RECENT 8K FILINGS May 13, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 03/31/08 A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 05/12/08 AASTROM BIOSCIENCES INC MI 2.02,9.01 05/12/08 ACTIVIDENTITY CORP DE 2.02,9.01 05/12/08 ACTIVISION INC /NY DE 2.02,8.01,9.01 05/08/08 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 05/12/08 ADVANCED ID CORP NV 9.01 07/01/07 AMEND ADVANCED MICRO DEVICES INC DE 5.02,9.01 05/09/08 ADVANCED MICRO DEVICES INC DE 5.02 05/08/08 AMEND ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 05/12/08 AFFYMAX INC 2.02,9.01 05/09/08 Aircastle LTD D0 2.02,9.01 05/09/08 Aircastle LTD D0 8.01,9.01 05/09/08 AIRNET SYSTEMS INC OH 2.02,8.01,9.01 05/12/08 Alexza Pharmaceuticals Inc. DE 2.02,9.01 05/12/08 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 05/09/08 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 05/09/08 ALPHARMA INC DE 1.01,2.02,9.01 05/08/08 AMCOMP INC /FL DE 8.01 05/08/08 AMERICAN CAPITAL HOLDINGS INC FL 8.01 05/12/08 AMERICAN DAIRY INC UT 5.05,8.01,9.01 05/06/08 American Electric Technologies Inc FL 2.02,5.03,9.01 05/08/08 AMERICAN INTERNATIONAL GROUP INC DE 8.01 05/08/08 AMERICAN METAL & TECHNOLOGY, INC. 2.02,9.01 05/09/08 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.02,9.01 05/07/08 AMERICASBANK CORP MD 5.02,9.01 05/08/08 AMERISOURCEBERGEN CORP DE 5.02,9.01 05/09/08 AMH HOLDINGS, LLC DE 2.02,9.01 05/12/08 ANNTAYLOR STORES CORP DE 2.02,9.01 05/12/08 Answers CORP 2.02,7.01,9.01 05/12/08 APCO ARGENTINA INC/NEW 2.02,9.01 05/09/08 APPLERA CORP DE 1.01,9.01 05/08/08 ARBIOS SYSTEMS INC DE 7.01,9.01 05/12/08 ARGON ST, Inc. DE 5.02,5.03,9.01 05/07/08 ARK RESTAURANTS CORP NY 2.02 05/12/08 ARTES MEDICAL INC 2.02,9.01 05/12/08 ARTES MEDICAL INC 5.02,9.01 05/12/08 ASSOCIATED MATERIALS, LLC DE 2.02,9.01 05/12/08 Assured Pharmacy, Inc. NV 1.01 04/02/08 ASTORIA FINANCIAL CORP DE 2.02,9.01 05/12/08 ASYST TECHNOLOGIES INC CA 2.02,9.01 05/06/08 AUTOBYTEL INC DE 2.02,9.01 05/08/08 AUTOIMMUNE INC DE 2.02,9.01 05/09/08 Averion International Corp. 5.02,9.01 04/24/08 B2B INTERNET HOLDRSSM TRUST NY 9.01 03/31/08 BALLANTYNE OF OMAHA INC DE 2.02,9.01 05/08/08 BANKUNITED FINANCIAL CORP FL 2.02,9.01 05/12/08 BANKUNITED FINANCIAL CORP FL 2.02 05/12/08 AMEND BARNWELL INDUSTRIES INC DE 2.02,9.01 05/12/08 Basin Water, Inc. DE 2.02,9.01 05/12/08 BEARD CO /OK OK 3.02 05/12/08 BEARINGPOINT INC DE 2.02,9.01 05/12/08 BEAZER HOMES USA INC DE 2.02,9.01 05/12/08 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 05/12/08 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 05/12/08 BIOTECH HOLDRS TRUST 9.01 03/31/08 Boardwalk Pipeline Partners, LP DE 5.02,7.01,9.01 05/12/08 AMEND BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.02 05/07/08 BRANDPARTNERS GROUP INC DE 1.01,9.01 04/30/08 BreitBurn Energy Partners L.P. DE 2.02,9.01 05/12/08 BROADBAND HOLDRS TRUST 9.01 03/31/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/12/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/12/08 BUILDING MATERIALS HOLDING CORP DE 2.02,9.01 05/12/08 CALIFORNIA PIZZA KITCHEN INC DE 8.01,9.01 05/12/08 CALLON PETROLEUM CO DE 2.02,7.01,9.01 05/07/08 CAMPBELL STRATEGIC ALLOCATION FUND LP DE 8.01 05/12/08 CanAm Uranium Corp NV 1.01,3.02,8.01,9.01 05/06/08 Capital Auto Receivables Asset Trust DE 8.01,9.01 05/12/08 CAPITAL TRUST INC MD 2.02,9.01 05/06/08 CARAUSTAR INDUSTRIES INC NC 7.01,9.01 05/07/08 CARDINAL FINANCIAL CORP VA 2.02,9.01 05/12/08 CARGO CONNECTION LOGISTICS HOLDING, I FL 2.04,9.01 05/05/08 CARMIKE CINEMAS INC DE 2.02,9.01 05/12/08 CARROLLTON BANCORP MD 7.01,9.01 05/12/08 CB RICHARD ELLIS REALTY TRUST MD 2.01,9.01 03/20/08 AMEND CB RICHARD ELLIS REALTY TRUST MD 2.01,9.01 03/05/08 AMEND CBRE Realty Finance Inc 5.02 05/09/08 CELL GENESYS INC DE 1.01,7.01,9.01 05/09/08 CENTERSTATE BANKS OF FLORIDA INC FL 7.01,9.01 05/12/08 CENTILLIUM COMMUNICATIONS INC DE 2.02,9.01 05/12/08 Centro NP LLC MD 1.01,9.01 05/07/08 CENTURY CASINOS INC /CO/ DE 2.02,9.01 05/09/08 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 03/31/08 CHASE ISSUANCE TRUST 8.01,9.01 05/09/08 CHESAPEAKE ENERGY CORP OK 3.02 05/12/08 China Architectural Engineering, Inc. DE 7.01,9.01 05/12/08 CHINA BAK BATTERY INC NV 2.02,9.01 05/12/08 China Direct, Inc. FL 8.01,9.01 05/12/08 China Direct, Inc. FL 8.01,9.01 05/12/08 CHINACAST EDUCATION CORP DE 2.02 05/12/08 CIENA CORP DE 9.01 03/03/08 AMEND CIT GROUP INC DE 5.02,9.01 05/06/08 Citigroup Commercial Mortgage Trust 2 DE 9.01 05/12/08 CITIGROUP INC DE 9.01 05/12/08 CLAYTON HOLDINGS INC 2.02,9.01 05/12/08 Clearfield, Inc. MN 2.02,9.01 05/12/08 CLEARWIRE CORP 2.02,8.01,9.01 05/12/08 Cogent, Inc. DE 2.02,9.01 05/12/08 COLLECTIVE BRANDS, INC. DE 7.01,8.01,9.01 05/12/08 COMMERCE ENERGY GROUP, INC. DE 5.02,9.01 05/06/08 COMMONWEALTH EDISON CO IL 1.01,2.03,9.01 05/09/08 Compass Diversified Holdings DE 2.02,9.01 05/12/08 COMPLIANCE SYSTEMS CORP 1.01,2.03,3.02,9.01 05/06/08 COMSYS IT PARTNERS INC DE 2.02,8.01,9.01 05/09/08 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 1.01,8.01,9.01 05/10/08 Consolidated Communications Holdings, DE 5.05 05/06/08 Core-Mark Holding Company, Inc. DE 2.02,9.01 05/12/08 CORTS TRUST FOR THE DOW CHEMICAL CO D DE 8.01,9.01 05/01/08 COUSINS PROPERTIES INC GA 2.02,9.01 05/12/08 COVANCE INC DE 1.01,5.02,9.01 05/08/08 CPS TECHNOLOGIES CORP/DE/ DE 2.02 03/29/08 CRC CRYSTAL RESEARCH CORP NV 1.01,2.01,5.06,8.01 03/31/08 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 05/07/08 Crystal River Capital, Inc. MD 2.02,9.01 05/12/08 CUBIC ENERGY INC TX 1.01,9.01 05/06/08 CUMULUS MEDIA INC DE 1.01,1.02,9.01 05/11/08 CYBERLUX CORP NV 8.01 05/12/08 CYBERONICS INC DE 8.01 05/06/08 CYPRESS BIOSCIENCE INC DE 2.02,9.01 05/12/08 DAWSON GEOPHYSICAL CO TX 7.01,9.01 05/08/08 DELTEK, INC DE 5.02 05/08/08 DG FastChannel, Inc DE 1.01,2.02,7.01,9.01 05/07/08 AMEND Dialpoint Communications Corp NV 5.02,9.01 05/12/08 Digital Realty Trust, Inc. MD 8.01 05/09/08 DIODES INC /DEL/ DE 2.02,9.01 05/08/08 DOCUMENT SECURITY SYSTEMS INC NY 2.02,9.01 05/12/08 DOCUMENT SECURITY SYSTEMS INC NY 1.01,2.03,9.01 05/07/08 DOCUMENT SECURITY SYSTEMS INC NY 5.02,9.01 05/10/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 05/12/08 DOT HILL SYSTEMS CORP NY 2.02,9.01 05/09/08 Dr Pepper Snapple Group, Inc. DE 1.01,5.03,8.01,9.01 05/06/08 DRYCLEAN USA INC DE 2.02,9.01 05/12/08 DTS, INC. DE 2.02,9.01 05/12/08 DYNEX CAPITAL INC VA 2.02,8.01,9.01 05/12/08 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 05/12/08 EDISON INTERNATIONAL CA 7.01,9.01 05/09/08 EFJ INC DE 5.02 05/09/08 EINSTEIN NOAH RESTAURANT GROUP INC DE 7.01,9.01 05/12/08 ELECTROGLAS INC DE 5.02,9.01 05/12/08 EMAGEON INC 2.02,9.01 05/12/08 EMMIS COMMUNICATIONS CORP IN 5.03,9.01 05/12/08 EMPIRE GLOBAL CORP. DE 3.02,5.02,8.01 05/05/08 Employers Holdings, Inc. NV 8.01,9.01 05/09/08 EMULEX CORP /DE/ DE 5.02,7.01,9.01 05/12/08 ENCORE ACQUISITION CO DE 5.02,9.01 05/06/08 ENER1 INC FL 2.02 05/12/08 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 03/31/08 ENERGY FOCUS, INC/DE DE 2.02,9.01 05/08/08 ENERGY FOCUS, INC/DE DE 5.02,9.01 05/06/08 Energy Infrastructure Acquisition Cor DE 7.01,9.01 05/12/08 EnerSys DE 7.01,9.01 05/12/08 ENLIVEN MARKETING TECHNOLOGIES CORP DE 1.01,2.02,7.01,9.01 05/07/08 Enterprise GP Holdings L.P. DE 2.02,9.01 05/12/08 ENTORIAN TECHNOLOGIES INC DE 3.01,9.01 05/07/08 ENVIRONMENTAL POWER CORP DE 2.02,9.01 05/12/08 EQUITABLE RESOURCES INC /PA/ PA 1.01,9.01 05/12/08 EQUUS TOTAL RETURN, INC. DE 5.02,8.01,9.01 05/09/08 ESS TECHNOLOGY INC CA 2.02,9.01 05/12/08 EUROPE 2001 HOLDRS TRUST NY 8.01,9.01 03/31/08 Evercore Partners Inc. DE 2.02,9.01 05/12/08 FARMER BROTHERS CO CA 2.02,9.01 05/09/08 FBL FINANCIAL GROUP INC IA 8.01 05/12/08 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 05/12/08 FGX International Holdings LTD 7.01,9.01 05/12/08 FIFTH THIRD BANCORP OH 7.01,9.01 05/12/08 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 05/12/08 FIRST SOLAR, INC. DE 1.01,2.03,9.01 05/06/08 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 05/12/08 FLORIDA PUBLIC UTILITIES CO FL 2.02,9.01 05/12/08 FLOW INTERNATIONAL CORP WA 5.03,9.01 05/07/08 FLOW INTERNATIONAL CORP WA 5.02 03/19/08 AMEND FLUOR CORP DE 2.02,9.01 05/12/08 FOCUS ENHANCEMENTS INC DE 2.02,7.01,9.01 05/12/08 FOREST CITY ENTERPRISES INC OH 8.01 05/06/08 Fortress Investment Group LLC DE 2.02,9.01 05/08/08 FOSTER WHEELER LTD D0 5.02,9.01 05/06/08 Fuel Systems Solutions, Inc. DE 1.01,2.02,5.02,9.01 05/06/08 FX ENERGY INC NV 2.02,8.01,9.01 05/12/08 g8wave Holdings, Inc. 1.01,5.02,9.01 05/12/08 GAIAM INC CO 2.02,9.01 05/12/08 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 05/06/08 GENAERA CORP DE 2.02,9.01 05/09/08 GENCOR INDUSTRIES INC DE 2.02,9.01 05/09/08 GENIUS PRODUCTS INC DE 5.02 05/09/08 GENIUS PRODUCTS INC DE 2.02,7.01,9.01 05/12/08 GENTEK INC DE 2.02,7.01,9.01 05/12/08 GENTIVA HEALTH SERVICES INC DE 5.02,9.01 05/08/08 GeoMet, Inc. DE 2.02,9.01 05/12/08 Geovax Labs, Inc. IL 1.01,3.02,9.01 05/08/08 GLOBAL GREEN SOLUTIONS INC. 1.01 05/09/08 Global Telecom & Technology, Inc. DE 5.02 05/06/08 GOLD CREST MINES INC 1.01,8.01,9.01 05/08/08 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 5.02 05/07/08 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 5.02,8.01 05/06/08 GRAN TIERRA ENERGY, INC. NV 2.02,3.01,4.02 05/09/08 GREAT NORTHERN IRON ORE PROPERTIES MN 5.02,9.01 05/12/08 GREAT SOUTHERN BANCORP INC MD 2.06 05/12/08 GROWERS DIRECT COFFEE COMPANY, INC. NV 8.01,9.01 05/09/08 GRYPHON GOLD CORP NV 7.01,9.01 05/12/08 GSC Acquisition Co DE 1.01,3.02,5.01,8.01,9.01 05/09/08 GSC Acquisition Co DE 8.01,9.01 05/12/08 GTX INC /DE/ DE 2.02,9.01 05/12/08 HARDINGE INC NY 2.02,5.02,9.01 05/06/08 HARDINGE INC NY 5.03,9.01 05/06/08 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 05/07/08 Hawaiian Telcom Communications, Inc. DE 5.02,9.01 05/06/08 HECLA MINING CO/DE/ DE 1.02,2.02,5.02,9.01 05/12/08 HEMACARE CORP /CA/ CA 2.02,9.01 05/12/08 HESKA CORP DE 2.02,9.01 05/12/08 HESS CORP DE 5.02 05/07/08 HI TECH PHARMACAL CO INC NY 8.01 05/09/08 Highland Distressed Opportunities, In 7.01,9.01 05/12/08 HOLLY CORP DE 2.02,9.01 05/12/08 HOLLYWOOD MEDIA CORP FL 2.02,9.01 05/12/08 HOME SOLUTIONS OF AMERICA INC DE 5.02 05/08/08 Houston Wire & Cable CO 2.02 05/12/08 HSBC Finance Corp 7.01,9.01 05/12/08 HUNGARIAN TELEPHONE & CABLE CORP DE 2.02,9.01 05/12/08 Hyde Park Acquisition CORP DE 1.01,9.01 05/09/08 HYPERDYNAMICS CORP DE 1.01,7.01,9.01 05/11/08 HYTHIAM INC DE 2.02,9.01 05/12/08 IBERIABANK CORP LA 1.01,9.01 05/09/08 IC ISAACS & CO INC DE 1.01,9.01 05/09/08 IGI INC DE 2.02,3.01,5.03,9.01 05/06/08 ILLINOIS TOOL WORKS INC DE 1.01,2.03,7.01,9.01 05/08/08 IMAGE SENSING SYSTEMS INC MN 7.01,9.01 05/12/08 IMAGENETIX INC /NV/ NV 8.01 05/12/08 IMATION CORP DE 5.02,9.01 05/06/08 IMAX CORP A6 2.02,9.01 05/12/08 INDYMAC BANCORP INC DE 2.02,9.01 05/12/08 INFINITY ENERGY RESOURCES, INC 2.02,9.01 05/12/08 Information Services Group Inc. DE 2.02,9.01 05/12/08 INTEGRATED BIOPHARMA INC DE 5.03,9.01 05/09/08 Integrated Media Holdings, Inc. DE 4.01 05/12/08 AMEND INTEGRATED SILICON SOLUTION INC DE 5.02 05/08/08 INTERNAP NETWORK SERVICES CORP DE 5.02 05/07/08 INTERNATIONAL ASSETS HOLDING CORP DE 2.02,7.01 05/12/08 International Stem Cell CORP 1.01,3.02,3.03,9.01 05/12/08 INTERNATIONAL TEXTILE GROUP INC DE 3.01 05/09/08 INTERNET ARCHITECTURE HOLDRSSM TRUST NY 8.01,9.01 03/31/08 INTERNET HOLDRS TRUST NY 9.01 03/31/08 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY 8.01,9.01 03/31/08 INTERSECTIONS INC DE 2.02,9.01 05/07/08 INTERSTATE BAKERIES CORP/DE/ DE 1.01,2.03,8.01,9.01 05/09/08 INVENTIV HEALTH INC DE 2.02,7.01,9.01 03/31/08 Invesco Ltd D0 2.02,9.01 05/09/08 IPAYMENT INC DE 2.02,9.01 05/12/08 iPCS, INC DE 8.01,9.01 05/12/08 IROBOT CORP DE 5.02 05/08/08 ISIS PHARMACEUTICALS INC DE 2.02,9.01 05/12/08 JACLYN INC DE 3.01,8.01 05/07/08 JAGGED PEAK, INC. NV 2.02,9.01 05/12/08 JER Investors Trust Inc 2.02,9.01 05/12/08 JUNIPER NETWORKS INC DE 5.03,9.01 05/08/08 JUPITERMEDIA CORP DE 2.02,7.01,9.01 05/08/08 KAYDON CORP DE 5.02,9.01 05/06/08 KEMET CORP DE 5.02 05/05/08 Kentucky USA Energy, Inc. KY 7.01,9.01 05/09/08 KERYX BIOPHARMACEUTICALS INC DE 2.02,5.02,8.01 05/06/08 KITE REALTY GROUP TRUST MD 5.02,9.01 05/06/08 KNOLOGY INC DE 2.02,9.01 05/12/08 KNOT INC DE 5.02,9.01 05/12/08 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/12/08 LADENBURG THALMANN FINANCIAL SERVICES FL 2.02,9.01 05/12/08 LAKELAND FINANCIAL CORP IN 8.01 05/12/08 LANGER INC NY 2.02,9.01 05/12/08 LCC INTERNATIONAL INC DE 8.01 05/12/08 Legend Media, Inc. NV 1.01,9.01 05/08/08 LEGG MASON INC MD 8.01,9.01 05/06/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 05/07/08 LEINER HEALTH PRODUCTS INC DE 8.01,9.01 05/09/08 LIFEPOINT HOSPITALS, INC. 5.02 05/07/08 Lightwave Logic, Inc. NV 7.01,9.01 05/12/08 LIPID SCIENCES INC/ AZ 2.02,9.01 05/12/08 LOEWS CORP DE 1.01,8.01,9.01 05/12/08 LOOKSMART LTD DE 4.01,7.01,9.01 05/08/08 MAINE & MARITIMES CORP ME 2.02,9.01 05/12/08 MAP Pharmaceuticals, Inc. DE 2.02,9.01 05/12/08 MARKET 2000 PLUS HOLDRS SM TRUST NY 8.01,9.01 03/31/08 MATTHEWS INTERNATIONAL CORP PA 2.01,9.01 05/08/08 MAXWELL TECHNOLOGIES INC DE 5.02,9.01 05/08/08 MBIA INC CT 2.02,7.01,9.01 05/12/08 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 05/12/08 MECHANICAL TECHNOLOGY INC NY 2.02,9.01 03/31/08 MEDAREX INC NJ 2.02,9.01 05/12/08 MEDICINOVA INC DE 2.02,9.01 05/12/08 MERGE HEALTHCARE INC WI 2.02,9.01 05/12/08 METABASIS THERAPEUTICS INC 5.02 05/09/08 MetLife Insurance CO of Connecticut DE 4.02 05/09/08 METRO ONE TELECOMMUNICATIONS INC OR 2.01,9.01 05/06/08 MICRON ENVIRO SYSTEMS INC NV 8.01 05/12/08 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 05/12/08 MIVA, INC. DE 2.02,7.01,9.01 05/12/08 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 05/12/08 Monotype Imaging Holdings Inc. DE 2.02,9.01 05/12/08 MORTGAGEBROKERS.COM HOLDINGS, INC. DE 4.01,9.01 04/22/08 AMEND MOTIVE INC DE 2.02,9.01 05/12/08 MTR GAMING GROUP INC DE 2.02,9.01 05/12/08 MULTIBAND CORP MN 8.01 05/12/08 NABI BIOPHARMACEUTICALS DE 5.02 05/06/08 NANOGEN INC DE 2.02,9.01 05/12/08 NATIONAL ATLANTIC HOLDINGS CORP NJ 8.01 05/12/08 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 05/12/08 NATIONAL CITY CORP DE 2.02,9.01 05/12/08 NATIONAL DENTEX CORP /MA/ MA 2.02,9.01 05/12/08 NETLIST INC DE 2.02,9.01 05/08/08 Neuralstem, Inc. DE 8.01,9.01 05/07/08 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 05/12/08 NEUROLOGIX INC/DE DE 2.02,9.01 05/12/08 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 05/12/08 NMS COMMUNICATIONS CORP DE 1.01,2.03,3.03,9.01 05/06/08 NMS COMMUNICATIONS CORP DE 2.02,7.01,9.01 05/12/08 NORTEK INC DE 8.01 05/12/08 NORTHERN TRUST CORP DE 7.01,9.01 05/12/08 NOVA BIOSOURCE FUELS, INC. NV 2.03 05/07/08 NOVINT TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 05/06/08 NTELOS HOLDINGS CORP 7.01,9.01 05/12/08 NTK Holdings, Inc. DE 8.01 05/12/08 NU HORIZONS ELECTRONICS CORP DE 2.02,9.01 05/12/08 Nuance Communications, Inc. DE 5.02 05/12/08 NxStage Medical, Inc. DE 2.02,7.01,8.01,9.01 05/12/08 OCEANFIRST FINANCIAL CORP DE 2.02,9.01 05/09/08 ODYSSEY MARINE EXPLORATION INC NV 2.02,8.01,9.01 05/06/08 OIL SERVICE HOLDRS TRUST NY 8.01,9.01 03/31/08 Oilsands Quest Inc 8.01,9.01 05/12/08 Omagine, Inc. DE 7.01,9.01 05/12/08 OMEGA PROTEIN CORP NV 2.02,9.01 05/08/08 ONEIDA FINANCIAL CORP DE 5.01,9.01 05/09/08 ONLINE RESOURCES CORP DE 8.01 05/09/08 Opko Health, Inc. DE 1.01,9.01 05/06/08 OPNET TECHNOLOGIES INC DE 5.02 05/09/08 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 05/12/08 OSIRIS THERAPEUTICS, INC. DE 1.01,9.01 05/08/08 P&F INDUSTRIES INC DE 2.02,9.01 05/12/08 PARK OHIO HOLDINGS CORP OH 2.02,9.01 05/12/08 Patriot Coal CORP DE 8.01,9.01 05/12/08 PATRIOT NATIONAL BANCORP INC CT 4.02,9.01 05/12/08 PENN NATIONAL GAMING INC PA 9.01 05/12/08 PENN VIRGINIA RESOURCE PARTNERS L P DE 8.01,9.01 05/12/08 PENSECO FINANCIAL SERVICES CORP PA 5.02,9.01 05/06/08 PETROHAWK ENERGY CORP DE 1.01,8.01,9.01 05/08/08 PHARMACEUTICAL HOLDRS TRUST 9.01 03/31/08 PHI INC LA 2.02,9.01 05/08/08 PINNACLE AIRLINES CORP DE 7.01 05/12/08 PIONEER DRILLING CO TX 2.02,8.01,9.01 05/12/08 PIONEER DRILLING CO TX 9.01 02/29/08 AMEND PLAINS ALL AMERICAN PIPELINE LP DE 1.01,7.01,9.01 05/07/08 PLY GEM HOLDINGS INC DE 7.01,9.01 05/12/08 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 05/09/08 PMI GROUP INC DE 2.02,9.01 05/12/08 PMI GROUP INC DE 2.03 05/07/08 PNM RESOURCES INC NM 1.01,9.01 05/12/08 Polonia Bancorp 8.01,9.01 05/08/08 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 05/09/08 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 05/09/08 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,9.01 05/09/08 PREFORMED LINE PRODUCTS CO OH 5.02 05/09/08 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 05/09/08 PRIVATEBANCORP, INC DE 8.01 05/09/08 PROASSURANCE CORP DE 8.01 05/12/08 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.02,9.01 05/12/08 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 05/12/08 Protalix BioTherapeutics, Inc. FL 5.02 05/06/08 PROXYMED INC /FT LAUDERDALE/ FL 5.02,9.01 05/06/08 PUBLIC SERVICE CO OF OKLAHOMA OK 5.03,9.01 05/09/08 PULTE HOMES INC/MI/ MI 1.02 05/08/08 Pzena Investment Management, Inc. DE 8.01,9.01 05/12/08 QUADRAMED CORP DE 2.02,9.01 05/08/08 Quest Energy Partners, L.P. DE 7.01,9.01 05/09/08 QUEST RESOURCE CORP NV 7.01,9.01 05/09/08 RADIAN GROUP INC DE 2.02,9.01 05/12/08 RADYNE CORP DE 1.01,5.02,8.01,9.01 05/07/08 RC2 CORP DE 1.01,9.01 05/08/08 Red Mile Entertainment Inc 1.01,2.03,9.01 05/07/08 Regency Energy Partners LP DE 2.02,9.01 05/12/08 REGIONAL BANK HOLDERS SM TRUST NY 9.01 03/31/08 RENEWABLE ENERGY RESOURCES INC NV 1.01,9.01 05/12/08 REPROS THERAPEUTICS INC. DE 2.02,8.01,9.01 05/09/08 RESEARCH PHARMACEUTICAL SERVICES, INC DE 5.02 05/12/08 RETAIL HOLDRS TRUST NY 9.01 03/31/08 REUNION INDUSTRIES INC DE 8.01 05/12/08 REVLON INC /DE/ DE 7.01,9.01 05/12/08 REWARDS NETWORK INC DE 3.01,9.01 05/12/08 RGC RESOURCES INC VA 2.02,9.01 05/08/08 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 8.01,9.01 05/12/08 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 1.01,8.01,9.01 05/09/08 RURAL/METRO CORP /DE/ DE 2.02,9.01 05/12/08 SEACOAST BANKING CORP OF FLORIDA FL 1.01,8.01,9.01 03/26/08 Select Notes Trust LT 2004-1 DE 8.01,9.01 05/01/08 SELECTICA INC DE 2.02,9.01 05/12/08 SEMICONDUCTOR HOLDRS TRUST NY 9.01 03/31/08 ShengdaTech, Inc. 2.02,9.01 05/07/08 Shine Media Acquisition Corp. DE 1.01,3.02,5.01,5.02,7.01,9.01 05/08/06 Shine Media Acquisition Corp. DE 1.01,3.02,5.01,5.02,7.01,9.01 05/08/08 AMEND SILICON GRAPHICS INC DE 2.02,9.01 05/06/08 SIMTROL INC DE 5.02,9.01 05/09/08 Sino Fibre Communications, Inc. NV 1.01,9.01 05/06/08 SK3 Group, Inc. DE 4.01,5.02,9.01 05/09/08 AMEND SMITH & WESSON HOLDING CORP NV 8.01,9.01 05/08/08 SOFTWARE HOLDRS TRUST NY 8.01,9.01 03/31/08 Solar Power, Inc. 2.02,9.01 05/12/08 SONTERRA RESOURCES, INC. DE 4.01,9.01 05/09/08 SOUTHWEST AIRLINES CO TX 1.01,2.03,9.01 05/06/08 SOUTHWEST WATER CO DE 8.01,9.01 05/12/08 SOUTHWEST WATER CO DE 8.01,9.01 05/12/08 SOUTHWESTERN ENERGY CO DE 7.01 05/12/08 SOVEREIGN BANCORP INC PA 1.01,8.01,9.01 05/12/08 SPACEHAB INC \WA\ WA 1.02 05/07/08 Spectra Energy Partners, LP DE 2.02,9.01 05/07/08 Spheris Inc. DE 2.02,9.01 05/12/08 SPRINT NEXTEL CORP KS 2.02,9.01 05/12/08 ST JUDE MEDICAL INC MN 5.02,9.01 05/09/08 STAAR SURGICAL CO DE 2.02,7.01 05/06/08 Stamford Industrial Group, Inc. DE 2.02,9.01 05/12/08 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 05/12/08 STATION CASINOS INC NV 2.02,9.01 05/12/08 STEEL DYNAMICS INC IN 1.01,8.01,9.01 05/12/08 STERLING CONSTRUCTION CO INC DE 2.02,9.01 05/09/08 STEVEN MADDEN, LTD. DE 1.01,9.01 06/25/07 STIFEL FINANCIAL CORP DE 2.02,9.01 05/12/08 Storm Cat Energy CORP 2.02,9.01 04/07/08 STRATUS PROPERTIES INC DE 2.02,9.01 05/12/08 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 05/01/08 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 04/30/08 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 05/01/08 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 05/01/08 STUDIO ONE MEDIA, INC. DE 5.06,9.01 05/09/08 SUN COMMUNITIES INC MD 2.02,9.01 03/31/08 SUNRISE SENIOR LIVING INC DE 2.03,5.02,9.01 05/06/08 SYS CA 2.02,9.01 05/12/08 SYSTEMAX INC DE 2.02,9.01 05/08/08 T-3 ENERGY SERVICES INC TX 7.01,9.01 05/12/08 TAMM Oil & Gas Corp. NV 8.01,9.01 04/01/08 Targa Resources Partners LP DE 2.02,9.01 05/12/08 Targa Resources, Inc. DE 2.02,9.01 05/12/08 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 05/07/08 TARRANT APPAREL GROUP CA 2.02,9.01 05/12/08 TATONKA OIL & GAS, INC. CO 5.02,9.01 05/12/08 TBS INTERNATIONAL LTD 8.01,9.01 05/12/08 TEAMSTAFF INC NJ 8.01,9.01 05/12/08 TELECOM HOLDRS TRUST NY 8.01,9.01 03/31/08 TELKONET INC 3.02,9.01 05/12/08 TERCICA INC DE 2.02,9.01 05/12/08 TETRA TECHNOLOGIES INC DE 2.02,9.01 05/12/08 TIERONE CORP 2.02,9.01 05/09/08 TOREADOR RESOURCES CORP TX 2.02,9.01 05/12/08 TOTAL SYSTEM SERVICES INC GA 5.02 05/07/08 TRANSCEND SERVICES INC DE 2.02,4.02,9.01 05/09/08 TRI COUNTY FINANCIAL CORP /MD/ 2.02,9.01 05/12/08 TRIAD FINANCIAL CORP CA 1.01,5.02 05/06/08 Trubion Pharmaceuticals, Inc 2.02,9.01 05/08/08 Trycera Financial, Inc. NV 8.01 05/02/08 TUESDAY MORNING CORP/DE DE 5.02,9.01 05/08/08 TYCO INTERNATIONAL LTD /BER/ D0 8.01,9.01 05/12/08 U. S. Premium Beef, LLC 7.01,9.01 05/12/08 ULURU INC. NV 2.02,9.01 05/12/08 UNIGENE LABORATORIES INC DE 1.01,3.02,9.01 05/10/08 UNIGENE LABORATORIES INC DE 8.01,9.01 05/12/08 UNION BANKSHARES INC VT 2.02,9.01 05/08/08 UNIVERSAL AMERICAN FINANCIAL CORP NY 8.01 05/12/08 UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 05/12/08 UNIVERSAL PROPERTY DEVELOPMENT & ACQU NV 1.01,9.01 05/05/08 UNIVERSAL PROPERTY DEVELOPMENT & ACQU NV 8.01,9.01 05/09/08 UNIVERSAL PROPERTY DEVELOPMENT & ACQU NV 8.01,9.01 05/09/08 UNIVERSAL PROPERTY DEVELOPMENT & ACQU NV 4.02 05/09/08 URBAN OUTFITTERS INC PA 2.02,9.01 05/08/08 US CONCRETE INC DE 2.02,9.01 05/12/08 US ENERGY CORP WY 8.01,9.01 05/12/08 USA Mobility, Inc DE 7.01,9.01 05/07/08 UTILITIES HOLDERS SM TRUST NY 8.01,9.01 03/31/08 uWink, Inc. UT 2.01 05/08/08 VAALCO ENERGY INC /DE/ DE 2.02,8.01,9.01 05/09/08 VALSPAR CORP DE 2.02,9.01 05/12/08 VANGUARD HEALTH SYSTEMS INC DE 5.02,9.01 05/09/08 VANGUARD HEALTH SYSTEMS INC DE 2.02,9.01 05/12/08 Vanguard Natural Resources, LLC DE 4.02 05/12/08 VCG HOLDING CORP CO 2.02,9.01 05/12/08 VECTOR GROUP LTD DE 2.02,9.01 05/12/08 VELOCITY ASSET MANAGEMENT INC DE 1.01,3.02,9.01 05/06/08 Venoco, Inc. DE 1.01,9.01 05/09/08 Venoco, Inc. DE 2.02,9.01 05/12/08 VERAMARK TECHNOLOGIES INC DE 2.02 05/12/08 VERENIUM CORP DE 5.02,9.01 05/12/08 VERISIGN INC/CA DE 5.03,9.01 05/06/08 VICTORY ENERGY CORP NV 8.01,9.01 05/12/08 VIPR Industries Inc NV 8.01 05/11/08 VISANT CORP 2.02,9.01 05/12/08 VISANT HOLDING CORP 2.02,9.01 05/12/08 VISTA GOLD CORP 7.01,8.01,9.01 05/08/08 VISUAL MANAGEMENT SYSTEMS INC NV 9.01 07/17/07 AMEND Vyteris Holdings (Nevada), Inc. NV 5.02,5.03 05/06/08 WARNACO GROUP INC /DE/ DE 2.02,9.01 05/12/08 WEBSITE PROS INC DE 2.02,9.01 05/12/08 WELLMAN INC DE 1.01,2.02,7.01,9.01 05/08/08 WESTMORELAND COAL CO DE 2.02,9.01 05/09/08 Whitehall Jewelers Holdings, Inc. DE 5.02 05/08/08 WHITING USA TRUST I DE 2.02,9.01 05/12/08 WILLIAMS COMPANIES INC DE 8.01,9.01 05/08/08 WILLIS GROUP HOLDINGS LTD D0 5.02 05/05/08 WILLIS LEASE FINANCE CORP DE 2.02,9.01 05/12/08 WINLAND ELECTRONICS INC MN 1.01,9.01 05/12/08 WIRELESS HOLDRS TRUST NY 8.01,9.01 03/31/08 WMS INDUSTRIES INC /DE/ DE 2.02 05/09/08 XATA CORP /MN/ MN 2.02 05/12/08 XM SATELLITE RADIO HOLDINGS INC DE 2.02,9.01 05/12/08 XM SATELLITE RADIO HOLDINGS INC DE 8.01,9.01 02/28/08 XOMA LTD /DE/ DE 8.01,9.01 05/09/08 YORK WATER CO PA 1.01,2.03,9.01 05/07/08 YOUNG BROADCASTING INC /DE/ DE 5.02,9.01 05/06/08 YUHE INTERNATIONAL, INC. NV 9.01 05/12/08 AMEND ZILA INC DE 5.02,9.01 05/09/08 ZIOPHARM ONCOLOGY INC 2.02,9.01 05/12/08 ZONES INC WA 2.02,9.01 04/24/08