U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2008-16                                         January 24, 2008



COMMISSION ANNOUNCEMENTS


SEC SUSPENDS TRADING IN THE SECURITIES OF ASIA PACIFIC ENERGY INC. AND
BOLIVAR MINING CORP. 

On January 24, as part of its Anti-Spam initiative, the Securities and
Exchange Commission ordered the temporary suspension of trading in the
securities  of  the  following issuers, commencing at 9:30 a.m. EST on
Jan. 24, 2008, and terminating at 11:59 p.m. EST on Feb. 6, 2008:

* Asia Pacific Energy Inc. (APCC) 
* Bolivar Mining Corp. (BOLV)

The  Commission ordered these trading suspensions because of questions
that  have  arisen  regarding  the  adequacy  and accuracy of publicly
disseminated  information  concerning  among  other  things:  (1)  the
companies' current financial condition, (2) the companies' management,
(3)  the  companies'  business  operations, and/or (4) stock promoting
activity.

The   Commission   cautions   brokers,   dealers,   shareholders,  and
prospective   purchasers  that  they  should  carefully  consider  the
foregoing   information  along  with  all  other  currently  available
information and any information subsequently issued by the companies.

Further,  brokers  and  dealers  should  be  alert  to  the fact that,
pursuant to Rule 15c2-11 under the Exchange Act, at the termination of
the  trading  suspension, no quotation may be entered unless and until
they have strictly complied with all of the provisions of the rule. If
any  broker  or  dealer  has any questions as to whether or not it has
complied  with  the  rule,  it  should  not  enter  any  quotation but
immediately  contact the staff in the Division of Trading and Markets,
Office  of  Interpretation  and  Guidance,  at  (202) 551-5760. If any
broker  or dealer is uncertain as to what is required by Rule 15c2-11,
it  should refrain from entering quotations relating to the securities
of  the  companies listed above until such time as it has familiarized
itself  with  the  rule and is certain that all of its provisions have
been  met.  If  any  broker  or dealer enters any quotation that is in
violation  of  the  rule,  the  Commission  will consider the need for
prompt enforcement action.

The  SEC's Office of Investor Education and Assistance has information
for  investors  and  members  of the general public on topics directly
related      to      this      action      by      the      SEC.   See
http://www.sec.gov/investor/35tradingsuspensions.htm for a compilation
of helpful links.

Any  broker,  dealer or other person with information relating to this
matter  is invited to e-mail the Securities and Exchange Commission at
35suspensions@sec.gov. (Rel. 34-57190)


ENFORCEMENT PROCEEDINGS


DISTRICT  COURT  GRANTS  SUMMARY  JUDGMENT AGAINST DEFENDANTS AIRTRAC,
INC. AND CLARENCE FRIEND

The  Commission  announced  today that on January 16 the U.S. District
Court  for  the  Central  District of California, Judge James V. Selna
presiding,  granted  the  Commission's  Motion  for  Summary  Judgment
Against     AirTrac  Inc.,  a  Nevada  Corporation,  based  in  Irvine
California,  and  against  Clarence  Friend, an individual residing in
Orange  County  California (Friend). The Court entered a Revised Final
Judgment  of  Permanent Injunction, Disgorgement, Prejudgment Interest
and Civil Penalties against both AirTrac and Friend.

According  to  the  Commission's  complaint,  AirTrac had purported to
develop  and market voice-activated applications that allowed users to
access  the  Internet and check e-mail through cellular telephones and
personal  digital assistants. The Commission also alleged that between
January  2004  and April 2005, the defendants offered and sold AirTrac
stock   and  raised  nearly  $1.8  million  from  over  200  investors
nationwide.  The  company  failed  to register the securities with the
Commission.

The  district  court  found  that  the  sales  of  AirTrac  stock were
unregistered  and  that  no applicable exemption from registration was
available for their sale, either under federal law or California state
law.  The  Court  also  found  that the defendants made three separate
false  misrepresentations  to  AirTrac  investors.  First,  defendants
falsely  represented  that Airtrac was only weeks away from conducting
an  Initial Public Offering (IPO). Second, the defendants falsely told
investors  that  the  company  was  on  the  verge  of  very lucrative
contracts  with  several  major  telecommunications  companies. Third,
Friend  and  AirTrac  misrepresented  to investors the use of proceeds
raised      from  investors.  The  Court  found  that  each  of  these
misrepresentations  was  material. The Court also found that Defendant
Friend  had  acted  as  an  unregistered broker in selling the AirTrac
stock.  In granting summary judgment in favor of the Commission on all
counts,  the  Court  found  that  the defendants had failed to raise a
genuine of material fact which would have precluded summary judgment.

The  Court  enjoined  AirTrac  and  Friend  from  future violations of
Section 5 and 17(a) of the Securities Act of 1933 (Securities Act) and
Section  10(b)  of  the Securities Exchange Act of 1934 (Exchange Act)
and  Rule 10b-5 promulgated thereunder. The Court also enjoined Friend
from future violations of Section 15(a) of the Exchange Act. The Court
awarded  equitable  disgorgement  of  $273,487.87  against  Friend and
$1,759,542.28  against  AirTrac (less any amount actually disgorged by
Friend)  and  also  awarded  prejudgment  interest  in  the  amount of
$18,008.22  against  Friend  and  $115,859.70  (less any interest that
Friend  in  fact pays) against AirTrac. The Court awarded a third-tier
penalty of $130,000 against Friend and separately a third-tier penalty
of $130,000 against AirTrac.

For  more  information,  see  Litigation  Release No. 19741A (June 27,
2006). [SEC v. AirTrac, Inc., Clarence Friend et al., Case No SACV 06-
0582-JVS (RNBx)] (LR-20436)

SEC  SETTLES SECURITIES FRAUD CHARGES AGAINST AIMSI TECHNOLOGIES, INC.
AND WINFRED FIELDS 

The  Commission  announced  today  that it has settled its enforcement
action,  which involves charges of a deliberate "pump and dump" scheme
to  defraud  investors  in  the  stock  of Aimsi Technologies, against
Defendants  Aimsi  Technologies,  Inc. and Winfred Fields. On Jan. 15,
2008,  the  Honorable  Louis L. Stanton of the U.S. District Court for
the  Southern  District of New York entered final judgments on consent
against  Aimsi  and  Fields that enjoined them from violating Sections
17(a)  of  the  Securities  Act  of  1933  and 10(b) of the Securities
Exchange  Act  of  1934  and  Rule  10b-5  thereunder,  and which also
prohibit  Fields  from  acting  as  an officer or director of a public
company. The judgment against Aimsi requires it to pay disgorgement of
$169,000  and  prejudgment  interest  of  $33,423.62,  but payment was
waived  for  the amount exceeding $50,525.51, and civil penalties were
not  imposed,  based  on  Aimsi's defunct status. The judgment against
Fields  requires  him  to pay disgorgement of $350,000 and prejudgment
interest  of  $63,572.13,  but  payment  was  waived  for  the  amount
exceeding  $62,035,  and  civil  penalties  were not imposed, based on
Fields'    sworn  representations  of  his  financial  condition.  The
Commission  also  announced  that  it has dismissed its claims against
Relief  Defendants China Global Distribution Corp., Wonderland Capital
and BP International. 

The Commission filed its action on an emergency basis on May 16, 2005,
alleging  that  Aimsi,  Fields  and  the other defendants engaged in a
deliberate  "pump  and  dump"  scheme  to  defraud investors, in which
Defendants  acquired  a  substantial  stake  in  the  shares of Aimsi,
orchestrated  a  fraudulent promotional campaign to drive up the price
and  trading  volume of Aimsi's stock, and then sold their shares at a
substantial profit to the investing public after their plan succeeded.
The  complaint alleges that before the Commission suspended trading in
Aimsi's  stock on Dec. 15, 2004, the defendants earned illicit trading
profits  of at least $3.1 million. In connection with the Commission's
filing  of  the  complaint,  it  also obtained a temporary restraining
order   that,  among  other  things,  froze  defendants'  assets.  The
complaint charges violations of Section 17(a) of the Securities Act of
1933,  Section  10(b) of the Securities Exchange Act of 1934, and Rule
10b-5.  The  Commission  litigation  is  pending against the remaining
defendants. [SEC v. Aimsi Technologies, Inc., et al., 05 CV 4724 (LLS)
(S.D.N.Y.)] (LR-20437)


INVESTMENT COMPANY ACT RELEASES


METLIFE INVESTMENT FUNDS, INC.

An order has been issued on an application filed by MetLife Investment
Funds,  Inc. declaring that it has ceased to be an investment company.
(Rel. IC-28132 - January 23)


SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

A proposed rule change filed by The NASDAQ Stock Market to clarify the
recipients of certain risk disclosures (SR-NASDAQ-2008-006) has become
effective  under Section 19(b)(3)(A) of the Securities Exchange Act of
1934.  Publication is expected in the Federal Register during the week
of January 21. (Rel. 34-57175)

A  proposed  rule change filed by The The NASDAQ Stock Market to delay
implementation  of certain fee changes (SR-NASDAQ-2008-007) has become
effective  pursuant  to Section 19(b)(3)(A) of the Securities Exchange
Act  of  1934.  Publication is expected in the Federal Register during
the week of January 28. (Rel. 34-57183)

APPROVAL OF PROPOSED RULE CHANGE

The  Commission approved a proposed rule change (SR NYSEArca-2007-121)
submitted  by  NYSE  Arca  relating  to  Rule  6.37B  and  the quoting
obligations  of  Lead  Market  Makers.  Publication is expected in the
Federal Register during the week of January 28. (Rel. 34-57186)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


S-8     ELECTRONIC GAME CARD INC, 712 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 
        10019, 646-723-8936 - 605,391 ($363,234.60) Equity, (File 333-148799 - 
        Jan. 23) (BR. 06B)

SB-2    ELECTRONIC GAME CARD INC, 712 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 
        10019, 646-723-8936 - 5,111,543 ($3,066,925.80) Equity, 
        (File 333-148800 - Jan. 23) (BR. 06B)

SB-2    ESL Teachers Inc., 2475 PASEO DEL LAS AMERICAS, SUITE 1135, SAN DIEGO, 
        CA, 92154, 619-955-7885 - 1,200,000 ($60,000.00) Equity, 
        (File 333-148801 - Jan. 23) (BR. 03)

S-3     HANSEN MEDICAL INC, 380 NORTH BERNARDO AVENUE, MOUNTAIN VIEW, CA, 
        94043, 650 404 5800 - 0 ($2,908,796.96) Equity, (File 333-148802 - 
        Jan. 23) (BR. 10B)

S-8     PIPELINE DATA INC, 1599 WASHINGTON STREET, SUITE 1D, BRAINTREE, MA, 
        02184, 781 843 3812 - 10,000,000 ($8,424,892.00) Equity, 
        (File 333-148803 - Jan. 23) (BR. 03C)

SB-2    XEDAR CORP, 8310 SOUTH VALLEY HIGHWAY, SUITE 220, ENGLEWOOD, CO, 80112, 
        (303) 377-0033 - 1,596,000 ($399,000.00) Equity, (File 333-148804 - 
        Jan. 23) (BR. 09A)

N-2     MCG CAPITAL CORP, 1100 WILSON BLVD, SUITE 800, ARLINGTON, VA, 22209, 
        7032477500 - 0 ($104,500,000.00) Equity, (File 333-148805 - Jan. 23) 
        (BR. 22)

S-8     FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC, 82 RUNNING HILL RD, 
        SOUTH PORTLAND, ME, 04106, 2077758100 - 0 ($72,940,023.00) Equity, 
        (File 333-148809 - Jan. 23) (BR. 10A)

S-8     A. H. Belo CORP, 400 S. RECORD STREET, DALLAS, TX, 75202, 
        214-977-6606 - 0 ($332,400,000.00) Equity, (File 333-148811 - Jan. 23) 
        (BR. 05A)

S-8     CHDT CORP, 350 JIM MORAN BLVD., SUITE 120, DEERFIELD BEACH, FL, 33442, 
        (954) 252-3440 - 10,000,000 ($260,000.00) Equity, (File 333-148812 - 
        Jan. 23) (BR. 02B)

S-3     Winthrop Realty Trust, 7 BULFINCH PLACE, SUITE 500 PO BOX 9507, BOSTON, 
        MA, 02114, 6175704614 - 8,845,036 ($44,755,883.00) Equity, 
        (File 333-148813 - Jan. 23) (BR. 08B)

S-1     Accuro Healthcare Solutions, Inc., 14241 DALLAS PARKWAY, SUITE 800, 
        DALLAS, TX, 75254, (972) 755-6500 - 0 ($143,750,000.00) Equity, 
        (File 333-148818 - Jan. 23) (BR. )

S-8     PBSJ CORP /FL/, 5300 WEST CYPRESS STREET, SUITE 200, TAMPA, FL, 33607, 
        813-282-7275 - 5,000,000 ($148,400,000.00) Equity, (File 333-148819 - 
        Jan. 23) (BR. 06A)

S-8     GENERAL MILLS INC, NUMBER ONE GENERAL MILLS BLVD, MINNEAPOLIS, MN, 
        55426, (763) 764-7600 - 10,000,000 ($526,050,000.00) Equity, 
        (File 333-148820 - Jan. 23) (BR. 04A)

S-8     ECO2 PLASTICS INC, 5300 CLAUS ROAD, RIVERBANK, CA, 95367, 
        415-948-9060 - 5,000,000 ($350,000.00) Equity, (File 333-148821 - 
        Jan. 23) (BR. 06B)

S-8     CARRINGTON LABORATORIES INC /TX/, 2001 WALNUT HILL LANE, IRVING, TX, 
        75038, 972-518-1300 - 1,500,000 ($555,000.00) Equity, 
        (File 333-148822 - Jan. 23) (BR. 06A)

S-8     Esmark INC, 2500 EUCLID AVENUE, CHICAGO HEIGHTS, IL, 60411, 
        708-756-0400 - 750,000 ($6,352,500.00) Equity, (File 333-148823 - 
        Jan. 23) (BR. 06B)

S-4     Macrovision Solutions CORP, C/O MACROVISION CORPORATION, 
        2830 DE LA CRUZ BOULEVARD, SANTA CLARA, CA, 95050, 408-562-8400 - 
        102,439,627 ($1,555,663,826.00) Equity, (File 333-148825 - Jan. 23) 
        (BR. )

SB-2    GOLD HORSE INTERNATIONAL, INC., NO. 31 TONGDAO SOUTH ROAD, 
        HOHHOT, INNER MONGOLIA, F4, 010030, 86 (471) 339-7999 - 
        10,285,470 ($3,538,202.00) Equity, (File 333-148827 - Jan. 23) (BR. 06A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Certain Officers; Election of Directors; 
	Appointment of Certain Officers; Compensatory Arrangements of Certain Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics
5.06	Change in Shell Company Status	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

				       STATE     
NAME OF ISSUER                         CODE   	 8K ITEM NO.		        DATE        COMMENT
-------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES                     IL       2.02,9.01                      01/23/08

ACORN ENERGY, INC.                      DE       9.01                           11/07/07    AMEND

ACXIOM CORP                             DE       2.02,9.01                      01/23/08

ADVANCE AUTO PARTS INC                  DE       5.02,7.01,9.01                 01/23/08

ADVANCED ENERGY INDUSTRIES INC          DE       7.01,9.01                      01/22/08

Affinity Media International Corp.,     DE       8.01,9.01                      01/23/08

AIR PRODUCTS & CHEMICALS INC /DE/       DE       2.02,9.01                      01/23/08

AIR PRODUCTS & CHEMICALS INC /DE/       DE       7.01,9.01                      01/23/08

ALANCO TECHNOLOGIES INC                 AZ       1.01,3.02,9.01                 01/22/08

ALICO INC                               FL       8.01,9.01                      01/18/08

ALION SCIENCE & TECHNOLOGY CORP         DE       2.02,7.01                      01/23/08

ALLEGHENY TECHNOLOGIES INC              DE       2.02,5.02,9.01                 01/23/08

ALLEGHENY TECHNOLOGIES INC              DE       2.02,7.01,9.01                 01/23/08

Allied Nevada Gold Corp                 DE       7.01,8.01,9.01                 01/18/08

Allis Chalmers Energy Inc.              DE       7.01,9.01                      01/23/08

ALTIGEN COMMUNICATIONS INC                       2.02,9.01                      01/23/08

AMB FINANCIAL CORP                      DE       2.02,9.01                      01/23/08

AMBAC FINANCIAL GROUP INC               DE       1.01,5.02                      01/15/08

AMERICAN ITALIAN PASTA CO               DE       5.02,9.01                      01/18/08

American Racing Capital, Inc.           NV       2.04                           12/20/07

AMERICAN URANIUM CORP                   NV       3.02,9.01                      01/15/08

AMH Holdings, Inc.                      DE       2.05                           01/18/08

ANALOG DEVICES INC                      MA       5.02                           01/22/08

ANALYSTS INTERNATIONAL CORP                      5.02,7.01,9.01                 01/17/08

APOLLO RESOURCES INTERNATIONAL INC      UT       8.01                           01/22/08

APPLIED INDUSTRIAL TECHNOLOGIES INC     OH       2.02,9.01                      01/23/08

APPLIED MICRO CIRCUITS CORP             DE       2.02,9.01                      01/23/08

Approach Resources Inc                  DE       1.01,1.02,2.03,9.01            01/18/08

ARABIAN AMERICAN DEVELOPMENT CO         DE       3.01                           01/22/08

ARCH CAPITAL GROUP LTD.                          7.01                           01/18/08

ARCTIC CAT INC                          MN       2.02,9.01                      01/23/08

Armor Electric, Inc.                             8.01                           01/14/08

ASSOCIATED BANC-CORP                    WI       7.01                           01/23/08

ASSOCIATED MATERIALS INC                DE       2.05                           01/18/08

ATLANTIC BANCGROUP INC                  FL       8.01,9.01                      01/18/08

ATLANTIS PLASTICS INC                   FL       1.01,9.01                      01/18/08

Atlas Energy Resources, LLC             DE       8.01,9.01                      01/18/08

ATM FINANCIAL CORP                      NV       8.01                           01/22/08

AURIGA LABORATORIES, INC.               DE       5.02                           01/22/08

BANK MUTUAL CORP                        WI       2.02                           01/17/08

BANK OF GRANITE CORP                    DE       5.02,9.01                      01/22/08

Bank of New York Mellon CORP                     8.01,9.01                      01/22/08

BANKERS STORE INC                       NY       5.03,9.01                      01/17/08

BANNER CORP                             WA       2.02,9.01                      01/22/08

BASIC EARTH SCIENCE SYSTEMS INC         DE       8.01,9.01                      01/21/08

Bear Stearns Structured Products Inc.   DE       8.01,9.01                      10/31/07    AMEND

BEAZER HOMES USA INC                    DE       2.02                           01/23/08

BIG CAT ENERGY CORP                              7.01,9.01                      01/23/08

BIOFIELD CORP \DE\                      DE       3.02,5.01,5.02,5.03,9.01       01/23/08

Biogold Fuels CORP                      NV       5.02,8.01,9.01                 01/16/08

BIOJECT MEDICAL TECHNOLOGIES INC        OR       1.01,3.01,3.02,3.03,5.03,9.01  01/18/08

BIRNER DENTAL MANAGEMENT SERVICES INC   CO       8.01,9.01                      01/23/08

BNC CORP Mortgage Loan Trust 2007-BNC            8.01,9.01                      01/08/08

BOOKHAM, INC.                           DE       2.02,9.01                      01/23/08

BRISTOL MYERS SQUIBB CO                 DE       5.02,9.01                      01/22/08

BSD MEDICAL CORP                        DE       7.01,9.01                      01/23/08

Buck-A-Roo$ Holding CORP                         5.02                           01/23/08

BUCKEYE TECHNOLOGIES INC                DE       9.01                           01/22/08

BUILD A BEAR WORKSHOP INC               DE       4.02                           11/08/07    AMEND

C2 Global Technologies Inc              FL       5.02,9.01                      01/16/08

CABOT MICROELECTRONICS CORP             DE       7.01,9.01                      01/23/08

CALYPTE BIOMEDICAL CORP                 DE       1.01,3.02,9.01                 01/16/08

CANYON RESOURCES CORP                   DE       8.01,9.01                      01/23/08

CAPITAL ONE FINANCIAL CORP              DE       2.02,7.01,8.01,9.01            01/23/08

CAROLINA BANK HOLDINGS INC              NC       2.02                           01/23/08

CCF HOLDING CO                          GA       5.02,9.01                      01/17/08

Celsius Holdings, Inc.                  NV       5.02                           01/21/08

CENTERLINE HOLDING CO                   DE       8.01                           01/15/08

Centerplate, Inc.                       DE       8.01,9.01                      01/23/08

CENTRA FINANCIAL HOLDINGS INC           WV       5.02                           01/18/08

CENTRAL VALLEY COMMUNITY BANCORP        CA       5.02                           01/16/08

CHANNELL COMMERCIAL CORP                DE       2.02                           01/22/08

CHARLOTTE RUSSE HOLDING INC                      2.02,9.01                      01/23/08

China Direct, Inc                       FL       7.01,9.01                      01/23/08

China Premium Lifestyle Enterprise, I   NV       1.01,9.01                      01/18/08

China TransInfo Technology Corp.        NV       4.02                           01/23/08

China Water Group, Inc.                 NV       1.01,2.01,9.01                 12/29/07

CISCO SYSTEMS INC                       CA       5.02                           01/16/08

CIT GROUP INC                           DE       8.01,9.01                      01/22/08

CITRIX SYSTEMS INC                      DE       2.02                           01/23/08

CLARCOR INC                             DE       5.02,9.01                      01/19/08

COHEN & STEERS INC                               2.02,9.01                      01/23/08

COLONIAL BANCGROUP INC                  DE       2.02,7.01,9.01                 01/23/08

COLUMBIA BANCORP \OR\                   OR       2.02,9.01                      01/23/08

COMMSCOPE INC                           DE       5.02,9.01                      01/22/08

COMMUNITY CAPITAL CORP /SC/             SC       2.02                           01/22/08

Compass Diversified Holdings            DE       8.01,9.01                      01/21/08

CONGOLEUM CORP                          DE       8.01,9.01                      01/17/08

CONOCOPHILLIPS                          DE       2.02,9.01                      01/22/08

CONSOLIDATED TOMOKA LAND CO             FL       5.02                           01/23/08

CONSTELLATION BRANDS, INC.              DE       7.01,9.01                      01/23/08

COOPERATIVE BANKSHARES INC              NC       5.02                           01/16/08

COPART INC                              CA       8.01,9.01                      01/22/08

COPART INC                              CA       5.02                           01/20/08

CORE LABORATORIES N V                   P7       1.01                           01/23/08

CORNERSTONE BANCSHARES INC              TN       2.02,9.01                      01/23/08

CRYO CELL INTERNATIONAL INC             DE       5.02,8.01,9.01                 01/22/08

CTS CORP                                IN       5.02                           01/23/08

CUBIST PHARMACEUTICALS INC              DE       2.02,9.01                      01/23/08

CUISINE SOLUTIONS INC                   DE       5.03                           12/06/07    AMEND

CULLEN FROST BANKERS INC                TX       2.02,9.01                      01/23/08

DATASCENSION INC                        NV       5.02,9.01                      01/22/08

DELTA AIR LINES INC /DE/                DE       2.02,9.01                      01/23/08

DEVCON INTERNATIONAL CORP               FL       5.02,7.01,9.01                 01/16/08

DEXCOM INC                                       5.02,9.01                      01/18/08

DIGI INTERNATIONAL INC                  DE       2.02,9.01                      01/23/08

DIRECTV GROUP INC                       DE       8.01,9.01                      01/23/08

DOCUMENT CAPTURE TECHNOLOGIES, INC.              5.02,9.01                      01/18/08

DOLLAR TREE STORES INC                  VA       1.01,5.02,5.03,8.01,9.01       01/16/08

DOVER DOWNS GAMING & ENTERTAINMENT IN   DE       7.01,9.01                      01/23/08

DOVER MOTORSPORTS INC                   DE       7.01,9.01                      01/23/08

DOWNEY FINANCIAL CORP                   DE       2.02,9.01                      12/31/07

DTE ENERGY CO                           MI       1.01,9.01                      01/17/08

DUCKWALL ALCO STORES INC                KS       7.01,9.01                      01/22/08

DURAVEST INC                                     5.02,9.01                      12/09/07

EACO CORP                               FL       1.01,9.01                      12/20/07    AMEND

EAGLE BANCORP INC                       MD       5.02                           01/16/08

EBAY INC                                DE       2.02,9.01                      01/23/08

EDEN ENERGY CORP                        NV       1.01,3.02,9.01                 01/17/08

EDEN ENERGY CORP                        NV       1.01,3.02,9.01                 01/22/08

ELECTRO RENT CORP                       CA       8.01,9.01                      01/23/08

ELECTRONICS FOR IMAGING INC             DE       2.02,9.01                      01/23/08

Elixir Gaming Technologies, Inc.        NV       4.01,9.01                      01/17/08

EMC INSURANCE GROUP INC                 IA       7.01                           01/23/08

ENERGEN CORP                            AL       2.02,9.01                      01/23/08

ENTRUST INC                             MD       5.02,9.01                      01/16/08

Epic Bancorp                                     2.02,8.01,9.01                 01/23/08

Equity Media Holdings CORP              DE       5.02,9.01                      01/22/08

ESPEED INC                              DE       5.02                           01/23/08

ETHAN ALLEN INTERIORS INC               DE       2.02,9.01                      01/23/08

EXAR CORP                               DE       1.01,9.01                      01/16/08

EXELON CORP                             PA       2.02,7.01,9.01                 01/23/08

F5 NETWORKS INC                         WA       2.02,8.01,9.01                 01/23/08

FAUQUIER BANKSHARES, INC.               VA       8.01,9.01                      01/18/08

Federal Home Loan Bank of Chicago       X1       2.03                           01/16/08

Federal Home Loan Bank of Chicago       X1       1.01,2.02,7.01,9.01            01/17/08

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      01/16/08

Federal Home Loan Bank of Dallas                 2.03                           01/16/08

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      01/16/08

Federal Home Loan Bank of Topeka                 2.03                           01/16/08

FIDELITY D & D BANCORP INC              PA       2.02,9.01                      01/23/08

Fidelity National Financial, Inc.                9.01                           11/09/07    AMEND

FIDELITY SOUTHERN CORP                  GA       5.02,9.01                      01/17/08

FINANCIAL INSTITUTIONS INC              NY       5.02,9.01                      01/16/08

FIRST BANKS, INC                        MO       2.02,9.01                      01/23/08

FIRST CASH FINANCIAL SERVICES INC       DE       2.02                           01/22/08

First Clover Leaf Financial Corp.       MD       8.01,9.01                      01/22/08

FIRST COMMONWEALTH FINANCIAL CORP /PA   PA       2.02,9.01                      01/23/08

FIRST COMMUNITY BANCORP /CA/            CA       2.02,5.02,9.01                 01/17/08

FIRST COMMUNITY BANCSHARES INC /NV/     NV       2.02,9.01                      01/23/08

FIRST MERCHANTS CORP                    IN       2.02,9.01                      01/23/08

FIRST MIDWEST BANCORP INC               DE       2.02,7.01,9.01                 01/23/08

FIRST NATIONAL LINCOLN CORP /ME/        ME       2.02                           12/31/07

FIRST PACTRUST BANCORP INC              MD       8.01                           01/23/08

FIRSTMERIT CORP /OH/                    OH       5.02,9.01                      01/17/08

Fit For Business International Inc      NV       1.01,9.01                      01/16/08

FLUSHING FINANCIAL CORP                 DE       2.02,9.01                      12/31/07

FNB CORP/FL/                            FL       5.02,9.01                      01/16/08

Ford Credit Auto Owner Trust 2008-A     DE       8.01,9.01                      01/23/08

FORGENT NETWORKS  INC                   DE       9.01                           10/05/07    AMEND

FORLINK SOFTWARE CORP INC               NV       4.01,9.01                      01/16/08

FRANCHISE CAPITAL CORP                  NV       5.03                           01/21/08

GAP INC                                 DE       7.01,9.01                      01/16/08

GENAERA CORP                            DE       8.01,9.01                      01/23/08

GENERAL DYNAMICS CORP                   DE       2.02,9.01                      01/23/08

GENERAL MOTORS CORP                     DE       8.01,9.01                      01/23/08

GILEAD SCIENCES INC                     DE       2.02,9.01                      01/23/08

GLADSTONE CAPITAL CORP                  MD       2.02,9.01                      01/08/08

GLADSTONE INVESTMENT CORPORATION\DE     DE       2.02,9.01                      01/08/08

GLIMCHER REALTY TRUST                   MD       2.02,2.05,2.06,8.01,9.01       01/22/08

GLOBAL GREEN SOLUTIONS INC.                      7.01                           01/23/08

GLOBAL GREEN SOLUTIONS INC.                      7.01,9.01                      01/23/08

GLOBALPAYNET HOLDINGS, INC.                      1.01,9.01                      01/17/08

GLU MOBILE INC                                   1.01,9.01                      01/23/08

GMX RESOURCES INC                       OK       5.02                           01/18/08

GOLDEN QUEEN MINING CO LTD                       3.02,8.01                      01/23/08

GOLDEN STAR RESOURCES LTD                        2.02,8.01,9.01                 01/17/08

GOLDEN STAR RESOURCES LTD                        5.02                           01/16/08

GREEN BANKSHARES, INC.                  TN       5.02,9.01                      01/14/08

GS FINANCIAL CORP                       LA       2.02,9.01                      01/22/08

HAMPTON ROADS BANKSHARES INC            VA       2.02                           01/23/08

HANSEN MEDICAL INC                               8.01                           01/23/08

Harbor Acquisition Corp.                DE       8.01,9.01                      01/23/08

HARRAHS ENTERTAINMENT INC               DE       8.01,9.01                      01/23/08

HEALTHCARE SERVICES GROUP INC           PA       8.01,9.01                      01/22/08

HEALTHSOUTH CORP                        DE       1.01,9.01                      01/23/08

HealthSpring, Inc.                      DE       2.02,7.01,9.01                 01/23/08

Heelys, Inc.                            DE       3.01,9.01                      01/17/08

HOLLIS EDEN PHARMACEUTICALS INC /DE/    DE       5.02                           01/17/08

HOME FEDERAL BANCORP                    IN       2.02,9.01                      01/22/08

HOME FEDERAL BANCORP                    IN       5.02,9.01                      01/22/08

HouseValues, Inc.                       WA       2.02,2.05,5.02                 01/22/08

HUDSON CITY BANCORP INC                 DE       2.02,9.01                      01/23/08

HYDROGEN POWER INC                      DE       5.02,8.01                      01/18/08

IA GLOBAL INC                           DE       8.01,9.01                      01/23/08

IBERIABANK CORP                         LA       2.02,9.01                      01/22/08

ICC Worldwide, Inc.                     DE       1.01,2.03,9.01                 01/15/08

ICO INC                                 TX       5.02,9.01                      01/17/08

IMMUNOSYN CORP                                   8.01                           01/23/08

Independence Bancshares, Inc.           SC       5.02                           01/14/08

INDEPENDENT BANK CORP /MI/              MI       2.02,7.01,9.01                 01/23/08

Index Oil & Gas Inc.                    NV       7.01,9.01                      01/22/08

INFINITY CAPITAL GROUP, INC.            NV       7.01,9.01                      01/22/08

InfoSearch Media, Inc.                  DE       4.01,9.01                      12/31/07    AMEND

Innovative Consumer Products, Inc.               5.03,9.01                      01/21/08

INTEGRATED ELECTRICAL SERVICES INC      DE       5.02,9.01                      01/22/08

Intellect Neurosciences, Inc.                    7.01,9.01                      01/22/08

InterDigital, Inc.                      PA       5.02                           01/18/08

INTERLEUKIN GENETICS INC                DE       1.01,5.02,9.01                 01/22/08

INTERNATIONAL SHIPHOLDING CORP          DE       2.02,9.01                      01/23/08

INTERSIL CORP/DE                        DE       2.02,7.01,9.01                 01/23/08

INTROGEN THERAPEUTICS INC                        2.01,9.01                      01/17/08

INVENTIV HEALTH INC                     DE       9.01                           01/18/08

IOMEGA CORP                             DE       2.02,9.01                      01/23/08

iPCS, INC                               DE       2.02,9.01                      01/23/08

ITC Holdings Corp.                      MI       8.01,9.01                      01/18/08

ITT EDUCATIONAL SERVICES INC            DE       5.02                           01/21/08

J P MORGAN CHASE & CO                   DE       9.01                           01/18/08

JACKSONVILLE BANCORP INC /FL/           FL       2.02,9.01                      01/22/08

JANUS CAPITAL GROUP INC                 DE       5.02                           12/14/07    AMEND

JEFFERIES GROUP INC /DE/                DE       2.02,7.01,9.01                 01/23/08

JETBLUE AIRWAYS CORP                    DE       1.01,9.01                      01/22/08

JUNIATA VALLEY FINANCIAL CORP           PA       2.02,8.01                      01/23/08

KAYNE ANDERSON ENERGY DEVELOPMENT CO    MD       8.01,9.01                      01/22/08

KBS Real Estate Investment Trust, Inc   MD       8.01                           12/17/07

KENNAMETAL INC                          PA       2.02,9.01                      01/23/08

Kesselring Holding Corporation.                  5.02                           01/17/08

KID CASTLE EDUCATIONAL CORP             FL       8.01                           12/14/07

KV PHARMACEUTICAL CO /DE/               DE       1.01,7.01,9.01                 01/16/08

LANGER INC                              NY       8.01,9.01                      01/18/08

LEE ENTERPRISES, INC                    DE       2.02,9.01                      01/22/08

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           01/22/08

LEVI STRAUSS & CO                       DE       5.02,9.01                      01/16/08

LIMCO-PIEDMONT INC                      DE       5.02,9.01                      01/22/08

LPL Investment Holdings Inc.            DE       2.01,9.01                      11/07/07    AMEND

LSI CORP                                DE       2.02,2.06,9.01                 01/23/08

LTV CORP                                DE       8.01,9.01                      01/23/08

M & F WORLDWIDE CORP                    DE       5.02                           01/22/08

M&T BANK CORP                           NY       8.01,9.01                      01/23/08

MADISON GAS & ELECTRIC CO               WI       5.02,9.01                      01/18/08

Magnum dOr Resources Inc                         1.01,9.01                      01/22/08

MAINSOURCE FINANCIAL GROUP              IN       2.02,9.01                      01/23/08

MARINE PRODUCTS CORP                    DE       8.01,9.01                      01/23/08

MARINE PRODUCTS CORP                    DE       2.02,9.01                      01/23/08

MARTEK BIOSCIENCES CORP                 DE       5.02                           01/17/08

MARVELL TECHNOLOGY GROUP LTD            D0       5.02,9.01                      01/22/08

MB SOFTWARE CORP                        CO       1.01,3.02,9.01                 01/11/08

MCCORMICK & CO INC                      MD       2.02,9.01                      01/23/08

MDwerks, Inc.                           DE       1.01,3.02,9.01                 01/18/08

MERCURY COMPUTER SYSTEMS INC            MA       2.02,9.01                      01/23/08

MERIDIAN INTERSTATE BANCORP INC         MA       8.01,9.01                      01/23/08

MERRILL LYNCH DEPOSITOR INC PPLUS TRU   DE       8.01,9.01                      01/16/08

MERRILL LYNCH DEPOSITOR INC PREFERRED   DE       8.01,9.01                      01/15/08

MERRILL LYNCH DEPOSITOR INC PREFERRED   DE       8.01,9.01                      01/15/08

MET PRO CORP                            PA       4.02                           01/22/08

MGE ENERGY INC                          WI       5.02,9.01                      01/18/08

MGI PHARMA INC                          MN       5.01,9.01                      01/23/08

MGIC INVESTMENT CORP                    WI       2.02,9.01                      01/22/08

MICROMED CARDIOVASCULAR INC             DE       8.01                           01/23/08

Millennium India Acquisition CO Inc.    DE       8.01,9.01                      01/18/08

MISCOR GROUP, LTD.                               9.01                           01/22/08

MOBILEPRO CORP                          DE       5.02                           01/17/08

MOLEX INC                               DE       2.02,9.01                      01/23/08

MOMENTUM BIOFUELS, INC.                 CO       7.01,9.01                      01/18/08

MONSTER WORLDWIDE INC                   DE       1.01,5.01,9.01                 01/22/08

MORRIS PUBLISHING GROUP LLC             GA       2.02,7.01,9.01                 01/23/08

MOTOROLA INC                            DE       2.02,9.01                      01/23/08

MTS SYSTEMS CORP                        MN       2.02,9.01                      01/23/08

MyStarU.com,Inc.                                 5.02                           01/18/08

NARROWSTEP INC                          DE       5.02                           01/22/08

NATIONAL HEALTHCARE CORP                DE       2.01                           01/21/08

NATIONAL SEMICONDUCTOR CORP             DE       2.05,9.01                      01/21/08

Naugatuck Valley Financial Corp         X1       2.02,9.01                      01/22/08

NAUTILUS, INC.                          WA       1.01,2.03,9.01                 01/16/08

NETFLIX INC                             DE       2.02,9.01                      01/23/08

NETMANAGE INC                           DE       8.01                           01/22/08

New Century Energy Corp.                CO       1.01,9.01                      01/20/08

NORD RESOURCES CORP                     DE       7.01,9.01                      01/23/08

NORTHEAST BANCORP /ME/                  ME       2.02,7.01,9.01                 12/31/07

NORTHEAST UTILITIES                     MA       8.01                           01/18/08

NORTHRIM BANCORP INC                    AK       2.02,9.01                      01/23/08

NORTHWEST NATURAL GAS CO                OR       7.01,9.01                      01/22/08

NORWOOD FINANCIAL CORP                  PA       2.02,9.01                      01/23/08

NVE CORP /NEW/                          MN       2.02                           01/23/08

OPENWAVE SYSTEMS INC                    DE       5.02,9.01                      01/18/08

PACIFIC CONTINENTAL CORP                OR       2.02,9.01                      01/23/08

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       5.02                           01/16/08

PACKAGING CORP OF AMERICA                        2.02,9.01                      01/22/08

PACTIV CORP                             DE       2.02,9.01                      01/23/08

PALATIN TECHNOLOGIES INC                DE       8.01,9.01                      01/22/08

PANERA BREAD CO                         DE       5.02,9.01                      01/22/08

PARAMETRIC TECHNOLOGY CORP              MA       2.02,9.01                      01/23/08

PATAPSCO BANCORP INC                    MD       2.02,9.01                      01/17/08

PATCH INTERNATIONAL INC/CN                       7.01,9.01                      01/22/08

PENNS WOODS BANCORP INC                 PA       2.02,9.01                      01/22/08

PEOPLES FINANCIAL CORP /MS/             MS       2.02,9.01                      12/31/07

PFIZER INC                              DE       2.02,9.01                      01/23/08

PHAR MOR INC                            PA       7.01                           01/22/08

PIEDMONT NATURAL GAS CO INC             NC       1.01                           01/16/08

PIPER JAFFRAY COMPANIES                          2.02,9.01                      01/23/08

PLEXUS CORP                             WI       2.02                           01/23/08

POLYCOM INC                             DE       2.02,9.01                      01/23/08

POLYONE CORP                                     2.02,9.01                      01/23/08

Porter Bancorp, Inc.                    KY       2.02,9.01                      01/23/08

POWERSECURE INTERNATIONAL, INC.         DE       1.01,2.03,8.01,9.01            01/16/08

PPLUS TRUST SERIES CSF-1                DE       8.01,9.01                      01/15/08

PPLUS Trust Series DCNA-1               DE       8.01,9.01                      01/18/08

PPLUS TRUST SERIES PMC-1                DE       8.01,9.01                      01/15/08

PRAXAIR INC                             DE       2.02,9.01                      01/23/08

PRECISION CASTPARTS CORP                OR       2.02,9.01                      01/22/08

PRUDENTIAL FINANCIAL INC                NJ       5.02,9.01                      01/23/08

PSB HOLDINGS INC /WI/                   WI       2.02,9.01                      01/23/08

PSS WORLD MEDICAL INC                   FL       2.02,9.01                      01/23/08

PULASKI FINANCIAL CORP                  MO       2.02,9.01                      01/22/08

PURE BIOSCIENCE                         CA       5.02                           01/22/08

PUREDEPTH, INC.                         CO       5.02                           01/16/08

QLOGIC CORP                             DE       2.02,9.01                      01/23/08

QUALCOMM INC/DE                         DE       2.02,9.01                      01/23/08

QUANTUM CORP /DE/                       DE       2.02,9.01                      01/23/08

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       9.01                           01/11/08    AMEND

QUANTUM GROUP INC /FL                            8.01,9.01                      01/22/08

RAFAELLA APPAREL GROUP,INC.             DE       5.02,9.01                      01/08/08

RANGE RESOURCES CORP                    DE       8.01,9.01                      01/21/08

RASER TECHNOLOGIES INC                  UT       1.01,3.02,9.01                 01/23/08

RC2 CORP                                DE       2.02,7.01,9.01                 01/22/08

REINSURANCE GROUP OF AMERICA INC        MO       2.02,9.01                      01/23/08

RELIANCE STEEL & ALUMINUM CO            CA       4.01,9.01                      01/16/08

Renegy Holdings, Inc.                   DE       1.01,2.03,9.01                 01/17/08

RESPONSE GENETICS INC                            8.01,9.01                      01/22/08

RIDGEWOOD ELECTRIC POWER TRUST V        DE       9.01                           02/22/07    AMEND

RIDGEWOOD POWER GROWTH FUND /NJ         DE       9.01                           02/22/07    AMEND

RLI CORP                                IL       2.02,9.01                      01/22/08

ROBBINS & MYERS INC                     OH       5.03,9.01                      01/22/08

ROCK OF AGES CORP                       DE       1.01                           01/23/08

ROCKWELL AUTOMATION INC                 DE       2.02                           01/23/08

ROLLINS INC                             DE       8.01                           01/22/08

ROLLINS INC                             DE       2.02                           01/23/08

RPC INC                                 DE       8.01,9.01                      01/23/08

RPC INC                                 DE       2.02,9.01                      01/23/08

RxElite, Inc.                                    1.01,9.01                      01/18/08

RYLAND GROUP INC                        MD       2.02,9.01                      01/23/08

SALTON INC                              DE       1.01,1.02,5.02,9.01            01/16/08

SANMINA-SCI CORP                        DE       2.02,9.01                      01/23/08

SHARPS COMPLIANCE CORP                  DE       8.01,9.01                      01/22/08

ShengdaTech, Inc.                                7.01,9.01                      01/23/08

SHORE FINANCIAL CORP                    VA       2.02,9.01                      01/22/08

SIERRA BANCORP                          CA       2.02,9.01                      01/22/08

SLM CORP                                DE       2.02                           01/23/08

SLM Student Loan Trust 2008-1           DE       1.01,2.01,9.01                 01/17/08

SLM Student Loan Trust 2008-1           DE       1.01,9.01                      01/17/08

SM&A                                    DE       8.01,9.01                      01/23/08

SMITH A O CORP                          DE       2.02,9.01                      01/23/08

SOLUTIA INC                             DE       7.01,9.01                      01/23/08

SOMANETICS CORP                         MI       2.02,9.01                      01/23/08

SOUTHERN COMMUNITY FINANCIAL CORP                2.02,9.01                      01/23/08

SOUTHWEST AIRLINES CO                   TX       2.02                           12/31/07

ST JUDE MEDICAL INC                     MN       2.02,9.01                      01/23/08

STAR SCIENTIFIC INC                     DE       8.01,9.01                      01/23/08

STRATUM HOLDINGS, INC.                  NV       5.02                           01/23/08

STRATUS SERVICES GROUP INC              DE       1.01                           01/17/08

STRYKER CORP                            MI       2.02,9.01                      12/31/07

STUDIO II PRODUCTIONS INC               FL       4.01                           12/24/07

SUNOVIA ENERGY TECHNOLOGIES INC                  4.01,9.01                      12/27/07

SUNTRUST BANKS INC                      GA       2.02,7.01,9.01                 01/23/08

SURMODICS INC                           MN       2.02,9.01                      01/23/08

SYMANTEC CORP                           DE       2.02,9.01                      01/23/08

Synvista Therapeutics, Inc.             DE       1.01,9.01                      01/17/08

TBS INTERNATIONAL LTD                            1.01,2.03                      01/22/08

TCF FINANCIAL CORP                      DE       2.02,9.01                      01/23/08

TECH OPS SEVCON INC                     DE       2.02,5.02,9.01                 12/29/07

TELLABS INC                             DE       2.02,2.05,9.01                 01/21/08

TELTRONICS INC                          DE       1.01,2.01,8.01,9.01            01/23/08

TENFOLD CORP /UT                        DE       5.02,8.01                      01/23/08

TESCO CORP                                       7.01                           01/22/08

TF FINANCIAL CORP                       DE       2.02                           01/23/08

THERAVANCE INC                          DE       1.01,2.03,8.01,9.01            01/16/08

Tiger Ethanol International Inc.        NV       8.01,9.01                      01/16/08

TIMBERLAND BANCORP INC                  WA       2.02,9.01                      01/22/08

TODD SHIPYARDS CORP                     WA       8.01                           01/23/08

TODD SHIPYARDS CORP                     WA       8.01                           01/23/08

TOWER TECH HOLDINGS INC.                NV       2.01,3.02,8.01,9.01            01/16/08

TRANQUILITY INC                                  4.01                           03/01/07

TRANSCEND SERVICES INC                  DE       1.01                           01/16/08

TVI CORP                                MD       1.01,2.03,5.02,9.01            01/17/08

TYCO INTERNATIONAL LTD /BER/            D0       2.02,9.01                      01/23/08

U S GOLD CORP                           CO       7.01,9.01                      01/22/08

U S PRECIOUS METALS INC                 DE       1.01,8.01                      01/16/08

UNISYS CORP                             DE       8.01                           01/02/08

UNITED AMERICA INDEMNITY, LTD           E9       5.02                           01/23/08

UNITED COMMUNITY BANKS INC              GA       2.02,9.01                      01/23/08

UNITED TECHNOLOGIES CORP /DE/           DE       2.02,8.01,9.01                 01/23/08

US ENERGY CORP                          WY       5.02                           01/18/08

Utah Uranium Corp.                      NV       1.01,9.01                      01/14/08

VARIAN INC                              DE       2.02,9.01                      01/23/08

VARIAN MEDICAL SYSTEMS INC              DE       2.02,9.01                      01/23/08

Vestin Realty Mortgage I, Inc.                   5.02,9.01                      01/16/08

VIRGINIA COMMERCE BANCORP INC                    2.02,7.01,9.01                 01/23/08

VIRGINIA FINANCIAL GROUP INC            VA       2.02,8.01,9.01                 01/23/08

VNUS MEDICAL TECHNOLOGIES INC                    1.01,5.02,9.01                 01/18/08

VOICESERVE INC                          DE       5.02                           01/21/08

WACCAMAW BANKSHARES INC                 NC       5.03,8.01,9.01                 01/17/07

WAKE FOREST BANCSHARES INC                       2.02,9.01                      01/23/08

WASHINGTON FEDERAL INC                  WA       7.01,9.01                      01/22/08

WATAIRE INTERNATIONAL, INC.             WA       5.02                           01/17/08

WELLPOINT INC                           IN       2.02,9.01                      01/23/08

Welwind Energy International CORP       DE       1.01,3.02,8.01,9.01            01/17/08

WEST MARINE INC                         DE       8.01                           01/14/08

WESTERN ALLIANCE BANCORPORATION                  2.02,9.01                      01/22/08

WESTERN DIGITAL CORP                    DE       2.02,9.01                      01/23/08

WHITNEY HOLDING CORP                    LA       2.02,9.01                      12/31/07

X-CHANGE CORP                           NV       5.03,9.01                      12/28/07

XEDAR CORP                              CO       1.01,2.03,9.01                 01/22/08

XETHANOL CORP                           CO       5.02,9.01                      01/16/08

ZALE CORP                               DE       5.02,9.01                      01/17/08

ZIOPHARM ONCOLOGY INC                            5.02                           01/18/08



                           

 

http://www.sec.gov/news/digest/2008/dig012408.htm


Modified: 01/24/2008