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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2008-13                                         January 18, 2008




RULES AND RELATED MATTERS


TECHNICAL AMENDMENTS TO FORMS MSD, MSDW, BD-N, BD, BDW, ADV, AND ADV-W
AND  TO  EXCHANGE  ACT RULES 15B1-1, 15B3-1, 15B6-1, 15BA2-2, 15BC3-1,
15CA1-1,  15CA2-1,  15CC1-1,  AND 17A-3, AND ADVISERS ACT RULES 203-1,
203-3, AND 204-1

The Commission adopted technical amendments to Form MSD and Form MSDW,
primarily  to  add  the  Office  of  Thrift Supervision to the list of
agencies  with  which Forms MSD and MSDW must be filed. The Commission
also  adopted a technical amendment to Form BD-N to update the address
of the National Futures Association. In addition, primarily to reflect
the  formation  of  the Financial Industry Regulatory Authority, Inc.,
the  Commission  adopted  technical  amendments  to  Forms BD and BDW,
related rules under the Securities Exchange Act of 1934, Forms ADV and
ADV-W,  and  related  rules under the Investment Advisers Act of 1940.
Publication  is  expected  in  the Federal Register during the week of
January 21. (Rels. 34-57166; IA-2695)


ENFORCEMENT PROCEEDINGS


IN THE MATTER OF MARK E. SULLIVAN

On  January 17, the Commission issued Order Instituting Administrative
Proceedings  Pursuant  to  Rule 102(e)(3) of the Commission's Rules of
Practice,  Making  Findings  and  Imposing  Remedial Sanctions (Order)
against  Mark  E.  Sullivan.  The Order finds that Sullivan had been a
certified  public  accountant licensed to practice in the Commonwealth
of  Massachusetts  and  that Sullivan served as director of world-wide
operations  at  Applix,  Inc. The Order also finds that the Commission
filed  a  complaint against Sullivan in SEC v. Alan C. Goldsworthy, et
al.,  Civil  Action Number 06 CV 10012 JGD, in the U.S. District Court
for  the  District of Massachusetts (SEC v. Goldsworthy) alleging that
Sullivan  and  others engaged in a fraudulent scheme which resulted in
Applix  filing  materially  false and misleading financial statements.
The  Order  further  finds  that  on Jan. 9, 2008, the Court entered a
final  judgment  against  Sullivan  in  SEC  v. Goldsworthy. The final
judgment  enjoins  Sullivan from future violations of Section 17(a) of
the  Securities  Act  of  1933,  Sections  10(b)  and  13(b)(5) of the
Exchange Act of 1934 and Rules 10b-5 and 13b2-1 thereunder, and aiding
and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B)
of  the  Exchange  Act  and  Rules  12b-20,  13a-1,  13a-11 and 13a-13
thereunder and orders Sullivan to pay a $25,000 civil money penalty.

Based  on  the  above,  the  Order suspends Sullivan from appearing or
practicing  before the Commission as an accountant. Sullivan consented
to  issuance  of  the  Order  without  admitting or denying any of the
findings  in  the  Order.  (Rel.  34-57165; AAE Rel. 2768; File No. 3-
12932)

IN THE MATTER OF AR ASSOCIATES, INC., ET AL.

An  Administrative  Law  Judge has issued an Order Making Findings and
Revoking  Registrations  by  Default (Default Order) in AR Associates,
Inc.,     et  al.  The  Order  Instituting  Proceedings  alleged  that
Respondents     AR   Associates,   Inc.,   Azel   Enterprises,   Inc.,
Getgomail.Com,  Inc.  (n/k/a/ Getgo, Inc.), Success Development Group,
Inc.,     Vis  Opps  Marketing,  Inc.,  and  Worldwide  Medical  Corp.
(collectively, Respondents), failed repeatedly to file required annual
and  quarterly reports while their securities were registered with the
Securities  and  Exchange  Commission.  The  Default Order finds these
allegations  to  be true and revokes the registration of each class of
registered  securities  that  Respondents  have  with  the Commission,
pursuant  to  Section  12(j)  of  the Securities Exchange Act of 1934.
(Rel. 34-57168; File No. 3-12902)


INVESTMENT COMPANY ACT RELEASES


NORTHERN INSTITUTIONAL FUNDS, ET AL.

A  notice  has  been  issued  giving interested persons until Feb. 11,
2008,  to  request  a  hearing  on  an  application  filed by Northern
Institutional    Funds,  et  al.  under  Section  12(d)(1)(J)  of  the
Investment  Company Act for an exemption from Sections 12(d)(1)(A) and
(B)  of  the  Act, and under Sections 6(c) and 17(b) of the Act for an
exemption  from  Section  17(a)  of  the  Act.  The order would permit
certain registered open-end management investment companies to acquire
shares  of  other  registered open-end management investment companies
and  unit investment trusts that are within and outside the same group
of investment companies. (Rel. IC-28119 - January 16)

MAIN STREET CAPITAL CORPORATION, ET AL.

An  order  has  been  issued  on  an  application filed by Main Street
Capital  Corporation, et al. (Main Street) under Sections 6(c), 57(c),
and 57(i) of the Investment Company Act for an exemption from Sections
18(a),  23(a), 23(b), 57(a)(1), 57(a)(2), 61(a) and 63 of the Act, and
under  Sections 57(a)(4) and 57(i) of the Act and Rule 17d-1 under the
Act  authorizing  certain  joint  transactions otherwise prohibited by
Section 57(a)(4) of the Act. The order permits (1) Main Street and its
wholly-owned  subsidiaries  to  engage  in  certain  transactions that
otherwise  would be permitted if Main Street and its subsidiaries were
one  company,  and  Main Street to adhere to a modified asset coverage
requirement  and  (2)  Main  Street  to issue shares of its restricted
common  stock  as part of the compensation packages for certain of its
employees  and  directors,  and  certain employees of its wholly-owned
subsidiaries. (Rel. IC-28120 - January 16)

MILLENNIUM INDIA ACQUISITION COMPANY INC.

An  order  has been issued on an application filed by Millennium India
Acquisition Company Inc. (MIAC) for an order under Section 6(c) of the
Investment  Company Act granting an exemption from Section 12(d)(3) of
the  Act.  The  order  permits MIAC to invest in the securities of two
issuers  that  each  derives  more than 15% of its gross revenues from
securities  related  activities as defined in Rule 12d3-1(b) under the
Act. (Rel. IC-28121 - January 16)

THE UBS FUNDS, ET AL.

An  order has been issued on an application filed by The UBS Funds, et
al.,  under  Section  6(c)  of  the  Investment  Company  Act,  for an
exemption  from  Rule 12d1-2(a) under the Act. The order permits funds
of  funds  relying  on  Rule 12d1-2 under the Act to invest in certain
financial instruments. (Rel. IC-28122 - January 16)


SELF-REGULATORY ORGANIZATIONS


PROPOSED RULE CHANGES 

The  Philadelphia Stock Exchang filed a proposed rule change (SR-Phlx-
2008-02)  to  amend By-Law Article XIV, Section 14-5 and Phlx Rule 50.
Publication  is  expected  in  the Federal Register during the week of
January 21. (Rel. 34-57155)

The  Chicago  Board Options Exchange filed a proposed rule change (SR-
CBOE-2006-36),  as  modified  by  Amendments  No.  1  and  2  thereto,
regarding  FLEX  Equity  Option  Opening  Transactions. Publication is
expected  in the Federal Register during the week of January 21. (Rel.
34-57161)

Financial  Industry  Regulatory Authority filed a proposed rule change
(SR-FINRA-2007-041)  to amend NASD Rule 7001B to adjust the percentage
of  market  data  revenue  shared  with  NASD/Nasdaq TRF Participants.
Publication  is  expected  in  the Federal Register during the week of
January 21. (Rel. 34-57164)

APPROVAL OF PROPOSED RULE CHANGE

The  Commission  approved a proposed rule change (SR-Amex-2007-20) and
Amendment  No.  1  thereto  submitted  by  the American Stock Exchange
relating   to  amending  complex  orders  procedures.  Publication  is
expected  in the Federal Register during the week of January 21. (Rel.
34-57160)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The  Commission granted accelerated approval to a proposed rule change
(SR-OCC-2007-18) filed by The Options Clearing Corporation relating to
expiration  date  exercise  procedure.  Publication is expected in the
Federal Register during the week of January 21. (Rel. 34-57163)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


SB-2    Sandfield Ventures Corp., CAVES VILLAGE, WEST BAY STREET, 
        NASSAU, NEW PROVIDENCE, C5, CB-12043, 242-327-3182 - 
        4,000,000 ($60,000.00) Equity, (File 333-148710 - Jan. 17) (BR. 04)

S-8     MERIX CORP, 15725 SW GREYSTONE COURT, SUITE 200, BEAVERTON, OR, 97006, 
        503-716-3700 - 0 ($2,103,788.00) Equity, (File 333-148711 - Jan. 17) 
        (BR. 03A)

S-8     TETRA TECH INC, 3475 EAST FOOTHILL BOULEVARD, PASADENA, CA, 91107, 
        6263514664 - 0 ($38,940,000.00) Equity, (File 333-148712 - Jan. 17) 
        (BR. 06A)

S-3     ENERGY XXI (BERMUDA) LTD, CANONS COURT, 
        22 VICTORIA STREET PO BX HM 1179, HAMILTON, D0, 00000, 713 351 3003 - 
        0 ($500,000,000.00) Equity, (File 333-148713 - Jan. 17) (BR. 04A)

S-1     Greenstreet Acquisition Corp., 2601 S. BAYSHORE DRIVE, SUITE 800, 
        COCONUT GROVE, FL, 33133, (305) 858-4225 - 0 ($345,000,000.00) Equity, 
        (File 333-148714 - Jan. 17) (BR. 06)

SB-2    PET ECOLOGY BRANDS INC, 14822 VENTURE DRIVE, DALLAS, TX, 75234, 
        972-759-8080 - 10,670,191 ($19,526,450.00) Equity, (File 333-148715 - 
        Jan. 17) (BR. 09)

SB-2    E 18 CORP, 18 RABBI AKIVA STREET, MODIIN ILLIT, L3, 71919, 
        972 547 346 346 - 2,000,000 ($60,000.00) Equity, (File 333-148716 - 
        Jan. 17) (BR. 06)

SB-2    MEDZED INC., 7900 EAST UNION AVENUE, SUITE 1100, DENVER, CO, 80237, 
        303-217-4556 - 1,000,000 ($40,000.00) Equity, (File 333-148719 - 
        Jan. 17) (BR. 02)

S-8     Mezey Howarth Racing Stables, Inc., 405A ARENOSO, SAN CLEMENETE, CA, 
        92672, 9494294001 - 10,000,000 ($1,600,000.00) Equity, 
        (File 333-148720 - Jan. 17) (BR. 05C)

S-8     VISION SCIENCES INC /DE/, 9 STRATHMORE ROAD, NATICK, MA, 01760, 
        5086509971 - 0 ($6,860,000.00) Equity, (File 333-148721 - Jan. 17) 
        (BR. 10C)

SB-2    Max Cash Media Inc, 50 BROMPTON ROAD, APT 1X, GREAT NECK, NY, 11201, 
        646 303-6840 - 1,400,000 ($140,000.00) Equity, (File 333-148722 - 
        Jan. 17) (BR. 03)

SB-2    China Display Technologies, Inc., 12A BLOCK, XINHE ROAD, XINQIAO NO. 3, 
        INDUSTRIAL ZONE, SHAJING DISTRICT, BAOAN, SHENZHEN,, F4, 150090, 
        5026710010 - 1,800,000 ($7,200,000.00) Equity, (File 333-148724 - 
        Jan. 17) (BR. 05B)

S-8     SIONIX CORP, 2082 MICHELSON DRIVE, #306, IRVINE, CA, 92612, 
        949-454-9283 - 17,228,624 ($3,962,583.52) Equity, (File 333-148725 - 
        Jan. 17) (BR. 06C)

SB-2    DOCUMENT CAPTURE TECHNOLOGIES, INC., 1772 TECHNOLOGY DRIVE, SAN JOSE, 
        CA, 95110, 408-436-9888 - 650,000 ($448,500.00) Other, 
        (File 333-148726 - Jan. 17) (BR. 03A)

S-1     PURE BIOSCIENCE, 1725 GILLESPIE WAY, STE H, EL CAJON, CA, 92020, 
        6195968600 - 2,264,749 ($13,747,027.00) Equity, (File 333-148727 - 
        Jan. 17) (BR. 06C)

S-8     Esmark INC, 2500 EUCLID AVENUE, CHICAGO HEIGHTS, IL, 60411, 
        708-756-0400 - 3,552,706 ($38,724,495.00) Equity, (File 333-148728 - 
        Jan. 17) (BR. 06B)

F-1     E-HOUSE (CHINA) HOLDINGS LTD, 17/F MERCHANDISE HARVEST BUILDING (EAST), 
        NO. 333 NORTH CHENGDU ROAD, SHANGHAI, F4, 200041, (86-21) 5298 0808 - 
        0 ($175,000,000.00) ADRs/ADSs, (File 333-148729 - Jan. 17) (BR. 08)

N-2     Nuveen Municipal High Income Opportunity Fund 3, 333 WEST WACKER DRIVE, 
        CHICAGO, IL, 60606, 312-917-8146 - 1,000 ($20,000.00) Equity, 
        (File 333-148730 - Jan. 17) (BR. )

S-3     TELKONET INC, 902A COMMERCE ROAD, ., ANNAPOLIS, MD, 21401, 
        240-912-1800 - 2,940,202 ($4,466,165.00) Equity, (File 333-148731 - 
        Jan. 17) (BR. 11B)

SB-2    PORFAVOR CORP, 2911 N LAMB BLVD, LAS VEGAS, NV, 89115, 702-642-0988 - 
        17,500,000 ($875,000.00) Equity, (File 333-148732 - Jan. 17) (BR. )


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Certain Officers; Election of Directors; 
	Appointment of Certain Officers; Compensatory Arrangements of Certain Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics
5.06	Change in Shell Company Status	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

				       STATE     
NAME OF ISSUER                         CODE   	 8K ITEM NO.		        DATE       COMMENT
-----------------------------------------------------------------------------------------------------
4309 Inc                                DE       5.02,9.01                      01/09/08

ACXIOM CORP                             DE       5.02,7.01,9.01                 01/17/08

ADA-ES INC                              CO       5.02                           01/14/08

ADVANCED MICRO DEVICES INC              DE       2.02,7.01,9.01                 01/17/08

ADVANCED MICRO DEVICES INC              DE       2.06                           01/17/08    AMEND

Aleris International, Inc.              DE       2.01,9.01                      01/11/08

ALIGN TECHNOLOGY INC                    DE       5.02                           01/11/08

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      01/17/08

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      01/17/08

Allied Nevada Gold Corp                 DE       7.01,9.01                      01/16/08

ALTERA CORP                             DE       1.01,9.01                      01/11/08

AMBASSADORS INTERNATIONAL INC           DE       1.01,9.01                      01/14/08

AMBIENT CORP /NY                        DE       1.01,2.03,3.02,9.01            01/15/08

AMEREN CORP                             MO       2.02,9.01                      01/17/08

AMERICAN AXLE & MANUFACTURING HOLDING   DE       7.01,9.01                      01/17/08

AMERICAN INTERNATIONAL GROUP INC        DE       5.02,5.03,9.01                 01/16/08

AMERICAN RIVER BANKSHARES               CA       2.02,9.01                      01/17/08

AMERICAN RIVER BANKSHARES               CA       8.01,9.01                      01/17/08

AMERINST INSURANCE GROUP LTD                     7.01,9.01                      09/17/07

AMPEX CORP /DE/                         DE       1.02,9.01                      01/14/08

AMPHENOL CORP /DE/                      DE       2.02,9.01                      01/17/08

ANALYSTS INTERNATIONAL CORP                      5.02,9.01                      01/16/08

Answers CORP                                     1.01,9.01                      01/15/08

APAC CUSTOMER SERVICE INC               IL       5.02,9.01                      01/16/08

APEX BIOVENTURES ACQUISITION CORP       DE       4.01,9.01                      01/11/08

APPLIED DIGITAL SOLUTIONS INC           MO       1.01,3.02,5.02,8.01,9.01       01/14/08

APPLIED DIGITAL SOLUTIONS INC           MO       3.02                           12/28/07    AMEND

ARC INTERNATIONAL CORP                           1.01,2.01,3.02,5.01,5.02,5.03, 01/04/08
					         9.01
     
ARCADIA RESOURCES, INC                  NV       5.02,7.01,9.01                 01/16/08

Ashton Woods USA L.L.C.                 NV       1.02,5.02                      01/16/08

ASPEN TECHNOLOGY INC /DE/               DE       7.01,9.01                      01/17/08

AspenBio Pharma, Inc.                   CO       8.01                           01/16/08

ASSOCIATED BANC-CORP                    WI       2.02,9.01                      01/17/08

ASTORIA FINANCIAL CORP                  DE       2.02,9.01                      01/17/08

ATLAS MINING CO                         ID       5.02,8.01                      01/07/08

AVEROX INC.                             NV       5.02                           12/31/07

AVON PRODUCTS INC                       NY       5.02                           01/11/08

Axion Power International, Inc.         DE       1.01,3.02,9.01                 01/14/08

AXS ONE INC                             DE       1.01,9.01                      01/12/08

BA Credit Card Funding, LLC             DE       8.01,9.01                      01/17/08

BANK OF KENTUCKY FINANCIAL CORP         KY       2.02,9.01                      01/17/08

BANK OF SOUTH CAROLINA CORP             SC       2.02,9.01                      01/17/08

BB&T CORP                               NC       2.02,9.01                      12/31/07

BEA SYSTEMS INC                         DE       1.01,3.03,8.01,9.01            01/17/08

BEHRINGER HARVARD REIT I INC            MD       7.01,9.01                      01/17/08

BILL BARRETT CORP                                2.02,7.01,8.01,9.01            01/17/08

BIMINI CAPITAL MANAGEMENT, INC.         MD       5.02,7.01,9.01                 01/17/08

BIOPHAN TECHNOLOGIES INC                NV       7.01,9.01                      01/16/08

BIRNER DENTAL MANAGEMENT SERVICES INC   CO       8.01                           01/17/08

BlackRock Inc.                          DE       5.02,9.01                      01/16/08

BlackRock Inc.                          DE       2.02,9.01                      01/17/08

BLUE COAT SYSTEMS INC                   DE       8.01                           01/15/08

BLUE VALLEY BAN CORP                    KS       2.02,7.01,9.01                 01/17/08

BOOMJ INC                               NV       5.03                           01/14/08

BP PRUDHOE BAY ROYALTY TRUST            DE       1.01,8.01,9.01                 01/11/08

BRIGGS & STRATTON CORP                  WI       2.02,9.01                      01/17/08

BRIGGS & STRATTON CORP                  WI       2.02,9.01                      01/17/08    AMEND

BRIGHAM EXPLORATION CO                  DE       2.02,7.01,9.01                 01/16/08

BROADPOINT SECURITIES GROUP, INC.       NY       1.01                           01/16/08

BROADVISION INC                         DE       5.02                           01/14/08

BRUKER BIOSCIENCES CORP                 DE       8.01,9.01                      01/17/08

BSD MEDICAL CORP                        DE       7.01,9.01                      01/17/08

BUFFETS HOLDINGS, INC.                  DE       1.01,5.02                      01/11/08

Burlington Coat Factory Investments H            7.01,9.01                      01/15/08

BUTLER INTERNATIONAL INC /MD/           MD       1.01,9.01                      01/09/08

CALAIS RESOURCES INC                             3.02                           01/14/08

CALYPSO WIRELESS INC                    DE       8.01,9.01                      12/03/07

CANTERBURY PARK HOLDING CORP            MN       8.01,9.01                      01/16/08

CAPITAL ONE MASTER TRUST                NY       8.01,9.01                      01/17/08    AMEND

CASEYS GENERAL STORES INC               IA       5.02,9.01                      01/14/08

CB RICHARD ELLIS REALTY TRUST                    2.01,9.01                      08/29/07    AMEND

CENTENE CORP                                     5.02                           01/14/08

CENTRAL BANCORP INC /MA/                MA       8.01,9.01                      01/17/08

CENTRAL EUROPEAN DISTRIBUTION CORP      DE       7.01,9.01                      01/17/08

CENTRAL JERSEY BANCORP                  NJ       9.01                           01/15/08

CHECKPOINT SYSTEMS INC                  PA       2.01,9.01                      11/01/07    AMEND

CHEM RX CORP                            DE       5.02,5.03,5.05,8.01,9.01       01/11/08

Cheniere Energy Partners, L.P.          DE       8.01,9.01                      01/16/08

Cheniere Energy Partners, L.P.          DE       5.02,8.01,9.01                 01/16/08

CHICOPEE BANCORP, INC.                           5.02                           01/14/08

China 3C Group                          NV       1.01,9.01                      01/02/08

CHINA BROADBAND INC                              1.01,3.02,5.02,9.01            01/11/08

China Direct, Inc                       FL       7.01,9.01                      01/17/08

CHINA ENERGY TECHNOLOGY LTD             D8       5.03                           01/15/08

CHINA SXAN BIOTECH, INC.                NV       4.01                           01/17/08    AMEND

CHYRON CORP                             NY       1.01,2.01,2.03,3.02,9.01       01/14/08

CICERO INC                              DE       1.01                           01/15/08

CINTAS CORP                             WA       5.02                           01/15/08

CIT GROUP INC                           DE       2.02,5.03,8.01,9.01            01/17/08

CITIGROUP INC                           DE       8.01,9.01                      01/17/08

CITIZENS REPUBLIC BANCORP, INC.         MI       2.02,9.01                      01/17/08

CLARCOR INC                             DE       2.02,9.01                      01/16/08

CLAYTON WILLIAMS ENERGY INC /DE         DE       7.01,9.01                      01/17/08

CNET NETWORKS INC                       DE       2.02,7.01,9.01                 01/17/08

CNS RESPONSE, INC.                      DE       5.02,9.01                      01/11/08

COCA COLA ENTERPRISES INC               DE       1.01                           01/14/08

COMERICA INC /NEW/                      DE       2.02,7.01,9.01                 01/17/08

CONNECTICUT WATER SERVICE INC / CT      CT       8.01,9.01                      01/16/08

CONTINENTAL AIRLINES INC /DE/           DE       2.02,7.01,9.01                 01/16/08

COSI INC                                DE       2.02,9.01                      01/16/08

COUNTRYWIDE FINANCIAL CORP              DE       1.01,5.02,9.01                 01/11/08

CRYO CELL INTERNATIONAL INC             DE       5.02,8.01,9.01                 01/15/08

CSMG TECHNOLOGIES, INC.                 TX       4.01,9.01                      01/11/08

CYBERSOURCE CORP                        DE       9.01                           11/01/07    AMEND

DARLING INTERNATIONAL INC               DE       5.02                           01/11/08

DCB FINANCIAL CORP                      OH       2.02,9.01                      01/17/08

DESTINATION TELEVISION, INC.            DE       2.01,9.01                      11/07/07    AMEND

DORAL FINANCIAL CORP                    PR       7.01,9.01                      01/17/08

DOUBLE EAGLE PETROLEUM CO               MD       3.02,5.02                      01/15/08

EAGLE BANCORP/MT                                 2.02,8.01                      01/17/08

EDGE PETROLEUM CORP                     DE       5.04,9.01                      01/17/08

EDWARDS LIFESCIENCES CORP               DE       2.01,9.01                      01/11/08

EnerLume Energy Management Corp.        CO       8.01                           01/15/08

EQUITABLE RESOURCES INC /PA/            PA       1.02,9.01                      01/15/08

ERF Wireless, Inc.                      NV       1.01,2.01,9.01                 01/11/08

Federal Home Loan Bank of Atlanta       X1       2.03                           01/14/08

Federal Home Loan Bank of Atlanta       X1       5.02                           09/28/07    AMEND

Federal Home Loan Bank of Boston        X1       2.03                           01/14/08

Federal Home Loan Bank of Chicago       X1       2.03                           01/14/08

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      01/14/08

Federal Home Loan Bank of Dallas                 2.03                           01/14/08

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      01/14/08

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      01/14/08

Federal Home Loan Bank of New York      X1       2.02,8.01,9.01                 01/17/08

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      01/14/08

Federal Home Loan Bank of Pittsburgh    PA       5.02                           12/03/07    AMEND

Federal Home Loan Bank of San Francis   X1       2.03                           01/14/08

Federal Home Loan Bank of Seattle                2.03                           01/16/08

Federal Home Loan Bank of Topeka                 2.03                           01/14/08

FEDERAL-MOGUL CORP                      DE       1.02,5.02,7.01,9.01            01/11/08

FIRST COMMONWEALTH FINANCIAL CORP /PA   PA       5.03,9.01                      01/15/08

FIRST FINANCIAL HOLDINGS INC /DE/       DE       2.02,9.01                      01/17/08

FIRST HORIZON NATIONAL CORP             TN       2.02,9.01                      12/31/07

FIRST HORIZON NATIONAL CORP             TN       7.01,9.01                      12/31/07

FIRST NATIONAL BANCSHARES INC /SC/      SC       2.02,9.01                      01/16/08

FIRST ROBINSON FINANCIAL CORP           DE       5.02,5.03,9.01                 01/11/08

FIRST ROBINSON FINANCIAL CORP           DE       5.02,5.03,9.01                 01/11/08

FIRST SOUTH BANCORP INC /VA/            VA       2.02,9.01                      01/17/08

FIRST STATE FINANCIAL CORP/FL                    8.01                           01/17/08

FLEETWOOD ENTERPRISES INC/DE/           DE       1.01,2.03,9.01                 01/16/08

FLORIDA POWER & LIGHT CO                FL       8.01,9.01                      01/16/08

FNB CORP/FL/                            FL       2.02,9.01                      01/17/08

Fortress Financial Group, Inc. / WY     WY       8.01,9.01                      01/16/08

FREMONT GENERAL CORP                    NV       7.01,9.01                      01/16/08

Fuda Faucet Works, Inc.                 DE       4.01,5.03,9.01                 01/16/08

FUND.COM INC.                           DE       1.01,2.01,3.02,5.01,5.02,5.06, 01/11/08
					         9.01
     
FUQI INTERNATIONAL, INC.                DE       7.01,9.01                      01/17/08

GARMIN LTD                                       8.01,9.01                      01/17/08

GCO Education Loan Funding Trust-I      DE       8.01,9.01                      01/15/08

GENERAL MOTORS CORP                     DE       7.01,9.01                      01/17/08

GENLYTE GROUP INC                       DE       1.01,8.01,9.01                 01/17/08

GENWORTH LIFE & ANNUITY INSURANCE CO    VA       9.01                           01/17/08

GENWORTH LIFE & ANNUITY INSURANCE CO    VA       9.01                           01/17/08

GENWORTH LIFE & ANNUITY INSURANCE CO    VA       9.01                           01/17/08

GEOCOM RESOURCES INC                    NV       5.02                           12/31/07

GEORGIA GULF CORP /DE/                  DE       5.02,7.01,9.01                 01/17/08

GLOBAL AIRCRAFT SOLUTIONS, INC.         AZ       5.02,9.01                      01/16/08

GMAC LLC                                DE       7.01                           01/17/08

GOODRICH PETROLEUM CORP                 DE       1.01,7.01,9.01                 01/11/08

GRAMERCY CAPITAL CORP                   MD       2.02,7.01,9.01                 01/16/08

Grande Communications Holdings, Inc.    DE       5.02                           01/14/08

GRAPHIC PACKAGING CORP                  DE       8.01,9.01                      01/17/08

GREAT LAKES BANCORP, INC.               DE       8.01,9.01                      01/17/08

GREENE COUNTY BANCORP INC               DE       8.01                           01/15/08

GRYPHON GOLD CORP                       NV       7.01,9.01                      01/17/08

GSI COMMERCE INC                        DE       1.01,2.03,9.01                 01/11/08

GULF RESOURCES, INC.                    DE       1.01,2.02,7.01,9.01            01/08/08

Harry & David                           OR       8.01,9.01                      01/15/08

HARTFORD FINANCIAL SERVICES GROUP INC   DE       5.02,9.01                      01/17/08

HASTINGS ENTERTAINMENT INC              TX       5.03,9.01                      12/08/07

HEALTH SYSTEMS SOLUTIONS INC            NV       9.01                           01/16/08

HERCULES OFFSHORE, INC.                 DE       7.01,9.01                      01/17/08

HILLENBRAND INDUSTRIES INC              IN       8.01,9.01                      01/16/08

HINES REAL ESTATE INVESTMENT TRUST IN            9.01                           11/16/07    AMEND

HOLOGIC INC                             DE       5.02,9.01                      01/11/08

HOME BANCSHARES INC                              2.02,7.01                      01/17/08

HORIZON FINANCIAL CORP                  WA       2.02,9.01                      01/17/08

Horne International, Inc.               DE       5.02                           01/11/08

HUNTINGTON BANCSHARES INC/MD            MD       2.02,9.01                      01/17/08

IA GLOBAL INC                           DE       1.01                           01/17/08

iBroadband, Inc.                        NV       1.01,2.03,3.02                 01/17/08

ICC Worldwide, Inc.                     DE       1.01,3.02,9.01                 12/03/07

ICOP DIGITAL, INC                       CO       2.03                           01/15/08

IMPERIAL SUGAR CO /NEW/                 TX       1.01,9.01                      01/16/08

INDEPENDENT BANK CORP                   MA       2.02,7.01,8.01,9.01            01/17/08

INFOCUS CORP                            OR       1.01,5.02,9.01                 01/17/08

INLAND REAL ESTATE CORP                 MD       8.01,9.01                      01/17/08

INNERWORKINGS INC                                5.02,9.01                      01/11/08

INSTEEL INDUSTRIES INC                  NC       2.02,9.01                      01/17/08

INTEL CORP                              DE       5.03,9.01                      01/16/08

INTERNATIONAL BUSINESS MACHINES CORP    NY       2.02                           01/17/08

INTERNATIONAL GAME TECHNOLOGY           NV       2.02                           01/17/08

International Stem Cell CORP                     1.01,9.01                      01/15/08

INTERSTATE BAKERIES CORP/DE/            DE       7.01,9.01                      01/16/08

INTRICON CORP                           PA       7.01,9.01                      01/17/08

ION GEOPHYSICAL CORP                    DE       7.01                           01/17/08

ION MEDIA NETWORKS INC.                 DE       1.01,9.01                      01/11/08

IONATRON, INC.                          DE       5.02                           01/12/08

Iowa Renewable Energy, LLC              IA       8.01,9.01                      01/14/08

ISCO INTERNATIONAL INC                  DE       7.01,9.01                      01/17/07

ISOLAGEN INC                            DE       8.01,9.01                      01/15/08

ISRAMCO INC                             DE       1.01,2.01,2.05,9.01            12/31/07    AMEND

ITC Holdings Corp.                      MI       1.01,7.01,9.01                 01/15/08

J P MORGAN CHASE & CO                   DE       7.01,9.01                      01/17/08

JABIL CIRCUIT INC                       DE       1.01,2.03,9.01                 01/11/08

JACOBS ENTERTAINMENT INC                DE       8.01,9.01                      01/11/08

JESUP & LAMONT, INC.                    FL       5.02                           01/11/08

KBR, INC.                               DE       1.01,9.01                      01/17/08

KENTUCKY BANCSHARES INC /KY/            KY       2.02,9.01                      01/17/08

KINDER MORGAN ENERGY PARTNERS L P       DE       7.01                           01/16/08

KINDER MORGAN MANAGEMENT LLC            DE       7.01                           01/16/08

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           01/17/08

LAKELAND BANCORP INC                    NJ       2.02,8.01,9.01                 01/17/08

LAND O LAKES INC                                 8.01                           01/17/08

LANGUAGE ACCESS NETWORK, INC.           NV       1.01,1.02,2.01,3.02,5.01,5.02, 01/16/08
					         8.01,9.01

LASALLE HOTEL PROPERTIES                MD       1.01,2.03,7.01,9.01            01/14/08

LASERCARD CORP                          DE       2.02,9.01                      01/17/08

LEAR CORP                               DE       7.01,9.01                      01/17/08

LEGACY RESERVES LP                      DE       7.01,9.01                      01/17/08

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           01/14/08

LEHMAN BROTHERS HOLDINGS INC            DE       8.01                           01/17/08

LEXINGTON PRECISION CORP                DE       4.01,9.01                      01/12/08

LIFE PARTNERS HOLDINGS INC              TX       2.02                           01/16/08

Lifevantage Corp                        CO       1.01,5.02,7.01,9.01            01/10/08

LIGHTPATH TECHNOLOGIES INC              DE       1.01,5.02,9.01                 01/07/08

LKQ CORP                                DE       5.02,9.01                      01/11/08

LYONDELL CHEMICAL CO                    DE       1.02                           01/11/08

MARINEMAX INC                           DE       2.02,9.01                      01/16/08

MASIMO CORP                             DE       5.02,9.01                      01/11/08

MASSEY ENERGY CO                        DE       8.01,9.01                      01/17/08

MASTERCARD INC                          DE       5.02,9.01                      01/15/08

MATRIXX INITIATIVES INC                 DE       7.01,9.01                      01/16/08

MBIA INC                                CT       1.01,2.03,7.01,8.01,9.01       01/16/08

MEGADATA CORP                           NY       1.01                           01/15/08

MERRILL LYNCH & CO INC                  DE       2.02,9.01                      01/17/08

MFA MORTGAGE INVESTMENTS                MD       1.01,9.01                      01/16/08

MIDDLEBY CORP                           DE       9.01                           12/31/07    AMEND

MILLENNIUM CHEMICALS INC                DE       1.02                           01/11/08

MINDEN BANCORP INC                               7.01,9.01                      01/15/08

MIRANT CORP                             DE       5.02                           01/14/08

MODINE MANUFACTURING CO                 WI       8.01,9.01                      01/16/08

MOLINA HEALTHCARE INC                   DE       2.01,9.01                      11/01/07    AMEND

MONMOUTH REAL ESTATE INVESTMENT CORP    MD       7.01,9.01                      01/17/08

MONUMENTAL MARKETING INC                NV       5.02,9.01                      01/17/08

MOTORCAR PARTS  AMERICA INC             NY       1.01,9.01                      01/17/08

MOVIE STAR INC /NY/                     NY       8.01,9.01                      01/17/08

MultiCell Technologies, Inc.            DE       4.01,9.01                      01/15/08

NATURADE INC                            DE       4.01                           01/16/08

NATURAL RESOURCE PARTNERS LP            DE       1.01,7.01,9.01                 01/16/08

Naugatuck Valley Financial Corp         X1       5.02                           12/18/07

NEOMAGIC CORP                           DE       1.01,7.01,9.01                 01/11/08

NETWORK ENGINES INC                     DE       5.02,9.01                      01/11/08

NEW CENTURY BANCORP INC                 NC       1.01,5.02                      01/14/08

New Life Scientific, Inc.                        1.01,2.01,5.02,8.01,9.01       01/15/08    AMEND

Nilam Resources Inc.                    NV       1.01,7.01,9.01                 01/13/08

Nissan Auto Receivables 2008-A Owner    DE       1.01,9.01                      01/14/08

NITROMED INC                            DE       2.05,5.02,8.01,9.01            01/14/08

NORD RESOURCES CORP                     DE       8.01,9.01                      01/17/08

North American Insurance Leaders, Inc            8.01,9.01                      01/16/08

OCWEN FINANCIAL CORP                    FL       7.01,9.01                      01/15/08

OLD POINT FINANCIAL CORP                VA       2.02,9.01                      01/17/08

ON ASSIGNMENT INC                       DE       5.02                           01/14/08

ONCOVISTA INNOVATIVE THERAPIES, INC              1.01,9.01                      11/30/07

OneLife Health Products Inc.            NV       5.03,7.01                      01/15/07

OneLife Health Products Inc.            NV       7.01                           01/15/08

ORAGENICS INC                           FL       1.01,9.01                      01/11/08

Pacific Copper Corp.                    DE       8.01,9.01                      01/08/08    AMEND

PACIFIC GAS & ELECTRIC CO               CA       5.02                           01/17/08

PAINCARE HOLDINGS INC                   CT       1.01,8.01,9.01                 01/11/08

PALADIN REALTY INCOME PROPERTIES INC    MD       2.01,2.03,9.01                 01/11/08

PALMETTO BANCSHARES INC                 SC       5.05,9.01                      10/23/07    AMEND

PALMETTO BANCSHARES INC                 SC       2.02,9.01                      01/11/08    AMEND

PARKER HANNIFIN CORP                    OH       2.02,7.01,9.01                 01/17/08

PAYMENT DATA SYSTEMS INC                NV       1.01,2.01                      01/11/08

PEDIATRIX MEDICAL GROUP INC             FL       1.01,9.01                      01/16/08

PEOPLES SIDNEY FINANCIAL CORP           DE       2.02,8.01,9.01                 01/17/08

PEP BOYS MANNY MOE & JACK               PA       5.02                           01/17/08

PG&E CORP                               CA       5.02                           01/17/08

PINNACLE BANCSHARES INC                 AL       8.01,9.01                      01/17/08

PLANETOUT INC                           DE       3.02,5.02,8.01,9.01            01/11/08

PLY GEM HOLDINGS INC                    DE       8.01,9.01                      01/17/08

PNC FINANCIAL SERVICES GROUP INC        PA       2.02,9.01                      01/17/08

PNC FINANCIAL SERVICES GROUP INC        PA       2.02,9.01                      01/17/08

PNM RESOURCES INC                       NM       1.01,8.01,9.01                 01/17/08

POLARIS INDUSTRIES INC/MN               MN       5.02,7.01,9.01                 01/16/08

POPE & TALBOT INC /DE/                  DE       1.01,9.01                      01/11/08

PPG INDUSTRIES INC                      PA       2.02,9.01                      01/17/08

Protalix BioTherapeutics, Inc.          FL       1.01,8.01,9.01                 01/13/08

PROVIDENCE SERVICE CORP                 DE       5.02                           01/14/08

PSB Holdings, Inc.                               2.02,9.01                      01/16/08

QLT INC/BC                              A1       2.02,9.01                      01/17/08

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       1.01,1.02,2.01,2.03,2.04,3.02, 01/11/08
					         9.01
     
QUEST RESOURCE CORP                     NV       2.01,9.01                      11/01/07    AMEND

REGENERATION TECHNOLOGIES INC           FL       8.01,9.01                      01/17/08

REGENERATION TECHNOLOGIES INC           FL       8.01,9.01                      01/17/08

RENAISSANCERE HOLDINGS LTD                       8.01                           01/16/08

Renewal Fuels, Inc.                     DE       1.01,2.03,3.02,9.01            12/13/07

REPUBLIC BANCORP INC /KY/               KY       7.01,9.01                      01/17/08

Riptide Worldwide, Inc.                          1.01,9.01                      01/11/08    AMEND

SANDRIDGE ENERGY INC                    DE       2.02,7.01,9.01                 01/16/08

SCORE ONE INC                           NV       5.02                           01/14/08

SEAGATE TECHNOLOGY                      E9       2.02,9.01                      01/17/08

SECURED DIVERSIFIED INVESTMENT LTD               5.02,9.01                      01/16/08

SEITEL INC                              DE       7.01,9.01                      01/17/08

SEMPRA ENERGY                           CA       1.02                           01/16/08

ShoreTel Inc                            CA       8.01                           01/16/08

Silver Dragon Resources Inc.            DE       7.01,9.01                      01/14/08

SIMMONS FIRST NATIONAL CORP             AR       2.02                           01/17/08

SKYWORKS SOLUTIONS INC                  DE       2.02,9.01                      01/17/08

SLM FUNDING LLC                         DE       9.01                           01/17/08

SM&A                                    DE       5.02,9.01                      01/11/08

SONUS PHARMACEUTICALS INC               DE       5.02,9.01                      01/11/08

SOUTHWESTERN ENERGY CO                  DE       1.01,2.03,9.01                 01/02/08

Stanley-Martin Communities, LLC         DE       2.02,9.01                      01/17/08

Star Resorts Development Inc.           NV       3.02,9.01                      01/04/08

STATE STREET CORP                       MA       8.01                           01/17/08

STERLING CONSTRUCTION CO INC            DE       1.01,9.01                      01/15/08

STERLING CONSTRUCTION CO INC            DE       1.01,9.01                      01/15/08    AMEND

STILLWATER MINING CO /DE/               DE       5.02,9.01                      01/16/08

STINGER SYSTEMS, INC                             1.01,5.02                      01/11/08

STONE ENERGY CORP                       DE       5.02,8.01,9.01                 01/14/08

TARGET CORP                             MN       9.01                           01/17/08

TD AMERITRADE HOLDING CORP              DE       2.02,9.01                      01/17/08

TEKNI PLEX INC                          DE       1.01,8.01,9.01                 01/16/08

TEXAS CAPITAL BANCSHARES INC/TX         DE       2.02,9.01                      01/14/08

TEXAS INSTRUMENTS INC                   DE       8.01,9.01                      01/17/08

THESTREET COM                           DE       9.01                           11/01/07    AMEND

TII NETWORK TECHNOLOGIES, INC.          DE       5.02,5.05,9.01                 01/11/08

TOPSPIN MEDICAL INC                              1.01,9.01                      01/14/08

TOYOTA MOTOR CREDIT CORP                CA       2.03                           01/14/08

TULLYS COFFEE CORP                               5.02,7.01,9.01                 01/11/08

TUTOGEN MEDICAL INC                     FL       8.01,9.01                      01/17/08

TUTOGEN MEDICAL INC                     FL       8.01,9.01                      01/17/08

UMH PROPERTIES, INC.                    MD       7.01,9.01                      01/17/08

Under Armour, Inc.                      MD       2.02,9.01                      01/17/08

UNICO INC /AZ/                          AZ       8.01                           01/08/08

US AIRWAYS GROUP INC                    DE       1.01                           01/11/08

US BANCORP \DE\                         DE       5.02,5.03,9.01                 01/15/08

USAA ACCEPTANCE LLC                              8.01,9.01                      01/17/08

UTSTARCOM INC                           DE       5.02,9.01                      01/11/08

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       2.01,9.01                      01/14/08

VALUEVISION MEDIA INC                   MN       2.05                           01/14/08

VeriChip CORP                           DE       5.02                           01/11/08

Vestin Realty Mortgage I, Inc.                   8.01,9.01                      01/16/08

Vestin Realty Mortgage II, Inc                   8.01,9.01                      01/16/08

Victory Divide Mining CO                NV       4.01                           01/16/08

VIEWSONIC CORP                          DE       5.02                           01/14/08

VISTEON CORP                            DE       2.02,7.01,9.01                 01/17/08

Vivid Learning Systems, Inc.            DE       5.02,8.01                      01/17/08

VOICESERVE INC                          DE       1.01,2.01,9.01                 01/15/08

WARNACO GROUP INC /DE/                  DE       2.02,9.01                      01/17/08

WASHINGTON MUTUAL, INC                  WA       2.02,9.01                      01/17/08

WASHINGTON POST CO                      DE       5.02,9.01                      01/17/08

WCI COMMUNITIES INC                              1.01,9.01                      01/16/08

WEST BANCORPORATION INC                 IA       2.02,9.01                      01/17/08

WESTAFF INC                             DE       5.02                           01/11/08

Western Goldfields Inc.                 A6       7.01,9.01                      01/17/08

WGNB CORP                               GA       2.02,9.01                      01/15/08

XILINX INC                              DE       2.02,9.01                      01/17/08
    

                           

 

http://www.sec.gov/news/digest/2008/dig011808.htm


Modified: 01/18/2008