RECENT 8K FILINGS February 6, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 8.01 02/05/08 3PAR Inc. DE 5.02 01/30/08 A. H. Belo CORP DE 1.01,9.01 02/04/08 AAR CORP DE 8.01,9.01 02/04/08 ACCELRYS, INC. DE 2.02,9.01 02/05/08 ACE LTD D0 1.01 01/30/08 ACORN ENERGY, INC. DE 8.01,9.01 02/05/08 ACTUATE CORP DE 7.01,9.01 02/04/08 ACUSPHERE INC DE 5.02,9.01 02/04/08 ADCARE HEALTH SYSTEMS INC OH 8.01 02/05/07 Advanced Life Sciences Holdings, Inc. 1.01,9.01 01/31/08 ADVENT SOFTWARE INC /DE/ DE 2.02,5.02,9.01 02/01/08 ADVISORY BOARD CO DE 2.02,9.01 02/05/08 AES CORP DE 1.01,7.01,8.01,9.01 02/04/08 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 01/31/08 AFFYMETRIX INC DE 8.01 01/30/08 AIS FUTURES FUND IV LP DE 3.02 01/31/08 ALABAMA AIRCRAFT INDUSTRIES, INC DE 5.02 02/01/08 Aldabra 2 Acquisition Corp. DE 8.01,9.01 02/05/08 ALEXANDER & BALDWIN INC HI 2.02,9.01 02/05/08 Alexza Pharmaceuticals Inc. DE 7.01,9.01 02/05/08 ALLIED CAPITAL CORP MD 2.03,9.01 01/30/08 Allied Nevada Gold Corp DE 7.01,9.01 02/04/08 Alon USA Energy, Inc. DE 1.01,9.01 01/29/08 Alternative Loan Trust Resecuritizati DE 9.01 12/18/07 Alternative Loan Trust Resecuritizati DE 9.01 01/18/08 ALTRIA GROUP, INC. VA 5.02,9.01 01/30/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 2.01,9.01 01/28/07 AMEND AMREP CORP. OK 1.01,2.03,9.01 02/01/08 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 02/04/08 ANALOGIC CORP MA 1.01,9.01 01/30/08 ANALOGIC CORP MA 5.02,9.01 01/31/08 ANGELICA CORP /NEW/ MO 5.02,9.01 01/30/08 APOLLO INVESTMENT CORP MD 2.02,9.01 02/05/08 ARCH COAL INC DE 7.01,9.01 02/05/08 ART TECHNOLOGY GROUP INC DE 2.02,9.01 02/05/08 Asia Automotive Acquisition Corp. DE 9.01 11/05/07 ATLAS AIR WORLDWIDE HOLDINGS INC DE 1.01,2.03 01/30/08 ATMOS ENERGY CORP TX 2.02,9.01 02/05/08 AUDIBLE INC 1.01,3.02,3.03,5.02,9.01 01/30/08 AURELIO RESOURCE CORP NV 1.01,9.01 02/05/08 AURELIO RESOURCE CORP NV 1.01 02/05/08 AVON PRODUCTS INC NY 2.02,9.01 02/05/08 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 02/04/08 BANCORP RHODE ISLAND INC 2.02 01/24/08 AMEND BANK OF FLORIDA CORP FL 7.01,9.01 02/04/08 BANKERS STORE INC NY 5.02,9.01 01/31/08 BANKRATE INC FL 1.01,2.01,2.02,7.01,9.01 02/05/08 BARRETT BUSINESS SERVICES INC MD 7.01,9.01 02/04/08 BASSETT FURNITURE INDUSTRIES INC VA 2.02,9.01 01/29/08 BEACH FIRST NATIONAL BANCSHARES INC SC 5.02 01/28/08 BELO CORP DE 1.01,9.01 02/04/08 BEMIS CO INC MO 5.02 01/31/08 BIOLASE TECHNOLOGY INC DE 5.02 01/30/08 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 5.02 02/04/08 BIOPHAN TECHNOLOGIES INC NV 5.02 02/01/08 BJs RESTAURANTS INC CA 8.01,9.01 02/05/08 BKF CAPITAL GROUP INC DE 5.02,9.01 01/30/08 BLACK BOX CORP DE 1.01,9.01 01/30/08 BLACKBOARD INC DE 2.02,5.02,9.01 02/05/08 BLONDER TONGUE LABORATORIES INC DE 3.01,5.02,7.01,9.01 01/30/08 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 2.02,9.01 02/04/08 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,9.01 01/31/08 BOSTON SCIENTIFIC CORP DE 2.02,9.01 02/04/08 BreitBurn Energy Partners L.P. DE 7.01,9.01 02/05/08 Bristow Group Inc DE 2.02 02/05/08 Brooke Credit CORP DE 1.01,9.01 01/30/08 BROOKFIELD HOMES CORP DE 2.02,9.01 02/01/08 BRUSH ENGINEERED MATERIALS INC 2.01,9.01 02/05/08 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 01/31/08 CAPITAL ONE FINANCIAL CORP DE 8.01,9.01 02/04/08 CAPITAL ONE FINANCIAL CORP DE 8.01,9.01 01/31/08 CAPITAL ONE FINANCIAL CORP DE 5.02 01/31/08 CAPSTEAD MORTGAGE CORP MD 8.01,9.01 01/28/08 CATALYST SEMICONDUCTOR INC DE 2.02,7.01,9.01 02/05/08 CBL & ASSOCIATES PROPERTIES INC DE 2.02,2.06,9.01 02/04/08 CBRE Realty Finance Inc 8.01,9.01 01/28/08 CBRL GROUP INC TN 7.01,9.01 02/05/08 Celanese CORP DE 2.02,7.01,9.01 02/05/08 CELL THERAPEUTICS INC WA 2.05 01/30/08 CENTENE CORP 2.02,9.01 02/05/08 CENTER BANCORP INC NJ 5.02,9.01 01/30/08 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01 01/31/08 Challenger Powerboats, Inc. NV 1.01,9.01 02/05/08 CHAPEAU INC UT 8.01 01/28/08 CHARMING SHOPPES INC PA 5.02,7.01,9.01 02/01/08 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/04/08 CHENIERE ENERGY INC DE 7.01,9.01 02/05/08 Cheniere Energy Partners, L.P. DE 7.01,9.01 02/05/08 CHIEF CONSOLIDATED MINING CO AZ 8.01,9.01 02/01/08 China Green Agriculture, Inc. NV 5.03,8.01,9.01 02/05/08 CHINA SECURITY & SURVEILLANCE TECHNOL DE 5.03,9.01 02/05/08 China VoIP & Digital Telecom Inc. NV 8.01,9.01 02/05/08 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 06/28/07 AMEND CHL Mortgage Pass-Through Trust 2007- DE 9.01 12/28/07 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 02/05/08 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 02/05/08 CIT GROUP INC DE 8.01,9.01 02/04/08 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 02/01/08 CITIGROUP FAIRFIELD FUTURES FUND LP I 3.02 02/01/08 CITIZENS FIRST CORP KY 2.02,7.01,9.01 02/05/08 Claymont Steel, Inc. DE 5.02 01/29/08 CME GROUP INC. DE 2.02,9.01 02/05/08 CNET NETWORKS INC DE 2.02,7.01,9.01 02/05/08 CNET NETWORKS INC DE 5.02,9.01 02/05/08 COHERENT INC DE 1.01,5.02,9.01 01/31/08 COHESANT TECHNOLOGIES INC DE 8.01,9.01 02/05/08 COLLECTORS UNIVERSE INC DE 7.01,9.01 02/05/08 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 02/05/08 COLUMBUS ACQUISITION CORP 4.01,9.01 01/31/08 COMMERCE BANCSHARES INC /MO/ MO 5.02,8.01 02/01/08 COMMVAULT SYSTEMS INC DE 2.02,9.01 02/05/08 COMMVAULT SYSTEMS INC DE 5.02 01/30/08 COMPOSITE TECHNOLOGY CORP NV 1.01,9.01 01/30/08 COMPUTER HORIZONS CORP NY 8.01 01/25/08 COMSCORE, INC. DE 5.02 01/30/08 COMSCORE, INC. DE 1.01,9.01 12/21/07 CONTANGO OIL & GAS CO DE 2.01,9.01 01/30/08 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,8.01 02/05/08 Cornerworld Corp NV 8.01,9.01 01/31/08 CORVEL CORP DE 2.02,9.01 02/05/08 COUNTERPATH CORP NV 1.01,2.01,3.02,7.01,9.01 02/01/08 COUNTERPATH CORP NV 1.01,2.01,7.01,9.01 02/01/08 CREDIT ACCEPTANCE CORPORATION MI 7.01,9.01 01/10/08 CREDIT ACCEPTANCE CORPORATION MI 2.02,9.01 02/01/08 CSK AUTO CORP DE 1.01,3.03,8.01,9.01 02/01/08 Customer Acquisition Network Holdings DE 2.03,9.01 11/16/07 AMEND CYBERTEL CAPITAL CORP NV 1.01,9.01 01/27/08 Data Domain, Inc. DE 5.02,9.01 01/30/08 DemandTec, Inc. DE 5.02 02/04/08 DEXCOM INC 1.01,2.03,9.01 01/31/08 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 02/05/08 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,8.01,9.01 02/05/08 DICE HOLDINGS, INC. DE 1.01 02/04/08 Digital Realty Trust, Inc. MD 8.01,9.01 01/31/08 DISTRIBUTED ENERGY SYSTEMS CORP DE 3.01,7.01 01/30/08 DJO Finance LLC DE 2.01,9.01 11/20/07 AMEND DOLLAR FINANCIAL CORP DE 5.02,9.01 01/30/08 Double-Take Software, Inc. DE 2.02,9.01 02/05/08 DPAC TECHNOLOGIES CORP CA 1.01,1.02,2.03,3.02,5.03,9.01 01/30/08 DRI CORP NC 7.01,9.01 02/05/08 Duke Energy CORP DE 2.02,9.01 02/05/08 DUKE REALTY CORP IN 2.02,5.03,9.01 01/30/08 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 01/30/08 DUNE ENERGY INC DE 8.01,9.01 01/30/08 DUPONT E I DE NEMOURS & CO DE 5.02 01/30/08 DURA AUTOMOTIVE SYSTEMS INC DE 1.01,1.02,2.03,9.01 01/30/08 DURECT CORP DE 2.02,9.01 02/05/08 EDWARDS LIFESCIENCES CORP DE 2.02,9.01 02/05/08 EESTech, Inc. 3.02,8.01,9.01 01/31/08 ELANDIA INTERNATIONAL INC. DE 5.02 01/30/08 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 02/05/08 EMPIRE RESOURCES INC /NEW/ DE 1.01,2.03 02/04/08 ENDWAVE CORP DE 2.02,9.01 02/05/08 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 02/04/08 ENGLOBAL CORP NV 8.01,9.01 02/05/08 ENVIRONMENTAL TECTONICS CORP PA 2.03,2.04,3.01,4.01,8.01,9.01 01/30/08 EPL Intermediate, Inc. DE 1.01,5.02,5.03,9.01 01/30/08 EQUINIX INC DE 1.01,2.03,5.02 01/31/08 ES Bancshares, Inc. MD 8.01,9.01 02/04/08 EVANS BOB FARMS INC DE 2.02,9.01 02/05/08 EXTREME NETWORKS INC DE 5.02 02/04/08 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 02/05/08 FEDDERS CORP /DE DE 5.02 01/30/08 Federal Home Loan Bank of Atlanta X1 2.03 01/30/08 Federal Home Loan Bank of Boston X1 2.03 01/30/08 Federal Home Loan Bank of Chicago X1 2.03 01/30/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/30/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/30/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/30/08 Federal Home Loan Bank of New York X1 2.03,9.01 01/30/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/30/08 Federal Home Loan Bank of San Francis X1 2.03 01/30/08 Federal Home Loan Bank of Seattle 2.03 02/04/08 Federal Home Loan Bank of Topeka 2.03 01/30/08 FIRST FINANCIAL HOLDINGS INC /DE/ DE 4.01,5.02,7.01,9.01 07/03/07 FIRST KEYSTONE FINANCIAL INC 2.02,9.01 02/05/08 FIRST MARBLEHEAD CORP 5.02 01/30/08 FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,9.01 02/04/08 FIRST STATE FINANCIAL CORP/FL 2.02 02/05/08 Flag Intermediate Holdings CORP DE 2.02,9.01 02/01/08 FLOTEK INDUSTRIES INC/CN/ DE 7.01,9.01 02/05/08 FLOTEK INDUSTRIES INC/CN/ DE 7.01,8.01,9.01 02/05/08 FLOTEK INDUSTRIES INC/CN/ DE 7.01,9.01 02/05/08 FLUOR CORP DE 7.01,9.01 01/31/08 FMC TECHNOLOGIES INC DE 7.01,9.01 02/01/08 FORCE PROTECTION INC NV 5.02,9.01 01/31/08 FORMFACTOR INC DE 2.02,2.05,9.01 02/05/08 FREEDOM FINANCIAL GROUP INC DE 1.01,2.03,9.01 01/31/08 g8wave Holdings, Inc. 5.02 01/30/08 GATX CORP NY 1.01,2.03,9.01 02/01/08 GENERAL DATACOMM INDUSTRIES INC DE 2.01 02/05/08 GENOMIC HEALTH INC 2.02,9.01 02/05/08 GENUINE PARTS CO GA 7.01,9.01 02/05/08 GETTY REALTY CORP /MD/ MD 2.02,9.01 02/05/08 GILEAD SCIENCES INC DE 5.02 01/30/08 GLADSTONE CAPITAL CORP MD 2.02,9.01 02/05/08 Global Logistics Acquisition CORP DE 1.01 02/01/08 AMEND GLOBAL ROAMING DISTRIBUTION, INC. FL 5.02,9.01 02/04/08 AMEND GMAC LLC DE 2.02,9.01 02/05/08 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.03 02/04/08 GOUVERNEUR BANCORP INC DE 2.02,9.01 02/05/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/01/08 GRYPHON GOLD CORP NV 7.01,9.01 02/05/08 GTJ REIT, Inc. MD 1.01,9.01 02/01/08 GUESS INC DE 5.02 01/30/08 Guidance Software, Inc. DE 3.01 02/05/08 HALLMARK FINANCIAL SERVICES INC NV 7.01,9.01 02/04/08 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 02/05/08 Hawaiian Telcom Communications, Inc. DE 5.02 02/04/08 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 02/05/08 HEALTH NET INC DE 2.02,9.01 02/05/08 HEARUSA INC DE 5.02,9.01 02/01/08 HIBBETT SPORTS INC 1.01,9.01 02/04/08 High Velocity Alternative Energy Corp 5.02,8.01,9.01 01/31/08 HOLLY CORP DE 1.01,9.01 01/31/08 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 02/05/08 HOLLY ENERGY PARTNERS LP DE 1.01,3.02,9.01 01/31/08 HSW International, Inc. DE 3.02,8.01,9.01 01/31/08 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 01/30/08 HYDROGEN ENGINE CENTER, INC. NV 9.01 02/04/08 I MANY INC DE 2.02,9.01 02/05/08 IASIS Healthcare LLC DE 5.02,9.01 01/31/08 IBT BANCORP INC PA 2.02,9.01 02/05/08 IDEX CORP /DE/ DE 2.02,9.01 02/05/08 IMERGENT INC DE 2.02,9.01 02/05/08 INERGY HOLDINGS, L.P. 2.02,7.01,9.01 02/05/08 INERGY L P DE 2.02,7.01,9.01 02/05/08 INFOSPACE INC DE 2.02,9.01 02/05/08 Inland American Real Estate Trust, In MD 9.01 02/04/08 AMEND INNOVEX INC MN 5.02,9.01 02/01/08 Inova Technology Inc. NV 5.02 01/29/08 Inova Technology Inc. NV 1.01 02/04/08 InterDigital, Inc. PA 7.01,9.01 02/05/08 INTERNATIONAL ENERGY, INC. NV 7.01,9.01 01/29/08 INTERNATIONAL SPEEDWAY CORP FL 5.02 01/31/08 INTEVAC INC CA 2.02,9.01 02/05/08 INTRAOP MEDICAL CORP 1.01,3.02,9.01 01/31/08 Invesco Ltd. D0 2.02,9.01 02/05/08 INVITROGEN CORP DE 2.02,9.01 02/05/08 IOMEGA CORP DE 2.02,9.01 02/05/08 IRVINE SENSORS CORP/DE/ DE 3.02 02/04/08 Isilon Systems, Inc. DE 5.02,9.01 02/01/08 IXI Mobile, Inc. DE 5.02,9.01 01/30/08 J P MORGAN CHASE & CO DE 9.01 02/01/08 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 02/05/08 JEWETT CAMERON TRADING CO LTD OR 5.02 02/01/08 KANSAS CITY SOUTHERN DE 2.02,9.01 02/05/08 KBS Real Estate Investment Trust, Inc MD 1.01,2.01,2.03 01/30/08 KBW, INC. 2.02,9.01 02/05/08 KEY TECHNOLOGY INC OR 5.02,9.01 02/05/08 KIMBALL INTERNATIONAL INC IN 2.02,9.01 02/05/08 LACROSSE FOOTWEAR INC WI 8.01,9.01 02/04/08 Lake Shore Bancorp, Inc. X1 2.02,8.01,9.01 01/25/08 LANGUAGE ACCESS NETWORK, INC. NV 8.01 02/01/08 LBO CAPITAL CORP CO 4.01 01/31/08 LEHMAN BROTHERS HOLDINGS INC DE 8.01,9.01 01/29/08 LIBERTY PROPERTY TRUST MD 2.02,9.01 02/04/08 LIBERTY STAR URANIUM & METALS CORP. NV 7.01,9.01 02/05/08 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01 01/30/08 LITTLE SQUAW GOLD MINING CO AK 8.01,9.01 02/04/08 Live Nation, Inc. DE 5.02 02/04/08 LMI AEROSPACE INC MO 7.01,9.01 02/04/08 LOOKSMART LTD DE 2.02,9.01 02/05/08 LoopNet, Inc. DE 2.02,5.02,8.01,9.01 01/31/08 LOUISIANA-PACIFIC CORP DE 2.02,9.01 02/05/08 LOWES COMPANIES INC NC 5.03,9.01 02/01/08 MAGELLAN MIDSTREAM HOLDINGS LP 2.02,9.01 02/05/08 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 02/05/08 MAGNETEK, INC. DE 1.01,9.01 02/04/08 MAGNITUDE INFORMATION SYSTEMS INC DE 1.01,3.02,9.01 01/29/08 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 02/05/08 MANHATTAN ASSOCIATES INC GA 2.02,9.01 02/05/08 MANITOWOC CO INC WI 2.02,9.01 02/04/08 MAP Pharmaceuticals, Inc. DE 5.02,9.01 02/02/08 MARINER ENERGY INC DE 1.01,2.01,2.03,9.01 01/31/08 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 02/05/08 MATHSTAR INC MN 7.01,9.01 02/05/08 MEDAREX INC NJ 5.02 01/30/08 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 02/05/08 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 02/05/08 Metaswarm Inc. CA 1.01,2.03,3.02,9.01 01/22/08 AMEND MICROFIELD GROUP INC OR 1.01,9.01 01/30/08 MICRUS ENDOVASCULAR CORP 1.01 01/31/08 MID WISCONSIN FINANCIAL SERVICES INC WI 5.02 02/01/08 MILLENNIUM CELL INC DE 1.01,9.01 02/05/08 MITCHAM INDUSTRIES INC TX 5.02,9.01 01/30/08 MONOLITHIC POWER SYSTEMS INC CA 2.02,5.02,8.01,9.01 12/31/07 Morgans Hotel Group Co. DE 5.02,9.01 01/31/08 MOTOROLA INC DE 5.02 01/30/08 MOVIE GALLERY INC DE 2.05,9.01 02/04/08 MUELLER INDUSTRIES INC DE 2.02,9.01 02/05/08 MULTI FINELINE ELECTRONIX INC 2.02,9.01 02/05/08 MYRIAD GENETICS INC DE 2.02,9.01 02/05/08 NAPSTER INC DE 5.02 01/30/08 NASB FINANCIAL INC MO 2.02 12/31/07 Nascent Wine Company, Inc. 2.01,9.01 10/29/07 AMEND NATIONAL FINANCIAL PARTNERS CORP 2.02,3.02,7.01,9.01 12/31/07 NATIONAL HEALTH INVESTORS INC MD 8.01 02/05/08 National Health Partners Inc 1.02 01/30/08 NATIONAL PRESTO INDUSTRIES INC WI 8.01 01/30/08 NATIONAL SCIENTIFIC CORP/AZ 5.03,9.01 02/01/08 NATIONAL SEMICONDUCTOR CORP DE 8.01,9.01 02/01/08 NELNET INC NE 5.05,9.01 01/30/08 NESS TECHNOLOGIES INC 2.02,7.01,9.01 02/05/08 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 02/05/08 NEUROGEN CORP DE 5.02 02/04/08 AMEND Neutral Tandem Inc 2.02,7.01,9.01 02/05/08 Nevaeh Enterprises Ltd. NV 8.01 02/04/07 NEW FRONTIER MEDIA INC CO 2.02,9.01 02/05/08 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 01/25/08 NEW ULM TELECOM INC MN 1.01,5.02,8.01 12/18/07 NewCardio, Inc. DE 5.02,9.01 01/23/08 NEWFIELD EXPLORATION CO /DE/ DE 7.01,9.01 02/04/08 NICHOLAS FINANCIAL INC FL 2.02,9.01 02/05/08 Nielsen CO B.V. P7 5.02,8.01 02/04/08 NOBEL LEARNING COMMUNITIES INC DE 2.02,9.01 02/05/08 NUCO2 INC /FL FL 2.02,7.01,9.01 02/05/08 OccuLogix, Inc. DE 3.01,9.01 02/01/08 Och-Ziff Capital Management Group LLC DE 5.02 02/04/08 Odimo INC DE 3.02 02/04/08 ODYSSEY HEALTHCARE INC DE 7.01,9.01 02/05/08 OLD LINE BANCSHARES INC 5.02,9.01 12/21/07 Omrix Biopharmaceuticals, Inc. DE 2.02,9.01 02/05/08 OSI SYSTEMS INC CA 2.02,9.01 02/05/08 OWENS & MINOR INC/VA/ VA 2.02,9.01 02/04/08 PACCAR INC DE 5.02,9.01 01/30/08 PAID INC DE 4.02 04/03/07 PANTERA PETROLEUM INC. NV 2.01,5.06,9.01 11/30/07 PARK CITY GROUP INC DE 5.02 02/05/08 PARK ELECTROCHEMICAL CORP NY 5.02,9.01 01/30/08 PARKERVISION INC FL 5.02 02/01/08 PARKWAY PROPERTIES INC MD 2.02,9.01 02/04/08 PARKWAY PROPERTIES INC MD 5.02,9.01 02/04/08 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 02/01/08 PENSON WORLDWIDE INC DE 2.02,9.01 02/05/08 PENTAIR INC MN 2.02,9.01 02/05/08 PEOPLES COMMUNITY BANCORP INC /MD/ MD 1.02,9.01 01/31/08 PEROT SYSTEMS CORP DE 2.02,9.01 02/05/08 PERRIGO CO MI 2.02,9.01 02/05/08 PERRY ELLIS INTERNATIONAL INC FL 8.01,9.01 02/04/08 PHILLIPS VAN HEUSEN CORP /DE/ DE 8.01 01/30/08 Pike Electric CORP 2.02,9.01 02/05/08 PINNACLE DATA SYSTEMS INC OH 5.02 02/04/08 PINNACLE FINANCIAL PARTNERS INC TN 7.01,9.01 02/05/08 PLANAR SYSTEMS INC OR 2.02,9.01 02/05/08 PLANETLINK COMMUNICATIONS INC GA 9.01 02/01/08 PNA Group, Inc. DE 5.02,9.01 01/31/08 PORTA SYSTEMS CORP DE 1.01 02/01/08 Porter Bancorp, Inc. KY 8.01,9.01 02/01/08 POST PROPERTIES INC GA 2.02,9.01 02/05/08 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 02/04/08 POZEN INC /NC 5.02 02/05/08 PRIMUS GUARANTY LTD 2.02,9.01 02/05/08 PRINCIPAL FINANCIAL GROUP INC DE 2.02 02/04/08 PRINCIPAL FINANCIAL GROUP INC DE 7.01 02/05/08 PRINCIPAL FINANCIAL GROUP INC DE 7.01 02/05/08 ProLink Holdings Corp. DE 5.02 01/31/08 PROSPECT CAPITAL CORP MD 8.01,9.01 02/04/08 PROXYMED INC /FT LAUDERDALE/ FL 2.01,8.01,9.01 01/31/08 PSB GROUP INC MI 8.01,9.01 02/01/08 PULTE HOMES INC/MI/ MI 1.01,9.01 02/01/08 PUREDEPTH, INC. CO 1.01,8.01 01/30/08 QUEST SOFTWARE INC CA 2.02,9.01 02/05/08 R&G FINANCIAL CORP PR 7.01,9.01 02/01/08 RADISYS CORP OR 2.02,9.01 02/05/08 RBS GLOBAL INC DE 2.02,9.01 02/05/08 RENOVIS INC DE 5.02 01/31/08 RENT A CENTER INC DE 2.02,9.01 02/04/08 REPUBLIC SERVICES INC DE 2.02,9.01 02/05/08 REPUBLIC SERVICES INC DE 8.01,9.01 02/05/08 RESIDENTIAL CAPITAL, LLC DE 2.02,9.01 02/05/08 RESOURCES CONNECTION INC DE 5.03,9.01 01/31/08 RIO VISTA ENERGY PARTNERS LP DE 9.01 11/19/07 AMEND RiskMetrics Group Inc 5.02 02/01/08 Riverbed Technology, Inc. DE 2.02,9.01 02/05/08 Rosetta Resources Inc. DE 7.01,9.01 02/04/08 ROYAL MINES & MINERALS CORP NV 1.01,5.02,9.01 02/01/08 RUB A DUB SOAP INC CO 2.01,4.01,8.01,9.01 02/04/08 SAFECO CORP WA 5.02,8.01,9.01 01/30/08 SAIA INC DE 7.01,9.01 01/30/08 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 02/01/08 SAMARITAN PHARMACEUTICALS INC NV 8.01,9.01 02/05/08 SANGAMO BIOSCIENCES INC DE 2.02,9.01 02/05/08 SANTA FE ENERGY TRUST TX 2.02,9.01 02/04/08 SAVVIS, Inc. DE 5.02,9.01 01/31/08 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.01,9.01 01/30/08 SEAMLESS WI-FI, INC. 4.01 11/19/07 AMEND Searchlight Minerals Corp. NV 3.02 01/30/08 SELECTIVE INSURANCE GROUP INC NJ 2.02,5.02,9.01 02/05/08 AMEND SELIGMAN NEW TECHNOLOGIES FUND II INC MD 7.01 02/05/08 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 02/05/08 SERVOTRONICS INC /DE/ DE 8.01 01/30/08 SILICON GRAPHICS INC DE 1.01,2.02,9.01 02/05/08 SINCLAIR BROADCAST GROUP INC MD 7.01,9.01 02/01/08 SKYWORKS SOLUTIONS INC DE 7.01 02/05/08 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 02/01/08 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 02/01/08 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 02/01/08 SMITH BARNEY WARRINGTON FUND L P 3.02 02/01/08 SNAP ON INC DE 5.02,9.01 01/31/08 SOHU COM INC DE 2.02,9.01 02/05/08 SOMERSET HILLS BANCORP NJ 2.02 02/01/08 SRA INTERNATIONAL INC DE 2.02,9.01 02/05/08 STAGE STORES INC NV 5.02,8.01,9.01 01/31/08 STANDARD PACIFIC CORP /DE/ DE 1.01,2.02,9.01 02/04/08 STANDARD PACIFIC CORP /DE/ DE 5.02,9.01 01/30/08 STANDARD PARKING CORP DE 8.01,9.01 02/01/08 STANDEX INTERNATIONAL CORP/DE/ DE 2.02,9.01 12/31/07 STATE STREET CORP MA 7.01,9.01 02/05/08 STEAK & SHAKE CO IN 8.01,9.01 02/05/08 STEEL DYNAMICS INC IN 8.01 02/01/08 STINGER SYSTEMS, INC 5.02 01/30/08 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 01/31/08 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 01/31/08 SUMTOTAL SYSTEMS INC DE 2.02,9.01 02/05/08 SunOpta Inc. 4.02 02/05/08 AMEND SUNPOWER CORP CA 5.02 01/31/08 SWS GROUP INC DE 2.02,9.01 02/05/08 SWS GROUP INC DE 8.01,9.01 02/05/08 SYNOVIS LIFE TECHNOLOGIES INC MN 2.01,9.01 01/31/08 SYNPLICITY INC CA 1.01,2.02,9.01 01/30/08 TARRANT APPAREL GROUP CA 8.01 02/01/08 TAYLOR CAPITAL GROUP INC DE 5.02,9.01 01/30/08 TEAMSTAFF INC NJ 1.01,2.01,9.01 01/30/08 TECO ENERGY INC FL 2.02,5.02,5.03,9.01 01/30/08 TELEMETRIX INC DE 5.02 01/31/08 Tennessee Commerce Bancorp, Inc. TN 5.03,9.01 01/30/08 TERRESTAR CORP DE 5.02,8.01,9.01 02/05/08 TESORO CORP /NEW/ DE 5.02 01/30/08 THOR INDUSTRIES INC DE 2.02,9.01 02/04/08 THORATEC CORP CA 2.02,9.01 02/05/08 THORNBURG MORTGAGE INC MD 2.02,9.01 02/04/08 THQ INC DE 2.02,9.01 02/05/08 TICC Capital Corp. MD 1.01,2.03,9.01 01/31/08 TIENS BIOTECH GROUP USA INC 1.01 01/31/08 Titan Global Holdings, Inc. UT 2.06,7.01,8.01,9.01 01/29/08 TOTAL SYSTEM SERVICES INC GA 5.02,9.01 02/05/08 TOUSA INC DE 5.02,8.01,9.01 01/30/08 TRANSGENOMIC INC DE 5.02,9.01 01/01/08 TRANSMERIDIAN EXPLORATION INC DE 1.01 01/31/08 TRANSOCEAN INC E9 7.01,9.01 02/05/08 TRI VALLEY CORP DE 5.02 02/02/08 TRICO MARINE SERVICES INC DE 9.01 11/23/07 AMEND TUESDAY MORNING CORP/DE DE 8.01,9.01 02/01/08 TULLYS COFFEE CORP 8.01,9.01 02/04/08 TUMBLEWEED COMMUNICATIONS CORP DE 2.02,9.01 02/05/08 TYCO INTERNATIONAL LTD /BER/ D0 2.02,9.01 02/05/08 UAP HOLDING CORP DE 5.04 02/05/08 UNION PACIFIC CORP UT 1.01,2.03,9.01 01/31/08 UNITED COMMUNITY BANKS INC GA 5.02,9.01 01/31/08 UOMO Media Inc. NV 1.01,9.01 01/31/08 US AIRWAYS GROUP INC DE 2.02,9.01 02/05/08 USANA HEALTH SCIENCES INC UT 2.02,9.01 02/05/08 UTSTARCOM INC DE 5.02,9.01 01/30/08 VIASAT INC CA 2.02,9.01 02/05/08 Village Bank & Trust Financial Corp. 2.02,9.01 02/05/08 VIRGINIA COMMERCE BANCORP INC 5.02 01/30/08 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 02/05/08 Vista International Technologies Inc NV 7.01,9.01 02/05/08 VIVUS INC CA 5.02 01/25/08 AMEND Vocus, Inc. DE 2.02,5.02,9.01 02/05/08 W&T OFFSHORE INC TX 2.02,9.01 01/30/08 WALT DISNEY CO/ DE 2.02,9.01 02/05/08 WARNACO GROUP INC /DE/ DE 1.01 01/31/08 WARREN RESOURCES INC MD 7.01,9.01 02/05/08 WEBSTER FINANCIAL CORP DE 5.02,8.01,9.01 01/31/08 WGL HOLDINGS INC VA 2.02,9.01 02/04/08 WHIRLPOOL CORP /DE/ DE 2.02,9.01 02/05/08 WIFIMED HOLDINGS COMPANY, INC. NV 2.01,9.01 10/09/07 AMEND Wilson Creek Mining Corp. NV 5.01,5.02 01/31/08 WISCONSIN ENERGY CORP WI 2.02 02/05/08 WORLDGATE COMMUNICATIONS INC DE 8.01,9.01 01/30/08 YUM BRANDS INC NC 2.02,9.01 02/04/08 Zealous Trading Group, Inc. NV 4.01,9.01 01/18/08 AMEND ZONES INC WA 2.02,8.01,9.01 01/30/08