RECENT 8K FILINGS May 6, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st United Bancorp, Inc. FL 3.02,9.01 05/02/08 4C Controls Inc 1.01,5.02,9.01 04/29/08 AASTROM BIOSCIENCES INC MI 8.01,9.01 05/05/08 ABLEAUCTIONS COM INC FL 1.01 05/05/08 ACADIA PHARMACEUTICALS INC DE 5.02 05/01/08 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 05/05/08 ACCELERIZE NEW MEDIA INC DE 1.01,2.03,3.02,9.01 05/03/08 ACORDA THERAPEUTICS INC 2.02,9.01 05/05/08 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02 04/28/08 AMEND ADVANCED MEDICAL INSTITUTE INC. NV 1.01,2.01,9.01 04/30/08 Aircastle LTD D0 1.01,2.03,9.01 05/02/08 Aircastle LTD D0 1.01,2.03,9.01 05/02/08 AMEND ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 05/05/08 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 05/04/08 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 05/05/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/05/08 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 05/05/08 Allis Chalmers Energy Inc. DE 5.02 05/02/08 Alpha Natural Resources, Inc. DE 2.02,9.01 03/31/08 ALPHARMA INC DE 2.02,9.01 05/05/08 Altra Holdings, Inc. DE 2.02,9.01 05/05/08 AMERICAN AIRLINES INC DE 8.01 05/05/08 American Casino & Entertainment Prope DE 5.02 04/29/08 American Casino & Entertainment Prope DE 5.02 04/29/08 AMERICAN RIVER BANKSHARES CA 7.01,9.01 05/02/08 AMERITRANS CAPITAL CORP DE 1.01,5.02 05/05/08 AMERITRANS CAPITAL CORP DE 1.01,5.02 05/05/08 AMEND AMR CORP DE 8.01 05/05/08 ANTS SOFTWARE INC DE 1.01 04/30/08 APEX SILVER MINES LTD 5.02 04/29/08 APPLIED MICRO CIRCUITS CORP DE 2.02,5.02,9.01 04/29/08 APRIA HEALTHCARE GROUP INC DE 2.02,9.01 05/01/08 ARMSTRONG WORLD INDUSTRIES INC PA 2.02,9.01 05/02/08 ARRAY BIOPHARMA INC DE 1.01,2.03,3.02,8.01,9.01 05/05/08 ARRAY BIOPHARMA INC DE 2.02,9.01 05/05/08 ASPEN INSURANCE HOLDINGS LTD D0 5.02,5.03,9.01 04/29/08 Assured Pharmacy, Inc. NV 1.01,9.01 04/29/08 ASTRONICS CORP NY 2.02,9.01 05/01/08 ATARI INC DE 1.01,9.01 04/30/08 ATLANTIC BANCGROUP INC FL 2.02,9.01 05/05/08 Atlas Energy Resources, LLC DE 1.01,3.02,9.01 05/05/08 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 05/05/08 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 05/05/08 ATS MEDICAL INC MN 2.02 05/05/08 AUTHENTIDATE HOLDING CORP DE 8.01,9.01 05/02/08 AUTODESK INC DE 5.02,9.01 04/30/08 AVITAR INC /DE/ DE 8.01 05/05/08 AVP INC DE 5.02 05/01/08 BankFinancial CORP 8.01,9.01 05/05/08 BASIC ENERGY SERVICES INC 2.02,8.01,9.01 05/05/08 BAYLAKE CORP WI 4.01,9.01 03/31/08 BB&T CORP NC 8.01,9.01 04/29/08 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 05/05/08 BERKSHIRE HILLS BANCORP INC 2.02,9.01 05/02/08 BEST ENERGY SERVICES, INC. NV 4.01 05/02/08 BIOLASE TECHNOLOGY INC DE 1.01,5.02,9.01 04/29/08 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 2.02,9.01 04/30/08 Bois d Arc Energy, Inc. NV 2.02,9.01 03/31/08 Boise Inc. DE 2.02,9.01 05/05/08 BOOKHAM, INC. DE 5.02 04/29/08 BOOTS & COOTS INTERNATIONAL WELL CONT DE 2.02,9.01 05/05/08 Bridge Capital Holdings CA 8.01,9.01 05/05/08 BRINKS CO VA 5.02,8.01,9.01 04/30/08 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 05/05/08 BRUKER CORP DE 2.02,9.01 05/05/08 Buckeye GP Holdings L.P. DE 5.02 04/29/08 AMEND BUCKEYE TECHNOLOGIES INC DE 2.02,7.01,9.01 05/05/08 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,3.02,5.02,5.03,9.01 05/01/08 CAPITOL FEDERAL FINANCIAL 2.02,9.01 03/31/08 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 05/02/08 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 05/01/08 CARMAX INC VA 8.01,9.01 04/02/08 CBRE Realty Finance Inc 1.01,5.02,9.01 04/29/08 CECO ENVIRONMENTAL CORP DE 9.01 02/29/08 AMEND Centale, Inc. 1.01,2.01,2.03,3.02,5.01,5.02, 04/25/08 9.01 Centale, Inc. 1.01,2.01,2.03,3.02,5.01,5.02, 04/25/08 AMEND 9.01 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 04/30/08 CHART INDUSTRIES INC DE 7.01,9.01 05/01/08 CHASE PACKAGING CORP TX 1.01,9.01 04/30/08 CHEESECAKE FACTORY INC DE 8.01,9.01 05/02/08 CHEESECAKE FACTORY INC DE 8.01 05/01/08 CHEM RX CORP DE 4.01,9.01 05/05/08 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 05/05/08 CHIMERA INVESTMENT CORP DE 2.02,9.01 05/05/08 CHINA AMERICA HOLDINGS, INC. FL 1.01,9.01 04/30/08 CHINA AOXING PHARMACEUTICAL COMPANY, FL 2.01,2.03,9.01 05/01/08 CHINA FIRE & SECURITY GROUP, INC. 7.01,9.01 05/05/08 CHINA WORLD TRADE CORP NV 4.01,9.01 04/29/08 CIBER INC DE 5.02,9.01 04/29/08 CINCINNATI FINANCIAL CORP OH 7.01,9.01 05/05/08 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 04/01/08 CITIGROUP INC DE 8.01,9.01 05/05/08 CITIZENS COMMUNICATIONS CO DE 2.02,9.01 03/31/08 Citizens Community Bancorp Inc. MD 8.01,9.01 05/05/08 CLARUS CORP DE 2.02,9.01 05/05/08 CLEVELAND CLIFFS INC OH 1.01 04/30/08 CMS ENERGY CORP MI 2.02,9.01 05/05/08 COCA COLA BOTTLING CO CONSOLIDATED /D DE 5.02 04/29/08 Cohesant Inc. DE 1.01,9.01 05/01/08 Coleman Cable, Inc. DE 5.02,5.03,9.01 04/29/08 COLOMBIA GOLDFIELDS LTD 1.01,9.01 05/05/08 COLORADO GOLDFIELDS INC. NV 1.01,9.01 04/30/08 COMERICA INC /NEW/ DE 7.01,9.01 05/05/08 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 05/01/08 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 1.01 05/05/08 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 05/02/08 CONCORD VENTURES, INC. CO 8.01 04/29/08 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 05/05/08 Cooper-Standard Holdings Inc. DE 5.02 05/05/08 COREL CORP A6 5.02,9.01 05/05/08 CPI CORP DE 8.01 02/02/08 CRAWFORD & CO GA 2.02,8.01,9.01 05/05/08 CURRENT TECHNOLOGY CORP 2.02,9.01 04/30/08 Cyberspace Vita, Inc. NV 1.01,5.01,5.02,9.01 05/05/08 CYTORI THERAPEUTICS, INC. DE 8.01,9.01 04/30/08 Dana Resources WY 5.02 04/28/08 DEERE & CO DE 7.01 05/05/08 DIVX INC 2.02,9.01 05/05/08 Dr Pepper Snapple Group, Inc. DE 1.01,9.01 05/01/08 DRI CORP NC 2.02,7.01,9.01 05/05/08 DRUGSTORE COM INC DE 2.02,5.02,9.01 05/05/08 DTE ENERGY CO MI 7.01,9.01 05/05/08 DUNE ENERGY INC DE 8.01,9.01 05/01/08 ECHELON CORP DE 5.02,9.01 05/03/08 ECOLAB INC DE 8.01,9.01 05/02/08 ELDORADO ARTESIAN SPRINGS INC CO 8.01,9.01 05/05/08 Electronic Sensor Technology, Inc 5.02,9.01 04/30/08 EMERGING MEDIA HOLDINGS INC NV 1.01,3.02,7.01,9.01 05/02/08 EMMIS COMMUNICATIONS CORP IN 1.01,9.01 05/02/08 EMVELCO CORP. DE 1.01,9.01 04/29/08 ENERGIZER HOLDINGS INC MO 5.02 04/30/08 ENERGY WEST INC MT 8.01,9.01 04/30/08 ENERTECK CORP 8.01 04/29/08 ENNIS, INC. TX 5.02 05/02/08 ENOVA SYSTEMS INC CA 1.01,3.02 04/23/08 AMEND ENSCO INTERNATIONAL INC DE 8.01,9.01 05/05/08 ENTREMED INC DE 2.02,9.01 05/02/08 EPIX Pharmaceuticals, Inc. 7.01,9.01 05/05/08 EQUITY ONE, INC. 2.02,7.01 05/05/08 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 05/05/08 EVERGREENBANCORP INC WA 5.02 04/24/08 Federal Home Loan Bank of San Francis X1 2.02,9.01 05/02/08 FIFTH THIRD BANCORP OH 8.01,9.01 04/29/08 FIGHTERSOFT MULTIMEDIA CORP NV 5.02 03/31/08 FIRST BANCTRUST CORP DE 2.02,9.01 05/05/08 First Guaranty Bancshares, Inc. LA 2.02 05/05/08 FIRST KEYSTONE FINANCIAL INC 2.02,9.01 05/05/08 FIRST MERCHANTS CORP IN 5.02,5.05,8.01,9.01 04/29/08 FIRST MERCURY FINANCIAL CORP DE 7.01,9.01 05/05/08 FISHER COMMUNICATIONS INC WA 2.02,5.02,9.01 04/30/08 Fitmedia Inc. DE 5.02 05/01/08 Flaherty & Crumrine/CLAYMORE PREFERRE MD 8.01 05/02/08 FLAHERTY & CRUMRINE/CLAYMORE TOTAL RE MD 8.01 05/02/08 FOREST OIL CORP NY 2.02,7.01,9.01 05/05/08 FORWARD INDUSTRIES INC NY 2.02,5.02,9.01 05/02/08 FOUR OAKS FINCORP INC NC 5.02,8.01,9.01 04/28/08 FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 05/05/08 GENESIS HOLDINGS, INC. 1.01,2.01,3.02,5.01,5.02,9.01 02/18/08 AMEND GETTY IMAGES INC DE 5.02 04/30/08 GIGA TRONICS INC CA 8.01,9.01 05/01/08 Global Employment Holdings, Inc. 1.01,1.02,2.03,9.01 04/29/08 GLOBETEL COMMUNICATIONS CORP DE 8.01 05/01/08 GREENE COUNTY BANCORP INC DE 2.02,9.01 04/30/08 HAIN CELESTIAL GROUP INC DE 2.02,9.01 05/05/08 Hampden Bancorp, Inc. DE 2.02,8.01,9.01 04/30/08 HAMPSHIRE GROUP LTD DE 1.01,5.02,9.01 04/29/08 Health Fitness Corp /MN/ MN 2.02,9.01 05/05/08 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 05/05/08 HeartWare LTD C3 7.01,9.01 05/05/08 HERSHA HOSPITALITY TRUST MD 2.02,9.01 05/05/08 HERSHA HOSPITALITY TRUST MD 5.05,8.01,9.01 05/01/08 Highland Distressed Opportunities, In 2.02,9.01 05/05/08 Hillenbrand, Inc. IN 5.02,5.03,9.01 05/05/08 HOVNANIAN ENTERPRISES INC DE 2.02,9.01 04/30/08 HSBC USA INC /MD/ MD 8.01 05/05/08 HUMAN GENOME SCIENCES INC DE 2.02,9.01 05/05/08 I MANY INC DE 1.01,9.01 05/02/08 iDcentrix, Inc. 2.02,9.01 05/05/08 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL 1.01,5.02,9.01 04/28/08 IMMERSION CORP DE 5.02 04/30/08 IMMUCELL CORP /DE/ DE 2.02,9.01 05/05/08 INDEPENDENT BANK CORP MA 2.02,7.01,9.01 05/05/08 INFINERA CORP DE 5.02 04/30/08 INFINITY PHARMACEUTICALS, INC. DE 2.02,7.01,9.01 05/05/08 Infosmart Group, Inc. CA 2.03,3.02,9.01 04/30/08 Innophos Holdings, Inc. 8.01 05/05/08 INTEGRATED DATA CORP DE 8.01 10/31/07 INTEGRATED DEVICE TECHNOLOGY INC DE 5.02 04/29/08 INTERNATIONAL BANCSHARES CORP TX 2.02 05/05/08 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 05/02/08 International Power Group, Ltd. DE 5.02 04/30/08 INTERNATIONAL THOROUGHBRED BREEDERS I DE 8.01,9.01 03/30/07 INTERPLAY ENTERTAINMENT CORP DE 5.01 03/21/08 AMEND INVITROGEN CORP DE 8.01,9.01 04/30/08 INX Inc DE 2.02,7.01,9.01 05/05/08 INX Inc DE 7.01,9.01 05/05/08 ISLE OF CAPRI CASINOS INC DE 5.02 05/01/08 ISONICS CORP CA 3.02 04/30/08 JAMBA, INC. DE 2.02,9.01 05/01/08 JEFFERSON BANCSHARES INC TN 2.02,9.01 05/02/08 JOURNAL COMMUNICATIONS INC 5.03,9.01 05/01/08 K TRON INTERNATIONAL INC NJ 2.02,9.01 05/05/08 KAPSTONE PAPER & PACKAGING CORP DE 2.02,9.01 05/05/08 KEYNOTE SYSTEMS INC DE 1.01,5.02 04/28/08 KRONOS WORLDWIDE INC 2.02,7.01,9.01 05/05/08 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02 05/05/08 LADENBURG THALMANN FINANCIAL SERVICES FL 8.01,9.01 05/05/08 LAKES ENTERTAINMENT INC MN 1.02,9.01 04/29/08 LAMPERD LESS LETHAL INC NV 4.01,9.01 04/04/08 AMEND LANDAUER INC DE 2.02,9.01 04/29/08 LAPOLLA INDUSTRIES INC DE 5.03,8.01 05/01/08 LATIN AMERICAN TELECOMMUNICATIONS VEN NV 4.01 04/13/07 AMEND LAW ENFORCEMENT ASSOCIATES CORP NV 5.02 05/05/08 LEAPFROG ENTERPRISES INC 2.02,9.01 05/05/08 LEGACY RESERVES LP DE 2.01,3.02,9.01 04/30/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 04/29/08 Liberty Global, Inc. 2.02 05/05/08 LINDSAY CORP DE 8.01 05/02/08 LITTLEFIELD CORP DE 2.02,9.01 04/30/08 LODGIAN INC DE 2.02,9.01 05/05/08 LOOKSMART LTD DE 2.02,9.01 05/05/08 Macrovision Solutions CORP DE 1.01,2.01,2.03,3.02,3.03,5.02, 04/29/08 9.01 MANNATECH INC TX 8.01,9.01 04/30/08 MARKET & RESEARCH CORP. DE 1.01 04/30/08 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 05/05/08 MASSBANK CORP DE 2.02,9.01 05/01/08 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 05/02/08 MAXXAM INC DE 8.01 05/05/08 Mazal Plant Pharmaceuticals, Inc CO 5.02 04/22/08 MBF Healthcare Acquisition Corp. DE 8.01,9.01 05/05/08 MCG CAPITAL CORP DE 1.01,2.03,9.01 05/01/08 MCKESSON CORP DE 2.02,9.01 05/05/08 MED X SYSTEMS INC TX 4.01,9.01 05/02/08 AMEND MEDIVATION, INC. DE 7.01 05/02/08 MERCHANTS BANCSHARES INC DE 2.02,9.01 04/29/08 MERCURY GENERAL CORP CA 2.02,9.01 05/05/08 METALICO INC 1.01,2.01,2.03,3.02,9.01 04/30/08 MICROSOFT CORP WA 8.01,9.01 05/03/08 MIDWAY GAMES INC DE 2.02,9.01 05/05/08 ML MACADAMIA ORCHARDS L P DE 2.03,9.01 04/25/08 MORGAN CREEK ENERGY CORP NV 5.02,9.01 04/30/08 MRS FIELDS FAMOUS BRANDS LLC DE 1.01,9.01 04/30/08 MTM Technologies, Inc. NY 8.01,9.01 05/05/08 MULTI COLOR CORP OH 8.01,9.01 05/05/08 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 04/30/08 National CineMedia, Inc. DE 1.01,9.01 04/29/08 National Interstate CORP OH 2.02,5.02,8.01,9.01 04/29/08 NATIONAL SECURITY GROUP INC DE 8.01,9.01 04/01/08 NAUTILUS, INC. WA 2.02,9.01 05/05/08 NESS TECHNOLOGIES INC 2.02,7.01,9.01 05/05/08 NETWORK EQUIPMENT TECHNOLOGIES INC DE 5.02 04/29/08 NEW JERSEY RESOURCES CORP NJ 7.01,9.01 05/05/08 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 05/05/08 NGP Capital Resources CO MD 2.02 05/05/08 NIC INC CO 2.02,7.01,9.01 05/05/08 NICOR INC IL 7.01,9.01 05/05/08 NL INDUSTRIES INC NJ 2.02,7.01,9.01 05/05/08 NORTH AMERICAN SCIENTIFIC INC 5.02,8.01,9.01 04/29/08 NORTH VALLEY BANCORP CA 7.01,8.01,9.01 05/05/08 NORTHWESTERN CORP DE 7.01,9.01 05/05/08 NOVASTAR FINANCIAL INC MD 1.01,9.01 04/29/08 NOVATEL WIRELESS INC DE 5.02 02/04/08 NOVEN PHARMACEUTICALS INC DE 5.02 04/29/08 NTS REALTY HOLDINGS LP DE 2.01,9.01 05/01/08 Obagi Medical Products, Inc. DE 2.02,9.01 05/05/08 OGLETHORPE POWER CORP GA 8.01,9.01 05/01/08 Oracle Healthcare Acquisition Corp. 8.01,9.01 05/05/08 ORIGEN FINANCIAL INC DE 1.01,9.01 04/30/08 OSG America L.P. DE 2.02,8.01,9.01 04/29/08 OXIGENE INC DE 2.02,9.01 05/05/08 PAB BANKSHARES INC GA 5.02,9.01 05/01/08 PACIFIC CAPITAL BANCORP /CA/ CA 5.03,9.01 04/29/08 PACKETPORT COM NV 5.03 05/05/08 PARALLEL PETROLEUM CORP DE 2.02,9.01 05/05/08 PARALLEL PETROLEUM CORP DE 7.01,9.01 05/05/08 PEERLESS MANUFACTURING CO TX 1.01,1.02,2.01,2.03,9.01 04/30/08 PENTAIR INC MN 5.02,9.01 05/01/08 PEP BOYS MANNY MOE & JACK PA 5.02 05/01/08 PERICOM SEMICONDUCTOR CORP CA 1.01,9.01 01/26/08 AMEND PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 05/05/08 PILGRIMS PRIDE CORP DE 1.01,9.01 04/30/08 PILGRIMS PRIDE CORP DE 2.02,9.01 05/05/08 PILGRIMS PRIDE CORP DE 7.01 05/05/08 PILGRIMS PRIDE CORP DE 7.01 05/02/08 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.02,9.01 05/05/08 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 05/05/08 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 05/05/08 Quest Energy Partners, L.P. DE 7.01,9.01 05/05/08 QUEST RESOURCE CORP NV 7.01,9.01 05/05/08 RAE SYSTEMS INC DE 2.02,9.01 05/05/08 RANCHO SANTA MONICA DEVELOPMENTS INC. 1.01,8.01,9.01 05/05/08 REGENT COMMUNICATIONS INC DE 2.02,9.01 05/05/08 REGIONS FINANCIAL CORP DE 8.01,9.01 05/05/08 RESIDENTIAL CAPITAL, LLC DE 7.01,8.01,9.01 05/05/08 RITE AID CORP DE 8.01,9.01 05/05/08 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 03/31/08 SALOMON SMITH BARNEY FAIRFIELD FUTURE NY 3.02 04/01/08 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 04/01/08 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 05/05/08 SATCON TECHNOLOGY CORP DE 5.02,9.01 04/30/08 SCHNITZER STEEL INDUSTRIES INC OR 5.02,9.01 04/29/08 SCIENTIFIC LEARNING CORP DE 2.02 04/29/08 SCOLR Pharma, Inc. DE 7.01,9.01 05/05/08 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 05/05/08 SEA CONTAINERS LTD /NY/ 1.01,9.01 04/25/08 SECURITY FEDERAL CORP SC 5.02,5.03,9.01 03/28/08 SENORX INC 5.03 04/30/08 Shiner International, Inc. NV 2.02,9.01 05/05/08 SIERRA RESOURCE GROUP INC NV 1.01,2.01,9.01 04/30/08 SILVERGRAPH INTERNATIONAL INC NV 3.02 05/05/08 Sino Gas International Holdings, Inc. UT 5.02 05/05/08 Smart Energy Solutions, Inc. UT 1.01,2.03,3.02,9.01 04/24/08 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 04/01/08 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 04/01/08 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 04/01/08 SMITH BARNEY WARRINGTON FUND L P 3.02 04/01/08 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 04/01/08 SPARK NETWORKS INC X0 8.01,9.01 05/05/08 SPEEDUS CORP DE 4.01,9.01 04/30/08 ST JUDE MEDICAL INC MN 8.01 05/01/08 STANDEX INTERNATIONAL CORP/DE/ DE 1.01,5.03,9.01 04/30/08 Stanley-Martin Communities, LLC DE 2.02,9.01 05/05/08 STARTEK INC DE 1.02,5.02,9.01 05/05/08 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 5.02 04/30/08 STATE STREET CORP MA 5.02 04/30/08 STEC, INC. CA 2.02,9.01 05/05/08 STERLING CHEMICALS INC DE 3.03,9.01 04/30/08 STEVEN MADDEN, LTD. DE 1.01,5.02,9.01 04/29/08 STRATASYS INC DE 2.02,9.01 05/01/08 SUNOVIA ENERGY TECHNOLOGIES INC 1.01,3.02,9.01 04/30/08 SUNRISE TELECOM INC 5.02 04/29/08 SUPPORTSOFT INC DE 2.02,8.01,9.01 05/05/08 SVI Media, Inc. NV 1.01 04/30/08 SYKES ENTERPRISES INC FL 2.02,9.01 05/05/08 SYMMETRICOM INC DE 2.02,8.01,9.01 05/01/08 Synovics Pharmaceuticals NV 1.01,3.02,5.02,9.01 04/29/08 TANGER FACTORY OUTLET CENTERS INC NC 5.02 05/05/08 TARGET CORP MN 1.01,2.03,9.01 05/05/08 TECO ENERGY INC FL 5.02 04/30/08 TEMPLE INLAND INC DE 5.02 05/02/08 TERRA INDUSTRIES INC MD 5.03,9.01 04/30/08 TETRA TECHNOLOGIES INC DE 1.01,2.03,9.01 04/30/08 TIER TECHNOLOGIES INC DE 2.02,9.01 05/05/08 TITANIUM METALS CORP DE 7.01,9.01 05/05/08 TJS Wood Flooring, Inc. 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DE 2.02,7.01,9.01 05/05/08 ZOLTEK COMPANIES INC DE 1.01,2.02,4.02,5.02,8.01,9.01 05/02/08