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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2007-226                                       November 26, 2007



COMMISSION ANNOUNCEMENTS


ELIZABETH  G.  OSTERMAN  NAMED  ASSOCIATE  DIRECTOR IN THE DIVISION OF
INVESTMENT MANAGEMENT

The  Securities and Exchange Commission announced today that Elizabeth
G.   Osterman   has   been   named   Associate   Director of Exemptive
Applications   and  Special  Projects  in  the  agency's  Division  of
Investment Management. 

Ms.  Osterman  will  oversee  the  Investment  Company  Act  exemptive
applications  process  that fosters mutual fund innovations to provide
additional  choice  and  opportunity  for fund investors. Ms. Osterman
also  will  oversee  a  new  office  in  the  Division  of  Investment
Management dedicated to special projects.

Andrew  J. Donohue, Director of the Division of Investment Management,
said,  "Liz  is a highly regarded attorney and a well-respected leader
in  the  Division  of Investment Management. Liz has a passion for her
work.  I  have  appreciated  having  the  benefit of her analysis on a
variety  of  complex  issues.  The  Division's  Offices  of Investment
Company  Regulation  have made significant recent strides in improving
efficiency,  reporting  an  84  percent  increase  in  the  number  of
exemptive  applications noticed in FY 2007 versus FY 2006. Under Liz's
strong  leadership  as  Associate  Director,  I  expect  this positive
momentum  to continue for the ultimate benefit of America's investors.
In  addition,  Liz's  insights  will  be invaluable as the Division of
Investment  Management  launches  a  new  office  to  conduct in-depth
special projects."

Ms.  Osterman  said,  "I  am  looking forward to leading the exemptive
applications  offices.  I  have  great  respect for the staff of those
offices  and am excited about having the opportunity to work with them
directly.  I am also looking forward to working with Buddy Donohue and
other  senior  staff  in launching the Division's new Special Projects
Office."

Ms.   Osterman  has  served  as  Assistant  Chief  Counsel,  Financial
Institutions  in  the  Division  of  Investment Management's Office of
Chief  Counsel  since  2000.  From  1997  to  2000,  Ms.  Osterman was
Assistant  Director  in  the Division's Office of Enforcement Liaison.
From  1994  to 1997, Ms. Osterman was Assistant Director in the Office
of  Investment  Company  Regulation.  She  joined that Office in 1991,
becoming  a  Branch  Chief  of  the  Office in 1992. Prior to entering
public  service at the SEC, Ms. Osterman was an associate with Piper &
Marbury in Baltimore, Md.

Ms.  Osterman earned a J.D., cum laude, in 1986 from the University of
Baltimore  School  of  Law,  where  she was Business Editor of the Law
Review.  Ms.  Osterman  received  her  B.A.  in German from Swarthmore
College in 1977. (Press Rel. 2007-242)


ENFORCEMENT PROCEEDINGS


SEC v. ERIC R. MAJORS AND JOSHUA N. WOLCOTT

The  Commission  announced today that it filed charges against Eric R.
Majors  of  South  Africa  and  Joshua N. Wolcott of Denver, Colorado,
stemming  from  the  fraudulent  offering  and sale of more than eight
million  shares  of  unregistered  stock  in  Maximum  Dynamics,  Inc.
(Maximum). 

The Commission's civil injunctive complaint alleges that from December
2002  through February 2005, chief executive officer Majors and former
chief  financial  officer Wolcott issued millions of Maximum shares in
the  names  of  alleged  consultants  in Mexico using false consulting
contracts  and  false  Form S-8 registration statements. The complaint
further  alleges  that  Majors  and  Wolcott  deposited  the shares in
brokerage accounts that they controlled and used the proceeds from the
sale  of  the  shares to secretly pay themselves, Maximum, and others.
The  complaint  also  alleges  that  Majors  and  Wolcott fraudulently
certified  Maximum's  periodic  reports  with the Commission under the
Sarbanes-Oxley Act of 2002.

The Commission's complaint alleges that, as a result of their conduct,
Majors  and  Wolcott  violated,  and unless enjoined, will continue to
violate,  Sections  5(a),  5(c),  and  17(a) of the Securities Act and
10(b),  13(d),  and 16(a) of the Exchange Act and Rules 10b-5, 13a-14,
13d-2,  16a-2,  and  16a-3  thereunder and aided and abetted Maximum's
violations of Section 13(a) of the Exchange Act and Rules 12b-20, 13a-
1,  and  13a-13  thereunder.  [SEC  v.  Eric  R.  Majors and Joshua N.
Wolcott, Civil Action No. 1:07-cv-2414-WYD (D. Colo.)] (LR-20368) 

FEDERAL  COURT  ENTERS  FINAL JUDGMENT AGAINST MICHAEL J. PIETRZAK AND
MAURICE  W.  FURLONG,  OFFICERS  AND DIRECTORS OF HEXAGON CONSOLIDATED
COMPANIES OF AMERICA, INC. 

The  Commission announced today that on November 19 the Honorable John
F.  Grady,  United  States District Judge for the Northern District of
Illinois,  entered  Final  Judgment  against  Michael  J. Pietrzak and
Maurice  W.  Furlong, for their role in defrauding the shareholders of
Hexagon   Consolidated   Companies   of   America,   Inc.   (HCCA), by
fraudulently  inflating  the value of claimed company assets, while at
the  same  time selling their own HCCA stock into the marketplace. The
final   judgment  against  Pietrzak  and  Furlong  includes  permanent
injunctions,  disgorgement,  prejudgment  interest,  civil  penalties,
officer and director bars and penny stock bars. Pietrzak is the former
CFO  and  general  counsel  to  HCCA.  Furlong  is  the former CEO and
President  of  the  company. The final judgment follows a lengthy jury
trial  which  resulted  in  an  Aug.  3,  2007,  verdict  against  the
defendants,  and  in  favor  of  the  Commission on every count in the
Commission's complaint.

The  final judgment permanently enjoins Pietrzak and Furlong from: (i)
future  violations of the antifraud provisions of Section 17(a) of the
Securities  Act  of  1933 and Section 10(b) of the Securities Exchange
Act  of  1934  and  Rule  10b-5  thereunder; (ii) future violations of
aiding  and  abetting in the filing of false periodic reports with the
Commission in violation of Section 13(a) of the Exchange Act and Rules
12b-20,  13a-1,  13a-11,  13a-13  thereunder;  (iii) future aiding and
abetting  violations  involving internal accounting controls and books
and  records  in  violation of Sections 13(b)(2)(A) and 13(b)(2)(B) of
the  Exchange  Act;  and  (iv)  future violations involving failure to
implement   internal  accounting  controls  in  violation  of  Section
13(b)(5)  of  the  Exchange  Act and Rule 13b2-1 thereunder. The final
judgment  also  permanently  enjoins Furlong from future violations of
stock ownership reporting provisions of Sections 16(a) of the Exchange
Act and Rules 16a-2 and 16a-3 thereunder. 

As  to  other  relief,  the final judgment also orders Pietrzak to pay
disgorgement  in the amount of $1,282,205, representing gross proceeds
he  received  from sales of his HCCA stock, during the period that the
accounting fraud was ongoing, along with pre-judgment interest thereon
in  the  amount  of  $884,317  for a total of $2,166,522. The judgment
orders  Furlong  to  pay  disgorgement  in  the  amount of $3,375,662,
representing  gross proceeds he received from sales of his HCCA stock,
during  the  period  that the accounting fraud was ongoing, along with
pre-judgment  interest thereon in the amount of $2,612,888 for a total
of  $5,988,550. Civil penalties were imposed against the defendants in
the  amounts  of  the  respective  ordered  disgorgement against them,
however the judgment provides that the civil penalties shall be deemed
paid  to  the  extent  that  disgorgement is paid. All payments in the
final  judgment  are  due within 30 days of the entry of the judgment.
Finally the judgment bars Pietrzak and Furlong from ever again serving
as  an  officer  or  director  of a public company, and bars them from
offering or selling penny stocks.

The  jury  verdict,  upon  which the final judgment is based, included
findings  on a wide-range of securities law violations, including that
material  misrepresentations  were  made  by  HCCA in filings with the
Commission,  and  that  Pietrzak  and  Furlong  engaged  in protracted
efforts  to  fraudulently  increase  the  stock price and value of the
company   by,   among   other   means,   filing   false and misleading
registration  statements  and  periodic  and  current  reports, and by
issuing  false press releases and a letter to shareholders. During the
same  time,  Pietrzak and Furlong sold millions of their own shares of
HCCA  stock,  fraudulently  receiving  the  amounts  that the judgment
ordered  them  to  disgorge. The verdict also concluded that from 1996
through  2000,  HCCA,  through  the  efforts  of Pietrzak and Furlong,
reported  to  the public that it was an entity with substantial assets
when,  in  fact,  it  was  virtually  worthless. A former codefendant,
assayer  Donald  E.  Jordan passed away during the litigation, and has
now  been  dismissed  from  the  case. [SEC v. Michael J. Pietrzak and
Maurice  W.  Furlong,  Civil  Action File No. 1:03-CV-1507-Judge Grady
(N.D. Ill.)] (LR-20369; AAE Rel. 2751)

JURY  RULES  IN  SEC'S  FAVOR, FINDS FORMER CHAIRMAN/CEO OF CHANCELLOR
CORPORATION LIABLE FOR SECURITIES FRAUD

The  Commission announced that a federal court jury returned a verdict
on  November  16  in  the  SEC's favor on all securities fraud charges
against  Brian  M. Adley, who was the former chairman, chief executive
officer  and  controlling  shareholder  of  Chancellor  Corporation, a
defunct Boston-based transportation equipment-leasing company. 

Adley  was  accused  of orchestrating a scheme to inflate Chancellor's
reported  assets,  revenue and profits, and to pay unwarranted fees to
entities   that  he  controlled  by  using  fabricated  documents  and
fraudulent accounting from1998 through 2000. The jury verdict followed
a three-week trial in Boston before the Honorable Patti B. Saris, U.S.
District Court Judge for the District of Massachusetts.

The  Commission's  complaint  alleged  that Adley caused Chancellor to
file  false  financial  statements  in  1999 and 2000 by directing the
wholesale  fabrication  of  corporate  documents, instructing that the
fabricated    documents  be  given  to  the  company's  auditors,  and
coordinating the filing of false financial statements with the SEC. 

The  jury  found  Adley liable for violating the antifraud and record-
keeping  provisions  of  the federal securities laws, for making false
statements   to   its   accountants,   and   for   aiding and abetting
Chancellor's  reporting and recordkeeping provisions of the securities
laws.  The district court will determine the appropriate sanctions and
remedies at a later date. 

The  Commission  had  previously  settled  with  10  other defendants:
Chancellor  Corporation;  the  former  President  and  Chief Operating
Officer;  the  former  acting  Chief  Financial  Officer;  the  former
treasurer;   two  former  Chancellor  directors  and  audit  committee
members;  Chancellor's  outside auditing firm and three members of its
audit team. 

For  further  information,  please  see  Litigation Release Nos. 18104
(April  24,  2003),  19177  (April 11, 2005) and 20177 (July 2, 2007).
[SEC  v.  Chancellor  Corporation, et al., 03-CV-10762-PBS (D. Mass.)]
(LR-20370; AAE Rel. 2752)

SEC  CHARGES TWO FORMER GLOBETEL EXECUTIVES WITH CREATING $119 MILLION
IN FALSE INVOICES

The  Commission  today announced it has filed securities fraud charges
against  Joseph J. Monterosso and Luis E. Vargas, former executives at
GlobeTel   Communications   Corp.   of   Fort   Lauderdale,   Fla. The
Commission's  complaint,  filed in the Southern District of Florida on
Nov. 21, 2007, alleges that Monterosso and Vargas created $119 million
in  fake invoices and caused GlobeTel to overstate its revenue for two
years.

The  complaint  alleges that Monterosso and Vargas created hundreds of
false  invoices that made it appear that GlobeTel's three wholly-owned
subsidiaries,   Centerline  Communications,  LLC  (Centerline),  Volta
Communications,   LLC   (Volta),   and   Lonestar  Communications, LLC
(Lonestar)  bought  and  sold  telecom  "minutes" with other wholesale
telecom  companies.  In  reality, there were no transactions under the
program  that  GlobeTel  executives described as the "off-net" revenue
program.  Two  of  GlobeTel's  subsidiaries  -  Volta  and  Lonestar -
actually  did  no business. The third subsidiary, Centerline, reported
millions  of  dollars  in  business  with Monterosso's and Vargas' own
private company, Carrier Services Inc. (CSI), which did not occur. 

The  Commission alleges that Monterosso and Vargas created hundreds of
false invoices from technical data they obtained from their friends in
the  telecom  industry.  Those  invoices - and the technical data that
Monterosso  and  Vargas  provided  to  the company's auditors - caused
GlobeTel to report $119 million in false revenue. This so-called "off-
net"  revenue  accounted  for  approximately 80 percent of the revenue
GlobeTel  reported  between  the  third quarter of 2004 and the second
quarter  of  2006  -  four  out of every five dollars that the company
reported.

The  complaint alleges that Monterosso and Vargas received hundreds of
thousands  of  dollars  in  payments  from  GlobeTel - including about
$300,000  in  cash  that  Vargas withdrew from CSI's bank accounts and
gave to Monterosso.

GlobeTel  has not filed a quarterly or annual statement for any period
after the second quarter of 2006. On May 8 and June 29, 2007, GlobeTel
filed  Forms  8-K  announcing  that it will restate its financials for
2004  through 2006 to eliminate about $120 million in revenue. On Nov.
2,  2007,  the  company filed a restated Form 10-KSB for 2004 in which
the company reduced its annual revenue by $17.68 million.

In  its  complaint,  the Commission alleges that Monterosso and Vargas
violated  Section 17(a) of the Securities Act of 1933 (Securities Act)
and  Sections  10(b)  of the Securities Exchange Act of 1934 (Exchange
Act)  and Rule 10b-5, 13b2-1 and 13b2-2 thereunder and that they aided
and  abetted  violations  of Sections 10(b), 13(a), and 13(b)(2)(A) of
the    Exchange  Act  and  Rules  10b-5,  12b-20,  13a-1,  and  13a-13
thereunder.  The  Commission seeks permanent injunctions, disgorgement
with  prejudgment  interest  and  civil penalties. The Commission also
seeks  to  bar  permanently  Monterosso  and  Vargas from acting as an
officer or director of a public company.

The Commission's investigation continues. [SEC v. Joseph J. Monterosso
and  Luis E. Vargas, Civil Action No. 07-61693 (S.D. Fla.)] [LR-20371;
AAE Rel. 2753)


SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

A  proposed  rule  change  filed  by the Financial Industry Regulatory
Authority  to delay implementation of certain rule changes approved in
SR-NASD-2005-146    (SR-FINRA-2007-023)  has  become  effective  under
Section     19(b)(3)(A)  of  the  Securities  Exchange  Act  of  1934.
Publication  is  expected  in  the Federal Register during the week of
November 26. (Rel. 34-56822)

A  proposed  rule  change  filed  by  the  Philadelphia Stock Exchange
relating  to  the trading sessions for selected ETFs (SR-Phlx-2007-87)
has  become  effective  under  Section  19(b)(3)(A)  of the Securities
Exchange  Act of 1934. Publication is expected in the Federal Register
during the week of November 26. (Rel. 34-56828)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


S-8     BECTON DICKINSON & CO, ONE BECTON DR, FRANKLIN LAKES, NJ, 07417-1880, 
        2018476800 - 5,500,000 ($458,535,000.00) Equity, (File 333-147594 - 
        Nov. 23) (BR. 10A)

S-3     Elixir Gaming Technologies, Inc., 1120 N. TOWN CENTER DRIVE, SUITE 260, 
        LAS VEGAS, NV, 89144, 7027337195 - 0 ($12,187,500.00) Equity, 
        (File 333-147595 - Nov. 23) (BR. 06C)

S-3     Elixir Gaming Technologies, Inc., 1120 N. TOWN CENTER DRIVE, SUITE 260, 
        LAS VEGAS, NV, 89144, 7027337195 - 0 ($82,036,635.00) Equity, 
        (File 333-147596 - Nov. 23) (BR. 06C)

S-4     Omniture, Inc., ATTN: SHAWN LINDQUIST, 550 EAST TIMPANOGOS CIRCLE, 
        OREM, UT, 84097, 801-722-7000 - 0 ($343,267,701.00) Equity, 
        (File 333-147597 - Nov. 23) (BR. 03C)

S-3     HALLMARK FINANCIAL SERVICES INC, 777 MAIN STREET, SUITE 1000, 
        FORT WORTH, TX, 76102, 8173481600 - 0 ($155,750.00) Equity, 
        (File 333-147598 - Nov. 23) (BR. 01A)

S-8     HEADWATERS INC, 10653 SOUTH RIVERFRONT PARKWAY, SUITE 300, 
        SOUTH JORDAN, UT, 84095, 8019849400 - 750,000 ($9,202,500.00) Equity, 
        (File 333-147599 - Nov. 23) (BR. 06A)

S-B     QUEENSLAND TREASURY CORP, LEVEL 14 61 MARY STREET, GPO BOX 1096, 
        BRISBANE QUEENSLAND, C3, 4001, 61738424600 - 
        0 ($10,000,000,000.00) Non-Convertible Debt, (File 333-147600 - 
        Nov. 23) (BR. DN)

F-1     VanceInfo Technologies Inc., 3/F, BUILDING 8, 
        ZHONGGUANCUN SOFTWARE PARK, HAIDIAN DIST, BEIJING, F4, 100094, 
        (86-10) 8282-5266 - 0 ($120,000,000.00) Equity, (File 333-147601 - 
        Nov. 23) (BR. )

F-6     VanceInfo Technologies Inc., 3/F, BUILDING 8, 
        ZHONGGUANCUN SOFTWARE PARK, HAIDIAN DIST, BEIJING, F4, 100094, 
        (86-10) 8282-5266 - 0 ($5,000,000.00) ADRs/ADSs, (File 333-147602 - 
        Nov. 23) (BR. )

S-8     China Direct, Inc, 5301 N FEDERAL HIGHWAY, SUITE 120, BOCA RATON, FL, 
        33487, 561-989-9171 - 3,575,000 ($18,562,500.00) Equity, 
        (File 333-147603 - Nov. 23) (BR. 08B)

S-3ASR  REDWOOD TRUST INC, ONE BELVEDERE PLACE, SUITE 300, MILL VALLEY, CA, 
        94941, (415) 380-2317 - 0 ($0.00) Debt, 0 ($0.00) Equity, 
        (File 333-147604 - Nov. 23) (BR. 08C)

S-3     CYTRX CORP, 11726 SAN VICENTE BOULEVARD, SUITE 650, LOS ANGELES, CA, 
        90049, 310-826-5648 - 0 ($100,000,000.00) Equity, (File 333-147605 - 
        Nov. 23) (BR. 01A)

S-8     Buckingham Exploration Inc., #502 - 1978 VINE STREET, VANCOUVER, A1, 
        V6K 4S1, (604)7370203 - 4,000,000 ($4,200,000.00) Equity, 
        (File 333-147606 - Nov. 23) (BR. 04)

S-8     OMNIVISION TECHNOLOGIES INC, 930 THOMPSON PL, SUNNYVALE, CA, 94085, 
        4087333030 - 0 ($115,380,000.00) Equity, (File 333-147607 - Nov. 23) 
        (BR. 10B)

S-3     NAVISITE INC, 400 MINUTEMAN RD, ANDOVER, MA, 01810, 9786828300 - 
        3,540,203 ($28,533,377.53) Equity, (File 333-147608 - Nov. 23) (BR. 02B)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.		        DATE        COMMENT
--------------------------------------------------------------------------------------------------------
2-Track Global, Inc.                             3.02                           11/22/07

Aleris International, Inc.              DE       1.01,9.01                      11/19/07

AMERICAN ENERGY PRODUCTION INC                   5.02,9.01                      11/21/07

AMERICAN RIVER BANKSHARES               CA       8.01,9.01                      11/23/07

ANALYTICAL SURVEYS INC                  CO       1.01,9.01                      11/20/07

Aspreva Pharmaceuticals CORP            A1       8.01,9.01                      11/23/07

Atomic Guppy Inc                        NV       5.02,9.01                      11/20/07

BIOPURE CORP                            DE       5.02                           11/17/07

BofI Holding, Inc.                      DE       1.01                           11/20/07

CANARGO ENERGY CORP                     DE       7.01,9.01                      11/19/07

CENTRAL VALLEY COMMUNITY BANCORP        CA       8.01,9.01                      11/20/07

CH2M HILL COMPANIES LTD                 OR       2.01,9.01                      09/07/07    AMEND

COLONIAL COMMERCIAL CORP                NY       9.01                           09/10/07    AMEND

COLORADO GOLDFIELDS INC.                NV       3.02                           11/20/07

COLUMBUS VENTURES INC.                  NV       4.01,9.01                      10/19/07    AMEND

CONTINENTAL FUELS, INC.                 NV       5.02                           11/23/07

Covidien Ltd.                           D0       5.02,7.01,9.01                 11/19/07

Covidien Ltd.                           D0       2.06                           11/16/07

Dresser-Rand Group Inc.                 DE       7.01,9.01                      11/23/07

DYNEGY INC.                             DE       7.01,9.01                      11/21/07

ENCYSIVE PHARMACEUTICALS INC            DE       8.01                           11/19/07

ENTREMED INC                            DE       5.02                           11/16/07

FEDDERS CORP /DE                        DE       5.02,8.01,9.01                 10/31/07

Federal Home Loan Bank of Atlanta       X1       2.03                           11/19/07

Federal Home Loan Bank of Chicago       X1       2.03                           11/19/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      11/19/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      11/19/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      11/19/07

Federal Home Loan Bank of San Francis   X1       2.03                           11/19/07

Federal Home Loan Bank of Seattle                2.03                           11/23/07

Federal Home Loan Bank of Topeka                 2.03                           11/19/07

FIRST FINANCIAL CORP /IN/               IN       8.01,9.01                      11/21/07

FOX PETROLEUM INC.                      NV       1.01,9.01                      11/16/07

FUSION TELECOMMUNICATIONS INTERNATION            1.01,3.02,9.01                 11/16/07

General Moly, Inc                       ID       1.01,3.02,8.01,9.01            11/19/07

GRYPHON GOLD CORP                       NV       7.01,9.01                      11/22/07

H&R BLOCK INC                           MO       1.01,1.02,2.03                 11/16/07

HEMIS CORP                              NV       1.01                           11/16/07

ICONIX BRAND GROUP, INC.                DE       8.01                           11/20/07

INTERNATIONAL IMAGING SYSTEMS INC                5.03,9.01                      11/15/07

INVERNESS MEDICAL INNOVATIONS INC       DE       3.02,8.01                      10/24/07    AMEND

INVESTOOLS INC                          DE       7.01,9.01                      11/21/07

ION NETWORKS INC                        DE       8.01                           11/23/07

Isilon Systems, Inc.                    DE       3.01,9.01                      11/21/07

K-Care Nutritional Products Inc.                 1.01,9.01                      11/20/07

LAMPERD LESS LETHAL INC                 NV       7.01                           11/20/07

LEAP WIRELESS INTERNATIONAL INC         DE       2.03,9.01                      11/20/07

LINCOLN GOLD CORP                       NV       5.03,9.01                      11/16/07

MACROVISION CORP                        DE       1.01,9.01                      11/17/07

Mar Ked Mineral Exploration, Inc.       NV       5.01,5.02                      11/14/07

MASTERCARD INC                          DE       8.01                           11/19/07

MEDICAL SOLUTIONS MANAGEMENT INC.       NV       1.01,9.01                      11/16/07

MFB CORP                                IN       9.01                           11/21/07

MIDDLEBY CORP                           DE       1.01,9.01                      11/18/07

MIDWEST BANC HOLDINGS INC               DE       9.01                           10/01/07    AMEND

Millennium India Acquisition CO Inc.    DE       7.01,9.01                      11/23/07

MobiVentures Inc.                       NV       1.01,3.02,9.01                 11/09/07    AMEND

MONUMENTAL MARKETING INC                NV       5.02                           11/19/07

MWI Veterinary Supply, Inc.             DE       7.01,9.01                      11/23/07

NATIONAL COAL CORP                      FL       1.01,9.01                      11/16/07

NAVISTAR INTERNATIONAL CORP             DE       8.01                           11/21/07

NB&T FINANCIAL GROUP INC                OH       5.02,7.01,9.01                 11/23/07

NEW PARADIGM PRODUCTIONS INC            NV       1.01,2.01,3.02,4.01,5.01,5.02, 11/17/07
					         5.03,5.06,9.01
   
NORTH AMERICAN SCIENTIFIC INC                    1.01,2.03,9.01                 11/20/07

Nugget Resources Inc.                   NV       4.01                           11/21/07

OAK HILL FINANCIAL INC                  OH       8.01,9.01                      11/19/07

Oilsands Quest Inc                               1.01,5.03,8.01,9.01            11/18/07

OSIRIS THERAPEUTICS, INC.               DE       5.02,9.01                      11/16/07

PARTNERS TRUST FINANCIAL GROUP INC               8.01,9.01                      11/21/07

PFF BANCORP INC                         DE       8.01,9.01                      11/23/07

PIXELWORKS, INC                         OR       5.02                           11/16/07

PROSPERO MINERALS CORP.                 NV       2.01,7.01,9.01                 11/23/07

QUEST RESOURCE CORP                     NV       7.01                           11/21/07

RAIT Financial Trust                    MD       5.02                           11/16/07

REDWOOD TRUST INC                       MD       8.01,9.01                      11/23/07

RF MICRO DEVICES INC                    NC       5.02                           11/16/07
                                      
ROYAL INVEST INTERNATIONAL CORP.        DE       1.01,9.01                      11/23/07

SBT Bancorp, Inc.                       CT       8.01                           11/21/07

Security Capital Assurance Ltd          D0       8.01,9.01                      11/23/07

SENORX INC                                       1.02                           11/19/07

SIERRA BANCORP                          CA       5.02,9.01                      11/15/07

Sino Gas International Holdings, Inc.   UT       5.02                           11/22/07

SMF ENERGY CORP                         DE       1.01,2.03,9.01                 11/19/07

SOUTH FINANCIAL GROUP INC               SC       5.02,9.01                      11/16/07

STERLING CONSTRUCTION CO INC            DE       7.01,9.01                      11/21/07

SUMMIT FINANCIAL GROUP INC              WV       1.01,8.01,9.01                 11/21/07

TLC VISION CORP                         A6       8.01,9.01                      11/21/07

TREX CO INC                             DE       1.01                           11/20/07

UNITED RENTALS INC /DE                  DE       5.02,8.01,9.01                 11/16/07

UNIVERSAL TECHNICAL INSTITUTE INC       DE       5.02                           11/13/07

VALUEVISION MEDIA INC                   MN       5.02                           11/16/07

VOICE MOBILITY INTERNATIONAL INC        NV       5.02                           11/21/07

WAKO LOGISTICS GROUP INC                         7.01,9.01                      11/23/07

XERIUM TECHNOLOGIES INC                 DE       2.03                           11/16/07

YADKIN VALLEY FINANCIAL CORP            NC       8.01,9.01                      11/21/07


                           

 

http://www.sec.gov/news/digest/2007/dig112607.htm


Modified: 11/26/2007