U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2008-9				     	      January 14, 2008


ENFORCEMENT PROCEEDINGS


COMMISSION DISMISSES APPEAL OF WEDBUSH MORGAN SECURITIES, INC.	

The  Commission has dismissed the appeal by Wedbush Morgan Securities,
Inc.  of  an NASD Hearing Officer's Decision. The NASD Hearing Officer
found  that  Wedbush  had  failed to pay the full amount of post-award
interest  due  under  an NASD arbitration proceeding against the Firm.
The  Hearing  Officer's Decision would have resulted in the suspension
of  Wedbush's  NASD membership if the Firm failed to make full payment
of the amount before March 23, 2007. However, Wedbush made its payment
on  March 22, 2007, and the suspension never took effect. As a result,
the  Commission  found  that it lacked a statutory basis to review the
NASD  Hearing  Officer's  Decision and accordingly dismissed Wedbush's
appeal. (Rel. 34-57138; File No. 3-12618) 


SELF-REGULATORY ORGANIZATIONS


ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The  Commission granted accelerated approval to a proposed rule change
filed  by  the International Securities Exchange (SR-ISE-2007-103), as
modified  by  Amendment  No.  1 thereto, to permit trading pursuant to
unlisted  trading privileges of shares of eight funds of the ProShares
Trust. Publication is expected in the Federal Register during the week
of January 14. (Rel. 34-57115)

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

A  proposed  rule  change  filed by the Chicago Board Options Exchange
relating  to  complex  orders  (SR-CBOE-2008-01)  has become effective
pursuant  to  Section  19(b)(3)(A)  of  the Securities Exchange Act of
1934.  Publication is expected in the Federal Register during the week
of January 14. (Rel. 34-57119)

A  proposed rule change filed by the International Securities Exchange
(SR-ISE-2008-02)  relating  to  fee  changes  has  become  immediately
effective  under Section 19(b)(3)(A) of the Securities Exchange Act of
1934.  Publication is expected in the Federal Register during the week
of January 14. (Rel. 34-57128)

A  proposed rule change filed by the International Securities Exchange
(SR-ISE-2008-01)  relating  to  fee  changes  has  become  immediately
effective  under Section 19(b)(3)(A) of the Securities Exchange Act of
1934.  Publication is expected in the Federal Register during the week
of January 14. (Rel. 34-57129)

A  proposed  rule  change  filed by NYSE Arca (SR-NYSEArca-2008-04) to
expand,   and  make  permanent,  the  $1  Strike  Program  has  become
immediately     effective  pursuant  to  Section  19(b)(3)(A)  of  the
Securities  Exchange  Act  of  1934.  Publication  is  expected in the
Federal Register during the week of January 14. (Rel. 34-57130)

PROPOSED  RULE  CHANGES

The  International  Securities  Exchange  filed a proposed rule change
(SR-ISE-2007-112),  as  modified  by Amendment No. 1 thereto, relating
to  obvious  errors.  Publication  is expected in the Federal Register
during   the  week  of  January  14.  (Rel.  34-57127)

The  Municipal  Securities  Rulemaking  Board  filed  a  proposed rule
change (SR-MSRB-2007-08)  consisting  of  an  amendment  of  its  Rule
G-8,  Books  and  Records,  Rule  G-9,  Preservation  of  Records, and
Rule  G-34,  CUSIP  Numbers  and  New  Issue  Requirements, to improve
transaction  reporting  of  new issues. Publication is expected in the
Federal Register during the week of January 14. (Rel. 34-57131)

APPROVAL OF PROPOSED RULE CHANGES

The  Commission  granted  approval  to  a  proposed  rule  change (SR-
NYSEArca-2007-125),  submitted  by NYSE Arca, through its wholly owned
subsidiary,  NYSE  Arca  Equities,  Inc.,  relating  to  the continued
listing  standards  for Equity Index-Linked Securities. Publication is
expected  in the Federal Register during the week of January 14. (Rel.
34-57132)

The  Commission approved a proposed rule change, as amended, submitted
by  the  Philadelphia Stock Exchange (SR-Phlx-2005-68) relating to the
deletion  of  Phlx  Rule  702.  Publication is expected in the Federal
Register during the week of January 14. (Rel. 34-57134)

The  Commission  approved a proposed rule change (SR-NYSEArca-2006-83)
filed by NYSE Arca. The filing consists of proposed amendments to NYSE
Arca  Equities  Rules 2.17 and 4.5 relating to certain Options Trading
Permit   (OTP)   Holder   and   OTP   Firm  administrative procedures.
Publication  is  expected  in  the Federal Register during the week of
January 14. (Rel. 34-57135)

The  Commission  approved a proposed rule change (SR-NYSEArca-2006-82)
submitted  by  NYSE  Arca.  The  rule changes amend NYSE Arca Equities
Rules  2.16  and  4.5  relating to certain Equity Trading Permit (ETP)
Holder  administrative  procedures.  Publication  is  expected  in the
Federal Register during the week of January 14. (Rel. 34-57136)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.



S-8     MEDICINES CO /DE, 8 CAMPUS DRIVE, PARSIPPANY, NJ, 07054, 973-656-1616 - 
        0 ($32,810,000.00) Equity, (File 333-148602 - Jan. 11) (BR. 01B)

SB-2    China Media Group CORP, 9901 I.H. 10 WEST, SUITE 800, SAN ANTONIO, TX, 
        78230, 01186755 61657704 - 37,631,579 ($790,263.16) Equity, 
        (File 333-148603 - Jan. 11) (BR. 11A)

F-6     Evotec AG, SCHNACKENBURGALLE 114, HAMBURG, 2M, 22525, 49-40-560-810 - 
        50,000,000 ($2,500,000.00) Equity, (File 333-148604 - Jan. 11) (BR. 01B)

F-1     China Evergreen Acquisition Corp., B-2102 CAIZHI TWOER, 
        ZHONGGUANCUN RD. E., HAIDIAN, BEIJING, F4, 100083, 390-1174-642 - 
        0 ($70,320,100.00) Equity, (File 333-148605 - Jan. 11) (BR. 03)

S-8     MIPS TECHNOLOGIES INC, 1225 CHARLESTON ROAD, MOUNTAIN VIEW, CA, 
        94043-1353, 6505675000 - 19,589,686 ($84,747,946.94) Equity, 
        (File 333-148606 - Jan. 11) (BR. 10B)

F-1     Valor Computerized Systems Ltd., 4 FARAN STREET, P.O. BOX 152, YAVNE, 
        L3, 70600, 97289432430 - 0 ($80,500,000.00) Equity, (File 333-148607 - 
        Jan. 11) (BR. 03)

S-3     CHINDEX INTERNATIONAL INC, 4340 EAST WEST HWY, SUITE 1100, BETHESDA, 
        MD, 20814, 3012157777 - 1,795,977 ($60,003,591.00) Equity, 
        (File 333-148608 - Jan. 11) (BR. 09B)

N-2     Nuveen Credit Strategies Fund, 333 WEST WACKER DRIVE, CHICAGO, IL, 
        60606, 312-917-8146 - 1,000 ($20,000.00) Equity, (File 333-148610 - 
        Jan. 11) (BR. 18)

SB-2    Sino-Global Shipping America, Ltd., 36-09 MAIN STREET, SUITE 9C-2, 
        FLUSHING, NY, 11354, 718-888-1814 - 0 ($11,889,552.24) Equity, 
        (File 333-148611 - Jan. 11) (BR. )

S-1     NEW ASIA PARTNERS CHINA I CORP, 140 02 CHINA INSURANCE BUILDING, 
        166 LU JIA ZUI DONG LU, PUDONG SHANGHAI, F4, 200120, 8621 5879 8152 - 
        0 ($87,900,100.00) Equity, (File 333-148612 - Jan. 11) (BR. )

S-1     PowerShares DB Multi-Sector Commodity Trust, 
        C/O DB COMMODITY SERVICES LLC, 60 WALL STREET, NEW YORK, NY, 10005, 
        (212) 250-5883 - 158,098,073 ($5,000,000,127.39) Equity, 
        (File 333-148613 - Jan. 11) (BR. 08B)

S-3ASR  LIBERTY PROPERTY TRUST, 500 CHESTERFIELD PARKWAY, MALVERN, PA, 19355, 
        6106481700 - 0 ($77,070,000.00) Equity, (File 333-148614 - Jan. 11) 
        (BR. 08B)

S-8     IMAGEWARE SYSTEMS INC, 10883 THORNMINT RD, 619-673-8600, SAN DIEGO, CA, 
        92127, 6196738600 - 0 ($3,742,778.15) Equity, (File 333-148615 - 
        Jan. 11) (BR. 03C)

S-8     INTRAOP MEDICAL CORP, 570 DEL REY AVENUE, SUNNYVALE, CA, 94085, 
        4086361020 - 42,062,664 ($6,413,840.93) Other, (File 333-148616 - 
        Jan. 11) (BR. 10B)

S-3     LOCAL.COM, ONE TECHNOLOGY DRIVE, BUILDING G, IRVINE, CA, 92618, 
        (949) 784-0800 - 0 ($4,581,429.85) Equity, (File 333-148617 - Jan. 11) 
        (BR. 03A)

S-8     HOME DIRECTOR INC, 900 E HAMILTON AVENUE, SUITE 550, CAMPBELL, CA, 
        95008, 480-559-3100 - 411,532 ($69,960.44) Equity, (File 333-148618 - 
        Jan. 11) (BR. 11B)

S-8     INERGY L P, TWO BRUSH CREEK, SUITE 200, KANSAS CITY, MO, 64112, 
        8168428181 - 0 ($102,779,052.00) Limited Partnership Interests, 
        (File 333-148619 - Jan. 11) (BR. 02C)

S-1     LogMeIn, Inc., 500 UNICORN PARK DRIVE, WOBURN, MA, 01801, 
        781-638-9094 - 0 ($86,250,000.00) Equity, (File 333-148620 - Jan. 11) 
        (BR. )

S-8     MARVELL TECHNOLOGY GROUP LTD, CANON'S COURT, 22 VICTORIA STREET, 
        HAMILTON HM 12, D0, 4412966395 - 0 ($466,086,257.10) Equity, 
        (File 333-148621 - Jan. 11) (BR. 10B)

SB-2    COLORADO GOLDFIELDS INC., 10920 W. ALAMEDA AVENUE, SUITE 207, LAKEWOOD, 
        CO, 80226, 303-984-5324 - 0 ($11,785,484.00) Equity, (File 333-148622 - 
        Jan. 11) (BR. 04B)

SB-2    Web Wizard, Inc., 6588 SOUTHOAKS CRES, UNIT 76, BURNABY, A1, V5E4K1, 
        604-669-0780 - 0 ($64,500.00) Equity, (File 333-148623 - Jan. 11) (BR. )

SB-2    Osprey Ventures, Inc., 88 WEST 44TH AVENUE, VANCOUVER, A1, V7Y2V1, 
        604-275-6519 - 3,100,000 ($155,000.00) Equity, (File 333-148625 - 
        Jan. 11) (BR. )

S-3     WACHOVIA COMMERCIAL MORTGAGE SECURITIES INC, 201 SOUTH COLLEGE STREET, 
        CHARLOTTE, NC, 02110, 7043746828 - 
        0 ($1,000,000.00) Mortgage Backed Securities, (File 333-148628 - 
        Jan. 11) (BR. 05D)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Certain Officers; Election of Directors; 
	Appointment of Certain Officers; Compensatory Arrangements of Certain Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics
5.06	Change in Shell Company Status	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.	    	        DATE        COMMENT
--------------------------------------------------------------------------------------------------------
1st Century Bancshares, Inc.            DE       9.01                           12/20/07

99 CENTS ONLY STORES                    CA       2.02,9.01                      01/09/08

ABLE ENERGY INC                         DE       8.01                           01/07/08

ABM INDUSTRIES INC /DE/                 DE       1.01                           01/07/08

ACTIGA CORP                             NV       1.01,1.02,9.01                 01/07/08

ACUITY BRANDS INC                       DE       2.01,9.01                      01/10/08

ACUSPHERE INC                           DE       3.01,9.01                      01/10/08

ADVANCE AUTO PARTS INC                  DE       5.02,9.01                      01/07/08

Advanced BioEnergy, LLC                 DE       7.01,9.01                      01/11/08

Advanced Scientific Asset Holding, In   DE       5.01,5.02,5.03,9.01            01/04/08

AEROPOSTALE INC                                  7.01,9.01                      01/10/08

AFFILIATED COMPUTER SERVICES INC        DE       1.01,9.01                      01/04/08

Aleris International, Inc.              DE       7.01,9.01                      01/11/08

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      01/11/08

ALLIANCEBERNSTEIN HOLDING L.P.          DE       2.02,7.01,9.01                 01/10/08

ALLIANCEBERNSTEIN L.P.                  DE       2.02,7.01,9.01                 01/10/08

ALNYLAM PHARMACEUTICALS, INC.                    2.02,9.01                      01/07/08

Alon USA Energy, Inc.                   DE       5.02                           01/07/08

ALTERA CORP                             DE       5.02                           01/07/08

Alternative Loan Trust 2006-6CB                  7.01                           01/10/08

AMCOMP INC /FL                          DE       1.01,8.01,9.01                 01/11/08

AMERICAN EXPRESS RECEIVABLES FINANCIN   DE       8.01,9.01                      12/17/07

AMERICAN UNITED GOLD CORP               NV       4.01,9.01                      01/11/08

ANTIGENICS INC /DE/                     DE       3.02,9.01                      01/09/08

APPLIANCE RECYCLING CENTERS OF AMERIC   MN       3.01,5.02,9.01                 01/04/08

ARBINET THEXCHANGE INC                  DE       5.02,9.01                      01/11/08

ARK RESTAURANTS CORP                    NY       8.01                           01/11/08

Ascend Acquisition Corp.                DE       1.01,7.01,9.01                 07/30/07    AMEND

ASCENDIA BRANDS, INC.                   DE       7.01,9.01                      01/10/08

Ascent Solar Technologies, Inc.         DE       1.01,8.01,9.01                 01/11/08

ASTA FUNDING INC                        DE       5.02,8.01,9.01                 01/08/08

Atlantic Southern Financial Group, In            2.02,9.01                      01/10/08

ATM FINANCIAL CORP                      NV       5.01                           01/10/08

Atomic Guppy Inc                        NV       1.01,1.02,5.01,5.02,7.01,8.01, 12/21/07
					         9.01

AVOCENT CORP                            DE       2.02,9.01                      01/07/08

BAKERS FOOTWEAR GROUP INC               MO       7.01,9.01                      01/10/08

BANK OF AMERICA CORP /DE/               DE       8.01,9.01                      01/11/08

Bear Stearns Commercial Mortgage Secu   DE       8.01,9.01                      12/27/07

Benda Pharmaceutical, Inc.              MN       1.01,3.02,9.01                 01/04/08

BERKSHIRE HILLS BANCORP INC                      2.02,9.01                      01/10/08

BEST BUY CO INC                         MN       7.01,9.01                      01/11/08

BILL BARRETT CORP                                7.01,9.01                      01/08/08

BIOGEN IDEC INC.                        DE       5.02                           01/08/08

BJs RESTAURANTS INC                     CA       8.01,9.01                      01/11/08

Blackstone Group L.P.                   DE       7.01,9.01                      01/10/08

BlueLinx Holdings Inc.                  DE       5.02,9.01                      01/08/08

Boo Koo Holdings, Inc                   FL       8.01                           01/09/08

BROWN SHOE CO INC                       NY       7.01,9.01                      01/10/08

BUCKEYE PARTNERS L P                    DE       8.01,9.01                      01/08/08

BUILDING MATERIALS CORP OF AMERICA      DE       5.02                           01/07/08

CABLE & CO WORLDWIDE INC                DE       4.01,5.02,9.01                 01/07/08

CADENCE PHARMACEUTICALS INC                      7.01,9.01                      01/11/08

CalAmp Corp.                            DE       7.01,9.01                      01/10/08

Caribou Coffee Company, Inc.            MN       5.02,9.01                      01/10/08

Caribou Coffee Company, Inc.            MN       2.02,9.01                      01/11/08

CARROLS RESTAURANT GROUP, INC.                   2.02,9.01                      01/11/08

CELADON GROUP INC                       DE       5.02                           01/07/08

CELADON GROUP INC                       DE       5.02                           01/07/08

CENTRAL EUROPEAN DISTRIBUTION CORP      DE       1.01,2.03,9.01                 01/07/08

CENTRAL PACIFIC FINANCIAL CORP          HI       7.01,9.01                      12/31/07

CHEROKEE INC                            DE       1.01,9.01                      01/08/08

China TransInfo Technology Corp.        NV       5.02,9.01                      01/07/08

CIB MARINE BANCSHARES INC               WI       7.01                           01/11/08

CIT GROUP INC                           DE       2.02,2.06,9.01                 01/11/08

CLAIBORNE LIZ INC                       DE       8.01,9.01                      01/08/08

CMS ENERGY CORP                         MI       1.01,9.01                      01/08/08

COLONIAL PROPERTIES TRUST               AL       2.03                           01/08/08

COLUMBIA BANKING SYSTEM INC             WA       7.01,8.01,9.01                 01/10/08

COLUMBUS MCKINNON CORP                  NY       8.01,9.01                      01/11/08

COMMAND SECURITY CORP                   NY       2.01,9.01                      01/07/08

COMMODORE APPLIED TECHNOLOGIES INC      DE       8.01,9.01                      01/08/08

COMMUNITY BANCORP /VT                   VT       5.02                           12/31/07    AMEND

Compass Diversified Holdings            DE       8.01,9.01                      01/10/08

Comstock Homebuilding Companies, Inc.   DE       1.01,2.02,2.03,9.01            01/07/08

CONCEPTUS INC                           DE       1.01,2.01,9.01                 01/07/08

CONCORD CAMERA CORP                     NJ       5.02,9.01                      01/11/08

CONSTITUTION MINING CORP                NV       5.02                           01/10/08

COUNTRYWIDE FINANCIAL CORP              DE       8.01,9.01                      01/11/08

CREDENCE SYSTEMS CORP                   DE       1.01,2.03                      01/07/08

CROSSTEX ENERGY INC                     DE       7.01,9.01                      01/11/08

CROSSTEX ENERGY LP                      DE       7.01,9.01                      01/11/08

CRYO CELL INTERNATIONAL INC             DE       5.02                           01/07/08

CSMC Trust 2007-5R                      DE       8.01,9.01                      12/28/07

CYCLE COUNTRY ACCESSORIES CORP          NV       2.02,9.01                      01/08/08

DATAMEG CORP                            DE       2.01,9.01                      12/07/07    AMEND

DDI CORP                                CA       7.01,9.01                      01/11/08

DEL LABORATORIES INC                    DE       5.02,8.01                      01/04/08

DENNYS CORP                             DE       5.02                           01/11/08

DIGIRAD CORP                            DE       7.01,9.01                      01/10/08

DigitalTown, Inc.                       MN       8.01                           12/01/07

Discover Card Execution Note Trust      DE       1.01,9.01                      01/09/08

Driver Passport, Inc.                   ND       4.01,9.01                      01/08/08

Duke Energy Carolinas, LLC              NC       8.01,9.01                      01/07/08

E-Z-EM, Inc.                            DE       2.02,8.01,9.01                 01/08/08

EconoShare, Inc.                                 2.01,4.01,5.01,5.02,5.03,5.06, 01/10/08    AMEND
					         9.01

ELANDIA INTERNATIONAL INC.              DE       4.02                           01/07/08

Elite Artz, Inc                         NV       5.02                           01/04/08

Elite Artz, Inc                         NV       4.01,9.01                      01/09/08

EMCORE CORP                             NJ       7.01,9.01                      01/11/08

Employers Holdings, Inc.                NV       1.01,7.01,8.01,9.01            01/09/08

ENDEAVOUR INTERNATIONAL CORP            NV       7.01,9.01                      01/10/08

Energetics Holdings, Inc.               DE       4.01,9.01                      12/05/07    AMEND

ENLIVEN MARKETING TECHNOLOGIES CORP     DE       8.01,9.01                      01/10/08

EPICEPT CORP                                     5.02                           01/07/08

ETHAN ALLEN INTERIORS INC               DE       2.02,2.05,2.06,7.01,9.01       01/10/07

Exousia Advanced Materials, Inc.        TX       1.01,3.02                      12/10/07

EXPRESSJET HOLDINGS INC                 DE       8.01,9.01                      12/31/07

FAMILYMEDS GROUP, INC.                  NV       1.01,2.01                      01/09/08

FCStone Group, Inc.                     DE       5.02,9.01                      01/10/08

Federal Home Loan Bank of Dallas                 5.02                           01/07/08    AMEND

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                      01/07/08

FEI CO                                  OR       5.02                           01/11/08

FIRST INTERSTATE BANCSYSTEM INC         MT       8.01                           01/10/08

FIRST KEYSTONE CORP                     PA       2.01,9.01                      01/11/08    AMEND

FIRST KEYSTONE CORP                     PA       2.01,9.01                      01/11/08    AMEND

FIRST NIAGARA FINANCIAL GROUP INC       DE       1.01,9.01                      01/10/08

FIRSTGOLD CORP.                         DE       5.02,9.01                      12/21/07

FISERV INC                              WI       2.01,7.01,9.01                 01/10/08

Fortified Holdings Corp.                NV       3.02                           01/07/08

FRANKLIN COVEY CO                       UT       2.02,8.01,9.01                 01/09/08

G III APPAREL GROUP LTD /DE/            DE       8.01,9.01                      01/10/08

G/O BUSINESS SOLUTIONS, INC.            CO       5.01                           12/27/07

GANNETT CO INC /DE/                     DE       5.02,9.01                      01/07/08

GENCOR INDUSTRIES INC                   DE       5.03,9.01                      01/08/08

GENERAL STEEL HOLDINGS INC              NV       1.01,9.01                      12/12/07

GENOPTIX INC                                     5.02,9.01                      01/08/08

GENTA INC DE/                           DE       3.01,9.01                      01/07/08

GENWORTH FINANCIAL INC                  DE       5.03,9.01                      01/10/08

GEORGIA GULF CORP /DE/                  DE       7.01,9.01                      01/10/08

GIGABEAM CORP                           DE       3.01                           01/11/08

GLOBAL GOLD CORP                        DE       8.01                           01/11/08

Global Transport Technologies, Inc               4.02,9.01                      01/11/08

GOLFSMITH INTERNATIONAL HOLDINGS INC    DE       1.02,2.02,5.02,9.01            01/09/08

Goodman Global Inc                               8.01,9.01                      01/11/08

GRYPHON GOLD CORP                       NV       7.01,9.01                      01/09/08

GSC INVESTMENT CORP.                    MD       2.02,9.01                      01/10/08

GSR Mortgage Loan Trust 2007-5F         DE       8.01,9.01                      12/28/07

GSV INC                                 DE       1.01                           01/07/08

GVI SECURITY SOLUTIONS INC              DE       3.02,5.02,9.01                 01/08/08

H&R BLOCK INC                           MO       1.01,8.01,9.01                 01/08/08

H2Diesel Holdings, Inc                  FL       1.02,5.02,9.01                 01/07/08

HABERSHAM BANCORP                       GA       5.02,9.01                      01/07/08

HALIFAX CORP OF VIRGINIA                VA       4.01,9.01                      01/11/08

HARLEYSVILLE NATIONAL CORP              PA       5.02                           01/11/08

HARTFORD LIFE INSURANCE CO              CT       9.01                           01/11/08

HIGHBURY FINANCIAL INC                  DE       1.01,9.01                      01/08/08

HOME SOLUTIONS OF AMERICA INC           DE       1.01,2.04,3.01,9.01            12/31/07

HONG KONG WINALITE GROUP, INC.                   5.03,9.01                      01/11/08

HONG KONG WINALITE GROUP, INC.                   4.01,9.01                      01/11/08    AMEND

HUDSON TECHNOLOGIES INC /NY             NY       5.02,8.01                      01/07/08

HUNGARIAN TELEPHONE & CABLE CORP        DE       7.01,9.01                      01/11/08

HYDROGEN POWER INC                      DE       1.02,5.02,7.01,8.01            01/07/08

IA GLOBAL INC                           DE       5.02,9.01                      01/10/08

IAC/INTERACTIVECORP                     DE       5.02                           01/07/08

IBSG INTERNATIONAL INC                  FL       4.02                           12/31/06

ICP Solar Technologies Inc.                      3.03,9.01                      01/11/08

IDACORP INC                             ID       8.01,9.01                      01/11/08

IMATION CORP                            DE       2.02,7.01,9.01                 01/10/08

IMCLONE SYSTEMS INC                     DE       5.02                           01/07/08

INFERX CORP                             DE       4.01                           01/07/08

INFINITY CAPITAL GROUP, INC.            NV       1.01,9.01                      01/09/08

INFINITY ENERGY RESOURCES, INC                   2.01,9.01                      01/07/08

INGERSOLL RAND CO LTD                            8.01,9.01                      01/10/08

INTERACTIVE INTELLIGENCE INC            IN       2.02,9.01                      01/10/08

INTERNATIONAL BARRIER TECHNOLOGY INC/            7.01,9.01                      01/10/08

INTERPHARM HOLDINGS INC                 DE       2.04                           01/11/08

ION MEDIA NETWORKS INC.                 DE       8.01                           01/11/08

ISCO INTERNATIONAL INC                  DE       7.01,9.01                      01/11/08

J P MORGAN CHASE & CO                   DE       9.01                           01/10/08

J.P. Morgan Alternative Loan Trust 20   DE       8.01,9.01                      01/11/08    AMEND

Jade Art Group Inc.                     NV       8.01,9.01                      01/11/08

JOY GLOBAL INC                          DE       1.01,8.01,9.01                 09/08/07

KAISER GROUP HOLDINGS INC               DE       8.01                           01/11/08

KBS Real Estate Investment Trust, Inc   MD       2.01,9.01                      11/07/07    AMEND

KBS Real Estate Investment Trust, Inc   MD       2.01,9.01                      11/13/07    AMEND

KBS Real Estate Investment Trust, Inc   MD       2.01,9.01                      11/29/07    AMEND

KIRKLANDS INC                                    5.02                           01/07/08

KIWA BIO-TECH PRODUCTS GROUP CORP       DE       1.01,3.02                      01/10/08

KNIGHT CAPITAL GROUP, INC.              DE       7.01                           01/10/08

LEE ENTERPRISES, INC                    DE       3.03,5.02,9.01                 01/11/08

LESCARDEN INC                           NY       4.01,9.01                      01/07/08

LEVITT CORP                             FL       5.02                           01/07/08

LEXINGTON REALTY TRUST                  MD       5.02,9.01                      01/08/08

LEXINGTON REALTY TRUST                  MD       1.01,5.05,9.01                 01/07/08

LIBERTY MEDIA CORP                               7.01                           01/07/08

LIBERTY PROPERTY TRUST                  MD       8.01,9.01                      01/11/08

LIBERTY STAR URANIUM & METALS CORP.     NV       7.01,9.01                      01/09/08

Limelight Networks, Inc.                DE       2.02,9.01                      01/11/08

LITTLE SQUAW GOLD MINING CO             AK       8.01,9.01                      01/07/08

LSI INDUSTRIES INC                      OH       2.02,9.01                      01/09/08

M WAVE INC                              DE       3.01,9.01                      01/11/08

MAGNA ENTERTAINMENT CORP                DE       5.02,7.01,9.01                 01/07/08

MAGSTAR TECHNOLOGIES INC                MN       8.01,9.01                      01/11/08

MANAGEMENT NETWORK GROUP INC                     5.02                           01/08/08

MASSEY ENERGY CO                        DE       5.02                           01/11/08

MECHANICAL TECHNOLOGY INC               NY       3.01,9.01                      01/09/08

MERRILL LYNCH DEPOSITOR INC INDEXPLUS   DE       8.01,9.01                      12/20/07

Metavante Technologies, Inc.                     8.01,9.01                      01/10/08

MICROSOFT CORP                          WA       5.02                           01/10/08

MIDWEST AIR GROUP INC                   WI       8.01,9.01                      01/11/08

MIGO SOFTWARE, INC.                     DE       1.01,1.02,5.02                 01/09/08

Millennium India Acquisition CO Inc.    DE       8.01,9.01                      01/09/08

MONARCH SERVICES INC                    MD       1.01                           12/28/07

MOOG INC                                NY       5.02,9.01                      01/09/08

Morgan Stanley Capital I Trust 2007-H   DE       8.01,9.01                      12/28/07

MOTHERS WORK INC                        DE       2.02,9.01                      01/10/08

NATIONAL FILING AGENTS INC              NV       5.03,8.01,9.01                 01/10/08

NATIONAL FUEL GAS CO                    NJ       8.01,9.01                      01/11/08

NATURALLY ADVANCED TECHNOLOGIES INC     A1       1.01,9.01                      01/11/08

nCoat, Inc.                             DE       5.02                           01/07/08

NeoStem, Inc.                           DE       5.02,9.01                      01/09/08

NESS ENERGY INTERNATIONAL INC /NV/      WA       9.01                           01/11/08

NEXTERA ENTERPRISES INC                 DE       2.02,9.01                      01/11/08

NOBLE CORP                                       7.01,9.01                      01/11/08

NORTH AMERICAN TECHNOLOGIES GROUP INC            8.01,9.01                      01/11/08

North Shore Acquisition Corp.           DE       8.01,9.01                      01/11/08

NORTHERN TRUST CORP                     DE       8.01                           01/10/08

NOVASTAR FINANCIAL INC                  MD       2.05                           01/08/08

NUVASIVE INC                            DE       5.02                           01/04/08

O2DIESEL CORP                           DE       8.01,9.01                      01/11/08

OMNOVA SOLUTIONS INC                    OH       8.01,9.01                      01/07/08

OPLINK COMMUNICATIONS INC               DE       9.01                           10/31/07    AMEND

Orsus Xelent Technologies Inc           DE       1.01,5.02,9.01                 01/11/08

PAB BANKSHARES INC                      GA       2.02                           01/11/08

PANDA ETHANOL, INC.                     NV       5.02                           01/07/08

PARK NATIONAL CORP /OH/                 OH       1.01,2.03,9.01                 01/10/08

PARKER DRILLING CO /DE/                 DE       8.01                           01/11/08

PATRIOT TAX CREDIT PROPERTIES LP        DE       8.01,9.01                      01/09/08

PEABODY ENERGY CORP                     DE       5.02,9.01                      01/07/08

PEAPACK GLADSTONE FINANCIAL CORP        NJ       5.02                           01/11/08    AMEND

PEOPLES BANCORP INC                     OH       8.01                           01/11/08

PEOPLES EDUCATIONAL HOLDINGS            MN       2.02,9.01                      01/11/08

PETROLEUM DEVELOPMENT CORP              NV       7.01                           01/11/08

PFF BANCORP INC                         DE       8.01,9.01                      01/09/08

PHOTON DYNAMICS INC                     CA       8.01,9.01                      01/07/08

POPE & TALBOT INC /DE/                  DE       1.01,9.01                      01/07/08

POTLATCH CORP                           DE       2.01,2.03                      01/10/08

Pregis Holding II CORP                  DE       1.01                           01/09/08

PROVIDENT BANKSHARES CORP               MD       8.01,9.01                      01/11/08

Pzena Investment Management, Inc.       DE       8.01,9.01                      01/10/08

Pzena Investment Management, Inc.       DE       8.01,9.01                      01/10/08    AMEND

QUESTAR PIPELINE CO                     UT       1.01,9.01                      01/11/08

REDDY ICE HOLDINGS INC                  DE       8.01,9.01                      01/09/08

RENOVIS INC                             DE       8.01                           01/07/08

RESTORATION HARDWARE INC                CA       2.02,9.01                      01/11/08

RF MICRO DEVICES INC                    NC       2.02                           01/11/08

Rock-Tenn CO                            GA       1.01,9.01                      01/10/08

ROLLINS INC                             DE       8.01                           01/09/08

RUDOLPH TECHNOLOGIES INC                DE       5.02                           01/11/08

Ruths Chris Steak House, Inc.           DE       5.02,9.01                      01/10/08

SALARY. COM, INC.                       DE       1.01,5.02,9.01                 01/08/08

SANFILIPPO JOHN B & SON INC             DE       5.02                           01/10/08

SCIENTIFIC LEARNING CORP                DE       1.01,2.01,9.01                 01/07/08

SECURED DIVERSIFIED INVESTMENT LTD               5.02                           01/07/08

Security Capital Assurance Ltd          D0       8.01                           01/11/08

SELECTICA INC                           DE       5.02                           01/09/08

SFG FINANCIAL CORP                      DE       5.02                           01/01/08

SHORE FINANCIAL CORP                    VA       8.01,9.01                      01/08/08

SHUFFLE MASTER INC                      MN       5.02,9.01                      01/09/08

SKINS INC.                              NV       1.01,2.03,9.01                 12/21/07

SLM CORP                                DE       1.02,5.02                      01/07/08

SOLAR ENERGY LTD                        DE       5.02                           01/04/08

SONGZAI INTERNATIONAL HOLDING GROUP I   NV       5.03,9.01                      01/07/08    AMEND

SONIC SOLUTIONS/CA/                     CA       8.01                           01/08/08

SOUTHWEST WATER CO                      DE       2.05,8.01,9.01                 01/11/08

ST LAWRENCE SEAWAY CORP                 DE       4.01,9.01                      12/31/07    AMEND

STAGE STORES INC                        NV       8.01,9.01                      01/10/08

Star Resorts Development Inc.           NV       3.02,9.01                      01/04/08

STEAK & SHAKE CO                        IN       2.02,9.01                      01/11/08

STEELCLOUD INC                          VA       2.02,9.01                      01/08/08

STOCKERYALE INC                         MA       5.02,9.01                      01/07/08

STRATS SM TRUST FOR WAL-MART STORES,             8.01                           01/07/08

STRATS(SM) TRUST FOR DOMINION RESOURC            8.01                           01/07/08

STRATS(SM) TRUST FOR GEN ELEC CAP COR            8.01                           01/07/08

Structured Asset Securities CORP Mort   DE       8.01,9.01                      01/11/08

STUDENT LOAN CORP                       DE       5.02                           01/07/08

Sunberta Resources Inc.                 NV       5.03,9.01                      01/11/08

SUNCREST GLOBAL ENERGY CORP             NV       5.02                           01/08/08

Sunstone Hotel Investors, Inc.          MD       9.01                           01/11/08

Surfect Holdings, Inc                   NV       5.02                           01/07/08

Surfect Holdings, Inc                   NV       9.01                           11/30/07    AMEND

SYNNEX CORP                             DE       8.01,9.01                      01/10/08

SYNTEC BIOFUEL INC                      WA       2.03                           01/02/08

Synthenol Inc                           FL       2.03                           01/02/08

Synutra International, Inc.             DE       2.02,4.02,9.01                 01/10/08

TAILWIND FINANCIAL INC.                 DE       8.01,9.01                      01/11/08

TEAM INC                                TX       2.02,9.01                      01/07/08

TEREX CORP                              DE       1.01,9.01                      01/11/08

THERAGENICS CORP                        DE       5.02,9.01                      01/07/08

THERAVANCE INC                          DE       8.01                           01/10/08

TIFFANY & CO                            DE       7.01,9.01                      01/11/08

Titan Global Holdings, Inc.             UT       1.01,9.01                      12/24/07

Titan Machinery Inc.                    ND       2.02,9.01                      01/11/08

Tix CORP                                DE       9.01                           08/14/07    AMEND

TM Entertainment & Media, Inc.          DE       4.01,9.01                      01/08/08

TomoTherapy Inc                                  5.02,9.01                      01/11/08

TORTOISE CAPITAL RESOURCES CORP                  8.01,9.01                      01/10/08

Touchmark Bancshares, Inc.              GA       5.02                           01/09/08

TRIAD FINANCIAL CORP                    CA       1.01                           01/10/08

TRICO MARINE SERVICES INC               DE       7.01,9.01                      01/11/08

TRUMP ENTERTAINMENT RESORTS, INC.       DE       5.02                           01/07/08

TRX INC/GA                              GA       5.02,9.01                      01/10/08

TULLYS COFFEE CORP                               1.01,2.03,7.01,9.01            01/07/08

U. S. Premium Beef, LLC                          7.01,9.01                      01/11/08

UBRANDIT COM                            NV       8.01                           01/11/08

Ulta Salon, Cosmetics & Fragrance, In   DE       7.01,9.01                      01/10/08

UNIONBANCAL CORP                        DE       2.02,9.01                      01/11/08

UNITED RENTALS INC /DE                  DE       2.02,7.01,8.01,9.01            01/10/08

UNITED STATES STEEL CORP                DE       2.01,9.01                      10/31/07    AMEND

UNIVERSAL SERVICES GROUP INC /DE/       DE       4.01                           01/05/08

UNIVERSAL TECHNICAL INSTITUTE INC       DE       5.02,9.01                      01/10/08

USANA HEALTH SCIENCES INC               UT       8.01,9.01                      01/11/08

VASCULAR SOLUTIONS INC                  DE       8.01                           01/11/08

VERIZON COMMUNICATIONS INC              DE       8.01                           01/10/08

VERMILLION, INC.                        DE       8.01,9.01                      01/10/08

VIASAT INC                              CA       1.01                           01/07/08

VIDEO DISPLAY CORP                      GA       2.02,9.01                      01/11/08

Visa Inc.                               DE       8.01                           01/10/08

Vista International Technologies Inc    NV       7.01,9.01                      01/11/08

W HOLDING CO INC                        PR       8.01,9.01                      01/10/08

WARNACO GROUP INC /DE/                  DE       5.03,9.01                      01/09/08

WELLCARE HEALTH PLANS, INC.             DE       1.01                           01/08/08

WELLS GARDNER ELECTRONICS CORP          IL       1.01                           01/11/08

WEST SUBURBAN BANCORP INC               IL       1.01,9.01                      01/08/08

WHITNEY HOLDING CORP                    LA       5.02                           01/08/08

WILLIAM LYON HOMES                      DE       1.01,2.01                      12/26/07

WILSON HOLDINGS, INC.                   NV       5.02,7.01                      01/10/08

WINDSWEPT ENVIRONMENTAL GROUP INC       DE       1.01,9.01                      01/08/08

XETHANOL CORP                           CO       1.02                           01/07/08

YOUNG BROADCASTING INC /DE/             DE       8.01,9.01                      01/10/08

Z TRIM HOLDINGS, INC                    IL       5.02,7.01,9.01                 01/10/08


 

http://www.sec.gov/news/digest/2008/dig011408.htm


Modified: 01/14/2008