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U.S. Securities and Exchange Commission

SEC News Digest

Issue 2008-70
April 10, 2008

RULES AND RELATED MATTERS

SEC Adopts Amendments to Form S-11 to Permit Historical Incorporation by Reference

The Commission issued an adopting release to amend Form S-11, a registration statement used by real estate entities to register offerings under the Securities Act of 1933. The amendments permit an entity that has filed an annual report for its most recently completed fiscal year and that is current in its reporting obligations under the Securities Exchange Act of 1934 to incorporate by reference into Form S-11 information from its previously filed Exchange Act reports and documents. The amendments are identical to amendments to Forms S-1 and F-1 previously adopted by the Commission and effective as of December 1, 2005. The adopted amendments will be effective upon publication in the Federal Register. (Rel. 33-8909; S7-30-07)


SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by the Chicago Board Options Exchange relating to temporary membership status access fee (SR-CBOE-2008-39) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 14. (Rel. 34-57633)

A proposed rule change (SR-NFA-2008-01) filed by the National Futures Association regarding amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program has become effective. Publication is expected in the Federal Register during the week of April 14. (Rel. 34-57640)


Proposed Rule Change

The Commission issued notice of a proposed rule change, and Amendment No. 1 thereto, submitted by NYSE Arca. (SR-NYSEArca-2008-09) relating to listing and trading of shares of the AirShares™ EU Carbon Allowances Fund. Publication is expected in the Federal Register during the week of April 14. (Rel. 34-57636)


SECURITIES ACT REGISTRATIONS


RECENT 8K FILINGS

 

http://www.sec.gov/news/digest/2008/dig041008.htm


Modified: 04/10/2008