.02,9.01 10/21/08 DATAWATCH CORP DE 5.02 10/17/08 DELSITE, INC. TX 8.01 10/19/08 DENMARK BANCSHARES INC WI 2.02,9.01 10/20/08 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02,9.01 10/15/08 DEVRY INC DE 7.01,9.01 10/21/08 Dot VN, Inc. DE 8.01,9.01 10/21/08 DUPONT E I DE NEMOURS & CO DE 2.02 10/21/08 DYAX CORP DE 5.02 10/20/08 E TRADE FINANCIAL CORP DE 2.02,9.01 10/21/08 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 10/21/08 EDWARDS LIFESCIENCES CORP DE 2.02,9.01 10/21/08 Electronic Sensor Technology, Inc 1.01 07/25/08 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,1.02,5.02,8.01,9.01 10/15/08 EMERITUS CORP\WA\ WA 1.01,1.02,2.03,9.01 10/16/08 Enable Holdings, Inc. DE 1.01 10/15/08 ENDWAVE CORP DE 2.02,9.01 10/21/08 ENERGY KING, INC. 5.02,9.01 10/14/08 EnerJex Resources, Inc. NV 1.01,9.01 10/15/08 EnteroMedics Inc 2.02,9.01 10/21/08 ENTERPRISE BANCORP INC /MA/ MA 8.01,9.01 10/21/08 ENVIROSAFE CORP/CA NV 4.01 10/21/08 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,9.01 10/20/08 ETELOS, INC. 5.02 10/19/08 Ethos Environmental, Inc. NV 1.01,1.02,2.03,4.02,7.01,9.01 10/16/08 EXELON CORP PA 1.01,8.01,9.01 10/16/08 Federal Home Loan Bank of Atlanta X1 2.03 10/15/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/15/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/15/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/15/08 Federal Home Loan Bank of New York X1 2.03,9.01 10/17/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/15/08 Federal Home Loan Bank of San Francis X1 2.03 10/16/08 Federal Home Loan Bank of San Francis X1 8.01,9.01 10/20/08 Federal Home Loan Bank of Topeka 2.03 10/15/08 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 10/21/08 FIRST CAPITAL BANCORP, INC. VA 5.02 10/20/08 FIRST CASH FINANCIAL SERVICES INC DE 2.02,2.05,2.06,9.01 09/30/08 FIRST COMMUNITY BANK CORP OF AMERICA FL 2.02,9.01 10/21/08 FIRST DEFIANCE FINANCIAL CORP OH 5.02 10/20/08 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 10/21/08 FIRST SECURITY GROUP INC/TN TN 2.02,9.01 10/21/08 FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 10/21/08 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 10/20/08 FLOORING ZONE INC 4.01,9.01 10/09/08 AMEND FMC CORP DE 5.02 06/24/08 AMEND FOOTHILLS RESOURCES INC 1.01,9.01 10/16/08 FOREST LABORATORIES INC DE 2.02,9.01 09/30/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 10/21/08 FPL GROUP INC FL 5.03,9.01 10/17/08 FREEPORT MCMORAN COPPER & GOLD INC DE 2.02,9.01 10/21/08 FSI INTERNATIONAL INC MN 2.02,8.01,9.01 10/21/08 FULTON FINANCIAL CORP PA 2.02,9.01 10/21/08 GARDNER DENVER INC DE 1.02,2.01,2.03,7.01,9.01 10/15/08 GENAERA CORP DE 8.01,9.01 10/21/08 GENTEX CORP MI 2.02,9.01 10/21/08 GILEAD SCIENCES INC DE 1.01,2.03,9.01 10/21/08 GLOBAL TRAFFIC NETWORK, INC. DE 8.01,9.01 10/17/08 Granahan McCourt Acquisition CORP DE 8.01,9.01 10/21/08 GRANDSOUTH BANCORPORATION SC 2.02,9.01 10/18/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/17/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 5.03,8.01,9.01 10/21/08 HALLIBURTON CO DE 2.02 10/20/08 HARRIS INTERACTIVE INC DE 2.05 10/20/08 HAWAIIAN ELECTRIC INDUSTRIES INC HI 1.01 10/20/08 HC Innovations, Inc. DE 1.01,5.02,9.01 10/17/08 HealthMarkets, Inc. DE 5.02,9.01 10/15/08 HEARTLAND EXPRESS INC NV 2.02,9.01 09/30/08 HeartWare LTD C3 7.01,9.01 10/21/08 HENRY SCHEIN INC DE 1.01 10/15/08 HERITAGE OAKS BANCORP CA 2.02,9.01 10/17/08 HIGHWATER ETHANOL LLC 5.02 10/16/08 HIRSCH INTERNATIONAL CORP NY 1.01,9.01 08/20/08 AMEND HLTH CORP DE 8.01 10/21/08 HMN FINANCIAL INC DE 2.02,2.06,9.01 10/16/08 HRPT PROPERTIES TRUST MD 8.01,9.01 10/21/08 HUDSON HOLDING CORP DE 4.01,9.01 10/17/08 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 10/20/08 HUGOTON ROYALTY TRUST TX 2.02,9.01 10/21/08 IA GLOBAL INC DE 1.01 10/21/08 IBASIS INC DE 2.02,9.01 10/21/08 ICOP DIGITAL, INC CO 1.01 10/16/08 ICP Solar Technologies Inc. 1.01,8.01,9.01 10/21/08 IDEX CORP /DE/ DE 2.02,2.06,7.01,9.01 10/16/08 II-VI INC PA 2.02,9.01 10/21/08 ILLUMINA INC DE 2.02,9.01 10/21/08 IMAGE ENTERTAINMENT INC DE 3.01,5.02,9.01 10/16/08 IMATION CORP DE 2.02,9.01 10/21/08 INFINERA CORP DE 2.02,9.01 10/21/08 INFORMATICA CORP DE 5.02 10/17/08 IntelliHome, Inc. TX 5.03,8.01,9.01 10/09/08 INTERFACE INC GA 2.02,9.01 10/21/08 INTERLINE BRANDS, INC./DE DE 5.02,8.01,9.01 10/20/08 INVITROGEN CORP DE 2.02,9.01 10/21/08 ISIS PHARMACEUTICALS INC DE 1.01,2.03 10/15/08 ITERIS, INC. DE 2.02,9.01 10/21/08 JAKKS PACIFIC INC DE 2.02,9.01 10/21/08 JEFFERIES GROUP INC /DE/ DE 2.02,9.01 10/21/08 JONES LANG LASALLE INC MD 5.02,9.01 10/21/08 KELLY SERVICES INC DE 2.02,9.01 10/21/08 KEYCORP /NEW/ OH 2.02,9.01 10/21/08 KIMBALL INTERNATIONAL INC IN 5.03,9.01 10/21/08 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 10/21/08 L & L INTERNATIONAL HOLDINGS, INC NV 1.01 10/20/08 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,9.01 10/21/08 LHC Group, Inc 8.01,9.01 10/21/08 LIBERATOR MEDICAL HOLDINGS, INC. NV 1.01,2.02,2.03,3.02,5.03,9.01 10/17/08 LIBERTY PROPERTY TRUST MD 2.02,9.01 10/20/08 LINCARE HOLDINGS INC DE 2.02,9.01 10/20/08 Liquor Group Wholesale, Inc. 5.03 10/21/08 LITHIA MOTORS INC OR 7.01,9.01 10/21/08 LITHIUM TECHNOLOGY CORP DE 5.02,8.01,9.01 10/15/08 LOCKHEED MARTIN CORP MD 2.02,7.01,9.01 10/21/08 LOGICVISION INC DE 2.02,9.01 10/21/08 LOGITECH INTERNATIONAL SA 2.02,9.01 10/20/08 LONGS DRUG STORES CORP MD 5.01,9.01 10/20/08 LOUD TECHNOLOGIES INC WA 8.01 10/21/08 LUBYS INC DE 2.02,9.01 08/27/08 LUMERA CORP 2.02,7.01,9.01 10/21/08 M&T BANK CORP NY 2.02,9.01 10/21/08 MANHATTAN ASSOCIATES INC GA 2.02,2.06,9.01 10/21/08 Manitex International, Inc. MI 1.01,3.03,5.03,9.01 10/17/08 MANPOWER INC /WI/ WI 2.02,9.01 10/21/08 Mastech Holdings, Inc. PA 1.01,2.03,9.01 10/15/08 MAVERICK OIL & GAS, INC. 5.03,9.01 10/16/08 MCCLATCHY CO DE 9.01 10/21/08 MEDICIS PHARMACEUTICAL CORP DE 4.02 09/22/08 AMEND MELO BIOTECHNOLOGY HOLDINGS INC. A6 5.02 10/15/08 MESA ROYALTY TRUST/TX TX 3.01,9.01 10/16/08 Metals USA Holdings Corp. DE 2.02,9.01 10/20/08 MIDDLEBURG FINANCIAL CORP VA 2.02,9.01 10/20/08 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 09/30/08 MIDWAY GAMES INC DE 5.02,9.01 04/08/08 AMEND MIDWAY GAMES INC DE 5.02,9.01 03/19/08 AMEND MONROE BANCORP IN 2.02 10/21/08 MPC CORP CO 1.01,9.01 10/15/08 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 10/21/08 MUELLER INDUSTRIES INC DE 2.02,9.01 10/21/08 NABORS INDUSTRIES LTD D0 2.02,9.01 10/20/08 NATIONAL BEEF PACKING CO LLC DE 8.01,9.01 10/20/08 NATIONAL CITY CORP DE 2.02,9.01 10/21/08 NATIONAL SECURITY GROUP INC DE 8.01,9.01 10/21/08 NATIONAL SECURITY GROUP INC DE 8.01,9.01 10/21/08 NAVISTAR FINANCIAL CORP DE 8.01,9.01 10/15/08 NB&T FINANCIAL GROUP INC OH 5.02 10/21/08 NEDAK ETHANOL, LLC NE 8.01,9.01 10/21/08 NEKTAR THERAPEUTICS DE 1.01,7.01,8.01,9.01 10/20/08 NETLOGIC MICROSYSTEMS INC 5.03,9.01 10/15/08 NextWave Wireless Inc. DE 1.03 10/15/08 NORTH AMERICAN SCIENTIFIC INC 5.02 10/21/08 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 09/30/08 NORTHWEST BANCORP INC PA 2.02,9.01 10/20/08 NOVADEL PHARMA INC DE 3.02,8.01,9.01 10/17/08 NTN BUZZTIME INC DE 5.02,9.01 10/15/08 NVR INC VA 2.02,9.01 10/21/08 O A K FINANCIAL CORP MI 2.02,9.01 10/21/08 OIL DRI CORP OF AMERICA DE 5.02,8.01,9.01 10/15/08 Oilsands Quest Inc 5.03,8.01,9.01 10/15/08 OMNICOM GROUP INC NY 2.02,7.01,9.01 10/21/08 OSI PHARMACEUTICALS INC DE 8.01 10/21/08 OTELCO INC. AL 1.01,9.01 10/20/08 PACCAR INC DE 2.02,9.01 10/21/08 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 10/21/08 PACIFIC STATE BANCORP 2.02,9.01 10/16/08 PACKAGING CORP OF AMERICA 2.02,9.01 10/20/08 PACTIV CORP DE 2.02,9.01 10/20/08 PARKS AMERICA, INC NV 5.02 10/21/08 PATAPSCO BANCORP INC MD 2.02,9.01 10/17/08 PENTAIR INC MN 2.02,9.01 10/21/08 PEOPLES BANCORP INC OH 8.01,9.01 10/20/08 PEOPLES BANCORPORATION INC /SC/ SC 8.01 10/15/08 PEOPLES LIBERATION INC DE 9.01 08/06/08 AMEND PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 10/21/08 PERVASIP CORP NY 1.01,2.03,9.01 10/15/08 PERVASIVE SOFTWARE INC DE 2.02,9.01 10/21/08 PETMED EXPRESS INC FL 8.01,9.01 10/13/08 PETMED EXPRESS INC FL 8.01,9.01 10/13/08 PFIZER INC DE 2.02,9.01 10/21/08 PG&E CORP CA 8.01,9.01 10/21/08 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 10/21/08 PHAZAR CORP DE 8.01,9.01 10/20/08 PHOENIX ENERGY RESOURCE CORP CA 1.01 10/20/08 PHOTRONICS INC CT 2.05,9.01 10/21/08 Piedmont Community Bank Group, Inc. GA 4.02 10/15/08 PIEDMONT NATURAL GAS CO INC NC 7.01,8.01 10/17/08 PRECISION CASTPARTS CORP OR 2.02,9.01 10/21/08 PRIME GROUP REALTY TRUST MD 1.01,4.02,9.01 10/15/08 PROELITE, INC. NJ 2.04,5.02 10/16/08 PROGENICS PHARMACEUTICALS INC DE 1.01,9.01 10/16/08 PROLIANCE INTERNATIONAL, INC. DE 8.01,9.01 10/21/08 QLOGIC CORP DE 2.02,9.01 10/21/08 QUALITY SYSTEMS INC CA 1.01 10/15/08 QUEST DIAGNOSTICS INC DE 2.02,9.01 10/21/08 RADIAN GROUP INC DE 5.02,9.01 10/15/08 RAPTOR PHARMACEUTICALS CORP. 8.01,9.01 10/20/08 Real Goods Solar, Inc. CO 1.01,2.01,5.02,9.01 10/15/08 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 10/21/08 REX STORES CORP DE 8.01,9.01 10/21/08 RIVER HAWK AVIATION INC NV 5.02 10/16/08 RIVIERA HOLDINGS CORP NV 7.01,9.01 10/21/08 RIVIERA HOLDINGS CORP NV 7.01,9.01 10/21/08 AMEND ROLLINS INC DE 8.01,9.01 10/20/08 S&T BANCORP INC PA 2.02 09/30/08 SCHERING PLOUGH CORP NJ 2.02,8.01,9.01 10/21/08 SEABRIGHT INSURANCE HOLDINGS INC DE 2.02,9.01 10/21/08 SENTAIDA TIRE CO LTD NV 5.01,9.01 10/20/08 ServisFirst Bancshares, Inc. DE 2.02,8.01,9.01 10/17/08 SHAW GROUP INC LA 1.01,7.01,9.01 10/15/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.02,9.01 10/21/08 SHUMATE INDUSTRIES INC DE 1.01,3.02,9.01 10/15/08 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 10/21/08 SILICA RESOURCES CORP NV 8.01 10/20/08 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 10/21/08 SOLUTIA INC DE 2.02,9.01 10/20/08 SourceForge, Inc DE 5.02 09/22/08 AMEND SOUTH FINANCIAL GROUP INC SC 2.02,9.01 10/21/08 SOUTHERN COMMUNITY BANCSHARES INC /GA GA 5.02 10/15/08 SOUTHERN FIRST BANCSHARES INC SC 2.02,9.01 10/21/08 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 10/21/08 SOUTHWEST WATER CO DE 5.02 10/17/08 SPACEDEV, INC. CO 1.01,8.01,9.01 10/20/08 SPARTAN STORES INC MI 5.02 10/15/08 STAGE STORES INC NV 5.02 10/15/08 STANLEY WORKS CT 2.02,9.01 10/21/08 STARINVEST GROUP, INC. NV 2.01 10/21/08 STARTECH ENVIRONMENTAL CORP CO 5.02 10/17/08 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 10/21/08 SUNWIN INTERNATIONAL NEUTRACEUTICALS, 7.01,9.01 10/21/08 SUPERTEX INC CA 2.02,9.01 10/21/08 SYNTEC BIOFUEL INC WA 2.03,5.02 09/26/08 T-3 ENERGY SERVICES INC TX 2.02,9.01 10/21/08 T-3 ENERGY SERVICES INC TX 2.02,9.01 10/21/08 TAUBMAN CENTERS INC MI 2.02,9.01 09/30/08 TELLABS INC DE 2.02,2.05,2.06,9.01 10/20/08 TORVEC INC NY 8.01 10/21/08 TOWER BANCORP INC PA 2.02,9.01 10/21/08 TRILLIANT EXPLORATION CORP NV 1.01,3.02,5.01,5.02,5.03 10/15/08 TRIMERIS INC DE 2.02,9.01 10/20/08 TRUSTCO BANK CORP N Y NY 2.02,9.01 10/21/08 TURBOCHEF TECHNOLOGIES INC DE 5.02 10/17/08 TWIN DISC INC WI 2.02,7.01,9.01 10/17/08 U. S. Premium Beef, LLC 8.01,9.01 10/20/08 UAL CORP /DE/ DE 2.02,9.01 10/21/08 UMB FINANCIAL CORP MO 2.02,8.01,9.01 10/21/08 UNITED BANCSHARES INC/OH OH 2.02,7.01,9.01 10/21/08 United Financial Bancorp, Inc. MD 2.02,9.01 10/17/08 URON INC MN 1.01,2.01,2.03 10/15/08 US BANCORP \DE\ DE 2.02,9.01 10/21/08 V F CORP PA 5.02,9.01 10/16/08 VALMONT INDUSTRIES INC DE 1.01,1.02,2.03,9.01 10/16/08 VASCULAR SOLUTIONS INC MN 2.02,9.01 10/21/08 VELOCITY EXPRESS CORP DE 3.01,9.01 10/16/08 Venoco, Inc. DE 1.01,5.02,9.01 10/16/08 VERTICAL HEALTH SOLUTIONS INC FL 5.02 10/20/08 VERTIS INC DE 1.02,1.03,2.01,2.03,3.02,5.01, 10/17/08 5.02,5.03,9.01 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 10/21/08 VIROPHARMA INC DE 5.02,9.01 10/16/08 VIST FINANCIAL CORP PA 2.02,9.01 10/21/08 VMWARE, INC. DE 2.02,9.01 10/21/08 WACHOVIA CORP NEW NC 3.03,5.03,8.01,9.01 10/20/08 WASHINGTON TRUST BANCORP INC RI 2.02,9.01 09/30/08 WASTE CONNECTIONS INC/DE DE 2.02,7.01,9.01 10/21/08 WASTE SERVICES, INC. A6 2.02,9.01 09/30/08 WATER CHEF INC DE 5.02 07/30/08 WATERS CORP /DE/ DE 2.02,9.01 10/21/08 WD 40 CO DE 5.02 10/16/08 WebMD Health Corp. DE 8.01 10/21/08 WEBSTER FINANCIAL CORP DE 2.02,9.01 10/21/08 WESBANCO INC WV 2.02,9.01 10/21/08 Western Union CO DE 2.02,7.01,9.01 10/21/08 Westmont Acquisition Corp. DE 5.01,5.02,8.01,9.01 10/16/08 White River Capital Inc 2.02,2.06,9.01 10/21/08 WHITNEY HOLDING CORP LA 8.01,9.01 10/19/08 WILLIS GROUP HOLDINGS LTD D0 9.01 10/01/08 AMEND WINNEBAGO INDUSTRIES INC IA 2.05 05/30/08 AMEND YAHOO INC DE 2.02,2.05,2.06,9.01 10/21/08 ZHONE TECHNOLOGIES INC DE 2.02,9.01 10/21/08 Znomics, Inc. NV 7.01,9.01 09/30/08 ZYGO CORP DE 1.01,5.02,9.01 10/15/08