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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2007-242				     	     December 18, 2007


ENFORCEMENT PROCEEDINGS


SEC SUES DON WARNER REINHARD FOR FRAUD

The  Commission  announced  the  filing  of  a civil injunctive action
against  Don Warner Reinhard, of Tallahassee, Florida. The SEC alleged
in  its complaint that from at least January 2002 through August 2003,
Reinhard,  through  his  wholly  owned  investment  adviser,  Magnolia
Capital  Advisors,  Inc. (Magnolia Capital), made false and misleading
statements and omissions of material fact to his clients in connection
with the offer and sale of collateralized mortgage obligations (CMOs).
Specifically,  Reinhard  misrepresented the safety of principal in the
highly  leveraged  CMOs he purchased for his clients' accounts and the
account  of  Magnolia  Capital  Partners,  L.P. (Magnolia Partners), a
hedge  fund  he  controlled  as  the general partner, according to the
complaint.  The complaint also alleges Reinhard omitted to disclose to
his  clients  and  in  filings  with  the  Commission a lawsuit by the
Florida  Department of Insurance against him involving CMO investments
and allegations of fraud. In addition, during July and August 2003, as
market  values  of the CMO investments declined, Reinhard engaged in a
fraudulent  scheme  to  artificially  increase  the  equity in certain
brokerage accounts and avoid margin calls, according to the complaint.
The  SEC  alleges  Reinhard  did this by temporarily "parking" the CMO
investments  in the accounts of a third party, while falsely reporting
the nature of the transactions to his broker-dealer and clearing firm.
The  SEC  also  alleges  that  at least between December 2002 and June
2003,  Reinhard  provided  his hedge fund clients with false quarterly
account statements showing materially inflated account valuations.

The  complaint  charges  Reinhard  with violating Section 17(a) of the
Securities  Act of 1933, Section 10(b) of the Exchange Act of 1934 and
Rule  10b-5  thereunder,  and  Sections 206(1), 206(2), and 207 of the
Investment  Advisers  Act  of  1940  (Advisers  Act),  and  aiding and
abetting violations of Sections 204 and 206(4) of the Advisers Act and
Rules  204-2(a)(7)  and  206(4)-4  thereunder.  The Commission seeks a
permanent  injunction,  disgorgement  plus  prejudgment interest and a
civil  money  penalty.  [SEC v. Don Warner Reinhard, Case No. 4:07-cv-
00529-RH-WCS, USDC, N.D. Fla.] (LR-20401)

SEC CHARGES LAW FIRM PARTNER WITH AIDING AND ABETTING REFCO DISCLOSURE
FRAUD

The  Commission today filed a civil injunctive action in U.S. District
Court for the Southern District of New York against Joseph P. Collins,
a  partner  at  the  law  firm  of  Mayer  Brown  LLP. Collins was the
longtime,     primary  outside  attorney  for  Refco  Group  Ltd.  The
Commission's   complaint  alleges  that  Collins,  in  the  course  of
representing Refco Group Ltd., and its corporate successor, Refco Inc.
(hereinafter,  together  Refco),  learned that an entity controlled by
Refco's  chief executive officer owed the company hundreds of millions
of dollars. In addition, the complaint alleges that Collins worked on,
and supervised other attorneys who worked on, short-term related party
transactions  that  occurred  at  the end of Refco fiscal periods from
February  2000  through May 2005. In these transactions, Refco assumed
potential  liabilities of hundreds of millions of dollars, in the form
of  guaranties  and indemnification that it extended to third parties.
The  complaint  further  alleges  that  Collins,  while  aware  of the
indebtedness  and the transactions, reviewed and revised sections of a
Refco  offering  circular  and a Refco registration statement, without
inserting   requisite  disclosures  regarding  the  indebtedness,  the
period-end transactions, and the potential liabilities.

As  a result of this conduct, the complaint alleges that Collins aided
and  abetted  Refco's  violations  of  the antifraud provisions of the
federal  securities  laws.  The complaint seeks a permanent injunction
enjoining  Collins from violating the antifraud provisions, as well as
civil  money penalties. [SEC v. Joseph P. Collins, Civil Action No. 07
CV 11343, USDC, SDNY] (LR-20402)

SEC  SUES  TWO  FORMER MORGAN STANLEY FINANCIAL ADVISORS FOR DECEPTIVE
MARKET  TIMING  ACTIVITY;  MORGAN  STANLEY  CONSENTS  TO  $17  MILLION
SETTLEMENT IN RELATED ADMINISTRATIVE PROCEEDING

On  December 14, the Commission filed a civil fraud action in the U.S.
District  Court  for  the  Southern  District  of  New York (S.D.N.Y.)
against  two former Morgan Stanley DW, Inc. (MSDW) financial advisors,
Darryl  A. Goldstein and Christopher O'Donnell, for allegedly engaging
in  a  fraudulent  market timing scheme. "Market timing" refers to the
practice  of short term buying, selling, and exchanging of mutual fund
shares in order to exploit inefficiencies in mutual fund pricing. 

The  Commission's  complaint  alleges  that  Goldstein  and  O'Donnell
engaged  in  a  number  of  deceptive practices to defraud at least 50
mutual  fund  companies  and  their  shareholders by circumventing the
funds'  restrictions  on  market-timing.  The conduct alleged occurred
from  on  or  about  January  2002  until  August  2003  and generated
approximately  $1  million  in net commissions or asset-based fees for
the  defendants.  The  Complaint  further alleges that, in response to
market-timing  trades  by Goldstein and O'Donnell for their hedge fund
customers,  mutual  fund  companies  sent  MSDW  at  least  225 "block
letters" that barred or restricted trading by Goldstein, O'Donnell, or
their customers. 

The  Commission's  complaint  specifically  alleges that Goldstein and
O'Donnell,  in  an  effort  to  circumvent mutual funds' market-timing
restrictions  and  conceal their hedge fund customers' ongoing market-
timing  trading,  repeatedly  and systematically employed a variety of
deceptive practices including, but not limited to, opening and trading
in  multiple  brokerage  accounts,  trading  using different financial
advisor  identification  numbers, and trading through variable annuity
contracts.

The  Commission's  complaint  alleges  that  the  Defendants  used  11
different   FA   identification   numbers,   opened  approximately 122
brokerage  accounts and 64 variable annuity contracts, and placed more
than  4,000 market-timing trades totaling over $4.8 billion in trading
volume,  in less than two years for only two hedge fund customers. The
complaint  alleges  that  by  engaging in the fraudulent market-timing
scheme,   Goldstein  and  O'Donnell  violated  Section  17(a)  of  the
Securities  Act  of  1933  (Securities  Act)  and Section 10(b) of the
Securities  Exchange  Act of 1934 (Exchange Act) and Exchange Act Rule
10b-5.

In    a  related  administrative  proceeding,  Morgan  Stanley  &  Co.
Incorporated (MS&Co.), as successor to MSDW, consented to the issuance
of  a  Commission  order  which  found  that MSDW failed reasonably to
supervise  four  financial  advisors  with  a  view  to preventing and
detecting  their violations of the federal securities laws who engaged
in  the  fraudulent market timing scheme within the meaning of Section
15(b)(4)  of  the  Exchange  Act  and willfully violated Rule 22c-1(a)
under  the  Investment Company Act of 1940 by allowing multiple mutual
fund  trades  to  be placed or amended after the 4:00 p.m. ET close of
trading  but  priced  at  the net asset value determined at the market
close. The order also found that MSDW violated Section 17(a)(1) of the
Exchange  Act  and Exchange Act Rule 17a-3 by failing to make and keep
records  of  customer  orders placed after the market close and orders
placed  for  certain  hedge  fund  customers  in variable annuity sub-
accounts.  Without  admitting or denying the findings contained in the
Commission's  order, MS&Co. consented to a censure and an order to pay
disgorgement,  including  prejudgment  interest,  of  $5,120,000 and a
penalty of $11,880,000, for a total of $17 million.

In  another  related  administrative  proceeding,  Marc  H. Plotkin, a
former  MSDW financial advisor who worked with Goldstein, consented to
the  issuance of a Commission order which found that Plotkin willfully
aided  and  abetted  and  caused  violations  of  Section 17(a) of the
Securities  Act and Section 10(b) of the Exchange Act and Exchange Act
Rule  10b-5 and ordered Plotkin to cease and desist from committing or
causing  any  violations  and any future violations of those statutory
Sections and Rule. Without admitting or denying the findings contained
in  the  Commission's  order,  Plotkin  consented to an order to pay a
civil  penalty  of  $90,000 and to be barred from association with any
broker,  dealer,  or  investment adviser with the right to reapply for
association  after  one year and prohibited him from serving or acting
as  an  employee,  officer,  director,  member  of  an advisory board,
investment  adviser  or  depositor of, or principal underwriter for, a
registered  investment company or affiliated person of such investment
adviser,  depositor or principal underwriter with the right to reapply
for  association after one year. (Marc H. Plotkin - Rels. 33-8872; 34-
56979; IC-28077; IA-2683; File No. 3-12906; Morgan Stanley & Co., Inc.
-  Rel.  34-56980;  IC-28078;  File  No.  3-12907);  [SEC v. Darryl A.
Goldstein  and  Christopher L. O'Donnell, Civil Action No. 07 CV 11275
JGK, SDNY] (LR-20403)


ADDITIONS AND CORRECTIONS


The  civil  action  cite  was not included in a summary for litigation
release  20399,  which  appeared  in  the  December  17th issue of the
Digest.  It  is  as follows: [SEC v. RONALD K. BOWEN, Civil Action No.
1:07-CV-03345-RDB (USDC)]. 


SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES 

A  proposed  rule  change  (SR-BSE-2007-52)  filed by the Boston Stock
Exchange.  relating  to Exchange Fees and Charges has become effective
under  Section  19(b)(3)(A)  of  the  Securities Exchange Act of 1934.
Publication  is  expected  in  the Federal Register during the week of
December 17. (Rel. 34-56948)

A  proposed  rule  change (SR-ISE-2007-118) filed by the International
Securities  Exchange  relating  to  fee  changes  has become effective
pursuant  to  Section  19(b)(3)(A)  of  the Securities Exchange Act of
1934.  Publication is expected in the Federal Register during the week
of December 17. (Rel. 34-56960)

A  proposed rule change (SR-NYSE-2007-114) filed by the New York Stock
Exchange  relating  to  NYSE Rule 92 and riskless principal trading at
the  Exchange  has  become  effective under Section 19(b)(3)(A) of the
Securities  Exchange  Act  of  1934.  Publication  is  expected in the
Federal Register during the week of December 17. (Rel. 34-56968)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

The  Commission granted accelerated approval of a proposed rule change
(SR-NASDAQ-2007-097)  filed  by  The  NASDAQ Stock Market to trade the
shares  of  45 funds of the Rydex ETF Trust based on numerous domestic
securities   indexes   pursuant   to   unlisted   trading  privileges.
Publication  is  expected  in  the Federal Register during the week of
December 17. (Rel. 34-56952)

The  Commission granted accelerated approval of a proposed rule change
(SR-Amex-2007-46),  as  modified  by Amendment No. 1 thereto, filed by
the  American  Stock  Exchange  to require specialists to yield orally
agreed  upon  proprietary  trades  to  later-arriving  customer system
orders.  Publication  is  expected  in the Federal Register during the
week of December 17. (Rel. 34-56959)

APPROVAL OF PROPOSED RULE CHANGES

The  Commission  approved  a  proposed  rule  change  as  modified  by
Amendment  Nos.  2  and  3  thereto  submitted  by  the New York Stock
Exchange     (SR-NYSE-2006-99)  relating  to  Rule  104  (Dealings  by
Specialists).  Publication  is expected in the Federal Register during
the week of December 17. (Rel. 34-56958)

The Commission granted accelerated approval of a proposed rule change,
as  modified  by  Amendment  Nos. 1, 2, and 3 thereto, and a notice of
Amendment No. 3 to the proposed rule change (SR-Amex-2007-53) relating
to  the  listing  and  trading  of the GreenHaven Continuous Commodity
Index Fund. Publication is expected in the Federal Register during the
week of December 17. (Rel. 34-56969)

The  Commission  approved a proposed rule change (SR CBOE-2007-99), as
modified  by  Amendment Nos. 1 and 2 thereto, submitted by the Chicago
Board  Options  Exchange  relating  to  a delta hedging exemption from
equity options position limits. Publication is expected in the Federal
Register during the week of December 17. (Rel. 34-56970)

The  Commission  approved  a  proposed  rule change (SR-CBOE-2007-106)
filed  by  the  Chicago  Board  Options  Exchange to the proposed rule
change   has  been  filed  by  the  Chicago  Board  Options  Exchange,
Incorporated,  and  the Commission has granted accelerated approval to
Amendment No. 1. The rule change will amend CBOE Rules 3.6A, 9.2, 9.3,
9.6,  9.7, 9.8, 9.10, and 26.10 (i) to integrate the Senior Registered
Options   Principal   and   Compliance   Registered  Options Principal
functions  of  a  member organization into its overall supervisory and
compliance  programs and (ii) to strengthen supervisory procedures and
internal  controls  as  they  relate to a member organization's public
customer  options  business.  Publication  is  expected in the Federal
Register during the week of December 17. (Rel. 34-56971)

PROPOSED RULE CHANGES 

The  International  Securities  Exchange  filed a proposed rule change
(SR-ISE-2007-109), as modified by Amendment No. 1 thereto, relating to
Rule  2213,  Market Maker Trading Licenses. Publication is expected in
the Federal Register during the week of December 17. (Rel. 34-56973)

The  American  Stock  Exchange  filed a proposed rule change (SR-Amex-
2007-132),  as  modified by Amendment No. 1 thereto, to include volume
executed  by  remote  quoting  towards  the  earning of remote quoting
rights.  Publication  is  expected  in the Federal Register during the
week of December 17. (Rel. 34-56974)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.



SB-2    Xtreme Link, Inc., 21-10405 JASPER AVE., EDMONTON, A0, T5J-3S2, 
        780-669-7909 - 2,900,000 ($290,000.00) Equity, (File 333-148098 - 
        Dec. 17) (BR. 05)

SB-2    GENERAL ENVIRONMENTAL MANAGEMENT, INC, 3191 TEMPLE AVE, SUITE 250, 
        POMONA, CA, 91768, 9094449500 - 14,230,972 ($25,611,749.60) Equity, 
        (File 333-148100 - Dec. 17) (BR. 09B)

S-4     CH2M HILL COMPANIES LTD, 9191 S.JAMAICA STREET, ENGLEWOOD, CO, 80112, 
        3037710900 - 0 ($419,100,000.00) Equity, (File 333-148101 - Dec. 17) 
        (BR. 06B)

S-8     SYMANTEC CORP, 20330 STEVENS CREEK BLVD, CUPERTINO, CA, 95014, 
        4082539600 - 0 ($10,769,303.00) Equity, (File 333-148107 - Dec. 17) 
        (BR. 03C)

S-4     CLAIRES STORES INC, 3 S W 129TH AVE, PEMBROKE PINES, FL, 33027, 
        9544333900 - 935,000,000 ($935,000,000.00) Debt, (File 333-148108 - 
        Dec. 17) (BR. 09B)

S-8     VioQuest Pharmaceuticals, Inc., 180 MT.  AIRY ROAD SUITE 102, 
        BASKING RIDGE, NJ, 07920, 732-274-0399 - 
        6,000,000 ($1,350,000.00) Equity, (File 333-148109 - Dec. 17) (BR. 01A)

S-8     BULLION RIVER GOLD CORP, 3500 LAKESIDE COURT, SUITE 200, RENO, NV, 
        89509, 775-324-4881 - 5,000,000 ($1,000,000.00) Equity, 
        (File 333-148110 - Dec. 17) (BR. 04B)

S-8     INTUIT INC, 2700 COAST AVENUE, MOUNTAIN VIEW, CA, 94043, 650-944-6000 - 
        0 ($297,950,000.00) Equity, (File 333-148112 - Dec. 17) (BR. 03C)

S-8     ALNYLAM PHARMACEUTICALS, INC., 300 THIRD STREET, CAMBRIDGE, MA, 02142, 
        (617) 551-8200 - 3,184,444 ($98,526,697.36) Equity, (File 333-148114 - 
        Dec. 17) (BR. 01B)

S-3     SUPERCONDUCTOR TECHNOLOGIES INC, 460 WARD DRIVE, SANTA BARBARA, CA, 
        93111-2310, 8056904500 - 0 ($80,000,000.00) Other, (File 333-148115 - 
        Dec. 17) (BR. 11B)

S-8     BLUEFIRE ETHANOL FUELS INC, 31 MUSICK, IRVINE, CA, 92618, 
        949-588-3767 - 10,000,000 ($32,500,000.00) Equity, (File 333-148116 - 
        Dec. 17) (BR. 06B)

S-4     FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA, 
        16148, 724-981-6000 - 26,600,000 ($365,059,348.00) Equity, 
        (File 333-148117 - Dec. 17) (BR. 07A)

SB-2    Lifevantage Corp, 6400 SOUTH FIDDLER, SUITE 1750, ENGLEWOOD, CO, 80111, 
        720-488-1711 - 0 ($3,897,350.00) Equity, (File 333-148119 - Dec. 17) 
        (BR. 06A)

S-1     FINISAR CORP, 1389 MOFFETT PARK DR, SUNNYVALE, CA, 94089, 4085481000 - 
        0 ($19,952,066.00) Equity, (File 333-148120 - Dec. 17) (BR. 10B)

S-3ASR  Copano Energy, L.L.C., 2727 ALLEN PARKWAY, SUITE 1200, HOUSTON, TX, 
        77019, 713-621-9547 - 0 ($419,801,191.00) Equity, (File 333-148121 - 
        Dec. 17) (BR. 02C)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.	    	        DATE        COMMENT
--------------------------------------------------------------------------------------------------------
ABIOMED INC                             DE       1.01                           12/11/07

Acadia Resources Inc.                   NV       5.03                           12/13/07

ACI WORLDWIDE, INC.                     DE       2.02,7.01,9.01                 12/17/07

ACI WORLDWIDE, INC.                     DE       1.01,3.02,9.01                 12/17/07

ACURA PHARMACEUTICALS, INC              NY       5.02                           12/13/07

ADDVANTAGE TECHNOLOGIES GROUP INC       OK       2.02,7.01,9.01                 12/17/07

ADOBE SYSTEMS INC                       DE       2.02,9.01                      12/17/07

Adrenalina                              NV       5.03,8.01,9.01                 12/15/07

Advanced BioEnergy, LLC                 DE       1.01,5.02,9.01                 12/11/07

Advanced BioPhotonics Inc.              DE       8.01,9.01                      12/17/07

ADVANCED PHOTONIX INC                   DE       5.02                           12/14/07

AFC ENTERPRISES INC                     MN       5.02,9.01                      12/13/07

AGILYSYS INC                            OH       7.01,9.01                      12/17/07

AIR PRODUCTS & CHEMICALS INC /DE/       DE       8.01                           12/17/07

Akeena Solar, Inc.                      DE       7.01                           12/13/07

ALBEMARLE CORP                          VA       5.02                           12/11/07

ALKERMES INC                            PA       5.02                           12/11/07

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      12/17/07

ALLIED WASTE INDUSTRIES INC             DE       5.03,9.01                      12/11/07

ALLIED WORLD ASSURANCE CO HOLDINGS LT            1.01,9.01                      12/14/07

AMERICA SERVICE GROUP INC /DE           DE       5.02,5.03,8.01,9.01            12/11/07

AMERICAN ELECTRIC POWER CO INC          NY       5.02                           12/13/07

AMERICAN TECHNOLOGY CORP /DE/           DE       2.02,9.01                      12/17/07

AMERITRANS CAPITAL CORP                 DE       2.02                           12/14/07

ANALYSTS INTERNATIONAL CORP                      5.02,9.01                      12/11/07

AP PHARMA INC /DE/                      DE       8.01                           12/14/07

APA Enterprises, Inc.                   MN       2.02,9.01                      12/17/07

APAC CUSTOMER SERVICE INC               IL       5.02,9.01                      12/13/07

ARIBA INC                               DE       2.01,3.02,9.01                 12/17/07

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01                      12/17/07

ASIA PREMIUM TELEVISION GROUP           NV       8.01                           12/17/07    AMEND

Aspreva Pharmaceuticals CORP            A1       1.01,8.01,9.01                 12/17/07

ATHENAHEALTH INC                        DE       5.02,9.01                      12/14/07

ATHEROS COMMUNICATIONS INC              DE       1.01,2.01,3.02,9.01            12/13/07

AUXILIUM PHARMACEUTICALS INC                     7.01,8.01,9.01                 12/17/07

AVNET INC                               NY       7.01,9.01                      12/17/07

AXS ONE INC                             DE       5.02,9.01                      12/11/07

BEHRINGER HARVARD REIT I INC            MD       2.03                           12/11/07

BEKEM METALS INC                        UT       1.02,5.02                      12/12/07

BERMAN CENTER, INC.                     DE       1.01,2.03,3.02,9.01            11/27/07

BERRY PETROLEUM CO                      DE       1.01,9.01                      12/14/07

BLACK HILLS CORP /SD/                   SD       5.03,9.01                      12/14/07

BlackRock Inc.                          DE       9.01                           12/17/07    AMEND

BLINK LOGIC INC.                        NV       5.02                           11/20/07

BOSTON BEER CO INC                      MA       5.02,7.01                      12/11/07

BreitBurn Energy Partners L.P.          DE       9.01                           11/01/07    AMEND

Brishlin Resources, Inc.                CO       5.03,9.01                      12/11/07

BROOKE CAPITAL CORP                     KS       1.02                           12/12/07

BROOKE CORP                             KS       1.02                           12/12/07

BUTLER NATIONAL CORP                    DE       2.02,8.01,9.01                 12/17/07

BW ACQUISITION INC/ NV                  NV       5.02                           12/17/07

CADENCE PHARMACEUTICALS INC                      5.03,9.01                      12/14/07

Cal Dive International, Inc.            DE       1.01,2.01,2.03,5.02,7.01,9.01  12/11/07

CalAmp Corp.                            DE       1.01,9.01                      12/14/07

CAMDEN NATIONAL CORP                    ME       7.01,9.01                      12/17/07

CANARGO ENERGY CORP                     DE       7.01,9.01                      12/11/07

CAPITAL PROPERTIES INC /RI/             RI       5.02,8.01,9.01                 12/12/07

CapitalSouth Bancorp                    DE       5.03,8.01,9.01                 12/13/07

CARRIER ACCESS CORP                     DE       8.01,9.01                      12/17/07

CARRIER ACCESS CORP                     DE       1.01,9.01                      12/15/07

CATERPILLAR INC                         DE       7.01                           12/17/07

Chaolei Marketing & Finance Co.                  1.01,9.01                      12/01/07

CHAPEAU INC                             UT       1.01,9.01                      12/14/07

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01                      12/17/07

CHASE CREDIT CARD MASTER TRUST          NY       8.01,9.01                      12/17/07

CHEMOKINE THERAPEUTICS CORP             DE       5.02,8.01,9.01                 12/17/07

China Water & Drinks Inc..              NV       1.01,9.01                      08/24/07    AMEND

CINTEL CORP                             NV       5.02                           12/12/07

CITIBANK OMNI-S MASTER TRUST                     8.01                           12/17/07

Clean Energy Fuels Corp.                DE       5.02                           12/12/07

COMARCO INC                             CA       2.02,8.01,9.01                 12/17/07

COMMERCE ENERGY GROUP, INC.             DE       2.02,9.01                      12/17/07

Community Bankers Acquisition Corp.              1.01,9.01                      12/13/07

CONCEPTUS INC                           DE       1.01,5.03,9.01                 12/13/07

CONCURRENT COMPUTER CORP/DE             DE       5.02,9.01                      12/14/07

CONNECTICUT WATER SERVICE INC / CT      CT       8.01,9.01                      12/14/07

CONOLOG CORP                            DE       2.02,9.01                      12/14/07

CONTINENTAL FUELS, INC.                 NV       1.01,2.01,5.02,8.01,9.01       12/11/07

CORN PRODUCTS INTERNATIONAL INC         DE       5.02                           12/11/07

Cornerstone Growth & Income REIT, Inc   MD       5.02                           12/11/07

Covidien Ltd.                           D0       1.01,2.06,7.01,9.01            12/14/07

CREDENCE SYSTEMS CORP                   DE       5.02,9.01                      12/11/07

CROWN CASTLE INTERNATIONAL CORP         DE       5.02                           08/09/07    AMEND

CROWN CASTLE INTERNATIONAL CORP         DE       5.02                           10/17/07    AMEND

Crystal River Capital, Inc.             MD       5.03,9.01                      12/12/07

CSX CORP                                VA       1.01,2.03,9.01                 12/12/07

DAYTON POWER & LIGHT CO                 OH       8.01,9.01                      12/13/07

DEBT RESOLVE INC                        DE       7.01,9.01                      12/04/07

DELPHAX TECHNOLOGIES INC                MN       2.02,9.01                      12/17/07

DELTA FINANCIAL CORP                    DE       1.03,3.01                      12/17/07

DIALYSIS CORP OF AMERICA                FL       1.01,2.03,9.01                 12/17/07

Disaboom, Inc.                          CO       1.01,5.02,9.01                 12/11/07

DPL INC                                 OH       8.01,9.01                      12/13/07

EASYLINK SERVICES INTERNATIONAL CORP    DE       2.02,9.01                      12/17/07

Echo Healthcare Acquisition Corp.       DE       8.01,9.01                      12/17/07

ECHOSTAR COMMUNICATIONS CORP            NV       5.02                           09/24/07

EDAC TECHNOLOGIES CORP                  WI       8.01,9.01                      12/14/07

ELECSYS CORP                            KS       2.02,8.01,9.01                 12/17/07

ELECSYS CORP                            KS       2.01,9.01                      09/21/07    AMEND

EN POINTE TECHNOLOGIES INC              DE       5.03                           12/17/07

ENERGIZER HOLDINGS INC                  MO       2.01,9.01                      12/17/07    AMEND

EnergySolutions, Inc.                   DE       1.01                           12/11/07

ENGLOBAL CORP                           NV       3.01                           12/17/07

ENSCO INTERNATIONAL INC                 DE       2.02,9.01                      12/17/07

EVERGREEN SOLAR INC                     DE       1.01,9.01                      06/20/07    AMEND

EXCELSIOR LASALLE PROPERTY FUND INC              8.01,9.01                      12/17/07

FIRST INTERSTATE BANCSYSTEM INC         MT       2.03,8.01                      12/14/07

FOOTHILLS RESOURCES INC                          1.01,1.02,2.03,3.02,9.01       12/13/07

Forestar Real Estate Group Inc.                  1.01,2.03,9.01                 12/14/07

Fortunet, Inc.                          NV       8.01                           12/14/07

FORWARD INDUSTRIES INC                  NY       5.02,8.01                      12/14/07

FRONTIER OIL CORP /NEW/                 WY       8.01,9.01                      12/17/07

FULL HOUSE RESORTS INC                  DE       1.01,8.01,9.01                 12/14/07

GENCO SHIPPING & TRADING LTD                     2.01,9.01                      12/17/07

GENCOR INDUSTRIES INC                   DE       8.01                           12/17/07

GENESIS ENERGY LP                       DE       3.01,5.02,9.01                 12/12/07

Genpact LTD                             D0       8.01,9.01                      12/14/07

GeoEye, Inc.                            DE       1.01,5.02,9.01                 12/13/07

Global Realty Development Corp          DE       4.02                           05/11/06

GOLDFIELD CORP                          DE       5.02,5.03                      12/11/07

GOURMET HERB GROWERS INC                         5.03,9.01                      12/13/07

GRANT PRIDECO INC                       DE       1.01,8.01,9.01                 12/16/07

GROUP 1 AUTOMOTIVE INC                  DE       7.01,9.01                      12/17/07

GUARDIAN TECHNOLOGIES INTERNATIONAL I   DE       8.01                           12/17/07

HANCOCK HOLDING CO                      MS       8.01,9.01                      12/14/07

HARLEY DAVIDSON INC                     WI       1.01,2.03,9.01                 12/11/07

HeartWare LTD                           C3       1.02,5.02,9.01                 12/14/07

HECLA MINING CO/DE/                     DE       1.01,8.01,9.01                 12/12/07

HEXCEL CORP /DE/                        DE       5.03,9.01                      12/13/07

HOME DEPOT INC                          DE       5.02                           12/13/07

HOME FEDERAL BANCORP, INC. OF LOUISIA            1.01,9.01                      12/11/07

HOUSEHOLD AFFINITY CREDIT CARD MASTER   DE       9.01                           12/17/07

HOUSERAISING, INC.                      NC       1.01,5.03                      12/11/07

HUMANA INC                              DE       7.01                           12/17/07

HydroGen CORP                           NV       8.01                           12/13/07

HYPERDYNAMICS CORP                      DE       3.02,9.01                      12/12/07

I FLOW CORP /DE/                        DE       1.01,7.01,9.01                 12/13/07

I/OMAGIC CORP                           NV       1.01,9.01                      12/12/07

IA GLOBAL INC                           DE       8.01,9.01                      12/17/07

IA GLOBAL INC                           DE       2.03                           11/27/07

IBASIS INC                              DE       9.01                           10/01/07    AMEND

ICO Global Communications (Holdings)    DE       1.01,9.01                      12/11/07

IGI INC                                 DE       8.01,9.01                      12/17/07

IMMUNOGEN INC                           MA       7.01                           12/14/07

INGERSOLL RAND CO LTD                            1.01,9.01                      12/15/07

INLAND REAL ESTATE CORP                 MD       8.01,9.01                      12/17/07

INTEGRAMED AMERICA INC                  DE       5.03,9.01                      12/11/07

INTEGRATED ELECTRICAL SERVICES INC      DE       1.01,1.02,2.03,8.01,9.01       12/17/07

INTERNATIONAL RECTIFIER CORP /DE/       DE       1.01,1.02,7.01,9.01            12/11/07

INTERSTATE BAKERIES CORP/DE/            DE       7.01,9.01                      12/14/07

INTERVEST BANCSHARES CORP               DE       5.03,9.01                      12/13/07

INTERWOVEN INC                          CA       2.02,9.01                      12/14/07

INTRICON CORP                           PA       3.01,7.01,9.01                 12/17/07

INTUIT INC                              DE       5.02,9.01                      12/14/07

INTUITIVE SURGICAL INC                  DE       5.02                           12/17/07

IOMEGA CORP                             DE       1.01,3.02,3.03,5.02,9.01       12/12/07

ION GEOPHYSICAL CORP                    DE       7.01,9.01                      12/17/07

IRIDEX CORP                             DE       5.02,9.01                      12/17/07

J P MORGAN CHASE & CO                   DE       9.01                           12/14/07

JER Investors Trust Inc                          1.01,9.01                      12/11/07

JK Acquisition Corp.                             8.01,9.01                      12/11/07

Kandi Technologies Corp                          2.02,9.01                      12/17/07

KBS Real Estate Investment Trust, Inc   MD       1.01,2.01                      12/11/07

KILLBUCK BANCSHARES INC                 OH       2.02,9.01                      12/15/07

KMG CHEMICALS INC                       TX       2.02,9.01                      12/13/07

Kohlberg Capital CORP                   DE       8.01                           12/17/07

KREISLER MANUFACTURING CORP             DE       5.02,5.03,7.01,9.01            12/11/07

L 3 COMMUNICATIONS HOLDINGS INC         DE       5.03,9.01                      12/11/07

LAKELAND FINANCIAL CORP                 IN       5.03,9.01                      12/11/07

LAMAR ADVERTISING CO/NEW                DE       5.02                           12/13/07

LB-UBS Commercial Mortgage Trust 2007            9.01                           11/30/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           12/13/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           12/14/07

LEMAITRE VASCULAR INC                            5.02,7.01,9.01                 12/12/07

LEXINGTON PRECISION CORP                DE       1.01                           12/11/07

Liberty Acquisition Holdings Corp.      DE       8.01,9.01                      12/12/07

LIBERTY PROPERTY TRUST                  MD       9.01                           10/04/07    AMEND

LIVEDEAL INC                            NV       2.02,9.01                      12/17/07

LOCAL.COM                               DE       1.01                           12/13/07

LOEWS CORP                              DE       7.01,9.01                      12/17/07

LUFKIN INDUSTRIES INC                   TX       5.02,9.01                      12/17/07

MAGNETEK, INC.                          DE       5.02                           12/14/07

MANARIS CORP                            NV       1.01,8.01,9.01                 12/12/07

MARSHALL & ILSLEY CORP                  WI       8.01,9.01                      12/17/07

MARTEN TRANSPORT LTD                    DE       5.02                           12/11/07

MASS MEGAWATTS WIND POWER INC                    2.02,9.01                      12/17/07

MASTEC INC                              FL       5.03,9.01                      12/12/07

MATHSTAR INC                            MN       7.01                           12/17/07

MAXUS REALTY TRUST INC.                          8.01                           12/11/07

MBIA INC                                CT       7.01,8.01,9.01                 12/14/07

MEDWAVE INC                             DE       5.02,8.01                      12/07/07

METROCORP BANCSHARES INC                         7.01,9.01                      12/17/07

MILLENNIUM CELL INC                     DE       1.01,9.01                      12/14/07

MINDSPEED TECHNOLOGIES, INC             DE       5.02                           12/11/07    AMEND

MOBILE SERVICES GROUP INC               DE       7.01,9.01                      12/14/07

MTI TECHNOLOGY CORP                     DE       8.01,9.01                      12/17/07

MULTIMEDIA GAMES INC                    TX       2.02,9.01                      12/11/07

NANOGEN INC                             DE       5.02,9.01                      12/12/07

NATIONAL CITY CORP                      DE       7.01,9.01                      12/17/07

NATIONAL PENN BANCSHARES INC            PA       8.01,9.01                      12/17/07

NETMANAGE INC                           DE       1.01,7.01,9.01                 12/11/07

NETtime Solutions, Inc                  NV       8.01                           12/10/07

NEWARK GROUP, INC                       NJ       7.01                           12/12/07

NEWPARK RESOURCES INC                   DE       8.01,9.01                      12/12/07

NL INDUSTRIES INC                       NJ       5.03,9.01                      12/11/07

NORDSON CORP                            OH       5.02,9.01                      12/12/07

NORTHEAST UTILITIES                     MA       5.02,8.01                      12/11/07

NORWOOD FINANCIAL CORP                  PA       8.01,9.01                      12/17/07

NTR Acquisition Co.                     DE       5.03,9.01                      12/11/07

NTS REALTY HOLDINGS LP                  DE       8.01,9.01                      12/17/07

NuStar Energy L.P.                      DE       1.01                           12/10/07

NxStage Medical, Inc.                   DE       2.01,9.01                      12/17/07    AMEND

NYER MEDICAL GROUP INC                  FL       5.03,9.01                      12/13/07

NYFIX INC                               DE       5.02                           12/11/07

O A K FINANCIAL CORP                    MI       8.01,9.01                      12/14/07

OCCIDENTAL PETROLEUM CORP /DE/          DE       8.01,9.01                      12/17/07

Ocean Power Technologies, Inc.          NJ       2.02,9.01                      12/17/07

OCM HoldCo, LLC                                  1.01                           12/11/07

OLIN CORP                               VA       5.02,9.01                      12/11/07

OMNI ENERGY SERVICES CORP               LA       8.01,9.01                      12/14/07

Omniture, Inc.                          DE       7.01,9.01                      12/13/07

Omrix Biopharmaceuticals, Inc.          DE       7.01                           12/07/07

ORBIT INTERNATIONAL CORP                DE       1.01,5.02,9.01                 12/11/07

Orbitz Worldwide, Inc.                  DE       5.02                           12/14/07

OSI PHARMACEUTICALS INC                 DE       5.03,8.01,9.01                 12/12/07

OSTEOTECH INC                           DE       5.02                           12/11/07

Pacific Ethanol, Inc.                   DE       5.02,9.01                      12/11/07

PALATIN TECHNOLOGIES INC                DE       5.03,9.01                      12/14/07

PARALLEL PETROLEUM CORP                 DE       5.02                           12/12/07

Park Place Energy Corp.                 NV       8.01                           12/14/07

PDL BIOPHARMA, INC.                     DE       1.01,9.01                      12/14/07

PetroSouth Energy Corp.                          1.01,2.01,3.02,5.06,9.01       10/03/07    AMEND

PHARMACYCLICS INC                       DE       5.02                           12/12/07

PHOTONIC PRODUCTS GROUP INC             NJ       8.01,9.01                      12/17/07

PLAINS EXPLORATION & PRODUCTION CO      DE       1.01,7.01,8.01,9.01            12/14/07

POINT THERAPEUTICS INC                  DE       8.01,9.01                      12/17/07

PORTEC RAIL PRODUCTS INC                WV       8.01,9.01                      12/14/07

Porter Bancorp, Inc.                    KY       7.01,9.01                      12/17/07

PRAIRIE CREEK ETHANOL LLC                        7.01,9.01                      12/17/07

PREMIERWEST BANCORP                     OR       8.01,9.01                      12/17/07

PRO PHARMACEUTICALS INC                 NV       5.03,9.01                      12/13/07

PROGRESS ENERGY INC                     NC       5.02                           12/11/07

PUBLIC SERVICE CO OF COLORADO           CO       8.01,9.01                      12/13/07    AMEND

PUBLICARD INC                           PA       7.01,9.01                      12/16/07

PUGET ENERGY INC /WA                    WA       7.01                           12/17/07

QUADRAMED CORP                          DE       8.01,9.01                      12/17/07

QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR   DE       1.01                           12/11/07

RADIANT SYSTEMS INC                     GA       1.01,9.01                      12/11/07

RAMCO GERSHENSON PROPERTIES TRUST       MD       5.03,9.01                      12/12/07

Rand Logistics, Inc.                    DE       5.03,9.01                      12/12/07

RAPTOR PHARMACEUTICALS CORP.                     1.01,3.02,8.01,9.01            12/14/07

RED CARPET ENTERTAINMENT INC            NV       1.01,2.01,3.02,5.01,5.02,5.03, 12/17/07    AMEND
					         5.06,9.01

REIT AMERICAS, INC.                     MD       1.01,9.01                      12/12/07

RESEARCH FRONTIERS INC                  DE       1.01                           12/17/07

RETAIL VENTURES INC                     OH       8.01,9.01                      12/17/07

RR Donnelley & Sons Co                  DE       7.01,9.01                      12/17/07

RYLAND GROUP INC                        MD       5.02,9.01                      12/17/07

S&T BANCORP INC                         PA       1.01,8.01,9.01                 12/16/07

SARATOGA RESOURCES INC /TX              TX       1.01,9.01                      12/14/07

SCHULMAN A INC                          DE       8.01,9.01                      12/17/07

SCOTTS MIRACLE-GRO CO                   OH       5.02,8.01,9.01                 12/11/07

Security Capital Assurance Ltd          D0       8.01                           12/14/07

SGX PHARMACEUTICALS, INC.               DE       5.02,9.01                      12/13/07

SIMMONS FIRST NATIONAL CORP             AR       8.01                           12/17/07

SIRVA INC                               DE       5.02,8.01,9.01                 12/12/07

SMARTIRE SYSTEMS INC                             7.01                           12/17/07

SPSS INC                                DE       5.02,9.01                      12/17/07

STAAR SURGICAL CO                       DE       1.01                           12/14/07

Standard Drilling, Inc.                          8.01                           12/14/07

STERICYCLE INC                          DE       8.01                           12/17/07

STUDIO ONE MEDIA, INC.                  DE       8.01                           10/31/07

Summit Global Logistics, Inc.           DE       5.02                           12/14/07

SUPERCONDUCTOR TECHNOLOGIES INC         DE       8.01                           12/17/07

SUSQUEHANNA BANCSHARES INC              PA       5.03,9.01                      12/13/07

Sutura, Inc.                                     1.01,2.03,8.01,9.01            12/12/07

SYMANTEC CORP                           DE       8.01,9.01                      12/17/07

Symmetry Medical Inc.                   DE       1.01,2.03,9.01                 12/14/07

SYMYX TECHNOLOGIES INC                  DE       2.01,9.01                      10/01/07    AMEND

SYSCO CORP                              DE       8.01                           12/17/07

TAUBMAN CENTERS INC                     MI       5.02,9.01                      12/17/07

TAYLOR CALVIN B BANKSHARES INC          MD       5.02                           12/12/07

TBS INTERNATIONAL LTD                            7.01,9.01                      12/17/07

TEKNI PLEX INC                          DE       1.01,2.04,5.02,8.01,9.01       11/26/07

TELKONET INC                                     5.02,9.01                      12/11/07

TESCO CORP                                       7.01                           12/13/07

TEXTRON FINANCIAL CORP                  DE       8.01,9.01                      12/17/07

THINKENGINE NETWORKS, INC.                       5.03,9.01                      12/14/07

Titan Machinery Inc.                    ND       3.02                           12/11/07

TITAN PHARMACEUTICALS INC               DE       8.01,9.01                      12/13/07

TOLL BROTHERS INC                       DE       5.03,9.01                      12/12/07

TRACEGUARD TECHNOLOGIES, INC.                    3.02,8.01,9.01                 12/16/07

TRANE INC.                              DE       1.01,3.03,5.02,9.01            12/15/07

TUPPERWARE BRANDS CORP                  DE       8.01,9.01                      12/17/07

TXP CORP                                NV       1.01,2.03,3.02,9.01            12/13/07

UNITED BANCORPORATION OF ALABAMA INC    DE       5.02,9.01                      12/12/07

United Refining Energy Corp             DE       1.01,9.01                      12/11/07

UNIVERSAL GUARDIAN HOLDINGS INC         DE       2.01,7.01                      12/13/07

UNIVERSAL PROPERTY DEVELOPMENT & ACQU   NV       1.01,2.01,9.01                 12/12/07

UOMO Media Inc.                         NV       1.01,9.01                      12/11/07

URBAN OUTFITTERS INC                    PA       1.01                           12/11/07

VALEANT PHARMACEUTICALS INTERNATIONAL   DE       5.02                           12/14/07

VELCERA, INC.                           DE       5.02                           12/11/07

VIASPACE Inc.                           NV       1.01                           12/14/07

VIZARIO INC                             NV       4.01,9.01                      12/12/07

WALT DISNEY CO/                         DE       8.01,9.01                      12/13/07

WASHINGTON MUTUAL, INC                  WA       3.03,5.03,8.01,9.01            12/17/07

WebMD Health Corp.                      DE       5.03,9.01                      12/14/07

WESCO INTERNATIONAL INC                 DE       1.01,8.01                      12/17/07

WEST PHARMACEUTICAL SERVICES INC        PA       2.05,2.06,5.02,5.03,9.01       12/17/07

WEST PHARMACEUTICAL SERVICES INC        PA       5.02                           12/11/07    AMEND

Western Refining, Inc.                  DE       5.02                           12/17/07

WFN CREDIT CO LLC                       DE       8.01,9.01                      12/17/07

Williams Partners L.P.                           1.01,2.01,2.03,3.02,7.01,9.01  12/11/07

WILLIS LEASE FINANCE CORP               DE       1.01,2.03,7.01,9.01            12/11/07

WINNEBAGO INDUSTRIES INC                IA       7.01,9.01                      12/17/07

Wise Metals Group LLC                   DE       2.02,9.01                      12/17/07

WORLDGATE COMMUNICATIONS INC            DE       5.02,8.01                      12/13/07

WPCS INTERNATIONAL INC                  DE       2.02,9.01                      12/17/07

XA, INC.                                NV       2.04,9.01                      12/01/07

XFONE INC                               NV       8.01,9.01                      12/17/07

Z TRIM HOLDINGS, INC                    IL       7.01,8.01,9.01                 12/17/07

ZBB ENERGY CORP                         WI       5.02,8.01,9.01                 12/12/07

ZEBRA TECHNOLOGIES CORP/DE              DE       2.01,9.01                      12/14/07

ZEBRA TECHNOLOGIES CORP/DE              DE       5.02,9.01                      12/12/07



                           

 

http://www.sec.gov/news/digest/2007/dig121807.htm


Modified: 12/18/2007