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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2007-214				     	      November 6, 2007



ENFORCEMENT PROCEEDINGS


COMMISSION SUSTAINS IN PART AND SETS ASIDE IN PART DISCIPLINARY ACTION
AGAINST SISUNG SECURITIES CORPORATION AND LAWRENCE J. SISUNG, JR.

The  Commission  has  sustained  in  part  and  set aside in part NASD
disciplinary  action  against  Sisung Securities Corporation (SSC) and
Lawrence  J.  Sisung,  Jr.  (Sisung).  NASD  found  that  SSC violated
Municipal  Securities  Rulemaking Board (MSRB) Rules G-37(b), G-37(c),
G-37(e),  G-8,  and  G-9, and that Sisung violated, or was responsible
for  SSC's violations of, MSRB Rules G-37(c), G-8, and G-9. NASD found
that  SSC  and  Sisung violated MSRB Rule G-37, the so-called "pay-to-
play"   rule,  by  engaging  in  municipal  securities  business  with
Louisiana  political subdivisions within two years of contributions to
members of the Louisiana Bond Commission. NASD also found that SSC and
Sisung  violated  related  recordkeeping and reporting requirements by
failing  to record and report contributions to Bond Commission members
as  well as contributions to other Louisiana political officials. NASD
fined  SSC  $20,000 for its violations of Rules G-37(b) and (c), fined
Sisung  $20,000  for  his  violations  of  Rule G-37(c), fined SSC and
Sisung $10,000, jointly and severally, for the violations of Rules G-8
and G-9, and fined SSC $10,000 for its violations of Rule G-37(e).

The  Commission set aside NASD's findings that SSC and Sisung violated
MSRB  Rules  G-37(b) and G-37(c) as well as the sanctions NASD imposed
for  these  violations.  The  Commission  found  that  members  of the
Louisiana Bond Commission did not constitute "officials of an issuer,"
as  that  term  is  defined  in  Rule  G-37, with respect to Louisiana
political subdivision issuers. The contributions at issue in the case,
therefore, did not subject SSC to a two-year ban under Rule G-37(b) on
engaging  in  municipal  securities  business with Louisiana political
subdivisions.  The  contributions  thus  also  did not violate Rule G-
37(c)'s  proscription against soliciting or coordinating contributions
to  an official of an issuer with which SSC was engaging or seeking to
engage  in  municipal  securities  business.  Although  the Commission
determined,  under  the  facts  and  circumstances of the case, to set
aside   the  findings  of  violation  of  Rule  G-37(b)  and  (c),  it
reemphasized  its  view that "Rule G-37 serves a compelling government
interest  and  is  essential  to diminish pay-to-play practices in the
municipal  securities  market."  With  respect to the remainder of the
case,  the  Commission  sustained NASD's findings of recordkeeping and
reporting  violations  of  MSRB Rules G-8, G-9, and G-37(e) as well as
the  sanctions  imposed for these violations. (Rel. 34-56741; File No.
3-12443)

COMMISSION  ORDERS  HEARINGS  ON REGISTRATION SUSPENSION OR REVOCATION
AGAINST FOUR COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS 

On   November  6,  the  Commission  instituted  public  administrative
proceedings to determine whether to revoke or suspend for a period not
exceeding  twelve  months  the  registration  of  each  class  of  the
securities  of  four  companies  for failure to make required periodic
filings with the Commission:

     * Inetvisionz, Inc.
     * Intelilabs.com, Inc.
     * Pacific Engineering Systems, Inc.
     * Rampart General, Inc.

In this Order, the Division of Enforcement (Division) alleges that the
four  issuers  are  delinquent in their required periodic filings with
the Commission.

In this proceeding, instituted pursuant to Exchange Act Section 12(j),
a hearing will be scheduled before an Administrative Law Judge. At the
hearing,  the  judge  will  hear  evidence  from  the Division and the
respondents  to  determine  whether  the  allegations  of the Division
contained in the Order, which the Division alleges constitute failures
to  comply  with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13
thereunder,  are true. The judge in the proceeding will then determine
whether  the  registrations pursuant to Exchange Act Section 12 of the
securities   of  these  respondents  should  be  revoked  or,  in  the
alternative,  suspended  for a period not exceeding twelve months. The
Commission    ordered  that  the  Administrative  Law  Judge  in  this
proceeding  issue an initial decision not later than 120 days from the
date  of service of the order instituting proceedings. (Rel. 34-56748;
File No. 3-12886)

SEC OBTAINS FINAL JUDGMENT AGAINST ROBERT KASIRER IN MUNICIPAL REVENUE
BOND OFFERING FRAUD 

The  Commission announced today that on Oct. 31, 2007, Judge Ronald S.
W.  Lew,  a  U. S. District Court judge in Los Angeles, issued a final
judgment  against  Defendant  Robert  A.  Kasirer (Kasirer) of Beverly
Hills,  California,  for  his involvement in a municipal bond offering
fraud  that  was the subject of the Commission's lawsuit filed on June
29,  2004.  The judgment entered by the Court (1) permanently enjoined
Kasirer from violating Section 17(a) of the Securities Act of 1933 and
Section  10(b)  of  the Securities Exchange Act of 1934 and Rule 10b-5
thereunder;  and (2) ordered Kasirer to pay disgorgement in the amount
of  $2,193,565, plus prejudgment interest in the amount of $2,797,869,
for a total of $4,991,434. Kasirer consented to the entry of the final
judgment without admitting or denying the allegations contained in the
Commission's complaint.

The  Commission's  complaint  alleged  that from February 1996 through
August  1999,  Kasirer  and  others  (Defendants),  acting in concert,
fraudulently  offered  and sold over $131 million of municipal revenue
bonds  to  members  of  the  public  to finance the development of ten
healthcare  facilities  by  Heritage  Housing  Development,  Inc.  The
Defendants  offered and sold the bonds in question through a series of
eleven  offerings underwritten by the now-defunct Minnesota securities
dealer  Miller & Schroeder Financial, Inc. The bonds were purchased by
more  than  1,800  investors  residing  in  36 States. Kasirer was the
president  of the company that selected the properties to be developed
and  then  managed  the  Heritage  facilities.  The  complaint further
alleged  that  Kasirer directed the wrongful commingling and diversion
of  millions  of  dollars of bond proceeds and concealed that practice
from  investors.  The  complaint  also  alleged  that  Kasirer, acting
knowingly  or with a reckless disregard for the truth, was the primary
author  of  bond  prospectuses  which misled investors, and personally
profited  from  his  scheme.  [SEC  v. Robert A. Kasirer, et al., Case
Number  05-CV-3059-RSWL,  USDC, C.D. Calif., (Judge Ronald S. W. Lew)]
(LR-20358)


SELF-REGULATORY ORGANIZATIONS


PROPOSED  PLAN  FOR  THE  ALLOCATION  OF  REGULATORY  RESPONSIBILITIES
PURSUANT TO RULE 17d-2 

The  American  Stock  Exchange, the Boston Stock Exchange, the Chicago
Board    Options  Exchange,  the  International  Securities  Exchange,
Financial   Industry   Regulatory   Authority,   NYSE   Arca,  and the
Philadelphia  Stock  Exchange filed a proposed plan for the allocation
of  regulatory  responsibilities  pursuant  to Rule 17d-2 (File No. 4-
551).  Publication is expected in the Federal Register during the week
of November 5. (Rel. 34-56731)

PROPOSED RULE CHANGE 

The Municipal Securities Rulemaking Board filed a proposed rule change
(SR-MSRB-2007-04)  relating  to  amendments  to  Rule  G-40  on e-mail
contacts.  Publication  is expected in the Federal Register during the
week of November 5. (Rel. 34-56736)

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

A  proposed rule change (SR-NASDAQ-2007-082) and Amendment No. 1 filed
by The NASDAQ Stock Market to modify fees for members using the Nasdaq
Market  Center  has  become effective under Section 19(b)(3)(A) of the
Securities  Exchange  Act  of  1934.  Publication  is  expected in the
Federal Register during the week of November 5. (Rel. 34-56739)

A  proposed rule change (SR NYSE-2007 100) filed by the New York Stock
Exchange   to  modify  the  Exchange's  transaction  fees  has  become
immediately  effective  under  Section  19(b)(3)(A)  of the Securities
Exchange  Act  of 1934 and Rule 19b-4(f)(2) thereunder. Publication is
expected in the Federal Register during the week of November 12. (Rel.
34-56740)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


S-8     Duke Energy CORP, 526 SOUTH CHURCH STREET, EC03T, CHARLOTTE, NC, 28202, 
        704-594-6200 - 0 ($2,808,750,000.00) Equity, (File 333-147132 - Nov. 5) 
        (BR. 02A)

S-4     SAFLINK CORP, 777 108TH AVE NE, SUITE 2100, BELLEVUE, WA, 98004, 
        4252781100 - 614,980,000 ($43,048,600.00) Equity, (File 333-147133 - 
        Nov. 5) (BR. 03C)

S-1     VERISIGN INC/CA, 487 EAST MIDDLEFIELD ROAD, ATTN: GENERAL COUNSEL, 
        MOUNTAIN VIEW, CA, 94043, 6509617500 - 
        0 ($1,250,000,000.00) Debt Convertible into Equity, (File 333-147135 - 
        Nov. 5) (BR. 03B)

S-8     VERISIGN INC/CA, 487 EAST MIDDLEFIELD ROAD, ATTN: GENERAL COUNSEL, 
        MOUNTAIN VIEW, CA, 94043, 6509617500 - 
        6,000,000 ($169,473,000.00) Equity, (File 333-147136 - Nov. 5) (BR. 03B)

S-3ASR  ROYAL GOLD INC, 1660 WYNKOOP STREET, SUITE 1000, DENVER, CO, 
        80202-1132, 303-573-1660 - 0 ($0.00) Equity, (File 333-147137 - Nov. 5) 
        (BR. 04A)

F-3     Omega Navigation Enterprises, Inc., 24 KANIGOS STREET, PIRAEUS 185 34, 
        J3, 00000, 011-30-210-413-2305 - 
        0 ($175,000,000.00) Unallocated (Universal) Shelf, (File 333-147138 - 
        Nov. 5) (BR. 05A)

S-3ASR  Rockwood Holdings, Inc., 100 OVERLOOK CENTER, PRINCETON, NJ, 08540, 
        609-514-0300 - 0 ($0.00) Equity, (File 333-147139 - Nov. 5) (BR. 06C)

S-8     NOVA MEASURING INSTRUMENTS LTD, PO BOX 266, 011-972-8-938-7505, 
        REHOVOT ISRAEL, L3, 76100, 2,500,000 ($7,200,000.00) Equity, 
        (File 333-147140 - Nov. 5) (BR. 10B)

SB-2    Beleza Luxury Goods, Inc, 5925 KIRBY DRIVE SUITE E 324, HOUSTON, TX, 
        77005, 713.851.1121 - 799,000 ($39,950.00) Equity, (File 333-147141 - 
        Nov. 5) (BR. 02)

S-3ASR  Burger King Holdings Inc, 5505 BLUE LAGOON DRIVE, MIAMI, FL, 33126, 
        305-378-3000 - 0 ($712,563,000.00) Equity, (File 333-147142 - Nov. 5) 
        (BR. 05A)

F-6     USINAS SIDERURGICAS DE MINAS GERAIS SA USIMINAS         /FI, 
        RUA PROFESSOR JOSE VIEIRA DE MENDONCA, 
        ENGENHO NOGUEIRA CAIXA POSTAL 806, CEP 31310-260 BRAZIL, D5, 
        50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-147143 - Nov. 5) (BR. )

S-3     SEQUENOM INC, 3595 JOHN HOPKINS CT, SAN DIEGO, CA, 92121, 8582029000 - 
        0 ($29,401,181.00) Equity, (File 333-147146 - Nov. 5) (BR. 01C)

S-8     MTS MEDICATION TECHNOLOGIES, INC /DE/, 2003 GANDY BOULEVARD NORTH, 
        SUITE 800, ST. PETERSBURG, FL, 33702, 7275766311 - 
        600,000 ($8,244,000.00) Equity, (File 333-147147 - Nov. 5) (BR. 10B)

S-8     ECOLAB INC, ECOLAB CORPORATE CENTER, 370 WABASHA STREET NORTH, ST PAUL, 
        MN, 55102, 6512932233 - 0 ($46,550,000.00) Equity, (File 333-147148 - 
        Nov. 5) (BR. 06A)

S-8     HSW International, Inc., 3350 PEACHTREE ROAD, SUITE 1500, ATLANTA, GA, 
        30326, (404) 364-5823 - 0 ($56,066,014.00) Equity, (File 333-147149 - 
        Nov. 5) (BR. 11A)

S-8     Park Place Energy Corp., SUITE 300, 840 - 6TH AVENUE SW, CALGARY, A0, 
        T2P 3E5, 1-877-685-0076 - 6,500,000 ($4,625,000.00) Equity, 
        (File 333-147150 - Nov. 5) (BR. 04)

S-8     APOLLO GROUP INC, 4615 EAST ELWOOD ST, PHOENIX, AZ, 85040, 6029665394 - 
        107,311 ($7,742,500.53) Equity, (File 333-147151 - Nov. 5) (BR. 11C)

SB-2    PACER HEALTH CORP, 7759 NW 146 STREET, -, MIAMI LAKES, FL, 33016, 
        3058287660 - 46,593,323 ($465,933.23) Equity, (File 333-147152 - 
        Nov. 5) (BR. 01B)

S-3     EXAR CORP, 48720 KATO ROAD, 48720 KATO ROAD, FREMONT, CA, 94538, 
        5106687000 - 7,591,605 ($81,761,585.85) Equity, (File 333-147153 - 
        Nov. 5) (BR. 10A)

S-3     EXAR CORP, 48720 KATO ROAD, 48720 KATO ROAD, FREMONT, CA, 94538, 
        5106687000 - 308,400 ($2,969,892.00) Equity, (File 333-147154 - Nov. 5) 
        (BR. 10A)

S-3ASR  TRIMBLE NAVIGATION LTD /CA/, 935 STEWART DRIVE, SUNNYVALE, CA, 94085, 
        4084818000 - 44,742 ($1,847,397.00) Equity, (File 333-147155 - Nov. 5) 
        (BR. 10C)

SB-2    Juma Technology Corp., 154 TOLEDO STREET, FARMINGDALE, NY, 11735, 
        631-300-1000 - 26,666,668 ($35,300,000.00) Equity, (File 333-147156 - 
        Nov. 5) (BR. 06A)

S-8     Zep Inc., 4401 NORTHSIDE PARKWAY, SUITE 700, ATLANTA, GA, 30327, 
        (404) 352-1680 - 0 ($91,454,000.00) Equity, (File 333-147157 - Nov. 5) 
        (BR. 06C)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.	    	        DATE      COMMENT
------------------------------------------------------------------------------------------------------
21ST CENTURY HOLDING CO                 FL       2.02,9.01                      11/05/07

ABFC 2007-WMC1 Trust                    DE       9.01                           11/05/07

ACADIA PHARMACEUTICALS INC              DE       2.02,9.01                      11/05/07

ACCELLENT INC                                    2.02                           11/05/07

ACNB CORP                               PA       2.02,9.01                      11/05/07

ACTIVISION INC /NY                      DE       2.02,9.01                      11/05/07

ACUSPHERE INC                           DE       8.01                           11/01/07

AFFILIATED COMPUTER SERVICES INC        DE       8.01                           11/01/07

AFFYMAX INC                                      5.02,9.01                      11/01/07

Aftersoft Group                         DE       1.01,2.01,9.01                 10/30/07

AGL RESOURCES INC                       GA       5.02,5.03,9.01                 10/31/07

ALFA CORP                               DE       1.01,5.02,9.01                 11/04/07

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      11/05/07

ALLIED WASTE INDUSTRIES INC             DE       1.01                           11/05/07

ALLOS THERAPEUTICS INC                  DE       2.02,9.01                      11/05/07

Altra Holdings, Inc.                    DE       5.02                           11/01/07

AMBIENT CORP /NY                        DE       1.01,2.03,9.01                 11/05/07

AMEDISYS INC                            DE       7.01,9.01                      11/05/07

AMEREN CORP                             MO       7.01,9.01                      11/05/07

AMERICAN AIRLINES INC                   DE       8.01                           11/05/07

AMERICAN BANCORP OF NEW JERSEY INC      NJ       2.02,9.01                      11/02/07

AMERICAN CAMPUS COMMUNITIES INC         MD       1.01,5.02,9.01                 11/01/07

AMERICAN ELECTRIC POWER CO INC          NY       7.01                           11/05/07

American Electric Technologies Inc      FL       1.01,1.02,2.03                 10/31/07

AMERICAN FINANCIAL REALTY TRUST                  8.01,9.01                      11/02/07

AMERICAN GREETINGS CORP                 OH       5.02                           10/31/07

AMERICAN HOMEPATIENT INC                DE       5.03,9.01                      10/31/07

AMERICAN PHYSICIANS SERVICE GROUP INC   TX       2.02,9.01                      09/30/07

American Wenshen Steel Group, Inc.      DE       5.03                           11/02/07

AMERISTAR CASINOS INC                   NV       2.02,9.01                      11/05/07

AMR CORP                                DE       8.01                           11/05/07

ANALYSTS INTERNATIONAL CORP                      5.02,9.01                      11/01/07

ANCHOR BANCORP WISCONSIN INC            WI       2.02                           11/05/07

ANIXTER INTERNATIONAL INC               DE       8.01,9.01                      11/02/07

AQUENTIUM INC                           DE       1.01,8.01,9.01                 08/22/07

Argo Group International Holdings, Lt            5.02,9.01                      10/31/07

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01                      11/05/07

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01                      11/01/07

Asia Automotive Acquisition Corp.       DE       9.01                           11/05/07

ASPECT MEDICAL SYSTEMS INC              DE       1.01,3.03,5.03,9.01            11/01/07

ASPEN INSURANCE HOLDINGS LTD            D0       5.02,9.01                      10/31/07

Aspreva Pharmaceuticals CORP            A1       2.02,9.01                      11/02/07    AMEND

ASTORIA FINANCIAL CORP                  DE       2.02,9.01                      11/05/07

ASTORIA FINANCIAL CORP                  DE       8.01,9.01                      11/05/07

ASYST TECHNOLOGIES INC                  CA       2.02,9.01                      10/30/07

Atlas Energy Resources, LLC             DE       2.02,9.01                      11/05/07

ATS MEDICAL INC                         MN       2.02                           11/05/07

AURIGA LABORATORIES, INC.               DE       1.01,9.01                      10/29/07

AUTOBYTEL  INC                          DE       5.02,9.01                      10/30/07

AVOCENT CORP                            DE       5.03                           11/02/07

AXS ONE INC                             DE       8.01                           11/05/07

BACK YARD BURGERS INC                   DE       8.01,9.01                      11/05/07

BAKBONE SOFTWARE INC                             2.02,9.01                      11/02/07

BALDWIN & LYONS INC                     IN       2.02,7.01,9.01                 11/01/07

BEARD CO /OK                            OK       8.01,9.01                      11/01/07

BEASLEY BROADCAST GROUP INC             DE       2.02,9.01                      11/05/07

bebe stores, inc.                       CA       1.01,5.02                      11/05/07

BEHRINGER HARVARD REIT I INC            MD       8.01,9.01                      11/05/07

Beneficial Mutual Bancorp Inc           X1       2.02,9.01                      11/02/07

BIMINI CAPITAL MANAGEMENT, INC.         MD       7.01,8.01,9.01                 11/05/07

BIO SOLUTIONS MANUFACTURING, INC.       NY       1.01,9.01                      10/30/07

Bio-Matrix Scientific Group, Inc.       DE       8.01,9.01                      11/01/07

BION ENVIRONMENTAL TECHNOLOGIES INC     CO       8.01,9.01                      10/31/07

BioScrip, Inc.                          DE       8.01                           11/02/07

BNC BANCORP                             NC       2.02,9.01                      11/05/07

Boardwalk Pipeline Partners, LP         DE       1.01,7.01,9.01                 11/05/07

Bois d Arc Energy, Inc.                 NV       2.02,9.01                      09/30/07

BOK FINANCIAL CORP ET AL                OK       3.03,5.03,9.01                 10/30/07

BOSTON BEER CO INC                      MA       1.01                           11/02/07

BSD MEDICAL CORP                        DE       7.01,9.01                      11/05/07

BUFFETS HOLDINGS, INC.                  DE       2.02,9.01                      11/05/07

Burger King Holdings Inc                DE       2.02,9.01                      11/05/07

CA, INC.                                DE       5.02,9.01                      11/05/07

CACI INTERNATIONAL INC /DE/             DE       2.01,8.01,9.01                 11/05/07

CALIFORNIA OIL & GAS CORP                        3.02,9.01                      11/01/07

CANADIAN DERIVATIVES CLEARING CORP      A6       9.01                           10/31/07

CANO PETROLEUM, INC                              8.01,9.01                      11/02/07

CAPITAL PROPERTIES INC /RI/             RI       5.02,9.01                      10/30/07

CAPITAL TRUST INC                       MD       1.01                           10/30/07

CAPTARIS INC                            WA       2.02,9.01                      11/05/07

CARACO PHARMACEUTICAL LABORATORIES LT   MI       9.01                           01/19/07    AMEND

CARDINAL HEALTH INC                     OH       2.02,5.02,7.01,9.01            11/02/07

CARDTREND INTERNATIONAL INC.            NV       1.01,2.01,9.01                 11/02/07

CAREER EDUCATION CORP                   DE       2.02,9.01                      11/05/07

Carrington Mortgage Loan Trust, Serie   DE       6.02                           11/01/07

CARTOON ACQUISITION, INC.               DE       2.03,8.01,9.01                 11/05/07

CASCADE CORP                            OR       5.02                           11/01/07

CEDAR SHOPPING CENTERS INC              MD       2.02,7.01,9.01                 11/05/07

CENTRAL VERMONT PUBLIC SERVICE CORP     VT       2.02,7.01,9.01                 11/02/07    AMEND

CF Industries Holdings, Inc.            DE       7.01,9.01                      11/05/07

Challenger Powerboats, Inc.             NV       5.03,9.01                      10/27/07

CHARLES RIVER LABORATORIES INTERNATIO            2.02,9.01                      11/05/07

CHARMING SHOPPES INC                    PA       1.01,9.01                      10/31/07

CHATSWORTH DATA SOLUTIONS, INC.                  5.02,9.01                      10/31/07

CHEMICAL FINANCIAL CORP                 MI       5.02                           11/02/07

Chemtura CORP                           DE       1.01,9.01                      09/30/07

Chemtura CORP                           DE       4.02                           08/08/07

CHINA SHEN ZHOU MINING & RESOURCES, I   NV       5.02,5.03,9.01                 11/02/07

CHURCH & DWIGHT CO INC /DE/             DE       5.03,9.01                      10/31/07

CINTEL CORP                             NV       1.01,3.02,7.01,9.01            10/30/07

CITIBANK CREDIT CARD ISSUANCE TRUST     DE       8.01,9.01                      11/05/07

CITIGROUP INC                           DE       7.01,9.01                      11/05/07

CLARIENT, INC                           DE       1.01,9.01                      10/30/07

CLECO CORP                              LA       7.01,9.01                      11/05/07

CLOROX CO /DE/                          DE       1.01,9.01                      10/30/07

CMGI INC                                DE       3.03,5.03,9.01                 10/31/07

CNS RESPONSE, INC.                      DE       7.01,9.01                      11/05/07

Cole Credit Property Trust II Inc       MD       5.02                           11/02/07

Cole Credit Property Trust Inc          MD       5.02                           11/02/07

COLONIAL COMMERCIAL CORP                NY       1.02,9.01                      11/02/07

COMFORCE CORP                           DE       2.02,9.01                      11/01/07

COMPUCREDIT CORP                        GA       2.02,9.01                      11/05/07

COMSTOCK RESOURCES INC                  NV       2.02,9.01                      09/30/07

COMVERSE TECHNOLOGY INC/NY/             NY       8.01,9.01                      11/05/07

CONCIERGE TECHNOLOGIES INC              CA       1.01,9.01                      10/30/07

CORPORATE OFFICE PROPERTIES TRUST       MD       1.01,2.02,9.01                 11/02/07

COUSINS PROPERTIES INC                  GA       2.02,9.01                      11/05/07

CRYOLIFE INC                            FL       8.01                           11/05/07

CUTERA INC                              DE       2.02,9.01                      11/05/07

CV THERAPEUTICS INC                     DE       8.01,9.01                      11/02/07

CV THERAPEUTICS INC                     DE       8.01,9.01                      11/05/07

CYTOGEN CORP                            DE       2.02,9.01                      11/05/07

CYTOGEN CORP                            DE       3.01                           11/05/07

CYTOGEN CORP                            DE       8.01,9.01                      11/05/07

DATASCENSION INC                        NV       4.02                           10/10/07    AMEND

DAWSON GEOPHYSICAL CO                   TX       7.01,9.01                      11/05/07

DELTA MUTUAL INC                                 3.02                           10/30/07

DEXCOM INC                                       7.01                           11/02/07

DIALYSIS CORP OF AMERICA                FL       5.03,9.01                      11/05/07

DIAMOND HILL INVESTMENT GROUP INC       OH       8.01                           11/05/07

DIAMOND HILL INVESTMENT GROUP INC       OH       2.02,9.01                      11/05/07

DIODES INC /DEL/                        DE       2.02,9.01                      11/01/07

DISCOVERY LABORATORIES INC /DE/         DE       5.02,9.01                      10/30/07

DIVX INC                                         2.02,5.02,9.01                 10/31/07

DJO INC                                 DE       8.01                           11/05/07

DUN & BRADSTREET CORP/NW                DE       2.02,7.01,9.01                 11/05/07

EAST PENN FINANCIAL CORP                         8.01                           11/01/07

EDISON INTERNATIONAL                    CA       7.01,9.01                      11/02/07

ELECTRONIC SYSTEMS TECHNOLOGY INC       WA       8.01,9.01                      11/01/07

EMC INSURANCE GROUP INC                 IA       5.02                           11/02/07

Emergent BioSolutions Inc.              DE       2.02,9.01                      11/05/07

EMS TECHNOLOGIES INC                    GA       5.03,9.01                      11/02/07

EMVELCO CORP.                           DE       2.01,9.01                      11/01/07

ENCYSIVE PHARMACEUTICALS INC            DE       7.01,9.01                      11/05/07

ENERGYSOUTH INC                         AL       1.01,7.01,9.01                 10/31/07

ENTERGY CORP /DE/                       DE       2.02,7.01,8.01,9.01            11/05/07

ENVIROSAFE CORP/CA                               3.02                           09/05/07

ERF Wireless, Inc.                      NV       1.01,2.01,9.01                 10/31/07

ERF Wireless, Inc.                      NV       1.01,2.01,9.01                 10/31/07

EXAR CORP                               DE       9.01                           08/27/07    AMEND

EXELIXIS INC                            DE       2.02,9.01                      11/05/07

EXELON CORP                             PA       7.01,9.01                      11/05/07

FAIRCHILD CORP                          DE       1.01                           11/05/07

FAVRILLE INC                            DE       1.01,9.01                      11/02/07

FEDERAL REALTY INVESTMENT TRUST         MD       5.02,8.01,9.01                 10/30/07

FIRST ALBANY COMPANIES INC              NY       8.01                           11/05/07

FIRST COMMUNITY BANCORP /CA/            CA       8.01,9.01                      10/31/07

FIRST IPSWICH BANCORP /MA               MA       2.02,9.01                      11/05/07

FIRST REGIONAL BANCORP                  CA       7.01,8.01                      10/30/07

FIRST SECURITY GROUP INC/TN             TN       7.01,9.01                      11/02/07

FIRST SOLAR, INC.                       DE       1.01,9.01                      11/05/07

FISHER COMMUNICATIONS INC               WA       2.02,9.01                      11/01/07

FRANKLIN STREET PROPERTIES CORP /MA/             7.01                           11/05/07

FREEDOM FINANCIAL GROUP INC             DE       1.02                           10/31/07

FREMONT GENERAL CORP                    NV       8.01,9.01                      11/02/07

FREMONT MICHIGAN INSURACORP INC         MI       2.02,9.01                      11/05/07

FSB Community Bankshares Inc            X1       2.02,9.01                      11/05/07

FURNITURE BRANDS INTERNATIONAL INC      DE       2.02,8.01,9.01                 11/02/07

g8wave Holdings, Inc.                            1.02                           10/30/07

GAMMACAN INTERNATIONAL INC              DE       5.02                           10/30/07

GD Conference Center, Inc               DE       8.01                           11/02/07

GEORESOURCES INC                        CO       7.01,9.01                      10/30/07    AMEND

GEVITY HR INC                           FL       2.02                           11/05/07

GEVITY HR INC                           FL       5.02                           11/05/07

GRAMERCY CAPITAL CORP                   MD       7.01,8.01,9.01                 11/02/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                           11/02/07

GREAT PLAINS ENERGY INC                 MO       7.01,9.01                      11/02/07

GREENE COUNTY BANCORP INC               DE       2.02,9.01                      11/01/07

GRIFFON CORP                            DE       2.02,9.01                      11/05/07

HAMPTON ROADS BANKSHARES INC            VA       5.02                           11/05/07

Hana Biosciences Inc                    DE       1.01,2.03,3.02                 10/30/07

Harbor Acquisition Corp.                DE       8.01,9.01                      08/20/07    AMEND

Harbor Acquisition Corp.                DE       8.01,9.01                      04/25/07    AMEND

HARLEYSVILLE NATIONAL CORP              PA       8.01,9.01                      11/01/07

HARVEY ELECTRONICS INC                  NY       3.01,9.01                      10/30/07

Health Fitness Corp /MN/                MN       2.02,9.01                      11/05/07

HEALTH NET INC                          DE       7.01                           11/05/07

HEALTHCARE REALTY TRUST INC             MD       2.02,7.01,9.01                 11/05/07

HEALTHSOUTH CORP                        DE       2.02,9.01                      11/05/07

HEARTLAND PAYMENT SYSTEMS INC           DE       5.02                           10/31/07

HEARTLAND, INC.                         MD       2.01,9.01                      11/01/07

HEARTLAND, INC.                         MD       2.01,9.01                      11/01/07

HELICOS BIOSCIENCES CORP                         5.02,9.01                      10/30/07

HFF, Inc.                               DE       1.01,9.01                      10/30/07

HI TECH PHARMACAL CO INC                NY       1.01                           10/30/07

HIGHBURY FINANCIAL INC                  DE       1.01,9.01                      10/31/07

HMS HOLDINGS CORP                                2.02,7.01,9.01                 11/01/07

Hong Kong Highpower Technology, Inc.    DE       1.01,2.01,2.02,3.02,4.01,5.01, 11/02/07
					         5.02,5.03,5.06
  
HOOPER HOLMES INC                       NY       5.02,9.01                      10/30/07

HORIZON OFFSHORE INC                    DE       8.01,9.01                      11/02/07

HouseValues, Inc.                       WA       1.01,2.01                      11/01/07

HouseValues, Inc.                       WA       2.02,9.01                      11/05/07

HouseValues, Inc.                       WA       2.05,2.06                      07/31/07    AMEND

Houston Wire & Cable CO                          2.02                           11/02/07

HUBBELL INC                             CT       1.01,9.01                      10/31/07

HUTTON HOLDINGS CORP                    NV       5.02                           11/05/07

HYDRON TECHNOLOGIES INC                 NY       1.01,3.02,9.01                 10/30/07

IAC/INTERACTIVECORP                     DE       8.01                           11/05/07

IBIS TECHNOLOGY CORP                    MA       8.01,9.01                      11/05/07

ICAD INC                                DE       2.02,9.01                      11/02/07

ICT TECHNOLOGIES INC                    DE       5.03,9.01                      11/05/07

II-VI INC                               PA       8.01                           11/02/07

IMARX THERAPEUTICS INC                           8.01,9.01                      10/31/07

IMMUCELL CORP /DE/                      DE       2.02,9.01                      11/02/07

IMPERIAL CAPITAL BANCORP, INC.          DE       2.02,9.01                      10/30/07

IndyMac INDX Mortgage Loan Trust 2007            9.01                           11/05/07

Innophos Holdings, Inc.                          8.01                           11/05/07

INNOVATIVE SOFTWARE TECHNOLOGIES INC    CA       4.01,9.01                      11/01/07

INNOVEX INC                             MN       2.02,9.01                      11/05/07

INTEGRA BANK CORP                       IN       7.01,9.01                      11/05/07

Integrated Healthcare Holdings Inc      NV       7.01,9.01                      10/31/07

InterDigital, Inc.                      PA       7.01,9.01                      11/02/07

INTEST CORP                             DE       2.02,5.03,9.01                 10/30/07

INVERTED PARADIGMS CORP                 DE       4.01,9.01                      10/31/07

INVESTORS TITLE CO                      NC       2.02,9.01                      11/05/07

INX Inc                                 DE       2.02,7.01,9.01                 11/05/07

ISLAND PACIFIC INC                      DE       1.01,7.01,9.01                 11/01/07

J P MORGAN CHASE & CO                   DE       9.01                           11/01/07

JACKSON HEWITT TAX SERVICE INC          DE       1.01,7.01,9.01                 10/31/07

Jaguar Acquisition Corp.                DE       1.01,9.01                      10/30/07

JAMES RIVER GROUP, INC                  DE       2.02,9.01                      11/05/07

K-FED BANCORP                                    5.02                           10/31/07

KAISER GROUP HOLDINGS INC               DE       8.01                           11/02/07

Kandi Technologies Corp                          8.01,9.01                      10/31/07

KAPSTONE PAPER & PACKAGING CORP         DE       2.02,9.01                      11/05/07

KATY INDUSTRIES INC                     DE       1.01,9.01                      11/05/07

KBR, INC.                               DE       5.02,9.01                      11/01/07

KEITHLEY INSTRUMENTS INC                OH       2.02,9.01                      11/05/07

KEY ENERGY SERVICES INC                 MD       8.01,9.01                      11/02/07

KIMBALL INTERNATIONAL INC               IN       2.02,9.01                      11/05/07

KING PHARMACEUTICALS INC                TN       1.01,5.02,9.01                 10/30/07

KINTERA INC                                      5.03,9.01                      10/31/07

KMG America CORP                        VA       2.02,9.01                      11/05/07

KONA GRILL INC                          DE       5.02,5.03,9.01                 10/30/07

KORN FERRY INTERNATIONAL                DE       8.01,9.01                      11/02/07

Kreido Biofuels, Inc.                   NV       5.02                           10/31/07

L-1 IDENTITY SOLUTIONS, INC.            DE       2.02,5.02,5.03,9.01            10/30/07

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           11/05/07

LEGACY RESERVES LP                      DE       7.01,9.01                      11/05/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           10/31/07

LEMAITRE VASCULAR INC                            2.02,9.01                      11/05/07

LIFETIME BRANDS, INC                    DE       1.01,5.03,9.01                 11/01/07

Limelight Networks, Inc.                DE       2.02,9.01                      11/05/07

LIPID SCIENCES INC/                     AZ       2.02,9.01                      11/05/07

LITFUNDING CORP                         NV       5.02,9.01                      11/05/07

LITTLE SQUAW GOLD MINING CO             AK       8.01,9.01                      10/31/07

LITTLE SQUAW GOLD MINING CO             AK       8.01,9.01                      11/01/07

LIVEDEAL INC                            NV       2.02,9.01                      10/30/07

LOCAL.COM                               DE       2.02,9.01                      11/05/07

LOJACK CORP                             MA       1.01,9.01                      11/05/07

Macy's, Inc.                            DE       5.02,9.01                      11/01/07

MARATHON OIL CORP                       DE       2.02,9.01                      11/01/07

MASTERCARD INC                          DE       5.02,8.01,9.01                 11/05/07

MEDICAL SOLUTIONS MANAGEMENT INC.       NV       1.01,9.01                      04/30/07    AMEND

MEDIVATION, INC.                        DE       7.01,9.01                      11/05/07

MENTOR GRAPHICS CORP                    OR       2.02                           11/05/07

MERCURY GENERAL CORP                    CA       2.02,9.01                      11/05/07

MESA AIR GROUP INC                      NV       8.01,9.01                      10/30/07

METABASIS THERAPEUTICS INC                       2.02,9.01                      11/05/07

METABOLIX, INC.                         DE       2.02,9.01                      11/05/07

MICRON ENVIRO SYSTEMS INC               NV       5.02                           11/05/07

MICROSTRATEGY INC                       DE       2.02,9.01                      10/30/07

MINES MANAGEMENT INC                    ID       1.01,3.02,9.01                 11/02/07

MISTRAL VENTURES INC                    NV       1.01,3.02,9.01                 09/04/07

MOD PAC CORP                            NY       2.02,9.01                      11/05/07

MOLDFLOW CORP                                    2.02,9.01                      11/05/07

Morgan Stanley Mortgage Loan Trust 20   DE       1.01                           10/31/07

MOSAIC CO                                        7.01,9.01                      11/05/07

MULTI FINELINE ELECTRONIX INC                    2.02,9.01                      11/05/07

MYCOM GROUP INC /NV/                    NV       5.02                           10/30/07

NANO PROPRIETARY  INC                   TX       2.02,9.01                      11/01/07

NATIONAL DENTEX CORP /MA/               MA       2.02,9.01                      11/05/07

NATIONAL RETAIL PROPERTIES, INC.        MD       2.02,9.01                      11/05/07

NATIONAL SEMICONDUCTOR CORP             DE       8.01                           10/31/07

NAUTILUS, INC.                          WA       5.02                           10/29/07

NEOMEDIA TECHNOLOGIES INC               DE       1.01,2.01,2.06,9.01            10/30/07

NESS TECHNOLOGIES INC                            2.02,7.01,9.01                 11/05/07

NESS TECHNOLOGIES INC                            2.02,7.01,9.01                 11/05/07

NEUROBIOLOGICAL TECHNOLOGIES INC /CA/   DE       1.01,2.04,3.03,9.01            11/02/07

NeurogesX Inc                           CA       5.02                           10/30/07

NEW WORLD BRANDS INC                    DE       8.01,9.01                      10/30/07

NEWPARK RESOURCES INC                   DE       2.02,9.01                      11/05/07

NEXMED INC                              NV       1.01,5.02,9.01                 10/31/07

NORTHEAST UTILITIES                     MA       2.02,7.01,9.01                 11/05/07

Northfield Bancorp, Inc.                X1       8.01,9.01                      11/05/07

NORTHWESTERN CORP                       DE       7.01,9.01                      11/05/07

NOVACEA INC                             DE       7.01,9.01                      11/05/07

NOVATEL WIRELESS INC                    DE       2.02,9.01                      11/05/07

NT MEDIA CORP OF CALIFORNIA INC         DE       4.01                           10/22/07    AMEND

NTR Acquisition Co.                     DE       1.01,3.02,7.01,8.01,9.01       11/02/07

NU SKIN ENTERPRISES INC                 DE       2.02,9.01                      11/05/07

NU SKIN ENTERPRISES INC                 DE       2.05                           11/02/07

NUCO2 INC /FL                           FL       2.02,7.01,9.01                 11/05/07

OccuLogix, Inc.                         DE       8.01,9.01                      11/01/07

OGE ENERGY CORP                         OK       8.01,9.01                      11/05/07

Omrix Biopharmaceuticals, Inc.          DE       2.02                           11/05/07

Omrix Biopharmaceuticals, Inc.          DE       2.02                           11/05/07    AMEND

OneBeacon Insurance Group, Ltd.         D0       2.02,9.01                      11/05/07

Opexa Therapeutics, Inc.                TX       2.02,9.01                      11/02/07

OPPENHEIMER HOLDINGS INC                A6       1.01                           11/04/07

Orchids Paper Products CO /DE           DE       2.02,7.01,9.01                 11/01/07

Organic To Go Food CORP                 DE       3.02,5.02,9.01                 10/30/07

ORIENTAL FINANCIAL GROUP INC            PR       5.02,9.01                      10/31/07

ORTHOLOGIC CORP                         DE       2.02                           11/05/07

OSAGE BANCSHARES, INC.                  MD       8.01,9.01                      11/05/07

OTTER TAIL CORP                         MN       2.02,9.01                      11/01/07

OUTDOOR CHANNEL HOLDINGS INC                     4.02,9.01                      10/30/07

PACIFIC GAS & ELECTRIC CO               CA       7.01,9.01                      11/02/07

PACIFIC MERCANTILE BANCORP              CA       2.02,9.01                      11/02/07

PACIFIC PREMIER BANCORP INC             DE       7.01,9.01                      11/05/07

PACKETPORT COM                          NV       8.01,9.01                      11/05/07

Paramount Acquisition Corp              DE       8.01,9.01                      11/05/07

PEDIATRIC PROSTHETICS INC                        4.01,9.01                      11/02/07

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA       2.02,9.01                      10/30/07

PEPSICO INC                             NC       5.02,8.01,9.01                 11/02/07

PG&E CORP                               CA       7.01,9.01                      11/02/07

PHOENIX COMPANIES INC/DE                DE       2.02,9.01                      10/31/07

PICO HOLDINGS INC /NEW                  CA       5.03,9.01                      11/02/07

PIPEX PHARMACEUTICALS, INC.             DE       8.01,9.01                      11/05/07

PLC SYSTEMS INC                                  2.02,9.01                      11/05/07

POINT BLANK SOLUTIONS, INC.             DE       8.01,9.01                      10/30/07

POLARIS INDUSTRIES INC/MN               MN       7.01                           11/05/07

PPL CORP                                PA       7.01,9.01                      11/05/07

PRIMUS TELECOMMUNICATIONS GROUP INC     DE       2.02,9.01                      11/05/07

PROSPECT CAPITAL CORP                   MD       8.01,9.01                      11/05/07

pSivida LTD                             C3       2.02,9.01                      10/31/07

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       7.01,9.01                      11/04/07

PUREDEPTH, INC.                         CO       5.02,9.01                      10/30/07

QUALITY SYSTEMS INC                     CA       2.02,9.01                      10/31/07

QUIKSILVER INC                          DE       1.01                           10/30/07

RADYNE CORP                             DE       2.02                           11/05/07

RAE SYSTEMS INC                         DE       2.02,9.01                      11/01/07

RAIT Financial Trust                    MD       2.02,9.01                      11/05/07

RAM Holdings Ltd.                       D0       5.02,9.01                      11/01/07

RAM Holdings Ltd.                       D0       2.02,7.01,9.01                 11/05/07

ReAble Therapeutics Finance LLC         DE       8.01                           11/05/07

REDWOOD TRUST INC                       MD       2.02,9.01                      11/05/07

REPROS THERAPEUTICS INC.                DE       7.01,9.01                      11/05/07

REPUBLIC SERVICES INC                   DE       2.02,9.01                      11/05/07

RGC RESOURCES INC                       VA       1.01,2.01                      10/31/07

RIDGEWOOD ELECTRIC POWER TRUST II       DE       8.01                           11/05/07

Rockwood Holdings, Inc.                 DE       1.01,9.01                      10/31/07

Rosetta Resources Inc.                  DE       5.02,9.01                      11/02/07

ROYAL GOLD INC                          DE       8.01,9.01                      11/05/07

RURBAN FINANCIAL CORP                   OH       7.01,9.01                      11/05/07

SAFETY INSURANCE GROUP INC              DE       2.02,9.01                      11/05/07

SAGA COMMUNICATIONS INC                 DE       2.02,9.01                      11/05/07

SANFILIPPO JOHN B & SON INC             DE       2.02,9.01                      11/05/07

SANFILIPPO JOHN B & SON INC             DE       7.01,9.01                      11/05/07

Sara Lee Corp                           MD       5.02                           11/05/07

SAVIENT PHARMACEUTICALS INC             DE       2.02,9.01                      10/30/07

SCIELE PHARMA, INC.                     DE       8.01,9.01                      11/05/07

SCOLR Pharma, Inc.                      DE       7.01,9.01                      11/05/07

SECURITY NATIONAL FINANCIAL CORP        UT       9.01                           10/09/07

SERVICE 1ST BANCORP                     CA       5.02,9.01                      11/02/07

Shire plc                                        8.01,9.01                      11/02/07

SHOSHONE SILVER MINING CO INC                    5.02,9.01                      10/31/07

SHUFFLE MASTER INC                      MN       5.02                           11/01/07

SIRIUS SATELLITE RADIO INC              DE       8.01                           11/05/07

SNAP ON INC                             DE       3.03,5.03,9.01                 11/01/07

SOMANETICS CORP                         MI       5.03,9.01                      11/02/07

SOMERSET HILLS BANCORP                  NJ       2.02,9.01                      11/01/07

SONO TEK CORP                           NY       7.01,9.01                      10/31/07

Spectrum Brands, Inc.                   WI       8.01,9.01                      11/02/07    AMEND

SPRINT NEXTEL CORP                      KS       5.02                           08/07/07    AMEND

STAAR SURGICAL CO                       DE       2.02,5.02,7.01                 10/30/07

STAKTEK HOLDINGS INC                    DE       2.02,9.01                      11/05/07

Star Maritime Acquisition Corp.         DE       8.01,9.01                      11/02/07

STERLING BANCORP                        NY       2.02,7.01,9.01                 11/02/07

STEWARDSHIP FINANCIAL CORP              NJ       2.02,9.01                      10/31/07

STIFEL FINANCIAL CORP                   DE       2.02,9.01                      11/05/07

STILLWATER MINING CO /DE/               DE       2.02,9.01                      11/05/07

STONE TAN CHINA ACQUISITION CORP.                8.01,9.01                      10/31/07

SUN HYDRAULICS CORP                     FL       2.02,9.01                      11/05/07

SUN MICROSYSTEMS, INC.                  DE       2.02,9.01                      11/05/07

SUNTRUST BANKS INC                      GA       8.01,9.01                      10/31/07

SUPREME INDUSTRIES INC                  DE       8.01,9.01                      10/30/07

Switch & Data Facilities Company, Inc   DE       1.01,2.03,9.01                 10/30/07

SWS GROUP INC                           DE       2.02,9.01                      11/05/07

SYSCO CORP                              DE       2.02,9.01                      11/05/07

T-3 ENERGY SERVICES INC                 TX       2.02,9.01                      11/05/07

TAPESTRY PHARMACEUTICALS, INC           DE       2.02,9.01                      11/05/07

TARGETED GENETICS CORP /WA/             WA       2.02,9.01                      10/31/07

TBS INTERNATIONAL LTD                            7.01,9.01                      11/05/07

Teknik Digital Arts Inc.                NV       1.01                           04/27/07

TEMPLE INLAND INC                       DE       5.02                           11/02/07

TEREX CORP                              DE       8.01,9.01                      11/05/07

TERRESTAR CORP                          DE       7.01,9.01                      11/05/07

TETRA TECHNOLOGIES INC                  DE       2.02,9.01                      11/05/07

THOMAS & BETTS CORP                     TN       2.01,9.01                      11/05/07

TLC VISION CORP                         A6       2.02,9.01                      11/05/07

TMSF HOLDINGS INC.                      UT       8.01                           11/05/07

TNS INC                                          2.02,7.01,9.01                 11/05/07

Trans-Science Corp                      CA       8.01,9.01                      11/05/07

Travelport LTD                          D0       9.01                           11/05/07    AMEND

TRI-ISTHMUS GROUP, INC.                 DE       1.01,2.01,2.03,3.02,7.01,9.01  10/30/07

TRICO MARINE SERVICES INC               DE       7.01,9.01                      11/05/07

TRIMAS CORP                             DE       5.02,9.01                      11/05/07

U-Store-It Trust                        MD       5.03,9.01                      10/30/07

UNITED RETAIL GROUP INC/DE              DE       3.01,3.02                      11/05/07

UNITY WIRELESS CORP                     DE       5.02                           11/05/07

UNIVERSAL AMERICAN FINANCIAL CORP       NY       5.02                           09/21/07

UNIVERSAL STAINLESS & ALLOY PRODUCTS    DE       8.01,9.01                      11/05/07

URS CORP /NEW/                          DE       1.01,7.01,9.01                 11/04/07

US AIRWAYS GROUP INC                    DE       2.02,9.01                      11/05/07

USEC INC                                DE       5.02                           10/31/07

Vangent, Inc.                           DE       5.02                           10/31/07

VEECO INSTRUMENTS INC                   DE       7.01,8.01,9.01                 11/05/07

VENTURE LENDING & LEASING IV INC        MD       5.02                           11/05/07

Venture Lending & Leasing V, Inc.       MD       5.02                           11/05/07

VERINT SYSTEMS INC                               8.01,9.01                      11/05/07

VERISIGN INC/CA                         DE       8.01,9.01                      11/02/07

VERMILLION, INC.                        DE       1.01,5.02,9.01                 11/01/07

VIGNETTE CORP                           DE       8.01,9.01                      11/02/07

VIKING SYSTEMS INC                      DE       5.02                           10/30/07

VIRAGE LOGIC CORP                       CA       2.02,9.01                      11/05/07

Vocus, Inc.                             DE       5.02                           10/31/07

Voyager Petroleum, Inc.                 NV       1.01,5.02,9.01                 08/23/07

Voyager Petroleum, Inc.                 NV       1.01,5.02,9.01                 10/29/07    AMEND

WACCAMAW BANKSHARES INC                 NC       1.01,5.02                      10/30/07

WaferGen Bio-systems, Inc.              NV       2.02,7.01                      11/02/07

WARNACO GROUP INC /DE/                  DE       2.02,9.01                      11/05/07

WASHINGTON GROUP INTERNATIONAL INC      DE       1.01,5.02,7.01,9.01            11/04/07

WATTS WATER TECHNOLOGIES INC            DE       5.02                           11/02/07    AMEND

WELLCARE HEALTH PLANS, INC.             DE       8.01,9.01                      11/02/07

WELLCARE HEALTH PLANS, INC.             DE       2.02,8.01,9.01                 11/05/07

WESBANCO INC                            WV       8.01,9.01                      11/05/07

WESCO FINANCIAL CORP                    CA       2.02,9.01                      11/02/07

WHEELING PITTSBURGH CORP /DE/           DE       1.01,9.01                      10/31/07

WHITE MOUNTAINS INSURANCE GROUP LTD     D0       2.02,9.01                      11/05/07

WILLBROS GROUP INC                      R1       1.01,9.01                      11/02/07

WILLIAMS COAL SEAM GAS ROYALTY TRUST    DE       2.02,9.01                      11/02/07

WILLIS GROUP HOLDINGS LTD               D0       7.01,9.01                      11/02/07

WITS BASIN PRECIOUS MINERALS INC        MN       1.01,1.02,7.01,9.01            10/31/07

WJ COMMUNICATIONS INC                   DE       2.02,9.01                      11/05/07

WORLD ENERGY SOLUTIONS, INC.            FL       3.02,8.01                      11/05/07

WPT ENTERPRISES INC                              2.02,9.01                      11/05/07

XECHEM INTERNATIONAL INC                DE       2.04,5.02,8.01                 10/29/07

XENOMICS INC                            FL       1.01,8.01,9.01                 10/30/07

XETA TECHNOLOGIES INC                   OK       8.01,9.01                      10/31/07

XFONE INC                               NV       1.01,9.01                      11/05/07

XL CAPITAL LTD                                   5.02,9.01                      11/01/07

XO HOLDINGS INC                         DE       8.01,9.01                      11/05/07

XSUNX INC                               CO       1.01,3.02,9.01                 11/02/07    AMEND

YOUBET COM INC                          DE       1.01,9.01                      10/30/07

YTB International, Inc.                 NY       8.01,9.01                      11/05/07

Z TRIM HOLDINGS, INC                    IL       3.01,7.01,9.01                 11/02/07

Zep Inc.                                DE       1.01,3.03,5.02,8.01,9.01       10/30/07

ZVUE CORP                               DE       1.01,2.01,2.03,3.02,5.03,8.01, 10/30/07
					         9.01



                           

 

http://www.sec.gov/news/digest/2007/dig110607.htm


Modified: 11/06/2007