RECENT 8K FILINGS April 7, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st United Bancorp, Inc. FL 1.01,9.01 04/03/08 A.C. Moore Arts & Crafts, Inc. PA 3.01,5.02,9.01 03/31/08 ABERCROMBIE & FITCH CO /DE/ DE 5.02 04/02/08 AbitibiBowater Inc. DE 1.01,9.01 03/31/08 ACCENTIA BIOPHARMACEUTICALS INC 1.01,2.03,9.01 03/31/08 ACCURAY INC CA 1.01 04/01/08 ACORDA THERAPEUTICS INC 8.01,9.01 03/25/08 ADAM INC GA 5.02,9.01 03/31/08 ADINO ENERGY CORP MT 8.01 04/03/08 ADVANCED ENERGY INDUSTRIES INC DE 5.02,9.01 04/01/08 ADVENTRX PHARMACEUTICALS INC DE 5.02 03/31/08 ALLIANCE IMAGING INC /DE/ DE 5.02,9.01 03/31/08 AMACORE GROUP, INC. DE 1.01,2.01,3.02,9.01 03/31/08 AMEREN CORP MO 8.01,9.01 04/04/08 American Community Newspapers Inc. DE 5.02,8.01,9.01 04/03/08 AMERICAN DENTAL PARTNERS INC DE 5.02 04/02/08 AMERICAN RIVER BANKSHARES CA 7.01,9.01 04/04/08 AMERICREDIT CORP TX 1.01,6.03,9.01 04/03/08 AMH HOLDINGS, LLC DE 1.01,9.01 04/01/08 ANGIODYNAMICS INC DE 1.01,2.02,7.01,9.01 04/02/08 ANTHRACITE CAPITAL INC MD 1.01,9.01 03/31/08 Apple REIT Eight, Inc. VA 1.01 04/03/08 Argo Group International Holdings, Lt 5.02 03/31/08 ASIAINFO HOLDINGS INC DE 1.01,9.01 04/04/08 ASSOCIATED MATERIALS, LLC DE 1.01,9.01 04/01/08 ASTRO MED INC /NEW/ RI 7.01,9.01 04/03/08 AT&T INC. DE 8.01,9.01 04/03/08 ATARI INC DE 5.02 04/02/08 ATLANTIC AMERICAN CORP GA 1.01,1.02,2.01,2.02 03/31/08 ATMOS ENERGY CORP TX 1.01,2.03,9.01 03/31/08 ATS MEDICAL INC MN 2.02,9.01 04/03/08 AUTOMATIC DATA PROCESSING INC DE 5.02 04/04/08 AVASOFT, INC. NV 8.01 04/03/08 Avicena Group, Inc. DE 5.02 04/02/08 AZZ INC TX 2.02,8.01,9.01 04/04/08 AZZ INC TX 7.01,8.01,9.01 04/04/08 BALLANTYNE OF OMAHA INC DE 3.03,9.01 03/31/08 Bank of Commerce Holdings CA 8.01,9.01 04/04/08 BASSETT FURNITURE INDUSTRIES INC VA 8.01,9.01 04/03/08 BCSB Bancorp Inc. MD 8.01,9.01 04/03/08 BCSB BANKCORP INC 8.01,9.01 04/03/08 BEA SYSTEMS INC DE 8.01,9.01 04/04/08 BILL BARRETT CORP 7.01,9.01 04/03/08 BIOTIME INC CA 1.01,3.02 03/31/08 BIOTIME INC CA 1.01,2.03,3.02,9.01 03/31/08 BJ SERVICES CO DE 5.02,9.01 12/06/07 AMEND BLUE HOLDINGS, INC. NV 2.02,5.02,7.01,9.01 04/04/08 BLUE HOLDINGS, INC. NV 8.01 04/04/08 BLUEFLY INC DE 5.03,9.01 04/03/08 BLUEGREEN CORP MA 2.03,5.02 03/31/08 BLYTH INC DE 2.02 04/04/08 BMP Sunstone CORP 1.01 03/31/08 BORDERS GROUP INC MI 5.02 03/31/08 BOWATER INC DE 1.01,9.01 03/31/08 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 8.01,9.01 04/04/08 BRINKS CO VA 5.02,9.01 04/02/08 BROADVIEW INSTITUTE INC MN 2.05 03/31/08 BROOKE CAPITAL CORP KS 1.01 04/04/08 Brooke Credit CORP DE 1.02,5.02,8.01,9.01 03/31/08 BROOKS AUTOMATION INC DE 5.02,9.01 04/02/08 BUCKEYE PARTNERS L P DE 9.01 01/18/08 AMEND BUTLER INTERNATIONAL INC /MD/ MD 2.02,9.01 04/03/08 CA, INC. DE 2.05 03/31/08 Capmark Financial Group Inc. NV 1.01,9.01 03/31/08 CARPENTER TECHNOLOGY CORP DE 8.01,9.01 04/04/08 CATO CORP DE 5.02,9.01 04/02/08 Celanese CORP DE 8.01,9.01 04/04/08 CELL THERAPEUTICS INC WA 5.02 04/04/08 Centale, Inc. 1.01,9.01 03/18/08 CENTURY PROPERTIES FUND XV CA 1.01,2.03,9.01 03/31/08 CENTURY PROPERTIES GROWTH FUND XXII CA 1.01,2.03,9.01 03/31/08 CHASE ISSUANCE TRUST 8.01,9.01 04/01/08 CHEM RX CORP DE 1.01,9.01 04/04/08 CHEM RX CORP DE 2.02,9.01 04/04/08 CHEROKEE INC DE 5.02 03/31/08 China Display Technologies, Inc. DE 2.02,9.01 03/24/08 CHINA EDUCATION ALLIANCE INC. NC 2.02,9.01 04/01/08 CHINA VALVES TECHNOLOGY, INC NV 5.02,9.01 04/04/02 CHINA WORLD TRADE CORP NV 1.01,2.01,3.02,5.01,5.02,5.06, 03/31/07 9.01 CIB MARINE BANCSHARES INC WI 1.01,8.01,9.01 04/04/08 Citi Trends Inc 5.02,9.01 04/02/08 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 04/01/08 CITIGROUP FAIRFIELD FUTURES FUND LP I 3.02 04/01/08 CITIZENS BANCSHARES CORP /GA/ GA 8.01,9.01 04/04/08 CLAIRES STORES INC DE 2.02,9.01 04/03/08 Clearpoint Business Resources, Inc DE 1.01,2.03,3.02 03/31/08 COACHMEN INDUSTRIES INC IN 8.01,9.01 04/01/08 COBIZ FINANCIAL INC CO 1.01,2.03,9.01 02/12/08 COCA COLA ENTERPRISES INC DE 8.01,9.01 04/04/08 Cogdell Spencer Inc. MD 3.02,5.02 03/31/08 COGNIGEN NETWORKS INC CO 1.01,3.02,8.01 11/02/07 COHERENT INC DE 5.02 04/01/08 COINSTAR INC DE 5.02,9.01 04/04/08 COLONIAL PROPERTIES TRUST AL 5.02 03/31/08 COLUMBIA BANCORP \OR\ OR 3.01,9.01 04/02/08 COMMUNITY BANKSHARES INC /SC/ SC 5.02 03/31/08 COMMUNITY CAPITAL CORP /SC/ SC 8.01 04/04/08 COMMUNITY FINANCIAL CORP /VA/ VA 8.01,9.01 04/01/08 COMPUTER SOFTWARE INNOVATIONS INC 1.01,2.01,2.03,3.02,9.01 03/31/08 Comstock Homebuilding Companies, Inc. DE 8.01 03/31/08 COMSTOCK INDUSTRIES INC FL 4.01,9.01 04/05/07 COMSTOCK INDUSTRIES INC FL 4.01,4.02,9.01 03/01/05 AMEND CONCURRENT COMPUTER CORP/DE DE 8.01,9.01 04/01/08 Consolidated Communications Holdings, DE 2.03,9.01 03/31/08 CONSOLIDATED EDISON CO OF NEW YORK IN NY 8.01,9.01 04/04/08 CONTINAN COMMUNICATIONS, INC. NV 1.01,2.01,9.01 04/02/08 Converted Organics Inc. DE 8.01 04/04/08 COREL CORP A6 5.02 04/03/08 COTT CORP /CN/ 2.03,9.01 03/31/08 CPG INTERNATIONAL INC. DE 1.01,9.01 04/04/08 CRIMSON EXPLORATION INC. 2.02,9.01 04/03/08 CSK AUTO CORP DE 5.02 03/31/08 CUMULUS MEDIA INC DE 5.03,9.01 03/31/08 DATA I/O CORP WA 3.03,9.01 04/03/08 DEAN FOODS CO DE 1.01,9.01 03/31/08 DEBT RESOLVE INC DE 1.01,3.02,5.02,9.01 03/31/08 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 04/04/08 DELPHI FINANCIAL GROUP INC/DE DE 5.02,8.01 04/01/08 DELTA AIR LINES INC /DE/ DE 5.03,9.01 04/04/08 DIGITAL LIFESTYLES GROUP INC DE 1.02 04/02/08 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 04/04/08 DIODES INC /DEL/ DE 1.01,2.03,7.01,9.01 04/03/08 DNAPRINT GENOMICS INC UT 2.02,8.01 03/28/08 Don Marcos Trading CO FL 4.01,9.01 04/01/08 AMEND DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 04/04/08 DOUBLE EAGLE PETROLEUM CO MD 5.02,7.01,9.01 04/02/08 DREW INDUSTRIES INC DE 8.01,9.01 04/03/08 DRI CORP NC 7.01,9.01 04/03/08 DUNE ENERGY INC DE 8.01,9.01 04/03/08 DYNEX CAPITAL INC VA 5.02,9.01 02/04/08 AMEND EAGLE ROCK ENERGY PARTNERS L P DE 1.01,9.01 04/02/08 EDEN ENERGY CORP NV 1.01,3.02,9.01 04/02/08 EDGE PETROLEUM CORP DE 5.02,9.01 04/03/08 Edgeline Holdings, Inc. NV 1.01,9.01 04/01/08 EDGEWATER TECHNOLOGY INC/DE/ DE 7.01,9.01 04/04/08 EDGEWATER TECHNOLOGY INC/DE/ DE 1.01,5.02,9.01 03/31/08 EMAGIN CORP DE 1.01,3.02,9.01 04/02/07 EMCORE CORP NJ 1.01,5.02,5.03,8.01,9.01 03/31/08 Enlightened Gourmet, Inc. NV 1.01,3.02,9.01 03/28/08 Enlightened Gourmet, Inc. NV 1.01,3.02,9.01 03/28/08 AMEND ENLIVEN MARKETING TECHNOLOGIES CORP DE 3.01,9.01 04/02/08 ENOVA SYSTEMS INC CA 1.01,3.02,9.01 03/26/08 AMEND ENTROPIC COMMUNICATIONS INC DE 1.01,2.01,2.03,9.01 04/03/08 EQUITY ONE, INC. 8.01 04/01/08 Ethos Environmental, Inc. NV 2.03,9.01 03/31/08 EXACTECH INC FL 5.02,9.01 03/31/08 EXPRESS SCRIPTS INC DE 1.01,5.02,9.01 03/31/08 Exterra Energy Inc. NV 5.02 04/04/08 FAMILY DOLLAR STORES INC DE 2.02,9.01 04/04/08 FASTENAL CO MN 7.01,9.01 04/03/08 FEDERAL AGRICULTURAL MORTGAGE CORP 8.01 04/03/08 Federal Home Loan Bank of Dallas 5.02 04/02/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/27/08 AMEND FEDERAL NATIONAL MORTGAGE ASSOCIATION 8.01,9.01 04/04/08 Fifth Third Holdings Funding, LLC DE 8.01,9.01 03/31/08 FIRST ADVANTAGE CORP DE 5.02 03/31/08 FIRST BANCORP /PR/ PR 8.01 04/04/08 FIRST CHARTER CORP /NC/ NC 8.01 03/31/08 FIRST GROWTH INVESTORS INC NV 4.01,9.01 04/04/08 FOOTSTAR INC DE 1.01,8.01,9.01 04/03/08 FORCE ENERGY CORP. NV 1.01,9.01 03/11/08 Forsythe Group NV 8.01 04/02/08 Forticell BioScience, Inc. DE 8.01 04/03/08 FTI CONSULTING INC MD 1.01,3.02,8.01,9.01 03/31/08 GEHL CO WI 1.01 03/31/08 GENESIS HOLDINGS, INC. 1.02,2.01,9.01 03/31/08 GEOGLOBAL RESOURCES INC. DE 2.02,3.01,4.02,8.01,9.01 04/01/08 GEOVIC MINING CORP. DE 2.02,9.01 04/03/08 GFI Group Inc. DE 9.01 01/31/08 AMEND GLOBAL EARTH ENERGY, INC. NV 5.01,8.01,9.01 04/02/02 Globetech Environmental, Inc. NV 3.02,5.02,9.01 04/03/08 GOAMERICA INC DE 1.01,5.02,9.01 04/03/08 GOLD CREST MINES INC 1.01 03/31/08 GRIFFON CORP DE 1.01,1.02,2.03,9.01 03/31/08 Grubb & Ellis Apartment REIT, Inc. MD 1.01,2.01,2.03,7.01,9.01 03/27/08 Grubb & Ellis Healthcare REIT, Inc. MD 7.01,8.01,9.01 03/31/08 GS ENVIROSERVICES, INC. DE 1.01,9.01 03/31/08 HAIN CELESTIAL GROUP INC DE 5.02,9.01 04/01/08 HAIN CELESTIAL GROUP INC DE 8.01,9.01 04/02/08 HALIFAX CORP OF VIRGINIA VA 5.02 04/04/08 Hambrecht Asia Acquisition Corp. E9 8.01,9.01 03/31/08 Hana Biosciences Inc DE 5.02 03/31/08 HARTFORD LIFE INSURANCE CO CT 9.01 04/04/08 HARVARD BIOSCIENCE INC DE 2.05 03/31/08 HEALTHEXTRAS INC DE 5.02,9.01 04/04/08 HECLA MINING CO/DE/ DE 1.01 03/27/08 HILLSTREAM PHARMA INC DE 4.01,9.01 03/31/08 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,8.01,9.01 03/31/08 HKN, Inc. DE 3.03,9.01 04/04/08 HOMEBANC CORP 8.01,9.01 03/31/08 HONG KONG WINALITE GROUP, INC. 5.02,9.01 04/04/08 Horizon Lines, Inc. 2.03,5.02,9.01 03/31/08 HOSTING SITE NETWORK INC 1.01,9.01 03/31/08 HRPT PROPERTIES TRUST MD 5.03,9.01 03/31/08 IDM PHARMA, INC. DE 5.02 04/03/08 IGI INC DE 2.02,9.01 03/31/08 II-VI INC PA 8.01,9.01 04/04/08 IMAGEWARE SYSTEMS INC DE 5.02 03/31/08 INFOUSA INC DE 3.01,9.01 04/02/08 INKSURE TECHNOLOGIES INC. DE 5.03,9.01 04/04/08 INSIGHT ENTERPRISES INC DE 1.01,2.03,8.01,9.01 04/01/08 INTELSAT LTD 8.01,9.01 04/04/08 INTERNATIONAL BUSINESS MACHINES CORP NY 8.01 04/04/08 INTERNATIONAL MONETARY SYSTEMS LTD /W WI 8.01,9.01 04/04/08 Invesco Ltd. D0 4.01,9.01 01/17/08 AMEND IOMEGA CORP DE 1.01,1.02 04/04/08 IOWA TELECOMMUNICATIONS SERVICES INC IA 5.02,9.01 04/03/08 ITONIS INC. NV 3.02 01/02/08 ITRONICS INC TX 1.01,2.03,3.02,9.01 03/31/08 J P MORGAN CHASE & CO DE 9.01 04/02/08 JOHNSONDIVERSEY INC DE 5.02,9.01 04/01/08 Juniper Content Corp DE 8.01,9.01 04/04/08 Kodiak Oil & Gas Corp 5.02 04/02/08 KRONOS ADVANCED TECHNOLOGIES INC NV 1.01,9.01 03/31/08 KRONOS ADVANCED TECHNOLOGIES INC NV 5.02 04/03/08 LA-Z-BOY INC MI 2.05,9.01 03/31/08 LANDEC CORP \CA\ CA 8.01,9.01 04/04/08 LANDRYS RESTAURANTS INC 8.01,9.01 04/02/08 LCC INTERNATIONAL INC DE 3.01,9.01 04/02/08 LEAF Equipment Leasing Income Fund II DE 1.01,2.03,9.01 03/31/08 LEGACY RESERVES LP DE 8.01,9.01 04/04/08 Legend Media, Inc. NV 1.01,8.01,9.01 03/31/08 LEHMAN BROTHERS HOLDINGS INC DE 3.03,5.03,8.01,9.01 04/01/08 LIBERTY MEDIA CORP 7.01 04/03/08 LORAL SPACE & COMMUNICATIONS INC. DE 3.01 04/02/08 MAJESTIC STAR CASINO LLC IN 1.01,9.01 03/31/08 MARVELL TECHNOLOGY GROUP LTD D0 5.02 03/31/08 MASSEY ENERGY CO DE 2.02,8.01,9.01 04/04/08 MASTEC INC FL 5.02,9.01 03/31/08 MATERIAL TECHNOLOGIES INC /CA/ DE 7.01 04/04/08 MAXXAM INC DE 8.01 04/04/08 MDI, INC. DE 1.02,5.02 04/04/08 MEADOW VALLEY CORP NV 7.01,9.01 04/04/08 MEDISTEM LABORATORIES, INC. 5.02,9.01 03/31/08 Mellanox Technologies, Ltd. L3 8.01 03/31/08 MEMORY PHARMACEUTICALS CORP 3.01,9.01 04/02/08 MERRILL LYNCH & CO INC DE 7.01 04/03/08 Mezey Howarth Racing Stables, Inc. NV 1.02,8.01 04/01/08 MID PENN BANCORP INC PA 1.01,5.01,9.01 04/01/08 MIDWAY GAMES INC DE 5.02 03/31/08 MIGO SOFTWARE, INC. DE 2.04,5.02,8.01 03/31/08 MIMEDX GROUP, INC. 1.01,3.02,9.01 03/31/08 MINDSPEED TECHNOLOGIES, INC DE 5.02,9.01 03/31/08 MobiVentures Inc. NV 1.01,2.01,3.02,5.02,8.01,9.01 03/31/08 MOLLER INTERNATIONAL INC CA 4.01,9.01 04/04/08 MONEYFLOW SYSTEMS INTERNATIONAL INC A0 3.02,5.02,9.01 03/28/08 Morningstar, Inc. IL 7.01 04/04/08 MOSAIC CO DE 2.02,7.01,9.01 04/04/08 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 04/03/08 MULTIMEDIA GAMES INC TX 5.02,9.01 03/31/08 MYERS INDUSTRIES INC OH 1.02,9.01 04/03/08 NATIONAL COAL CORP FL 2.01,9.01 03/31/08 NationsHealth, Inc. DE 3.01,9.01 04/01/07 NATUS MEDICAL INC DE 1.01,8.01,9.01 04/04/08 NAUTILUS, INC. WA 1.01 03/31/08 NCO Group, Inc. 2.02,7.01,9.01 04/01/08 NEWMONT MINING CORP /DE/ DE 5.02 04/01/08 NEWNAN COWETA BANCSHARES INC 5.02,9.01 04/01/08 NOBLE INTERNATIONAL, LTD. DE 2.02,8.01,9.01 04/01/08 NORCROSS SAFETY PRODUCTS LLC DE 8.01 04/03/08 NORFOLK SOUTHERN CORP VA 1.01,2.03 04/04/08 NORTHLAND CABLE PROPERTIES EIGHT LIMI WA 1.02 03/31/08 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 1.02 03/31/08 NTR Acquisition Co. DE 1.01,1.02,7.01,9.01 04/03/08 NuStar Energy L.P. DE 1.01,9.01 04/04/08 NYER MEDICAL GROUP INC FL 5.02 03/31/08 O2DIESEL CORP DE 3.01,9.01 04/02/08 Omega Flex, Inc. PA 5.02 04/04/08 ORAMED PHARMACEUTICALS INC. NV 4.01,9.01 03/31/08 Orange 21 Inc. DE 4.02 04/02/08 Orbitz Worldwide, Inc. DE 5.02 04/03/08 ORTHOFIX INTERNATIONAL N V 2.02,5.02,9.01 03/31/08 OSCIENT PHARMACEUTICALS CORP MA 5.02 04/03/08 OSI PHARMACEUTICALS INC DE 8.01,9.01 04/04/08 PARKWAY PROPERTIES INC MD 5.02 04/03/08 PECO II INC OH 8.01,9.01 04/02/08 PEPCO HOLDINGS INC DE 7.01,9.01 04/03/08 Pet DRx CORP DE 1.01,2.01,2.02,2.03,3.03,4.01, 01/04/08 AMEND 5.01,5.02,5.03 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 5.02,7.01,9.01 04/02/08 PHH CORP MD 1.01,2.03,3.02,8.01,9.01 04/02/08 PINNACLE ENTERTAINMENT INC DE 8.01,9.01 03/26/08 PLATINA ENERGY GROUP INC. DE 5.02 04/04/08 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.03 03/31/08 Powersafe Technology Corp DE 1.01,5.01,5.02,9.01 03/31/08 POWERSECURE INTERNATIONAL, INC. DE 1.01,9.01 03/31/08 PRESIDENTIAL REALTY CORP/DE/ DE 4.01,9.01 04/01/08 PRO-FAC COOPERATIVE INC 7.01,9.01 04/04/08 PROCERA NETWORKS INC NV 2.02,9.01 03/31/08 PROVIDENCE RESOURCES INC TX 5.02 03/19/08 PSB GROUP INC MI 3.02 03/31/08 Public Storage MD 2.01,9.01 03/31/08 Purple Beverage Company, Inc. NV 1.01,3.02,3.03,8.01,9.01 04/02/08 PYRAMID BREWERIES INC WA 5.02 03/31/08 QUANTUM GROUP INC /FL 8.01,9.01 04/04/08 QUESTAR MARKET RESOURCES INC UT 8.01,9.01 04/01/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 04/04/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 04/01/08 QWEST CORP CO 8.01,9.01 04/04/08 R H DONNELLEY CORP DE 8.01,9.01 04/04/08 R&G FINANCIAL CORP PR 7.01,9.01 04/04/08 REGENERX BIOPHARMACEUTICALS INC DE 1.01,2.02,3.02,9.01 03/31/08 REIT AMERICAS, INC. MD 1.01,9.01 03/31/08 REPROS THERAPEUTICS INC. DE 5.02 03/31/08 RESIDENTIAL CAPITAL, LLC DE 1.01,5.03 03/31/08 Restore Medical, Inc. DE 2.02,3.01,9.01 04/01/08 REUNION INDUSTRIES INC DE 8.01 04/04/08 RF MICRO DEVICES INC NC 5.02,9.01 03/31/08 RICKS CABARET INTERNATIONAL INC TX 2.01,9.01 03/31/08 RISK GEORGE INDUSTRIES INC CO 4.01 04/04/08 Riverbed Technology, Inc. DE 7.01,9.01 04/03/08 ROYALITE PETROLEUM CO INC. NV 1.01,2.01,3.02,5.01,5.02,7.01, 03/31/08 9.01 RTI Biologics, Inc. DE 5.02 04/01/08 SafeStitch Medical, Inc. DE 5.02,9.01 04/02/08 Safety Products Holdings, Inc. DE 1.01,9.01 04/03/08 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02 04/01/08 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 04/01/08 SCANSOURCE INC SC 7.01,9.01 04/04/08 SCHAWK INC DE 2.02,4.02 04/03/08 SCHERING PLOUGH CORP NJ 2.05,9.01 04/02/08 SCHULMAN A INC DE 2.02,9.01 04/04/08 SCOTTISH RE GROUP LTD E9 1.01,8.01 03/31/08 SCRIPPS E W CO /DE OH 5.02,9.01 04/01/08 SECURE ALLIANCE HOLDINGS CORP DE 1.01,9.01 03/31/08 SECURE COMPUTING CORP DE 5.02 04/04/08 SECURECARE TECHNOLOGIES INC NV 5.02,8.01,9.01 04/02/08 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 04/04/08 Shire plc 8.01,9.01 04/04/08 SIERRA MONITOR CORP /CA/ CA 5.02 04/04/08 SILGAN HOLDINGS INC DE 8.01,9.01 04/03/08 Silver Reserve Corp. DE 5.02 04/02/08 Silver State Bancorp 8.01,9.01 04/03/08 SKINS INC. NV 5.02 03/27/08 SKYLINE CORP IN 2.02,9.01 04/04/08 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 04/01/08 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 04/01/08 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 04/01/08 SMITH BARNEY WARRINGTON FUND L P 3.02 04/01/08 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 04/01/08 Solo Cup CO DE 5.02 03/31/08 SONIC SOLUTIONS/CA/ CA 1.01,9.01 03/31/08 SOUTHWEST WATER CO DE 4.01,9.01 10/04/07 AMEND SOUTHWESTERN ENERGY CO DE 1.01,8.01,9.01 04/01/08 SPHERIX INC DE 2.02,9.01 04/03/08 SPINDLETOP OIL & GAS CO TX 5.02 04/03/08 SPIRE CORP MA 1.01,2.03 03/31/08 SRI SURGICAL EXPRESS INC FL 1.01,9.01 03/31/08 Star Resorts Development Inc. NV 1.01,5.02,9.01 03/31/08 STEELCLOUD INC VA 8.01 04/04/08 Sucampo Pharmaceuticals, Inc. 1.02,5.02 03/31/08 Summer Infant, Inc. DE 1.01,2.03,3.02,8.01,9.01 03/31/08 Sun American Bancorp DE 4.01,9.01 03/31/08 SUN HEALTHCARE GROUP INC DE 8.01 03/31/08 SYPRIS SOLUTIONS INC DE 5.02,9.01 03/31/08 TAKE TWO INTERACTIVE SOFTWARE INC DE 8.01 04/01/08 TALBOTS INC DE 5.02 03/31/08 Tarpon Industries, Inc. MI 1.01,9.01 03/31/08 TARRANT APPAREL GROUP CA 3.01,9.01 04/02/08 TEAM INC TX 2.02,9.01 03/31/08 TECHNOLOGY RESEARCH CORP FL 8.01 04/04/08 TESSERA TECHNOLOGIES INC DE 7.01,9.01 04/03/08 THERMAGE INC DE 5.02 03/31/08 THORNBURG MORTGAGE INC MD 1.01,3.02,7.01,9.01 03/27/08 AMEND TIDELANDS OIL & GAS CORP/WA NV 1.01,1.02,9.01 03/25/08 TODD SHIPYARDS CORP WA 8.01 04/04/08 Tootie Pie Company, Inc. TX 5.02,9.01 03/31/08 Toro Ventures Inc. NV 1.01,9.01 04/01/08 TRANSOCEAN INC E9 7.01,9.01 04/04/08 TREE TOP INDUSTRIES, INC. NV 5.02 03/31/08 TRONOX INC DE 1.01,9.01 04/01/08 True North Energy CORP 1.01,3.01,9.01 03/31/08 Trycera Financial, Inc. NV 8.01,9.01 04/01/08 TUFCO TECHNOLOGIES INC DE 1.01,9.01 04/03/08 TUMBLEWEED COMMUNICATIONS CORP DE 8.01,9.01 04/03/08 TXCO Resources Inc DE 8.01,9.01 04/03/08 U.S. Helicopter CORP DE 1.01,2.03,3.02,8.01,9.01 03/31/08 UNITED THERAPEUTICS CORP DE 8.01 04/01/08 UNIVERSAL FOG INC 4.01,9.01 03/28/08 US AIRWAYS GROUP INC DE 2.02,9.01 04/04/08 US AIRWAYS GROUP INC DE 2.02,9.01 04/04/08 US BioEnergy CORP 1.01,1.02,2.01,3.01,5.01,5.02, 03/31/08 5.03,9.01 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 04/02/08 USG CORP DE 2.05 04/01/08 UTEK CORP 8.01,9.01 03/31/08 VALUEVISION MEDIA INC MN 5.02 04/01/08 VERSO TECHNOLOGIES INC MN 2.02,3.02,9.01 04/01/08 VIASPACE Inc. NV 8.01,9.01 04/04/08 AMEND Visiphor CORP A1 5.02,7.01,9.01 04/03/08 VIVUS INC CA 1.01,8.01,9.01 04/03/08 WESTMORELAND COAL CO DE 5.02,9.01 03/31/08 WET SEAL INC DE 5.02,9.01 04/03/08 WILLIAMS COMPANIES INC DE 1.01 04/02/08 Winthrop Realty Trust OH 8.01,9.01 03/31/08 WIRELESS RONIN TECHNOLOGIES INC MN 5.02 03/31/08 WorldSpace, Inc DE 8.01,9.01 04/04/08 WSI INDUSTRIES, INC. MN 2.02,8.01,9.01 04/03/08 X RITE INC MI 7.01,9.01 04/03/08 Xenonics Holdings, Inc. NV 2.02,9.01 04/03/08 XETA TECHNOLOGIES INC OK 7.01,9.01 04/03/08 AMEND XO HOLDINGS INC DE 8.01 03/31/08 XPLORE TECHNOLOGIES CORP DE 3.01,9.01 03/31/08 YORK WATER CO PA 5.02 04/04/08 ZILA INC DE 5.02,5.03,8.01,9.01 03/31/08