RECENT 8K FILINGS May 12, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 2.02,9.01 05/08/08 1st Century Bancshares, Inc. DE 8.01 05/09/08 21ST CENTURY HOLDING CO FL 1.01,5.02,9.01 05/05/08 AMEND 3D SYSTEMS CORP DE 2.02,7.01,9.01 05/08/08 ABM INDUSTRIES INC /DE/ DE 5.02,8.01,9.01 05/06/08 Access Plans USA, Inc. OK 2.02 05/09/08 ACETO CORP NY 2.02,9.01 05/09/08 ACNB CORP PA 7.01,9.01 05/06/08 ACTION PRODUCTS INTERNATIONAL INC FL 3.01,9.01 05/09/08 ADOLOR CORP 8.01,9.01 05/09/08 AEHR TEST SYSTEMS CA 1.01,9.01 05/08/08 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 05/09/08 AES CORP DE 2.02,7.01,9.01 05/08/08 AHERN RENTALS INC 8.01,9.01 05/08/08 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 05/09/08 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 05/08/08 ALLIANT TECHSYSTEMS INC DE 1.02,2.02,9.01 05/09/08 ALLIN CORP DE 2.02,9.01 05/07/08 ALMOST FAMILY INC DE 8.01,9.01 05/09/08 Alphatec Holdings, Inc. DE 1.01,9.01 05/05/08 Alphatec Holdings, Inc. DE 5.02,9.01 05/05/08 AMAZON COM INC DE 8.01,9.01 05/09/08 AMBAC FINANCIAL GROUP INC DE 7.01,9.01 05/02/08 AMCOL INTERNATIONAL CORP DE 5.02,9.01 05/09/08 AMCORE FINANCIAL INC NV 1.01,5.02,9.01 05/05/08 AMERICAN APPAREL, INC DE 7.01,9.01 05/07/08 AMERICAN CONSUMERS INC GA 2.03,9.01 05/05/08 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 05/08/08 AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 05/09/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 2.02,9.01 05/09/08 AMERICAN TECHNOLOGY CORP /DE/ DE 2.02,9.01 05/09/08 AMERICHIP INTERNATIONAL INC 8.01 05/05/08 AMERIGROUP CORP 5.02,7.01,9.01 05/08/08 AMPEX CORP /DE/ DE 3.01,9.01 05/06/08 ANNTAYLOR STORES CORP DE 3.01 05/05/08 APAC CUSTOMER SERVICE INC IL 7.01,9.01 05/06/08 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 05/07/08 Argo Group International Holdings, Lt 5.02,9.01 05/05/08 ARRAY BIOPHARMA INC DE 8.01,9.01 05/07/08 ARROWHEAD RESEARCH CORP DE 1.01,9.01 05/05/08 ARTESIAN RESOURCES CORP DE 1.01 05/05/08 ASCENDIA BRANDS, INC. DE 5.02 05/05/08 ASIAINFO HOLDINGS INC DE 7.01,9.01 05/09/08 ASSISTED LIVING CONCEPTS INC NV 5.02,9.01 05/05/08 Atlas Energy Resources, LLC DE 1.01,2.03,8.01,9.01 05/06/08 AUDIOVOX CORP DE 8.01,9.01 05/07/08 AUTOLIV INC DE 5.05,9.01 05/09/08 AVANIR PHARMACEUTICALS CA 5.02 05/06/08 AXESSTEL INC NV 7.01,9.01 05/09/08 B&G Foods, Inc. DE 5.02,9.01 05/06/08 BAKERS FOOTWEAR GROUP INC MO 1.01,2.02,2.03,3.02,7.01,9.01 05/08/08 BALCHEM CORP MD 2.02,9.01 05/08/08 BALLISTIC RECOVERY SYSTEMS INC MN 5.02 05/05/08 BankFinancial CORP 5.02,9.01 05/06/08 BEACON POWER CORP DE 2.02,9.01 05/09/08 BERKELEY TECHNOLOGY LTD 2.02,7.01 03/31/08 Biodel Inc 2.02,9.01 05/09/08 BIOMIMETIC THERAPEUTICS, INC. DE 2.02,9.01 05/08/08 BIONOVO INC DE 2.02 05/08/08 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 05/09/08 Blackwater Midstream Corp. NV 1.01,5.02 05/07/08 BLUE HOLDINGS, INC. NV 5.02,9.01 05/05/08 Boardwalk Pipeline Partners, LP DE 5.02,7.01,9.01 05/09/08 BOTETOURT BANKSHARES INC VA 2.02,9.01 05/09/08 Brilliant Technologies, CORP 8.01,9.01 05/06/08 Bronco Drilling Company, Inc. DE 2.02,7.01,9.01 05/09/08 BROOKS AUTOMATION INC DE 2.02,9.01 05/08/08 BRT REALTY TRUST MA 2.02,9.01 05/08/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/09/08 Buckingham Exploration Inc. NV 1.01,9.01 05/05/08 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 05/08/08 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 05/09/08 CALIFORNIA COASTAL COMMUNITIES INC DE 2.02,9.01 05/07/08 CALIFORNIA STEEL INDUSTRIES INC 5.02 05/08/08 CAMCO FINANCIAL CORP DE 1.01,9.01 05/07/08 CANEUM INC NV 5.02 04/30/08 CANO PETROLEUM, INC 2.02,7.01,9.01 05/09/08 CAPITAL CORP OF THE WEST CA 4.01,9.01 05/09/08 CAPITAL CORP OF THE WEST CA 4.01,9.01 05/02/08 AMEND CapLease, Inc. 2.02,9.01 05/09/08 CAPTARIS INC WA 2.02,9.01 05/09/08 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 05/08/08 CAREY W P & CO LLC DE 7.01,9.01 05/09/08 CASH TECHNOLOGIES INC DE 1.01,2.01,3.02 05/05/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 05/09/08 CHARMING SHOPPES INC PA 5.03,9.01 05/05/08 CHARMING SHOPPES INC PA 1.01,9.01 05/08/08 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/08/08 CHENIERE ENERGY INC DE 2.02,9.01 05/09/08 Cheniere Energy Partners, L.P. DE 2.02,9.01 05/09/08 China Energy Recovery, Inc. DE 9.01 04/15/08 AMEND CHINA SECURITY & SURVEILLANCE TECHNOL DE 2.02,5.02,9.01 05/09/08 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 05/09/08 CIRCUIT CITY STORES INC VA 1.01,8.01,9.01 05/08/08 CITIGROUP INC DE 7.01,9.01 05/09/08 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,9.01 05/09/08 Clear Channel Outdoor Holdings, Inc. DE 2.02,9.01 05/09/08 CLECO CORP LA 5.02,9.01 05/07/08 CLECO CORP LA 5.02,9.01 05/07/08 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 05/09/08 Coleman Cable, Inc. DE 2.02,9.01 05/08/08 COLLECTORS UNIVERSE INC DE 2.02,9.01 05/09/08 COLOMBIA GOLDFIELDS LTD 7.01,9.01 05/09/08 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,9.01 05/05/08 Compass Diversified Holdings DE 1.01,9.01 05/08/08 COMPOSITE TECHNOLOGY CORP NV 1.01,3.02,9.01 05/09/08 CONSOLIDATED EDISON INC NY 8.01 05/08/08 CONSOLIDATED EDISON INC NY 7.01,8.01,9.01 05/09/08 Copano Energy, L.L.C. DE 5.02 05/05/08 Core-Mark Holding Company, Inc. DE 8.01,9.01 05/09/08 CORNELL COMPANIES INC DE 2.02,9.01 05/09/08 COST PLUS INC/CA/ CA 5.02 05/05/08 CRANE CO /DE/ DE 5.04,9.01 05/09/08 CREATIVE VISTAS INC AZ 5.02,9.01 05/05/08 CSX CORP VA 5.02,9.01 05/06/08 CYTOGEN CORP DE 2.01,2.04,3.01,5.01,5.02,5.03, 05/08/08 8.01 CYTOGEN CORP DE 2.02,9.01 05/08/08 CYTORI THERAPEUTICS, INC. DE 2.02,9.01 05/09/08 DARLING INTERNATIONAL INC DE 2.02,9.01 05/05/08 DATASCOPE CORP DE 2.02,9.01 05/08/08 DELPHI CORP DE 2.02,9.01 05/09/08 DELPHI FINANCIAL GROUP INC/DE DE 7.01,9.01 05/08/08 DELTATHREE INC DE 2.02,9.01 03/05/08 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 05/09/08 Dividend Capital Total Realty Trust I MD 5.02 05/08/08 DOLLAR FINANCIAL CORP DE 2.02,9.01 05/05/08 DOMINION RESOURCES INC /VA/ VA 5.02 05/07/08 DreamWorks Animation SKG, Inc. 5.02,9.01 05/07/08 DRI CORP NC 7.01,9.01 05/09/08 DRIL-QUIP INC DE 2.02,7.01,9.01 05/09/08 DRS TECHNOLOGIES INC DE 8.01,9.01 05/09/08 Duke Energy CORP DE 1.01 05/09/08 E COM VENTURES INC FL 2.02,9.01 05/08/08 EARTHLINK INC DE 5.02,9.01 05/08/08 Eastern Insurance Holdings, Inc. PA 2.02,9.01 05/08/08 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.03 05/07/08 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 05/08/08 EMCORE CORP NJ 2.02,7.01,9.01 05/07/08 EMVELCO CORP. DE 1.01,2.01,2.03,9.01 05/01/08 AMEND ENTEGRIS INC MN 5.02 05/07/08 ENZO BIOCHEM INC NY 1.01,2.01,3.02,8.01,9.01 05/08/08 EPICEPT CORP 1.01,9.01 05/07/08 EPICEPT CORP 3.01,9.01 05/07/08 EQUINIX INC DE 1.01 05/06/08 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 05/08/08 ESSA Bancorp, Inc. PA 5.02,7.01,9.01 05/08/08 eTelecare Global Solutions, Inc. 1.01 05/07/08 ETRIALS WORLDWIDE INC. 2.02,9.01 03/31/08 EVERGREEN ENERGY INC DE 8.01,9.01 05/09/08 EXACTECH INC FL 8.01,9.01 05/08/08 EXOPACK HOLDING CORP 8.01 05/08/08 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 05/08/08 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 05/07/08 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 5.02,9.01 05/07/08 FAIRPOINT COMMUNICATIONS INC DE 5.02 05/06/08 FBL FINANCIAL GROUP INC IA 2.02 05/08/08 Federal Home Loan Bank of Pittsburgh PA 2.02,9.01 05/09/08 Feldman Mall Properties, Inc. MD 5.02,9.01 05/08/08 FIBERNET TELECOM GROUP INC\ DE 2.02,9.01 05/09/08 FiberTower CORP DE 2.02,9.01 05/08/08 First Advantage Bancorp 2.02 05/08/08 FIRST FINANCIAL SERVICE CORP KY 8.01 05/09/08 FIRST PRIORITY FINANCIAL CORP. PA 9.01 02/29/08 AMEND FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 05/08/08 FLUOR CORP DE 5.02,5.03,8.01,9.01 05/06/08 FOAMEX INTERNATIONAL INC DE 8.01,9.01 05/09/08 FOOTSTAR INC DE 1.01,8.01,9.01 05/09/08 FORCE PROTECTION INC NV 1.01,2.03,9.01 05/06/08 FORD MOTOR CO DE 8.01,9.01 05/09/08 FOREST OIL CORP NY 5.02,5.03,7.01,9.01 05/08/08 FOX PETROLEUM INC. NV 1.01,2.03,5.02,5.05,9.01 04/01/08 FRANKLIN BANK CORP 2.04 05/05/08 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01 05/06/08 FREMONT GENERAL CORP NV 8.01,9.01 05/09/08 FRIENDLY ENERGY CORP NV 3.03,4.01,5.03 05/08/08 AMEND FTI CONSULTING INC MD 7.01,9.01 05/07/08 Future Now Group Inc. NV 1.01,3.02,9.01 05/09/08 G III APPAREL GROUP LTD /DE/ DE 1.01,9.01 05/07/08 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 05/08/08 GateHouse Media, Inc. DE 2.02,9.01 05/09/08 GENCOR INDUSTRIES INC DE 3.01,5.02,9.01 05/07/08 GENERAL MILLS INC DE 5.02 05/05/08 GENEREX BIOTECHNOLOGY CORP DE 5.02 05/06/08 GENIUS PRODUCTS INC DE 7.01,9.01 05/09/08 Geopulse Exploration Inc. NV 5.02 05/05/08 GILEAD SCIENCES INC DE 5.02,5.03,7.01,9.01 05/07/08 Global Cash Access Holdings, Inc. DE 5.02 05/07/08 Granahan McCourt Acquisition CORP DE 2.03 05/05/08 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 05/08/08 GRAY TELEVISION INC GA 2.02,9.01 05/09/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 8.01,9.01 05/09/08 HALOZYME THERAPEUTICS INC DE 2.02,9.01 05/08/08 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 05/09/08 HARRAHS ENTERTAINMENT INC DE 2.02,9.01 05/09/08 HARTFORD LIFE INSURANCE CO CT 9.01 05/09/08 HARTFORD LIFE INSURANCE CO CT 9.01 05/09/08 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.02 05/08/08 HAWK CORP DE 7.01,9.01 03/31/08 HeartWare LTD C3 7.01,9.01 05/09/08 HENNESSY ADVISORS INC 2.02,9.01 05/08/08 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 05/08/08 HERITAGE OAKS BANCORP CA 7.01 05/09/08 Hiland Holdings GP, LP DE 2.01,7.01,9.01 05/08/08 Hiland Partners, LP 2.01,7.01,9.01 05/08/08 Hill International, Inc. DE 2.02,9.01 05/07/08 Hillenbrand, Inc. IN 5.02,9.01 05/06/08 HNI CORP IA 5.02 05/06/08 HOVNANIAN ENTERPRISES INC DE 2.06,8.01,9.01 05/05/08 Huntsman CORP DE 2.02,9.01 05/09/08 Hybred International, Inc. CO 1.01,2.01,2.02,3.02,3.03,5.01, 02/08/08 5.02,5.06,9.01 I2 TECHNOLOGIES INC DE 5.02,8.01,9.01 05/05/08 IHOP CORP DE 8.01,9.01 05/07/08 IHS Inc. DE 8.01 04/24/08 IMAX CORP A6 1.01,3.02 05/05/08 IMMUNICON CORP 1.01,8.01 05/05/08 INDEPENDENT BANK CORP MA 8.01 05/09/08 INFORM WORLDWIDE HOLDINGS INC FL 1.01 05/09/08 Ingen Technologies, Inc. 1.01,9.01 05/09/08 INLAND WESTERN RETAIL REAL ESTATE TRU MD 8.01,9.01 05/09/08 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 05/09/08 INTERNATIONAL WIRE GROUP INC DE 2.02,9.01 05/09/08 INVENTURE GROUP, INC. DE 5.02,8.01,9.01 05/05/08 INVESTORS TITLE CO NC 2.02,9.01 03/31/08 IRON MOUNTAIN INC DE 5.02 05/09/08 IRVINE SENSORS CORP/DE/ DE 3.02 05/05/08 J P MORGAN CHASE & CO DE 9.01 05/07/08 Jade Mountain CORP NV 5.03,8.01,9.01 05/09/08 JAVELIN PHARMACEUTICALS, INC DE 1.01,9.01 05/08/08 JAZZ PHARMACEUTICALS INC DE 1.01,1.02,3.02,5.05,9.01 05/06/08 JESUP & LAMONT, INC. FL 5.02 05/05/08 JMP Group Inc. DE 2.02,5.02,9.01 05/08/08 Jpak Group, Inc. 5.02 05/09/08 K12 INC DE 2.02,9.01 05/08/08 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 2.02,7.01,9.01 05/09/08 Kingston Mines Ltd. NV 1.01,5.02 05/05/08 Kodiak Oil & Gas Corp 2.02,9.01 05/08/08 Koppers Holdings Inc. PA 2.02,9.01 05/08/08 L-1 IDENTITY SOLUTIONS, INC. DE 9.01 03/05/08 AMEND LANDRYS RESTAURANTS INC 2.02,9.01 05/09/08 LANNETT CO INC DE 8.01,9.01 05/07/08 LANTRONIX INC DE 2.02,9.01 05/08/08 LaPorte Bancorp, Inc. X1 8.01,9.01 05/09/08 Lazard Group LLC DE 5.02,8.01,9.01 05/06/08 Lazard Ltd D0 5.02,8.01,9.01 05/06/08 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 05/09/08 LEAR CORP DE 5.02,8.01,9.01 05/07/08 Legacy Bancorp, Inc. DE 7.01,9.01 05/08/08 LEHMAN ABS CORP KRAFT FOODS NOTE BACK DE 8.01,9.01 05/01/08 LENOX GROUP INC DE 3.01,9.01 05/08/08 LEUCADIA NATIONAL CORP NY 8.01,9.01 05/09/08 LEXINGTON REALTY TRUST MD 2.02,7.01,9.01 05/08/08 M & F WORLDWIDE CORP DE 2.02,9.01 05/09/08 MACATAWA BANK CORP MI 3.01,9.01 05/06/08 MAINLAND RESOURCES INC. NV 3.02,9.01 05/07/08 MANNATECH INC TX 2.02,9.01 05/09/08 Marani Brands, Inc. NV 4.01,9.01 05/02/08 MARINE PRODUCTS CORP DE 8.01,9.01 05/09/08 MARLIN BUSINESS SERVICES CORP 2.02 05/08/08 MARTEN TRANSPORT LTD DE 5.02,9.01 05/06/08 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 05/08/08 Marvel Entertainment, Inc. DE 2.02,9.01 05/06/08 MATHSTAR INC MN 2.02,9.01 05/08/08 MAXYGEN INC DE 5.02,9.01 05/07/08 MEDALLION FINANCIAL CORP DE 2.02,9.01 05/08/08 MEDIFAST INC DE 5.02 05/09/08 MEDIS TECHNOLOGIES LTD DE 8.01 05/09/08 MERIDIAN RESOURCE CORP TX 8.01 05/08/08 MERIDIAN RESOURCE CORP TX 2.02 05/09/08 MERRILL LYNCH & CO INC DE 8.01,9.01 05/08/08 MERRILL LYNCH & CO INC DE 8.01,9.01 05/08/08 MERRILL LYNCH & CO INC DE 8.01,9.01 05/08/08 MICHAEL FOODS INC/NEW DE 2.02,9.01 05/09/08 MICRON ENVIRO SYSTEMS INC NV 8.01 05/09/08 MIDDLEFIELD BANC CORP OH 5.02,9.01 05/08/08 MILLENNIUM CELL INC DE 3.02 05/05/08 MISONIX INC NY 2.02,9.01 05/08/08 MIVA, INC. DE 2.02,9.01 05/07/08 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 05/09/08 MOBICLEAR INC. PA 5.02,9.01 05/08/08 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 05/09/08 MRV COMMUNICATIONS INC DE 8.01 05/08/08 MULTIMEDIA GAMES INC TX 2.02,9.01 05/07/08 MWI Veterinary Supply, Inc. DE 7.01,9.01 05/09/08 NANOMETRICS INC DE 1.01,5.03,9.01 05/05/08 National CineMedia, Inc. DE 8.01 05/09/08 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 05/08/08 Newport Gold, Inc. NV 8.01,9.01 05/08/08 NEWTEK BUSINESS SERVICES INC NY 2.02,8.01,9.01 05/05/08 NORFOLK SOUTHERN CORP VA 8.01,9.01 05/09/08 NORTEK INC DE 2.02,9.01 03/29/08 NORTH COAST PARTNERS INC DE 1.01,5.02,9.01 05/07/08 NORTHERN ETHANOL, INC. DE 1.01,9.01 05/05/08 NOVA BIOSOURCE FUELS, INC. NV 7.01,9.01 05/08/08 NOVAVAX INC DE 2.02,9.01 05/09/08 NPC INTERNATIONAL INC KS 2.02,9.01 05/09/08 NTK Holdings, Inc. DE 2.02,9.01 03/29/08 Nutradyne Group, Inc. DE 5.03,7.01,9.01 05/05/08 NYMAGIC INC NY 2.02,9.01 05/05/08 Oak Ridge Financial Services, Inc. NC 2.02,9.01 05/08/08 Omrix Biopharmaceuticals, Inc. DE 2.02 05/08/08 Onstream Media CORP FL 8.01,9.01 05/09/08 ORAGENICS INC FL 8.01,9.01 05/09/08 ORBIT INTERNATIONAL CORP DE 2.02 05/08/08 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 05/09/08 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 05/09/08 OUTDOOR CHANNEL HOLDINGS INC 8.01 05/09/08 OYO GEOSPACE CORP DE 2.02,9.01 05/09/08 Pacific Asia Petroleum Inc 8.01,9.01 05/09/08 PACIFICHEALTH LABORATORIES INC DE 5.02,8.01 05/07/08 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 2.02,9.01 05/08/08 Patriot Capital Funding, Inc. DE 2.02,9.01 05/09/08 PEABODY ENERGY CORP DE 5.02,9.01 05/08/08 PECO II INC OH 3.03,5.02,7.01,9.01 05/06/08 PENFORD CORP WA 8.01 05/05/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 05/06/08 PHH CORP MD 2.02,5.02,9.01 05/08/08 PHH Mortgage Trust, Series 2008-CIM1 DE 1.01,9.01 05/08/08 PIER 1 IMPORTS INC/DE DE 5.02 05/09/08 Pioneer Southwest Energy Partners L.P DE 1.01,2.01,3.02,5.03,9.01 05/06/08 PIZZA INN INC /MO/ MO 2.02,9.01 03/23/08 PLY GEM HOLDINGS INC DE 9.01 05/07/08 PNM RESOURCES INC NM 1.01,2.03,9.01 05/08/08 POLYCOM INC DE 5.02,5.03,9.01 05/05/08 POLYMEDIX INC 7.01,9.01 05/09/08 POMEROY IT SOLUTIONS INC DE 8.01 05/06/08 POP N GO INC DE 5.02 05/09/08 PREFORMED LINE PRODUCTS CO OH 2.02,9.01 05/09/08 Pregis Holding II CORP DE 2.02,9.01 05/09/08 PREMIER EXHIBITIONS, INC. 8.01 05/09/08 PRESSTEK INC /DE/ DE 2.02,9.01 05/09/08 PRICELINE COM INC DE 2.02,7.01,9.01 05/08/08 PRO-FAC COOPERATIVE INC 2.02,9.01 05/09/08 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 05/08/08 PRUDENTIAL FINANCIAL INC NJ 2.03 05/09/08 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 5.02 05/08/08 Public Storage MD 2.02,9.01 03/31/08 PULMO BIOTECH INC. DE 7.01 05/09/08 QSGI INC. DE 1.01,9.01 05/09/08 RADIAN GROUP INC DE 5.02,9.01 05/05/08 RALCORP HOLDINGS INC /MO MO 2.02,9.01 05/08/08 RAM ENERGY RESOURCES INC DE 2.02,9.01 05/08/08 RAMBUS INC DE 8.01,9.01 05/09/08 RBC Bearings INC 8.01,9.01 05/09/08 RED TRAIL ENERGY, LLC 2.02,7.01,9.01 05/08/08 Redpoint Bio CORP 8.01,9.01 05/09/08 Regency Energy Partners LP DE 8.01,9.01 05/09/08 Regency Energy Partners LP DE 9.01 05/09/08 REMOTE KNOWLEDGE INC DE 8.01 05/08/08 RENTECH INC /CO/ CO 2.02,9.01 05/09/08 REX ENERGY CORP DE 2.02,9.01 05/09/08 RICKS CABARET INTERNATIONAL INC TX 5.02,9.01 05/08/08 ROGERS CORP MA 1.01,7.01,9.01 05/09/08 Rosetta Resources Inc. DE 2.02,9.01 05/08/08 RR Donnelley & Sons Co DE 8.01,9.01 05/06/08 SANDERS MORRIS HARRIS GROUP INC TX 2.02,9.01 05/09/08 SCICLONE PHARMACEUTICALS INC DE 5.02,9.01 05/09/08 SCOTTS LIQUID GOLD INC CO 5.02 05/09/08 Security Capital Assurance Ltd D0 2.02,7.01,9.01 05/08/08 Security Capital Assurance Ltd D0 5.02,9.01 05/06/08 SENIOR HOUSING PROPERTIES TRUST MD 1.01,9.01 05/05/08 SERVICE 1ST BANCORP CA 5.02,9.01 05/09/08 SGS International, Inc. DE 2.02,9.01 05/09/08 SHELLS SEAFOOD RESTAURANTS INC DE 2.02 05/09/08 Shire plc 8.01,9.01 05/09/08 SIERRA PACIFIC RESOURCES /NV/ NV 5.02,5.03,9.01 05/06/08 SILGAN HOLDINGS INC DE 5.02 05/06/08 SIMON PROPERTY GROUP INC /DE/ DE 1.01,9.01 05/08/08 SIRF TECHNOLOGY HOLDINGS INC 5.02 05/09/08 SIRVA INC DE 1.03,9.01 05/07/08 SIRVA INC DE 1.01,9.01 03/21/08 AMEND Skilled Healthcare Group, Inc. DE 5.02,9.01 05/08/08 SLM Student Loan Trust 2005-7 DE 1.01,9.01 05/09/08 SOMANETICS CORP MI 8.01,9.01 05/09/08 SONUS PHARMACEUTICALS INC DE 3.01,9.01 05/06/08 SOUTH FINANCIAL GROUP INC SC 5.03,7.01,8.01,9.01 05/08/08 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 03/31/08 SOUTHERN CONNECTICUT BANCORP INC CT 1.01,5.02,8.01,9.01 05/09/08 SOUTHERN UNION CO DE 2.02,7.01,9.01 05/08/08 SOUTHWEST GAS CORP CA 5.02 05/07/08 SPARTON CORP OH 2.02,9.01 05/09/08 Specialty Underwriters Alliance, Inc. DE 2.02 05/08/08 ST. LAWRENCE ENERGY CORP. DE 4.01,9.01 05/05/08 STAGE STORES INC NV 8.01,9.01 05/08/08 STAPLES INC DE 1.01,9.01 05/05/08 State Auto Financial CORP OH 5.02,9.01 05/05/08 STEAK & SHAKE CO IN 5.02,9.01 05/05/08 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 04/30/08 AMEND STILLWATER MINING CO /DE/ DE 2.02,9.01 05/08/08 STONEMOR PARTNERS LP DE 2.02,9.01 05/09/08 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01 05/05/08 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01 05/05/08 Summer Infant, Inc. DE 2.02,9.01 05/08/08 SUN HYDRAULICS CORP FL 2.02,9.01 05/07/08 SUPREME INDUSTRIES INC DE 8.01,9.01 05/06/08 SYMANTEC CORP DE 5.02 05/07/08 SYNNEX CORP DE 1.01,8.01,9.01 05/05/08 TBS INTERNATIONAL LTD 2.02,9.01 05/08/08 Team Finance LLC DE 2.02,7.01,9.01 05/08/08 TECHNOLOGY SOLUTIONS COMPANY DE 1.01,2.01,7.01,9.01 05/05/08 TECHTEAM GLOBAL INC DE 2.02,9.01 05/08/08 TEJON RANCH CO DE 2.02,9.01 05/09/08 Tennessee Valley Authority 5.02 04/16/08 TEPPCO PARTNERS LP DE 8.01,9.01 03/31/08 THEATER XTREME ENTERTAINMENT GROUP, I FL 1.01,9.01 05/05/08 TIBCO SOFTWARE INC DE 5.02,9.01 05/06/08 TLC VISION CORP A6 8.01,9.01 05/09/08 TRANSCAT INC OH 5.02 05/05/08 TransDigm Group INC DE 1.01,9.01 05/07/08 TRC COMPANIES INC /DE/ DE 2.02,9.01 05/08/08 Triangle Capital CORP MD 5.02,9.01 05/07/08 TRIARC COMPANIES INC DE 2.02,9.01 05/09/08 TRINITY INDUSTRIES INC DE 5.02 05/05/08 TRIPLE-S MANAGEMENT CORP 7.01,9.01 05/06/08 Tropicana Entertainment, LLC DE 1.03,9.01 05/06/08 TRUE RELIGION APPAREL INC DE 2.02,9.01 05/08/08 TUCOWS INC /PA/ PA 2.02,9.01 05/07/08 U S GLOBAL INVESTORS INC TX 2.02,9.01 05/09/08 U S GOLD CORP CO 7.01,9.01 05/08/08 U-Store-It Trust MD 2.02,9.01 05/08/08 UBS Managed Futures LLC (Aspect Serie 5.02 05/06/08 UCN INC DE 5.02 05/06/08 UMH PROPERTIES, INC. MD 2.02,9.01 05/09/08 UNISOURCE ENERGY CORP AZ 2.02,9.01 05/07/08 UNIT CORP DE 5.03,9.01 05/07/08 UNITED AMERICAN CORP FL 4.01,9.01 05/08/08 UNITED RENTALS INC /DE DE 7.01 05/07/08 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 05/08/08 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01 05/09/08 Universal City Florida Holding Co. I FL 7.01 05/09/08 UNIVERSAL FOG INC 4.01 05/08/08 UNIVISION COMMUNICATIONS INC DE 2.01,9.01 05/05/08 URANIUM ENERGY CORP NV 4.02,8.01 05/08/08 US BIODEFENSE INC UT 5.02 05/05/08 US Oncology Holdings, Inc. DE 2.02,9.01 05/08/08 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 05/09/08 VION PHARMACEUTICALS INC DE 2.02,3.01,8.01,9.01 05/08/08 VIRGIN MEDIA INC. DE 5.02,9.01 05/07/08 VIRGINIA ELECTRIC & POWER CO VA 5.02 05/07/08 VISANT CORP 5.02 05/07/08 VISANT HOLDING CORP 5.02 05/07/08 VITAL SIGNS INC NJ 2.02,9.01 05/08/08 Warner Chilcott Ltd D0 2.02,9.01 05/09/08 WARREN RESOURCES INC MD 2.02,7.01,9.01 05/09/08 WESTAR ENERGY INC /KS KS 2.02,9.01 05/09/08 WINDSTREAM CORP DE 2.02,9.01 05/09/08 WINLAND ELECTRONICS INC MN 5.02,8.01,9.01 05/08/08 Winthrop Realty Trust OH 2.02,7.01,9.01 05/08/08 ZAREBA SYSTEMS INC MN 2.02,9.01 05/09/08 Zep Inc. 5.02 05/09/08 ZIMMER HOLDINGS INC DE 5.02,5.03,9.01 05/05/08 ZIOPHARM ONCOLOGY INC 8.01,9.01 05/09/08 ZULU ENERGY CORP. CO 1.01,3.02,7.01,9.01 05/09/08