RECENT 8K FILINGS May 8, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 4C Controls Inc 1.01,9.01 05/01/08 ACCO BRANDS CORP DE 2.02,9.01 05/07/08 ACHILLION PHARMACEUTICALS INC 2.02,9.01 05/07/08 ADEPT TECHNOLOGY INC CA 2.02,9.01 05/07/08 Advanced Life Sciences Holdings, Inc. 2.02,9.01 05/07/08 ADVOCAT INC DE 2.02,9.01 05/07/08 AEROCENTURY CORP DE 5.03 05/06/08 AeroVironment Inc DE 5.02,8.01 05/01/08 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 05/01/08 Affinity Media International Corp., DE 1.01,3.02,9.01 05/07/08 AIRSPAN NETWORKS INC WA 2.02,9.01 05/07/08 ALAMO GROUP INC DE 2.02,9.01 05/07/08 ALDILA INC DE 1.01,2.02,5.02,7.01,9.01 05/07/08 ALESCO FINANCIAL INC 2.02,9.01 05/06/08 ALLERGAN INC DE 2.02,9.01 05/07/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/07/08 ALLIED CAPITAL CORP MD 2.02,9.01 05/07/08 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 05/07/08 ALLOS THERAPEUTICS INC DE 2.02,9.01 05/07/08 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 05/07/08 Alternative Loan Trust Resecuritizati DE 8.01,9.01 04/18/08 AMAZON BIOTECH INC 5.02 03/28/08 AMBASSADORS INTERNATIONAL INC DE 2.02,9.01 05/05/08 AMCOMP INC /FL DE 2.02,9.01 05/06/08 AMCORE FINANCIAL INC NV 5.02,9.01 05/06/08 AMERICAN CAPITAL STRATEGIES LTD 2.02,9.01 05/06/08 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 05/06/08 AMERICAN ELECTRIC POWER CO INC NY 7.01 05/07/08 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 05/07/08 AMERICAN RIVER BANKSHARES CA 7.01,9.01 05/07/08 AMERICANWEST BANCORPORATION WA 7.01,9.01 05/07/08 AMN HEALTHCARE SERVICES INC DE 1.01,2.02,9.01 05/02/08 AMPEX CORP /DE/ DE 8.01,9.01 05/06/08 AMREIT TX 2.02,9.01 05/06/07 AMREIT TX 5.03,9.01 05/01/08 AMSURG CORP TN 7.01,9.01 05/07/08 ANGEION CORP/MN MN 4.01,9.01 05/01/08 ANGELES INCOME PROPERTIES LTD 6 CA 5.02 04/30/08 ANGELES INCOME PROPERTIES LTD II CA 5.02 04/30/08 ANGELES OPPORTUNITY PROPERTIES LTD CA 5.02 04/30/08 ANGELES PARTNERS X CA 5.02 04/30/08 ANGELES PARTNERS XI CA 5.02 04/30/08 ANGELES PARTNERS XII CA 5.02 04/30/08 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 05/07/08 APPLIED DIGITAL SOLUTIONS INC MO 2.02,9.01 05/07/08 Approach Resources Inc DE 2.02,7.01,9.01 05/06/08 AQUILA INC DE 2.02,9.01 05/06/08 ARENA PHARMACEUTICALS INC DE 2.02,8.01,9.01 05/07/08 ARIAD PHARMACEUTICALS INC DE 2.02,7.01,8.01,9.01 05/07/08 ARKANSAS BEST CORP /DE/ DE 8.01 05/07/08 ARTES MEDICAL INC 5.02,9.01 05/06/08 ARVINMERITOR INC IN 7.01,9.01 05/07/08 ASIANADA, INC. DE 1.01,9.01 05/01/08 ATS CORP DE 2.02,9.01 05/07/08 Aurora Oil & Gas CORP UT 5.02,9.01 05/06/08 AVALON PHARMACEUTICALS INC 2.02,9.01 05/07/08 AVID TECHNOLOGY INC DE 5.02 05/02/08 AVP INC DE 5.02,8.01 05/05/08 AXA FINANCIAL INC DE 2.02,9.01 05/07/08 AXCELIS TECHNOLOGIES INC DE 2.02,9.01 05/07/08 Basin Water, Inc. DE 5.02,9.01 05/06/08 BEST ENERGY SERVICES, INC. NV 7.01,9.01 05/07/08 BIG CAT ENERGY CORP 3.02,9.01 05/05/08 BIO IMAGING TECHNOLOGIES INC DE 2.02,9.01 05/07/08 BIOLASE TECHNOLOGY INC DE 2.02,9.01 05/07/08 BLACKBAUD INC 2.02,9.01 05/07/08 BLACKBOARD INC DE 2.02,5.02,9.01 05/07/08 BLOUNT INTERNATIONAL INC DE 1.01,2.01,9.01 05/02/08 BLUEFLY INC DE 2.02,9.01 05/07/08 BMC SOFTWARE INC DE 5.02 05/01/08 BNC BANCORP NC 2.02,9.01 05/07/08 BNSF RAILWAY CO DE 8.01 05/06/08 BORLAND SOFTWARE CORP DE 1.01,2.02,2.06,9.01 05/06/08 Bridge Capital Holdings CA 2.02,9.01 05/07/08 BRIGHAM EXPLORATION CO DE 2.02,9.01 05/06/08 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 8.01,9.01 05/07/08 BRISTOL MYERS SQUIBB CO DE 1.01,8.01,9.01 05/01/08 BRUSH ENGINEERED MATERIALS INC 5.02,9.01 05/07/08 BURLINGTON NORTHERN SANTA FE CORP DE 8.01 05/06/08 Calumet Specialty Products Partners, DE 2.02,7.01,9.01 05/06/08 CAMBRIDGE HEART INC DE 2.02,9.01 05/07/08 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 04/30/08 CAPITAL MARKETS TECHNOLOGIES, INC. FL 3.02,9.01 05/01/08 CAPITAL ONE FUNDING, LLC 8.01,9.01 05/06/08 CAPITAL SENIOR LIVING CORP DE 2.02,7.01,9.01 05/06/08 Caribou Coffee Company, Inc. MN 2.02,9.01 05/07/08 CASCADE BANCORP OR 7.01,9.01 05/07/08 CASUAL MALE RETAIL GROUP INC DE 5.02,9.01 05/01/08 CBIZ, Inc. DE 2.02,9.01 05/01/08 CDEX INC NV 5.02,9.01 05/01/08 Centennial Bank Holdings, Inc. DE 5.03,8.01,9.01 05/06/08 CENTER BANCORP INC NJ 2.02,9.01 04/24/08 Centerplate, Inc. DE 2.02,9.01 05/07/08 CenterStaging Corp. DE 4.01,9.01 05/07/08 CENTRAL GARDEN & PET CO DE 2.02,9.01 05/07/08 Century Petroleum Corp. NV 1.01 04/25/08 CENTURY PROPERTIES FUND XIV CA 5.02 04/30/08 CENTURY PROPERTIES FUND XIV CA 5.02 04/30/08 CENTURY PROPERTIES FUND XIX CA 5.02 04/30/08 CENTURY PROPERTIES FUND XV CA 5.02 04/30/08 CENTURY PROPERTIES FUND XVI CA 5.02 04/30/08 CENTURY PROPERTIES GROWTH FUND XXII CA 5.02 04/30/08 CEPHALON INC DE 8.01,9.01 05/06/08 CHASE ISSUANCE TRUST 8.01,9.01 05/06/08 CHATTEM INC TN 5.02,9.01 04/09/08 CHDT CORP FL 7.01,9.01 05/06/08 CHECKPOINT SYSTEMS INC PA 2.02,9.01 03/30/08 CHESAPEAKE CORP /VA/ VA 2.02,9.01 05/07/08 China Advanced Construction Materials F4 5.02,9.01 05/01/08 CHINA AGRITECH INC 4.01,9.01 04/18/08 AMEND CIT FUNDING CO, LLC 8.01,9.01 05/07/08 Citi Trends Inc 2.02,9.01 05/07/08 CITIBANK CREDIT CARD MASTER TRUST I DE 8.01 05/07/08 CITIZENS SOUTH BANKING CORP DE 7.01,9.01 05/07/08 CITY CAPITAL CORP NV 3.02 05/05/08 CLEAN HARBORS INC MA 2.02,9.01 05/07/08 CLEARWIRE CORP 8.01,9.01 05/07/08 CLEARWIRE CORP 1.01,9.01 05/07/08 CLECO CORP LA 2.02,9.01 03/31/08 CLIFTON SAVINGS BANCORP INC 2.02,9.01 05/07/08 CMR Mortgage Fund II, LLC CA 7.01,9.01 05/07/08 COATES INTERNATIONAL LTD \DE\ DE 8.01,9.01 05/02/08 COBIZ FINANCIAL INC CO 7.01,9.01 05/06/08 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 05/07/08 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 05/07/08 COMMONWEALTH EDISON CO IL 7.01,9.01 05/07/08 COMMUNITY BANKSHARES INC /SC/ SC 7.01 04/16/08 COMPUCREDIT CORP GA 2.02,9.01 05/07/08 Comtech Group Inc MD 2.02,9.01 05/07/08 CONGOLEUM CORP DE 2.02,9.01 05/06/08 CONSECO INC DE 7.01,9.01 05/07/08 CONSOLIDATED CAPITAL GROWTH FUND CA 1.01,9.01 05/01/08 CONSOLIDATED CAPITAL GROWTH FUND CA 5.02 04/30/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 04/30/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 04/30/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 04/30/08 CONSOLIDATED CAPITAL PROPERTIES III CA 5.02 04/30/08 CONSOLIDATED CAPITAL PROPERTIES IV CA 5.02 04/30/08 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 05/07/08 CONTINUCARE CORP 2.02,9.01 05/07/08 COOPER INDUSTRIES LTD 8.01 04/29/08 COOPER TIRE & RUBBER CO DE 2.02,9.01 05/07/08 CORPORATE EXECUTIVE BOARD CO DE 5.05,9.01 05/01/08 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 05/06/08 COX RADIO INC DE 2.02,9.01 05/07/08 CRAFTMADE INTERNATIONAL INC DE 2.02,7.01,9.01 05/07/08 CRDENTIA CORP DE 1.01,2.03,9.01 05/01/08 CRM Holdings, Ltd. 2.02,9.01 05/07/08 Crocs, Inc. 2.02,9.01 05/07/08 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 05/07/08 CSP INC /MA/ MA 2.02,9.01 05/07/08 CURRENT TECHNOLOGY CORP 8.01,9.01 05/02/08 Customer Acquisition Network Holdings DE 1.01,3.02,9.01 05/05/08 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,9.01 05/06/08 D&E COMMUNICATIONS INC PA 2.02,9.01 05/06/08 DAVIDSON DIVERSIFIED REAL ESTATE I LP DE 5.02 04/30/08 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 5.02 04/30/08 DAVIDSON DIVERSIFIED REAL ESTATE III DE 5.02 04/30/08 DAVIDSON GROWTH PLUS LP DE 5.02 04/30/08 DAVIDSON INCOME REAL ESTATE LP DE 5.02 04/30/08 DECODE GENETICS INC DE 2.02,9.01 05/01/08 DELPHAX TECHNOLOGIES INC MN 2.05,5.02,9.01 05/07/08 DELPHI CORP DE 5.02 05/02/08 DENTSPLY INTERNATIONAL INC /DE/ DE 8.01,9.01 05/01/08 DEVON ENERGY CORP/DE DE 2.02,9.01 05/07/08 DIALYSIS CORP OF AMERICA FL 2.02,9.01 05/07/08 DIEDRICH COFFEE INC CA 5.02 05/01/08 DIGITAL ALLY INC 5.02,8.01 05/01/08 DIRECTV GROUP INC DE 1.01,5.02,9.01 05/06/08 DIRECTV GROUP INC DE 2.02 05/07/08 DIRECTV HOLDINGS LLC DE 2.02 05/07/08 DOCUMENT SECURITY SYSTEMS INC NY 5.02 05/01/08 DOUBLE EAGLE PETROLEUM CO MD 2.02,7.01,9.01 05/07/08 Douglas Emmett Inc MD 9.01 05/06/08 DOVER SADDLERY INC 2.02,9.01 05/07/08 DREW INDUSTRIES INC DE 7.01,9.01 05/05/08 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 5.02 04/30/08 Driftwood Ventures, Inc. DE 1.01,9.01 05/01/08 DUN & BRADSTREET CORP/NW DE 2.02,5.02,9.01 05/05/08 DURECT CORP DE 2.02,9.01 05/07/08 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 05/06/08 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 05/07/08 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 05/05/08 ELOYALTY CORP DE 2.02,7.01,9.01 05/07/08 EMCORE CORP NJ 9.01 02/22/08 AMEND Emergent BioSolutions Inc. DE 2.02,9.01 05/07/08 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 05/07/08 EMS TECHNOLOGIES INC GA 5.02 05/02/08 EMVELCO CORP. DE 1.01,2.01,2.03,9.01 05/01/08 Encore Energy Partners LP DE 2.02,8.01,9.01 05/06/08 ENCORE WIRE CORP /DE/ DE 2.02,7.01,9.01 05/06/08 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 05/06/08 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 05/07/08 ENERNOC INC 2.02,9.01 05/07/08 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 4.01,9.01 05/02/08 AMEND ENZON PHARMACEUTICALS INC DE 2.02,8.01,9.01 05/07/08 Epic Bancorp 5.02 05/02/08 EPLUS INC DE 2.02,9.01 05/05/08 EQUISTAR CHEMICALS LP DE 1.01,2.03,9.01 05/06/08 EXCO RESOURCES INC TX 2.02,9.01 05/06/08 EXTERRAN HOLDINGS INC. DE 2.02,9.01 05/07/08 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 05/07/08 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 03/31/08 FERRO CORP OH 2.02,9.01 05/06/08 Fidelity National Information Service 5.02 05/01/08 FIRST DATA CORP DE 5.02 05/01/08 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 05/07/08 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 05/07/08 FIRST NATIONAL BANCSHARES INC /SC/ SC 7.01,9.01 05/07/08 FIVE STAR QUALITY CARE INC 2.02,5.02,9.01 05/07/08 FMC CORP DE 7.01,9.01 05/06/08 Forestar Real Estate Group Inc. DE 2.02,7.01,9.01 05/07/08 FOSTER WHEELER LTD D0 2.02,9.01 05/07/08 FOX STRATEGIC HOUSING INCOME PARTNERS CA 5.02 04/30/08 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 05/07/08 FURNITURE BRANDS INTERNATIONAL INC DE 5.02,9.01 05/01/08 Genpact LTD D0 5.02,9.01 05/01/08 GENTA INC DE/ DE 1.01 05/01/08 GEO GROUP INC FL 2.02,8.01,9.01 05/01/08 GEOGLOBAL RESOURCES INC. DE 8.01,9.01 05/05/08 GEORESOURCES INC CO 7.01,9.01 05/01/08 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 05/06/08 GLG Partners, Inc. DE 2.02,8.01,9.01 05/07/08 Globalstar, Inc. DE 2.02,9.01 05/07/08 GLOBECOMM SYSTEMS INC 2.02,9.01 05/07/08 GMX RESOURCES INC OK 2.02,9.01 05/06/08 GOAMERICA INC DE 1.01,8.01,9.01 05/07/08 GOLDEN STAR RESOURCES LTD 2.02,9.01 05/06/08 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 05/07/08 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 05/07/08 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 05/07/08 GREAT WEST LIFE & ANNUITY INSURANCE C CO 2.02,7.01,9.01 05/01/08 GREENBRIER COMPANIES INC DE 5.02,9.01 05/05/08 GREENBRIER COMPANIES INC DE 5.02 04/07/08 AMEND GSE SYSTEMS INC DE 1.01 05/07/08 GSE SYSTEMS INC DE 1.01 05/07/08 GTSI CORP DE 2.02,9.01 05/07/08 GULFPORT ENERGY CORP DE 2.02,9.01 05/07/08 Halcyon Jets Holdings, Inc. DE 5.02 05/01/08 HANSEN NATURAL CORP DE 2.02,9.01 05/07/08 HAWTHORN BANCSHARES, INC. MO 2.02 05/06/08 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 05/06/08 HCW PENSION REAL ESTATE FUND LTD PART MA 5.02 04/30/08 HEALTH GRADES INC DE 2.02,9.01 04/29/08 HEALTH SYSTEMS SOLUTIONS INC NV 5.02,9.01 05/01/08 HEALTHEXTRAS INC DE 2.02,9.01 05/06/08 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 05/06/08 HICKORY TECH CORP MN 2.02,9.01 05/07/08 HIRERIGHT INC 2.02,9.01 05/07/08 HLTH CORP DE 1.01,2.03 05/06/08 HMS HOLDINGS CORP 2.02,7.01,9.01 05/05/08 HOME DIAGNOSTICS INC DE 2.02,9.01 05/06/08 Homeland Security Capital CORP DE 8.01 03/13/08 AMEND HONG KONG WINALITE GROUP, INC. 1.01,9.01 05/07/08 HORACE MANN EDUCATORS CORP /DE/ DE 5.02 05/01/08 HOSPIRA INC DE 2.02,9.01 05/07/08 HOSPIRA INC DE 2.02,9.01 05/07/08 HOT TOPIC INC /CA/ CA 2.02,9.01 05/07/08 HOUSING PROGRAMS LTD CA 5.02 04/30/08 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 05/06/08 Hughes Communications, Inc. DE 2.02,9.01 05/07/08 Hughes Network Systems, LLC DE 2.02,9.01 05/07/08 ICAD INC DE 2.02,9.01 05/07/08 ID SYSTEMS INC DE 3.01,5.02,9.01 05/02/08 ID SYSTEMS INC DE 2.02,9.01 05/07/08 IKON OFFICE SOLUTIONS INC OH 8.01,9.01 05/07/08 INDEPENDENT BANK CORP MA 1.01 05/01/08 INDEPENDENT BANK CORP MA 2.01,9.01 02/29/08 AMEND INERGY HOLDINGS, L.P. 2.02,7.01,9.01 05/07/08 INERGY L P DE 2.02,7.01,9.01 05/07/08 InfoLogix Inc 1.01,1.02,2.03,9.01 05/01/08 INFORM WORLDWIDE HOLDINGS INC FL 5.02 05/07/08 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 05/06/08 AMEND Innophos Holdings, Inc. 8.01 05/06/08 INNUITY, INC. /UT/ UT 1.01,2.01,5.02,9.01 05/02/08 INOVIO BIOMEDICAL CORP 5.02,9.01 05/02/08 INTEL CORP DE 7.01 05/07/08 INTER CON PC INC 4.01 05/07/08 AMEND INTER PARFUMS INC DE 2.02,8.01,9.01 05/07/08 InterDigital, Inc. PA 2.02,9.01 05/07/08 InterMetro Communications, Inc. 1.01,2.03,3.02 04/30/08 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 05/07/08 INTERNET BRANDS, INC. DE 2.02,9.01 05/07/08 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 05/07/08 INTEST CORP DE 5.02 05/01/08 Investors Bancorp Inc DE 7.01,9.01 05/02/08 ION GEOPHYSICAL CORP DE 2.02,9.01 05/06/08 IRWIN FINANCIAL CORP IN 2.02,9.01 05/07/08 Isilon Systems, Inc. DE 2.02,9.01 05/07/08 ITRON INC /WA/ WA 5.02 05/06/08 J P MORGAN CHASE & CO DE 8.01 05/07/08 J P MORGAN CHASE & CO DE 9.01 05/06/08 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 05/06/08 Jazz Technologies, Inc. DE 2.02,9.01 05/07/08 JK Acquisition Corp. 8.01,9.01 05/06/08 JOY GLOBAL INC DE 8.01,9.01 05/06/08 KANA SOFTWARE INC DE 2.02,9.01 05/07/08 KAPSTONE PAPER & PACKAGING CORP DE 8.01,9.01 05/05/08 KBR, INC. DE 1.01 05/06/08 Kelyniam Global, Inc. NV 1.01,9.01 05/06/08 KENDLE INTERNATIONAL INC OH 2.02,9.01 05/07/08 KIMBALL INTERNATIONAL INC IN 2.02,9.01 05/07/08 KINTERA INC 2.02,9.01 05/07/08 KNIGHT CAPITAL GROUP, INC. DE 3.02,7.01,9.01 05/05/08 Kodiak Oil & Gas Corp 5.02,9.01 05/01/08 KOSAN BIOSCIENCES INC CA 5.02 05/02/08 KUSHNER LOCKE CO CA 8.01,9.01 05/06/08 LA JOLLA PHARMACEUTICAL CO DE 1.01,8.01,9.01 05/06/08 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02,9.01 05/07/08 LAKES ENTERTAINMENT INC MN 7.01,9.01 05/02/08 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 05/07/08 LANGER INC NY 1.01,1.02,9.01 05/02/08 LAPOLLA INDUSTRIES INC DE 5.02,9.01 05/05/08 Lee Fine Arts, Inc. NV 8.01 04/30/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 04/30/08 LENOX GROUP INC DE 2.02,9.01 05/06/08 LIFESCIENCES OPPORTUNITIES INC FL 5.02 05/01/08 LIQUIDITY SERVICES INC 8.01,9.01 05/06/08 LITTLEFIELD CORP DE 5.02 05/01/08 LMI AEROSPACE INC MO 2.02,9.01 05/07/08 LYONDELL CHEMICAL CO DE 1.01,2.03,9.01 05/06/08 Macrovision Solutions CORP DE 2.02,9.01 05/07/08 Macrovision Solutions CORP DE 9.01 05/02/08 AMEND MADISON GAS & ELECTRIC CO WI 2.02,9.01 05/07/08 MAGELLAN MIDSTREAM HOLDINGS LP 1.02 05/06/08 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 05/06/08 Maidenform Brands, Inc. DE 2.02,9.01 05/06/08 MAP Pharmaceuticals, Inc. DE 1.01,2.03,8.01,9.01 05/02/08 MARINER ENERGY INC DE 2.02,7.01,9.01 05/06/08 MARKETAXESS HOLDINGS INC 2.02,9.01 05/07/08 MARMION INDUSTRIES CORP NV 8.01 04/23/08 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 05/07/08 MARTIN MIDSTREAM PARTNERS LP DE 8.01 05/05/08 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 05/07/08 MAXIMUS INC VA 5.02 05/05/08 MBIA INC CT 7.01,9.01 05/06/08 McCormick & Schmicks Seafood Restaura 2.02,9.01 05/07/08 MCF CORP DE 2.02,9.01 05/06/08 MCG CAPITAL CORP DE 5.02,9.01 04/30/08 MDI, INC. DE 3.01,9.01 05/06/08 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 05/07/08 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 05/07/08 Mercantile Bancorp, Inc. DE 2.02,9.01 05/05/08 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 05/05/08 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 11/01/07 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 11/01/07 AMEND METABOLIX, INC. DE 2.02,9.01 05/07/08 METROPOLITAN HEALTH NETWORKS INC FL 2.02,9.01 05/06/08 MGE ENERGY INC WI 2.02,9.01 05/07/08 MICROSTRATEGY INC DE 2.02,9.01 05/01/08 MIDWEST BANC HOLDINGS INC DE 7.01,8.01,9.01 05/07/08 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 05/07/08 MOLLER INTERNATIONAL INC CA 4.01,9.01 05/07/08 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 05/07/08 MRS FIELDS FAMOUS BRANDS LLC DE 5.02 05/07/08 MS STRUCTURED SATURNS SERIES 2003-4 DE 8.01,9.01 05/01/08 MSC SOFTWARE CORP DE 2.02,9.01 05/07/08 NATIONAL FINANCIAL PARTNERS CORP 9.01 05/07/08 AMEND NATIONAL HEALTH INVESTORS INC MD 2.02,9.01 03/31/08 NATIONAL HOUSING PARTNERSHIP REALTY F MD 5.02 04/30/08 NATIONAL PROPERTY INVESTORS 4 CA 5.02 04/30/08 NATIONAL PROPERTY INVESTORS 5 CA 5.02 04/30/08 NATIONAL PROPERTY INVESTORS 6 CA 5.02 04/30/08 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 5.02 04/30/08 NATIONAL PROPERTY INVESTORS III CA 5.02 04/30/08 NATIONAL RESEARCH CORP WI 2.02,9.01 05/06/08 NATIONAL TAX CREDIT INVESTORS II CA 5.02 04/30/08 NATIONAL TAX CREDIT PARTNERS L P CA 5.02 04/30/08 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 05/06/08 NationsHealth, Inc. DE 1.01,9.01 05/01/08 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,9.01 05/07/08 NCR CORP MD 2.02,7.01,9.01 05/07/08 NEKTAR THERAPEUTICS DE 2.02,9.01 05/07/08 NEUSTAR INC 2.02,5.02,9.01 05/02/08 NEW CENTURY BANCORP INC NC 2.02,7.01,9.01 05/02/08 NEWFIELD EXPLORATION CO /DE/ DE 5.03,8.01,9.01 05/01/08 NEWS CORP 2.02,9.01 05/07/08 NewStar Financial, Inc. 1.01 05/06/08 NewStar Financial, Inc. 2.02,9.01 05/07/08 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 05/07/08 NightHawk Radiology Holdings Inc 2.02,5.02,9.01 05/05/08 NightHawk Radiology Holdings Inc 8.01,9.01 05/07/08 NITROMED INC DE 2.02,9.01 05/07/08 NOVADEL PHARMA INC DE 1.01,9.01 05/06/08 NPS PHARMACEUTICALS INC DE 2.02,9.01 05/07/08 NPS PHARMACEUTICALS INC DE 4.02 05/05/08 NUCRYST Pharmaceuticals Corp. A0 5.02,9.01 05/06/08 NUCRYST Pharmaceuticals Corp. A0 2.02,9.01 05/07/08 NVE CORP /NEW/ MN 2.02 05/07/08 ODYSSEY HEALTHCARE INC DE 2.02,9.01 05/07/08 OGE ENERGY CORP OK 2.02,9.01 05/07/08 OI CORP OK 2.02,9.01 05/07/08 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 05/07/08 OMTOOL LTD DE 2.02,9.01 05/01/08 ON SEMICONDUCTOR CORP DE 2.02,9.01 05/06/08 OPTIMER PHARMACEUTICALS INC 2.02,9.01 05/07/08 ORAMED PHARMACEUTICALS INC. NV 1.01,5.02,9.01 05/01/08 ORBCOMM Inc. DE 1.01,9.01 05/05/08 Orbitz Worldwide, Inc. DE 2.02,9.01 05/07/08 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 05/06/08 Oritani Financial Corp. 5.02,9.01 05/05/08 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 05/07/08 ORTHOLOGIC CORP DE 2.02,9.01 05/07/08 OSCIENT PHARMACEUTICALS CORP MA 2.02,3.02,8.01,9.01 05/07/08 Owens Corning DE 2.02,9.01 05/07/08 OXFORD RESIDENTIAL PROPERTIES I LTD P MD 5.02 04/30/08 PACER INTERNATIONAL INC TN 2.02,8.01,9.01 04/04/08 PAIN THERAPEUTICS INC DE 2.02 05/07/08 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 5.02 03/05/08 AMEND PENNICHUCK CORP NH 1.01,2.03 05/01/08 PeopleSupport, Inc. DE 2.02,9.01 05/07/08 PERFICIENT INC DE 2.02,9.01 05/07/08 PERFICIENT INC DE 7.01 05/07/08 PERINI CORP MA 9.01 03/31/08 PHARMACOPEIA INC DE 2.02,9.01 05/07/08 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 05/07/08 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 05/06/08 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 05/07/08 PLURIS ENERGY GROUP INC NV 1.01 05/06/08 PNM RESOURCES INC NM 2.02,9.01 03/31/08 PNM RESOURCES INC NM 1.01,2.03,9.01 05/06/08 POINT BLANK SOLUTIONS, INC. DE 8.01 05/05/08 POLYONE CORP 5.02,9.01 05/05/08 POLYONE CORP 2.02,9.01 05/06/08 PRG-SCHULTZ INTERNATIONAL, INC. GA 2.02,9.01 05/06/08 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/23/08 AMEND PROASSURANCE CORP DE 2.02,9.01 05/07/08 PROLOGIS MD 1.01,2.03,3.03,9.01 05/01/08 PSS WORLD MEDICAL INC FL 2.02,7.01,9.01 05/07/08 PSS WORLD MEDICAL INC FL 2.02,9.01 05/07/08 PURIO INC. NV 1.01,2.01,4.01,5.01,5.02,5.03, 4/30/08 AMEND 5.06,9.010 QUALITY DISTRIBUTION INC FL 2.02,9.01 05/07/08 QUANTA SERVICES INC DE 2.02,9.01 05/07/08 Quicksilver Gas Services LP DE 2.02,9.01 05/07/08 QUICKSILVER RESOURCES INC DE 2.02,9.01 05/07/08 RathGibson Inc DE 4.01,9.01 05/01/08 RCM TECHNOLOGIES INC NV 2.02 03/29/08 READING INTERNATIONAL INC NV 9.01 02/22/08 AMEND REAL ESTATE ASSOCIATES LTD II CA 5.02 04/30/08 REAL ESTATE ASSOCIATES LTD III CA 5.02 04/30/08 REAL ESTATE ASSOCIATES LTD IV CA 5.02 04/30/08 REAL ESTATE ASSOCIATES LTD V CA 5.02 04/30/08 REAL ESTATE ASSOCIATES LTD VI CA 5.02 04/30/08 REAL ESTATE ASSOCIATES LTD VII CA 5.02 04/30/08 REAL ESTATE ASSOCIATES LTD/CA CA 5.02 04/30/08 REDWOOD TRUST INC MD 2.02,7.01,9.01 05/07/08 REHABCARE GROUP INC DE 7.01,9.01 05/07/08 Reliance Bancshares, Inc. MO 7.01,8.01,9.01 05/07/08 Renewal Fuels, Inc. DE 1.01,9.01 04/30/08 REPLIDYNE INC DE 2.02,9.01 05/07/08 Resource Capital Corp. MD 2.02,9.01 05/06/08 RIVER HAWK AVIATION INC NV 4.01 05/02/08 Riverbed Technology, Inc. DE 5.02,9.01 05/01/08 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02 05/07/08 RUB A DUB SOAP INC CO 5.02,9.01 05/07/08 Ruths Chris Steak House, Inc. DE 2.02,9.01 05/06/08 Ruths Chris Steak House, Inc. DE 8.01,9.01 05/01/08 SAFEGUARD SCIENTIFICS INC PA 1.01,2.01,8.01,9.01 05/06/08 SALIX PHARMACEUTICALS LTD 8.01,9.01 05/07/08 SANTARUS INC DE 1.01,2.02,9.01 05/06/08 SBT Bancorp, Inc. CT 2.02,9.01 05/07/08 Security With Advanced Technology, In CO 8.01,9.01 05/07/08 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 05/07/08 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 05/07/08 SHELTER PROPERTIES II LTD PARTNERSHIP SC 5.02 04/30/08 SHELTER PROPERTIES IV LIMITED PARTNER SC 5.02 04/30/08 SHELTER PROPERTIES V LIMITED PARTNERS CA 5.02 04/30/08 SHELTER PROPERTIES VI LIMITED PARTNER CA 5.02 04/30/08 SHELTER PROPERTIES VII LTD PARTNERSHI SC 5.02 04/30/08 SIERRA BANCORP CA 8.01 05/06/08 SILGAN HOLDINGS INC DE 8.01,9.01 05/07/08 SILICON GRAPHICS INC DE 2.02,9.01 05/06/08 AMEND SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 05/07/08 SKYSTAR BIO-PHARMACEUTICAL CO NV 5.02,9.01 05/05/08 SKYWEST INC UT 2.02,9.01 05/07/08 SMITH MICRO SOFTWARE INC DE 2.02,9.01 05/07/08 Solar Thin Films, Inc. DE 1.01,2.03,9.01 04/16/08 AMEND Somaxon Pharmaceuticals, Inc. DE 7.01,9.01 05/07/08 SONIC AUTOMOTIVE INC DE 5.02 05/06/08 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 05/07/08 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 8.01,9.01 05/07/08 SOUTHWESTERN ELECTRIC POWER CO DE 5.03,9.01 05/07/08 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 2.02,9.01 05/07/08 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 05/07/08 SPRINT NEXTEL CORP KS 1.01,9.01 05/07/08 SRI SURGICAL EXPRESS INC FL 2.02,9.01 05/05/08 AMEND STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 05/07/08 STANDARD PARKING CORP DE 2.02,7.01 05/06/08 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 05/07/08 Star Resorts Development Inc. NV 3.02 05/05/08 STERIS CORP OH 2.02,9.01 05/07/08 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 05/07/08 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 05/01/08 STOCKGROUP INFORMATION SYSTEMS INC CO 1.01,9.01 04/30/08 STONE ENERGY CORP DE 2.02,7.01,9.01 05/06/08 SUN HYDRAULICS CORP FL 2.02,8.01,9.01 05/06/08 SUPERIOR ESSEX INC DE 5.02,9.01 05/06/08 SUPERTEL HOSPITALITY INC VA 1.01,9.01 05/01/08 SUPERTEX INC CA 2.02 05/07/08 SUPREME INDUSTRIES INC DE 5.03,9.01 05/07/08 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 05/06/08 SYNCHRONOSS TECHNOLOGIES INC 8.01 05/06/08 T-3 ENERGY SERVICES INC TX 2.02,9.01 05/07/08 TALEO CORP DE 1.01,3.02,8.01,9.01 05/05/08 TARRANT APPAREL GROUP CA 5.02 05/02/08 TELEDYNE TECHNOLOGIES INC DE 8.01 05/06/08 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 05/07/08 TELETECH HOLDINGS INC DE 7.01,9.01 05/07/08 TELULAR CORP DE 2.02,9.01 05/01/08 TESORO CORP /NEW/ DE 7.01,9.01 05/07/08 THERMADYNE HOLDINGS CORP /DE DE 2.02,8.01,9.01 05/05/08 THERMOGENESIS CORP DE 1.01,2.02,9.01 05/07/08 THRESHOLD PHARMACEUTICALS INC DE 2.02,9.01 05/07/08 TIDELANDS BANCSHARES INC 5.02,9.01 05/01/08 TIDEWATER INC DE 7.01,9.01 05/05/08 Tix CORP DE 8.01,9.01 05/05/08 TOWERSTREAM CORP DE 2.02,9.01 05/07/08 TRAILER BRIDGE INC 7.01 05/07/08 TRANS WORLD ENTERTAINMENT CORP NY 7.01,9.01 05/06/08 TransDigm Group INC DE 7.01,9.01 05/07/08 TRANSGENOMIC INC DE 2.02,9.01 05/07/08 TRANSOCEAN INC E9 2.02,7.01,9.01 05/07/08 TRANSOCEAN INC E9 5.02,9.01 05/01/08 Travelport LTD D0 1.01,9.01 05/05/08 TREX CO INC DE 5.02,5.03,9.01 01/08/08 TRI-ISTHMUS GROUP, INC. DE 3.02,9.01 05/01/08 TRI-ISTHMUS GROUP, INC. DE 1.01,3.02,9.01 05/01/08 Triangle Capital CORP MD 2.02,7.01,9.01 05/07/08 TRIMAS CORP DE 2.02,9.01 05/07/08 TRIUMPH GROUP INC / DE 2.02,9.01 05/01/08 TRX INC/GA GA 5.02,9.01 05/05/08 TUCOWS INC /PA/ PA 8.01,9.01 05/06/08 TUCOWS INC /PA/ PA 1.01,9.01 05/01/08 TURBOCHEF TECHNOLOGIES INC DE 2.02,9.01 05/07/08 TVI CORP MD 2.02,8.01,9.01 05/07/08 TXCO Resources Inc DE 2.02,9.01 05/05/08 UAL CORP /DE/ DE 1.01,2.03,7.01,9.01 05/06/08 ULTRA PETROLEUM CORP 2.02,9.01 05/06/08 UNICA CORP 2.02,9.01 05/07/08 UNITED COMPONENTS INC DE 2.02,9.01 05/07/08 UNITED INVESTORS INCOME PROPERTIES MO 5.02 04/30/08 UNITED PAN AM FINANCIAL CORP CA 5.02,9.01 05/05/08 UNITED STATES CELLULAR CORP DE 2.02,9.01 05/07/08 UNITRIN INC DE 7.01,9.01 05/07/08 UNIVERSAL AMERICAN FINANCIAL CORP NY 2.02,7.01 05/06/08 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 05/07/08 URS CORP /NEW/ DE 2.02,9.01 05/07/08 US REALTY PARTNERS LTD PARTNERSHIP DE 5.02 04/30/08 USA Mobility, Inc DE 2.02,8.01,9.01 05/06/08 UTi WORLDWIDE INC 5.02 05/01/08 UTSTARCOM INC DE 2.02,9.01 05/06/08 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.02,9.01 05/07/08 VALHI INC /DE/ DE 2.02,7.01,9.01 05/07/08 Vanda Pharmaceuticals Inc. DE 7.01,9.01 05/06/08 Vault Technology, Inc. 5.03,7.01,9.01 04/21/08 VENTAS INC DE 2.02,7.01,8.01,9.01 05/06/08 Veraz Networks, Inc. DE 2.02,9.01 05/07/08 VERMONT PURE HOLDINGS LTD/DE DE 2.06 05/01/08 VERSADIAL, INC. NV 1.01,3.02,9.01 04/30/08 VIEW SYSTEMS INC NV 8.01 05/05/08 VNUS MEDICAL TECHNOLOGIES INC 5.02,9.01 05/05/08 Volcano CORP DE 2.02,9.01 05/07/08 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 04/29/08 Vulcan Materials CO NJ 7.01 05/06/08 VWR Funding, Inc. DE 7.01,9.01 05/07/08 WALGREEN CO IL 2.01,8.01,9.01 05/01/08 WebMD Health Corp. DE 1.01,2.03,9.01 05/06/08 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 05/07/08 Wells Fargo Mortgage Backed Securitie DE 1.01,9.01 05/06/08 Wells Fargo Mortgage Backed Securitie DE 1.01,9.01 05/06/08 Wells Fargo Mortgage Backed Securitie DE 1.01,9.01 05/06/08 Western Goldfields Inc. A6 2.02,9.01 05/06/08 WESTERN RESERVE BANCORP INC 5.02,9.01 05/01/08 WESTWOOD HOLDINGS GROUP INC DE 5.03,9.01 05/02/08 WESTWOOD ONE INC /DE/ DE 2.02,9.01 05/07/08 WEYERHAEUSER CO WA 7.01 05/02/08 WILLIAM LYON HOMES DE 2.02,9.01 05/06/08 WILLIAMS CONTROLS INC DE 2.02,9.01 05/07/08 WILSONS THE LEATHER EXPERTS INC MN 3.01,9.01 05/01/08 WINNER MEDICAL GROUP INC NV 8.01,9.01 05/07/08 WYNDHAM WORLDWIDE CORP DE 2.03,9.01 05/01/08 WYNN RESORTS LTD 1.01,5.02,9.01 05/05/08 XENOPORT INC DE 2.02,9.01 05/07/08 XERIUM TECHNOLOGIES INC DE 2.02,9.01 05/07/08 YADKIN VALLEY FINANCIAL CORP NC 7.01,9.01 05/06/08 ZEBRA TECHNOLOGIES CORP/DE DE 5.02,9.01 05/01/08 ZIPREALTY INC 2.02,9.01 05/07/08 Zumiez Inc 7.01,9.01 05/07/08