U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

SEC News Digest

Issue 2008-193
October 3, 2008

COMMISSION ANNOUNCEMENTS

James Clarkson Named Acting Regional Director of SEC's New York Regional Office

Today, Chairman Christopher Cox announced the appointment of James A. Clarkson as Acting Regional Director of the SEC's New York Regional Office. That office is responsible for the investigation and prosecution of enforcement actions and the performance of compliance inspections in the region.

Mr. Clarkson currently serves as the Director of Regional Office Operations in the Division of Enforcement at the SEC's Washington, D.C., headquarters. He will continue in that position and split his time between Washington and New York until a permanent Regional Director is appointed.

Mr. Clarkson has previously served as an acting head of a number of the Commission's field offices during his tenure as Director of Regional Office Operations, including the SEC offices in New York, Fort Worth, and Philadelphia. Prior to his appointment to his present position, Mr. Clarkson was a legal counsel to two Commissioners and has also worked in the SEC's Division of Corporation Finance and in different management positions in the Commission's Division of Enforcement.

Linda Chatman Thomsen, Director of the SEC's Division of Enforcement, said, "I am very pleased that Jim has agreed to serve as the Acting Regional Director in our New York Office. He brings a wealth of leadership experience to this assignment, which will be important during this time of transition for the New York Office."

Lori Richards, Director of the SEC's Office of Compliance Inspections and Examinations, said, "Together with the excellent examination staff in the New York Office, I know that Jim will maintain the SEC's effective examination oversight of firms located in that part of the country."

Mr. Clarkson added, "I look forward to the opportunity to again work with the outstanding staff in the New York Regional Office and help them continue to build upon the office's tradition of excellence."

Mr. Clarkson has worked at the SEC for more than 30 years and has received the SEC's Distinguished Service Award, the highest honor the Commission bestows on members of its staff. He also received a Meritorious Executive Rank Award and, along with other members of the Enforcement Division, the Chairman's Award for Excellence. Mr. Clarkson earned his undergraduate degree from Princeton University, an MBA from Columbia University, and his law degree from the New York University School of Law. (Press Rel. 2008-236)


ENFORCEMENT PROCEEDINGS

Commission Revokes Registration of Securities of ON Marine Services Co. For Failure to Make Required Periodic Filings

Today, the Commission revoked the registration of each class of registered securities of ON Marine Services Co. (ON Marine) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, ON Marine consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to ON Marine Services Co. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of ON Marine's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against ON Marine in In the Matter of Oil City Petroleum, Inc., et al., Administrative Proceeding File No. 3-13179.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see, Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Oil City Petroleum, Inc., et al., Administrative Proceeding File No. 3-13179, Exchange Act Release No. 58505 (September 10, 2008). (Rel. 34-58725; File No. 3-13179)


Commission Revokes Registration of Securities of Park Hill Capital II Corp. For Failure to Make Required Periodic Filings

Today, the Commission revoked the registration of each class of registered securities of Park Hill Capital II Corp. (Park Hill) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Park Hill consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Park Hill Capital II Corp. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Park Hill's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against Park Hill in In the Matter of Boochm Systems, Inc., et al., Administrative Proceeding File No. 3-13177.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information, see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Boochm Systems, Inc., et al., Administrative Proceeding File No. 3-13177, Exchange Act Release No. 58504 (September 10, 2008). (Rel. 34-58726; File No. 3-13177)


Commission Revokes Registration of Securities of Transportation Equities, Inc. For Failure to Make Required Periodic Filings

Today, the Commission revoked the registration of each class of registered securities of Transportation Equities, Inc. (Transportation Equities) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Transportation Equities consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Transportation Equities, Inc. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Transportation Equities's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against Transportation Equities in In the Matter of MAII Holdings, Inc., et al., Administrative Proceeding File No. 3-13161.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information, see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of MAII Holdings, Inc., et al., Administrative Proceeding File No. 3-13161, Exchange Act Release No. 58470 (September 5, 2008). (Rel. 34-58727; File No. 3-13161)


SEC Charges Registered Broker-Dealer, Three Individuals, and Related Entities with Violating Broker-Dealer Registration and Reporting Requirements

On September 30, 2008, the Commission filed a civil injunctive action charging Vision Securities, Inc., Daniel James Gallagher, Vision's de facto chief executive officer, Christopher Castaldo, Frank J. Zangara, and two entities controlled by Castaldo or Zangara with violations of the broker-dealer registration and reporting requirements. The Commission's complaint alleges that, from approximately May 2005 through February 2007, Castaldo solicited investors, and received transaction-based compensation, in connection with three offerings of securities, including one offering conducted under the auspices of Vision, and that Zangara solicited investors and received transaction-based compensation in connection with one of these offerings. According to the Complaint, this conduct was illegal because Castaldo and Zangara were not registered as brokers, and Castaldo was not a registered representative of Vision. Moreover, Zangara's brokerage activities violated the terms of a Commission order previously entered against him. In addition, the Complaint alleges that Vision filed numerous inaccurate Form BD amendments, in which it failed to disclose Gallagher's control of the firm.

The complaint names the following defendants:

  • Castaldo, age 37, a resident of Glen Head, New York and the president and CEO of Corporate Communications Corp. Castaldo is also a former registered representative of Stratton Oakmont Inc. and Tasin & Company, Inc., and has been the subject of disciplinary action by several state securities regulators.
  • Corporate Communications Corp., an unregistered entity with its office in Glenwood Landing, New York. Corporate Communications is wholly owned by Castaldo and publishes Stock Traders Press, an on-line subscription-based newsletter featuring Castaldo's stock picks and market analysis.
  • Gallagher, age 43, a resident of Roslyn, New York, and an owner and the de facto president of Vision and a significant shareholder of GCG Holdings, Inc., the direct owner of Vision, and the president of GCG until at least June 2006. In 1999, Gallagher was censured and suspended from association with any NASD member, in any capacity, for six months, based on alleged fraudulent conduct while at Stratton Oakmont. As a result of his disciplinary history and complaints against him, Gallagher's trading activities have been restricted and he is subject to heightened supervisory procedures, pursuant to agreements with the NASD and several states, including New York, New Jersey, Pennsylvania, Maryland, Florida and Connecticut.
  • Vision Securities, a registered broker-dealer with its principal place of business in Melville, New York. Vision is controlled by defendant Gallagher. As a result of the firm's failure to maintain the required net capital, since February 2008, the firm has been under an order of the Financial Industry Regulatory Authority order pursuant to which the firm can only take unsolicited orders.
  • Zangara, age 46, a resident of Locust Valley, New York. Zangara has an extensive disciplinary history including a 2004 Commission bar from association with a broker or dealer, with a right to reapply after five years. See Frank Zangara, Exchange Act Release No. 49805 (June 3, 2004).
  • B.H.I. Group, Inc. (BHI), a New York corporation with its principal place of business in Nassau County, New York, that is allegedly owned and controlled by defendant Zangara and his wife.

The Complaint alleges that in about May 2005, Castaldo and Zangara, a former colleague of Castaldo's from Tasin, began soliciting Stock Traders Press subscribers and others for an offering of securities in an on-line comparison-shopping business. Corporate Communications received commissions on the amount Castaldo raised, and BHI received commissions on the amount that Zangara raised. The complaint further alleges that in about September 2005, Castaldo's former colleague at the Stratton Oakmont firm, Gallagher, enlisted Castaldo to assist Gallagher's firm, Vision, in soliciting investors for another offering, even though Gallagher knew that Castaldo and Corporate Communications were not registered and lacked the requisite licenses. Vision ultimately paid Corporate Communications approximately seventy percent of the commissions it received on the money Castaldo raised for that offering. In addition, Vision Securities, with the knowledge and substantial assistance of Gallagher, filed numerous Form BD amendments with the Commission, in which it failed to disclose Gallagher's true relationship to, and control of, Vision. The complaint also alleges that from October 2006 to February 2007, independent of Vision and Zangara, Castaldo solicited investors for a third offering, for which Corporate Communications also received commissions.

As a result of this conduct, the Complaint alleges that defendants BHI, Corporate Communications, Castaldo and Zangara violated Section 15(a) of the Securities and Exchange Act of 1934 (Exchange Act), Zangara violated Section 15(b)(6)(B)(i) of the Exchange Act, Vision Securities violated Sections 15(b)(7) and 17(a) of the Exchange Act, Gallagher and Castaldo are liable pursuant to Section 20(e) of the Exchange Act as aiders and abettors of Vision Securities' violations of Section 15(b)(7) of the Exchange Act and Rule 15b3-1, and Gallagher is liable pursuant to Section 20(e) of the Exchange Act as an aider and abettor of Vision Securities' violations of Section 17(a) of the Exchange Act and Rule 15b7-1. In its Complaint, the Commission seeks permanent injunctions, disgorgement and prejudgment interest and civil penalties against all defendants. [SEC v. Christopher Castaldo, Daniel James Gallagher, Frank J. Zangara, B.H.I. Group, Inc., Corporate Communications Corp., and Vision Securities Inc., 08 Civ. 8397 (JSR) (S.D.N.Y.) (September 30, 2008)] (LR-20764)


SEC Charges Kentucky Company and Its Former CEO with Fraud

On September 30, the Commission filed a civil injunctive action against James N. Turek (Turek) and Plasticon International, Inc. (Plasticon) for defrauding investors in a purportedly private offering and issuing false and misleading press releases. The Commission's complaint also names three entities that Turek owns or controls-LexReal Co. LLC, Promotional Containers, Inc., and TelcoBlue, Inc.-that did not engage in fraudulent conduct, but that received proceeds from the fraudulent offering.

The Commission's complaint filed in federal district court in the Eastern District of Kentucky alleges that, between approximately January 2005 and April 2007, Plasticon, a company that Turek controlled, raised between $8.2 million and $11.2 million through an unregistered securities offering involving at least 30 investors in multiple states. According to the complaint, investors were told that proceeds from the offering would be used by Plasticon for business matters. In fact, Turek used at least $2.8 million of investor proceeds for matters wholly unrelated to Plasticon's business, including personal matters. The complaint also alleges that, during this same time, Turek and Plasticon issued multiple press releases that contained false or misleading statements about Plasticon's revenue and income, Plasticon's outstanding shares, and Plasticon's ownership of certain patents and the value of those patents. According to the complaint, during that period, Plasticon's stock price increased dramatically. Lastly, the complaint alleges that the Plasticon offering did not qualify for any exemptions from registration, and Plasticon and Turek therefore engaged in an unregistered, non-exempt distribution of Plasticon shares in violation of the securities laws' registration provisions.

Turek and Plasticon are charged with violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934. The Commission's complaint seeks permanent injunctions against Plasticon and Turek and, with respect to Turek only, an accounting, disgorgement, prejudgment interest, civil penalties, an officer and director bar, and a penny stock bar. The Commission's complaint also seeks an accounting and disgorgement with respect to LexReal Co. LLC, Promotional Containers, Inc., and TelcoBlue, Inc. [SEC v. James N. Turek, Plasticon International, Inc., et al., Civil Action No. 5:08-cv-395 (E.D. Ky.)] (LR-20767)


Commission Charges Five Registered Representatives With Fraudulent Sales Of Unsuitable Securities Funded Through Subprime Mortgage Refinancings

Today, the Commission announced the filing of an enforcement action against five World Group Securities (WGS) registered representatives, including a branch office manager, with fraudulently selling unsuitable securities, primarily variable universal life policies. Most customers who bought these securities lacked the cash or income to do so but were urged by the defendants to raise the money to pay for the purchases and subsequent monthly payments required for these products by refinancing their fixed-rate mortgages into subprime adjustable-rate negative amortization mortgages. Most customers had little formal education beyond high school, had little prior investment experience and several did not speak English fluently, if at all.

The Commission's complaint, filed in the U.S. District Court for the Central District of California, charged Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo with violations of the antifraud provisions of the securities laws by selling unsuitable securities funded through refinancing the investors' mortgages into subprime mortgages. In making the sales, the defendants allegedly misrepresented the expected returns from the securities, the liquidity of securities, and the nature of the securities and the terms of the new mortgages while failing to disclose material facts about the products.

The Commission's complaint alleges that from 2005 through 2007, each defendant was a mortgage originator as well as a registered representative and collected compensation from the mortgage refinancing as well as the sales of securities. The defendants used a mortgage company controlled by WGS registered representatives which operated from the same office location as WGS and was supervised by the WGS branch office manager to facilitate the refinancing necessary to allow customers to purchase securities recommended by the defendants.

The Commission's complaint also alleges that the defendants falsified customer account forms and prepared order tickets that contained information they knew was inaccurate relating to the securities sales.

The Complaint seeks to enjoin the defendants from future violations of Section 17(a) of the Securities Act of 1933, and Sections 10(b) and 17(a) of the Securities Exchange Act of 1934 and Rules 10b-5 and 17a-3 thereunder; payment of disgorgement and prejudgment interest and the imposition of civil penalties.

Securities and Exchange Commission v. Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo, Case Number EDCV 08-1350 VAP (OPx) (C.D. Cal., filed October 3, 2008) (LR-20768)


In the Matter of Atomic Burrito, Inc.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Atomic Burrito, Inc., Administrative Proceeding No. 3-13138. The Order Instituting Proceedings alleged that eight Respondents each failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission (Commission).

The Default Order finds these allegations to be true as to six Respondents. It revokes the registrations of each class of registered securities of Atomic Burrito, Inc., Earthcare Co., New York Bagel Enterprises, Inc., Precept Business Services, Inc., Villageworld.com, Inc. (n/k/a Biometrics 2000 Corp.), and Wireless Webconnect!, Inc., pursuant to Section 12(j) of the Securities Exchange Act of 1934.

The Commission previously accepted settlement offers from the other two Respondents, Global Concepts, Ltd., and Reorganized Sale OKWD, Inc. (Rel. 34-58729; File No. 3-13138)


In the Matter of Kaleidoscope Media Group, Inc., et al.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default as to Six Respondents (Default Order), in Kaleidoscope Media Group, Inc., Administrative Proceeding No. 3-13155. The Order Instituting Proceedings alleged that Respondents failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission.

The Default Order finds these allegations to be true as to Respondents Kaleidoscope Media Group, Inc., Keo International, Inc., Kideo Productions, Inc., Kiwi International Air Lines, Inc., KP Wingate Insured Partners LP, and Krisch American Inns, Inc., and revokes the registrations of each class of registered securities of these six Respondents, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-58714; File No. 3-13155)


INVESTMENT COMPANY ACT RELEASES

Prudential Financial, Inc., et al.

The Commission has issued an order to Prudential Financial, Inc. (Prudential), et al. under Section 9(c) of the Investment Company Act of 1940 (Act) exempting applicants and any other company of which Prudential is or becomes an affiliated person from Section 9(a) of the Act with respect to an injunction entered by the U.S. District Court for the District of New Jersey on September 4, 2008. (Rel. IC-28430 - October 1)


SELF-REGULATORY ORGANIZATIONS

Accelerated Approval of Proposed Rule Changes

The Commission granted accelerated approval to a proposed rule change (SR-ISE-2008-021), as modified by Amendment No. 1 thereto, submitted by the International Securities Exchange relating to an exchange member's conduct of doing business with the public. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58665)

The Commission granted accelerated approval of a proposed rule change submitted by NYSE Arca (SR-NYSEArca-2008-92), through its wholly owned subsidiary, NYSE Arca Equities, Inc., relating to the listing of MacroShares Major Metro Housing Trusts. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58704)


Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by the NASDAQ Stock Market to remove Rule 6800 from the Nasdaq rules (SR-NASDAQ-2008-074) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58646)

A proposed rule change filed by the New York Stock Exchange (SR-NYSE-2008-94) to extend the Moratorium on the administration of the Specialist Performance Evaluation Questionnaire ("SPEQ") pursuant to Exchange Rule 103A and the use of the SPEQ pursuant to Rule 103B to the earlier of December 31, 2008 or the approval of SR-NYSE-2008-52, to continue to suspend the use of SuperDot Turnaround for orders received and responses to Administrative Messages as objective measures in the assessment of specialist performance during the Moratorium and that the SPEQ and Order Reports/Administrative Responses continue to be removed from the criteria used to commence a Specialist Performance Improvement Action has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58699)

A proposed rule change (SR-CBOE-2008-100) filed by the Chicago Board Options Exchange to amend its fees schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58700)

A proposed rule change filed by the International Securities Exchange (SR-ISE-2008-74) relating to a new order type has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58701)

A proposed rule change filed by the National Stock Exchange (SR-NSX-2008-16) to amend NSX Rules to provide for a minimum execution quantity instruction on certain pegged Zero Display Reserve Orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58702)

A proposed rule change filed by the New York Stock Exchange (SR-NYSE-2008-92) to extend the operation of reserve orders on the Exchange to the earlier of December 31, 2008 or the date on which the Commission approves the Exchange's filing pursuant to SR-NYSE-2008-46 has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58708)

A proposed rule change (SR-NYSE-2008-96) filed by the New York Stock Exchange to extend for three months the moratorium related to the qualification and registration of Registered Competitive Market Makers ("RCMMs") pursuant to NYSE Rule 107A and Competitive Traders ("CTs") pursuant to NYSE Rule 110 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58713)


Approval of Proposed Rule Changes

The Commission has approved a proposed rule change (SR-NSCC-2008-07) filed by the National Securities Clearing Corporation under Section 19(b)(1) of the Exchange Act that would enhance processing of exchange-traded funds. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58694)

The Commission has approved a proposed rule change (SR-NSCC-2008-07) filed by the National Securities Clearing Corporation under Section 19(b)(1) of the Exchange Act that would enhance processing of exchange-traded funds. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58694)
The Commission approved a proposed rule change (SR-Amex-2008-63) submitted pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 by the American Stock Exchange establishing new membership, member firm conduct, and equity trading rules following Amex's acquisition by NYSE Euronext. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58705)

The Commission approved a proposed rule change (SR-NYSE-2008-70) submitted pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 by New York Stock Exchange amending rules governing membership in order to waive-in members in good standing of the American Stock Exchange as members and member organizations of NYSE. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58706)

The Commission approved a proposed rule change (SR-FINRA-2008-043) submitted pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 by the Financial Industry Regulatory Authority to establish a membership waive-in process and fee waiver for certain NYSE Alternext US LLC member organizations. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58707)

The Commission approved a proposed rule change (SR-ISE-2008-63) submitted pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 by the International Securities Exchange relating to the Price Improvement Mechanism. Publication in the Federal Register is expected during the week of October 6. (Rel. 34-58710)


Proposed Rule Change

The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE-2008-96) to Permit $1 Strikes for MNX Options. Publication is expected in the Federal Register during the week of October 6. (Rel. 34-58659)


Notice of Filing and Temporary Effectiveness of Amendment to Plan Establishing Procedures under Rule 605 of Regulation NMS

The Commission has issued a release giving notice and granting temporary effectiveness to an amendment filed by the BATS Exchange to join the national market system plan (File No. 4-518) that establishes procedures for market centers to follow in making reports available under Rule 605 of Regulation NMS. Publication of the amendment is expected to be made in the Federal Register during the week of October 6. (Rel. 34-58695)


SECURITIES ACT REGISTRATIONS


RECENT 8K FILINGS

 

http://www.sec.gov/news/digest/2008/dig100308.htm


Modified: 10/03/2008