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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2007-213				     	      November 5, 2007



COMMISSION ANNOUNCEMENTS


SEC  STAFF  RELEASES  ACCOUNTING BULLETIN FOR WRITTEN LOAN COMMITMENTS
RECORDED AT FAIR VALUE UNDER GAAP

The  U.S.  Securities  and  Exchange  Commission's Office of the Chief
Accountant  and  Division  of  Corporation Finance announced today the
release  of  Staff  Accounting  Bulletin  (SAB) No. 109, "Written Loan
Commitments  Recorded  at  Fair  Value  Through  Earnings."  This  SAB
provides  the  staff's  views  on  the  accounting  for  written  loan
commitments  that  are  recorded  at fair value through earnings under
generally   accepted  accounting  principles.  This  SAB  revises  and
rescinds  portions  of  Topic  5:  DD  of  the  codification  of staff
accounting   bulletins  (i.e.,  Staff  Accounting  Bulletin  No.  105,
"Application  of  Accounting Principles to Loan Commitments") in order
to  make  the  staff's  views  consistent  with  current authoritative
accounting guidance. (SAB 109; Press Rel. 2007-225)


ENFORCEMENT PROCEEDINGS


IN THE MATTER OF CHARLES N. WATSON

On   November   2,   the   Commission   issued   an  Order Instituting
Administrative   Proceedings   Pursuant   to   Section   15(b)  of the
Securities      Exchange  Act  of  1934  and  Section  203(f)  of  the
Investment  Advisers  Act  of  1940,  Making  Findings,  and  Imposing
Remedial  Sanctions  (Order)  against  Charles  N.  Watson. According 
to  the  Order,  from  Oct.  1,  2004,  until  March  22, 2005, Watson
was  a  registered  representative  associated with an entity that was
registered  with  the  Commission  as  a  broker-dealer  and  with the
State  of West Virginia as an investment adviser. The Order finds that
on April 21, 2006, Watson pled guilty to one count of money laundering
before  the  United  States District Court for the Eastern District of
Florida  in  United States v. Watson, case number 6:06-cr-44-Orl-28KRS
and  that  on Sept. 28, 2006, Watson was sentenced to a prison term of
50   months  followed  by  3  years  probation  and  ordered  to  make
restitution  of  $6,624,000.  According  to  the  Order,  in  his plea
agreement  in  the criminal case, Watson admitted that he was involved
in  a  scheme  to  defraud  investors  in two hedge funds. Watson also
admitted that from November 2002 to January 2005, he raised $6,813,500
from  at least 36 investors through the offer and sale of interests in
the  two  hedge funds. In his plea agreement, Watson further admitted,
among  other  things,  that  he spent $1.4 million of one of the hedge
fund's  assets  for  his  personal  use  and  mailed  investors  false
financial  statements  containing  materially inflated rates of return
which  failed  to  disclose  his trading losses and misuse of investor
funds. Based on the above, the Order bars Watson from association with
any  broker,  dealer  or  investment  adviser. Watson consented to the
issuance of the Order without admitting or denying the findings in the
Order.    (Rels.  34-56737;  IA-2676;  File  No.  3-12885)

COMMISSION SANCTIONS VICTOR TEICHER

The  Commission  has  denied  a  motion  by Victor Teicher to modify a
Commission  bar  order imposing on Teicher a bar from association with
any   broker,  dealer,  investment  company,  investment  adviser,  or
municipal securities dealer. Teicher sought to modify the bar order to
permit  him  to  associate  with an investment adviser. The Commission
determined that "there are no compelling circumstances here that would
warrant  modification of the administrative bar order." The Commission
found  that  "the  public interest and investor protection will not be
served  if  Teicher  is  permitted  to  associate  with  an investment
adviser." (Rel. 34-56744; File No. 3-8394)

SEC   FILES  SETTLED  ENFORCEMENT  ACTION  AGAINST  HEDGE  FUND  TCMP3
PARTNERS, L.P. FOR ENGAGING IN UNLAWFUL "PIPE" TRADING 

The  Commission  filed a settled action today against New Jersey-based
hedge  fund  TCMP3  Partners, L.P., its general partner TCMP3 Capital,
LLC,  its  investment  manager  Titan  Capital  Management,  LLC,  and
portfolio  managers  Walter  M.  Schenker and Steven E. Slawson in the
U.S.  District  Court  for  the  District  of Columbia. The defendants
agreed to settle the Commission's charge that they violated of Section
5 of the Securities Act of 1933 (Securities Act) in connection with 26
unregistered  securities  offerings, which are commonly referred to as
"PIPEs"  (Private Investment in Public Equity). The Commission alleges
in  its  complaint  that  the  defendants typically, after agreeing to
invest  in  a  PIPE  offering,  sold  short  the  issuer's  stock. The
Commission's  complaint  further  alleges  that,  once  the Commission
declared  the  resale  registration  statement  for  a PIPE effective,
defendants  used  some  or  all  of  the PIPE shares to close out pre-
effective  date  short  positions  by  journaling PIPE shares to their
short account.

To  settle  the Commission's charges, and without admitting or denying
the  allegations  in  the  complaint,  the defendants consented to the
entry  of  a  final  judgment  permanently  enjoining them from future
violations of Section 5 of the Securities Act and ordering them to pay
a total of $1,195,060 in disgorgement, prejudgment interest, and civil
penalties.  Specifically,  the  final  judgment orders TCMP3 Partners,
L.P.  to  pay $888,624 in disgorgement and prejudgment interest, TCMP3
Capital, LLC to pay $149,130 in disgorgement and prejudgment interest,
and  Titan  Capital  Management, LLC to pay $7,306 in disgorgement and
prejudgment  interest, and further orders Schenker and Slawson each to
pay  a  $75,000  civil  penalty.  The  Commission's  investigation  is
continuing.  [SEC  v.  TCMP3 Partners, L.P., TCMP3 Capital, LLC, Titan
Capital  Management,  LLC,  Walter M. Schenker, and Steven E. Slawson,
Civil Action No. 1:07CV01990 (JDB) (D.D.C.)] (LR-20356)

COURT  ENTERS  PRELIMINARY  INJUNCTION  AGAINST THOMPSON PRICE HOLDING
INC. AND DAMIR LUKOVIC A/K/A/ GREG THOMPSON 

The  Commission  announced  today  that  on  Oct.  31,  2007, the U.S.
District  Court  for  the  Southern  District  of  New York, entered a
preliminary  injunction  order  on  consent (Order) against Defendants
Thompson  Price Holding Inc. (Thompson Price) and Damir Lukovic a/k/a/
Greg  Thompson  (Lukovic)  (collectively, Defendants). Pending a final
disposition  of the Commission's enforcement action, the Order enjoins
Defendants from violating Sections and 17 (a) of the Securities Act of
1933,  Section  10(b) of the Securities Exchange Act of 1934 (Exchange
Act) and Rule 10b-5 thereunder, and Section 15(a) of the Exchange Act.

The  Commission's  complaint,  filed  on  Oct.  25, 2007, alleges that
Defendants defrauded unsuspecting investors in the United States (many
of  whom  are  senior  citizens)  by inducing investors to send checks
purportedly for the purchase of shares in the initial public offerings
of  several Australian companies. Thompson Price's president, Lukovic,
using  the alias "Greg Thompson," made false and misleading statements
to  prospective  investors,  including  that:  (i)  Thompson Price had
received  an  "allocation"  of  shares  in the IPOs; and (ii) Thompson
Price  would use investors' funds to purchase IPO stock. In fact, each
of  these representations was false and misleading. Thompson Price was
not  an underwriter or a broker-dealer. It had no affiliation with any
of  the  Australian companies or their underwriters. It never received
any  allocation  of  stock  from  those  IPOs. And most important, the
Defendants  did  not purchase IPO stock with the investors' money, but
instead  misappropriated  the  money  for  their  own  use. Defendants
induced  at  least  ten  investors  to send investment checks worth at
least $107,730.

On  Oct.  25,  2007,  the Court granted, among other emergency relief,
orders freezing the Defendants' assets. In its enforcement action, the
Commission  is seeking additional relief, including orders permanently
enjoining  the  Defendants  from  committing  future violations of the
foregoing  federal  securities laws, and a final judgment (i) ordering
the  Defendants to disgorge ill-gotten gains, and (ii) assessing civil
penalties against the Defendants. [SEC v. Thompson Price Holding Inc.,
et al., Civil Action No. CV 07-9525 (RMB) (SDNY)] (LR-20357)


STANDARDS SETTING BOARDS


FINAL RULE AMENDMENTS

The  Commission  approved  proposed  rule  amendments  (PCAOB-2006-03)
submitted  by  the  Public  Company  Accounting Oversight Board to its
rules  governing  inspections  of  registered public accounting firms.
Publication  is  expected  in  the Federal Register during the week of
November 5. (Rel. 34-56738) 


SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

The  Commission  issued  a  notice  of  immediate  effectiveness  of a
proposed  rule  change  (SR-Phlx-2007-82)  filed by Philadelphia Stock
Exchange  to  amend  the  Market  Access  Provider  Subsidy section of
the     Exchange's  fee  schedule.  Publication  is  expected  in  the
Federal Register during the week of November 5. (Rel. 34-56725)

SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


S-1     Capstar Acquisition Corp., 600 CONGRESS AVENUE, SUITE 1400, AUSTIN, TX, 
        78701, 512-340-7800 - 0 ($230,000,000.00) Equity, (File 333-147096 - 
        Nov. 2) (BR. 08)

S-8     UNIVERSAL DETECTION TECHNOLOGY, 9595 WILSHIRE BOULEVARD, SUITE 700, 
        BEVERLY HILLS, CA, 90212, 3102483655 - 
        150,000,000 ($285,000.00) Equity, (File 333-147097 - Nov. 2) (BR. 10C)

SB-2    China Natural Gas, Inc., TANG XING SHU MA BUILDING, SUITE 418, 
        TANG XING ROAD, XIAN, SHAANXI PROVINCE, F4, 00000, 86-29-88323325 - 
        60,854,257 ($60,854,257.00) Equity, (File 333-147098 - Nov. 2) (BR. 02A)

F-3     Danaos Corp, 14 AKTI KONDYLI, 185 45 PIRAEUS, ATHENS, J3, 00000, 
        011302104496480 - 0 ($2,599,454,665.00) Other, (File 333-147099 - 
        Nov. 2) (BR. 05A)

F-9     BROOKFIELD ASSET MANAGEMENT INC., BCE PLACE  181 BAY ST, 
        STE 300  PO BOX 762, TORONTO ONTARIO, A6, M5J2T3, 4163639491 - 
        1,150,000,000 ($1,150,000,000.00) Other, (File 333-147100 - Nov. 2) 
        (BR. 06A)

S-8     Constant Contact, Inc., 1601 TRAPELO ROAD, SUITE 329, WALTHAM, MA, 
        02451, 781-472-8100 - 0 ($67,726,084.00) Equity, (File 333-147101 - 
        Nov. 2) (BR. 11C)

S-1     NameMedia, Inc., 230 THIRD AVENUE, WALTHAM, MA, 02451, 781-839-2800 - 
        0 ($172,500,000.00) Equity, (File 333-147102 - Nov. 2) (BR. 03)

S-3     TUESDAY MORNING CORP/DE, 6250 LBJ FREEWAY, DALLAS, TX, 75240, 
        2143873562 - 0 ($83,876,494.00) Equity, (File 333-147103 - Nov. 2) 
        (BR. 02C)

SB-2    Casita Enterprises, Inc., 1093 E. MAIN ST.#508, EL CAJON, CA, 92021, 
        775-352-4133 - 6,500,000 ($26,000.00) Equity, (File 333-147104 - 
        Nov. 2) (BR. 03)

S-8     NEW M&I CORP, 770 NORTH WATER STREET, MILWAUKEE, WI, 53202, 
        414-765-7700 - 46,369,291 ($2,041,408,036.28) Equity, 
        (File 333-147105 - Nov. 2) (BR. 07)

SB-2    TenantWIZ Software Corp., 650 SOUTH HILL STREET, #J-4, LOS ANGELES, CA, 
        90014, 866-993-6879 - 8,000,000 ($8,000.00) Equity, (File 333-147106 - 
        Nov. 2) (BR. 03)

S-8     Builders FirstSource, Inc., 2001 BRYAN STREET, SUITE 1600, DALLAS, TX, 
        75201, (214) 880-3500 - 2,500,000 ($20,050,000.00) Equity, 
        (File 333-147107 - Nov. 2) (BR. 06A)

S-8     BABYUNIVERSE, INC., 150 SOUTH U.S. HIGHWAY ONE, SUITE 500, JUPITER, FL, 
        33477, 561-277-6400 - 698,110 ($7,529,116.35) Equity, 
        (File 333-147108 - Nov. 2) (BR. 02A)

S-8     HASBRO INC, 1027 NEWPORT AVE, P O BOX 1059, PAWTUCKET, RI, 02861, 
        4014318697 - 7,500,000 ($222,975,000.00) Equity, (File 333-147109 - 
        Nov. 2) (BR. 05A)

SB-2    Tone in Twenty, 201 LAS VEGAS BLVD S, SUITE 200, LAS VEGAS, NV, 89101, 
        702-604-7038 - 100,425,000 ($2,008,500.00) Equity, (File 333-147111 - 
        Nov. 2) (BR. 05)

S-3     CAPITAL AUTO RECEIVABLES LLC, 1209 ORANGE STREET, WILMINGTON, DE, 
        19801, 3135561240 - 0 ($20,000,000,000.00) Asset-Backed Securities, 
        (File 333-147112 - Nov. 2) (BR. 05D)

S-3     HERSHA HOSPITALITY TRUST, 44 HERSHA DRIVE, HARRISBURG, PA, 17102, 
        7177702405 - 2,066,189 ($21,591,675.00) Equity, (File 333-147113 - 
        Nov. 2) (BR. 08B)

S-3     CenterPoint Energy Transition Bond CO III, LLC, 
        1111 LOUISIANA STREET, SUITE 4689A, HOUSTON, TX, 77002, (713)207-5747 - 
        0 ($1,000,000.00) Other, (File 333-147114 - Nov. 2) (BR. )

S-8     GIBRALTAR INDUSTRIES, INC., 3556 LAKE SHORE ROAD, P O BOX 2028, 
        BUFFALO, NY, 14219-0228, 7168266500 - 437,911 ($7,637,167.84) Equity, 
        (File 333-147117 - Nov. 2) (BR. 06B)

S-3     NEUROCRINE BIOSCIENCES INC, 12790 EL CAMINO REAL, SAN DIEGO, CA, 92130, 
        (858) 617-7600 - 0 ($150,000,000.00) Equity, (File 333-147118 - Nov. 2) 
        (BR. 01B)

S-8     Southeastern Bank Financial CORP, 3530 WHEELER RD, AUGUSTA, GA, 30909, 
        7067386990 - 451,751 ($16,263,036.00) Equity, (File 333-147119 - 
        Nov. 2) (BR. 07C)

S-8     NEUROCRINE BIOSCIENCES INC, 12790 EL CAMINO REAL, SAN DIEGO, CA, 92130, 
        (858) 617-7600 - 538,449 ($5,271,416.00) Equity, (File 333-147120 - 
        Nov. 2) (BR. 01B)

N-2     Highland Credit Strategies Fund, TWO GALLERIA TOWER, 
        13455 NOEL ROAD, SUITE 800, DALLAS, TX, 75240, 877-665-1287 - 
        100,000 ($1,838,000.00) Equity, (File 333-147121 - Nov. 2) (BR. 16)

S-3     CLECO POWER LLC, 2030 DONAHUE FERRY ROAD, PINEVILLE, LA, 71360, 
        3184847400 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-147122 - 
        Nov. 2) (BR. 02A)

S-3ASR  WILLBROS GROUP INC, DRESDNER BANK BUILDING, 
        50TH STREET 8TH FLOOR PO BOX 850048, PANAMA 5 REPUBLIC OF, R1, 00000, 
        5072639282 - 0 ($0.00) Equity, (File 333-147123 - Nov. 2) (BR. 04C)

S-8     YAHOO INC, 4083493300 - 0 ($38,879,237.38) Equity, (File 333-147124 - 
        Nov. 2) (BR. 03B)

S-8     YAHOO INC, 4083493300 - 0 ($39,810,462.21) Equity, (File 333-147125 - 
        Nov. 2) (BR. 03B)

F-10    NORTH AMERICAN PALLADIUM LTD, NORTH AMERICAN PALLADIUM STD, 
        130 ADELAIDE STREET W SUITE 2116, TORONTO ONTARIO CANA, A6, M5H3P5, 
        4163602655 - 0 ($300,000,000.00) Equity, (File 333-147126 - Nov. 2) 
        (BR. 04B)

S-8     Ulta Salon, Cosmetics & Fragrance, Inc., 1135 ARBOR DRIVE, ROMEOVILLE, 
        IL, 60446, (630) 226-0020 - 0 ($175,191,857.00) Equity, 
        (File 333-147127 - Nov. 2) (BR. 02)

S-8     ASML HOLDING NV, DE RUN 6501, DR VELDHOVEN, P7, 5504, 31402683000 - 
        0 ($9,531,500.00) Equity, 0 ($3,253,250.00) Other, (File 333-147128 - 
        Nov. 2) (BR. 10A)

S-4     FOREST OIL CORP, 707 SEVENTEENTH STREET, SUITE 3600, DENVER, CO, 80202, 
        3038121400 - 0 ($750,000,000.00) Debt, (File 333-147129 - Nov. 2) 
        (BR. 04A)

S-8     SANOFI-AVENTIS, 174 AVENUE DE FRANCE, PARIS, I0, 75013, 33153774400 - 
        1,350,000 ($94,911,750.00) Equity, (File 333-147130 - Nov. 2) (BR. 01C)

S-4     NEW MOTION, INC., 42 CORPORATION PARK, SUITE 250, IRVINE, CA, 92606, 
        (949) 777-3700 - 11,917,520 ($107,484,515.60) Equity, 
        (File 333-147131 - Nov. 2) (BR. 02A)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.	    	        DATE      COMMENT
------------------------------------------------------------------------------------------------------
250 WEST 57TH ST ASSOCIATES L.L.C.      NY       4.01,9.01                      10/31/07

3D SYSTEMS CORP                         DE       2.02,7.01,9.01                 11/01/07

60 EAST 42ND STREET ASSOCIATES L.L.C.   NY       4.01,9.01                      10/31/07

AbitibiBowater Inc.                     DE       4.01,9.01                      10/29/07

ABX AIR INC                                      7.01,9.01                      11/02/07

ACCENTIA BIOPHARMACEUTICALS INC                  1.01,2.03,3.02,9.01            10/30/07

ACHILLION PHARMACEUTICALS INC                    2.02,9.01                      11/02/07

ACORN FACTOR, INC.                      DE       5.05,9.01                      10/30/07

ACTION PRODUCTS INTERNATIONAL INC       FL       1.01,9.01                      10/31/07

ACURA PHARMACEUTICALS, INC              NY       1.01,9.01                      10/30/07

ACURA PHARMACEUTICALS, INC              NY       2.02,9.01                      11/02/07

ADVANCED ANALOGIC TECHNOLOGIES INC      DE       5.02                           10/24/07

ADVANCED COMMUNICATIONS TECHNOLOGIES    FL       2.01,9.01                      08/17/07    AMEND

ADVENTRX PHARMACEUTICALS INC            DE       8.01,9.01                      11/02/07

ADVENTRX PHARMACEUTICALS INC            DE       7.01,9.01                      11/02/07

AGILYSYS INC                            OH       2.02,7.01,9.01                 11/02/07

AGREE REALTY CORP                       DE       2.02,9.01                      11/01/07

AIRTRAN HOLDINGS INC                    NV       2.02,7.01,9.01                 10/30/07

AIS FUTURES FUND IV LP                  DE       3.02                           10/31/07

Akeena Solar, Inc.                      DE       1.01,3.02,9.01                 11/01/07

ALBANY INTERNATIONAL CORP /DE/          DE       2.05                           11/02/07

ALCOA INC                               PA       8.01,9.01                      11/02/07

ALKERMES INC                            PA       8.01,9.01                      10/31/07

ALLIANT ENERGY CORP                     WI       5.02,9.01                      11/01/07

ALLIANT ENERGY CORP                     WI       2.02,9.01                      11/02/07

ALLIANT TECHSYSTEMS INC                 DE       1.01,5.02,9.01                 10/29/07

ALLIED MOTION TECHNOLOGIES INC          CO       5.03,9.01                      10/30/07

Allis Chalmers Energy Inc.              DE       2.02,7.01,9.01                 11/02/07

ALLTEL CORP                             DE       7.01,9.01                      11/01/07

Alternative Loan Trust 2007-OA11                 7.01,9.01                      11/02/07

Altra Holdings, Inc.                    DE       2.02,9.01                      11/02/07

AMEREN CORP                             MO       8.01,9.01                      11/02/07

AMERIANA BANCORP                        IN       2.02,9.01                      10/31/07

AMERICAN BUSINESS CORP                  CO       1.03,9.01                      10/26/07

AMERICAN CRYSTAL SUGAR CO /MN/          MN       7.01                           11/01/07

AMERICAN TELSTAR INC                    CO       5.02,9.01                      11/01/07

AMERIPRISE FINANCIAL INC                DE       8.01                           10/31/07

AMGEN INC                               DE       1.01,1.02,9.01                 11/02/07

AMSURG CORP                             TN       1.01,2.03,9.01                 10/29/07

AMTECH SYSTEMS INC                      AZ       9.01                           10/08/07    AMEND

ANNAPOLIS BANCORP INC                   MD       2.02,9.01                      11/02/07

ANTHRACITE CAPITAL INC                  MD       1.01,9.01                      10/31/07

APARTMENT INVESTMENT & MANAGEMENT CO    MD       2.02,9.01                      11/02/07

API Nanotronics Corp.                            8.01,9.01                      11/01/07

APRIA HEALTHCARE GROUP INC              DE       7.01,9.01                      11/01/07

ARCH CHEMICALS INC                      VA       2.02,9.01                      11/02/07

ARENA PHARMACEUTICALS INC               DE       8.01,9.01                      11/01/07

ARQULE INC                              DE       2.02,9.01                      11/01/07

ARROWHEAD RESEARCH CORP                 DE       1.01                           10/29/07

Ascent Solar Technologies, Inc.         DE       8.01                           11/02/07

ASPEN INSURANCE HOLDINGS LTD            D0       2.02,5.02,7.01,9.01            10/31/07

ASPEN INSURANCE HOLDINGS LTD            D0       7.01,9.01                      11/02/07

ASTRONICS CORP                          NY       2.02,9.01                      11/02/07

ASV INC /MN/                            MN       2.02,9.01                      11/02/07

Atlantic Coast Financial CORP           MD       2.02,9.01                      10/31/07

Atlas Pipeline Holdings, L.P.           DE       2.02,9.01                      11/01/07

Atlas Pipeline Holdings, L.P.           DE       2.02,9.01                      11/01/07    AMEND

ATLAS PIPELINE PARTNERS LP              DE       2.02,9.01                      11/01/07

AUDIOVOX CORP                           DE       1.01,9.01                      11/01/07

AURIGA LABORATORIES, INC.               DE       5.01                           11/02/07

Avalon Oil & Gas, Inc.                  CO       7.01,9.01                      10/17/07

AVANT IMMUNOTHERAPEUTICS INC            DE       8.01                           11/01/07

AVIS BUDGET GROUP, INC.                 DE       1.01,2.03,9.01                 10/29/07

AXESSTEL INC                            NV       2.02,2.03,3.02,9.01            10/30/07

BALLY TECHNOLOGIES, INC.                NV       2.02,4.02,9.01                 10/29/07

BALSAM VENTURES INC                     NV       4.01,9.01                      10/24/07

BARNES GROUP INC                        DE       2.02,9.01                      11/01/07

BEA SYSTEMS INC                         DE       5.02                           10/29/07

BECTON DICKINSON & CO                   NJ       5.02,9.01                      11/02/07

BIODELIVERY SCIENCES INTERNATIONAL IN   DE       8.01,9.01                      10/31/07

BIOVEST INTERNATIONAL INC               DE       1.01,2.03,3.02,9.01            10/30/07

BLACK HILLS CORP /SD/                   SD       2.02,9.01                      11/01/07

BLUE NILE INC                           DE       5.02,9.01                      10/30/07

BMW Vehicle Lease Trust 2007-1                   8.01,9.01                      11/02/07

BNCCORP INC                             DE       2.02,9.01                      10/30/07

BOISE CASCADE HOLDINGS, L.L.C.          DE       5.02,9.01                      10/29/07

BOSTON SCIENTIFIC CORP                  DE       1.01,5.02,9.01                 10/30/07

BOWATER INC                             DE       2.01,3.01,4.01,9.01            10/29/07

BreitBurn Energy Partners L.P.          DE       7.01,9.01                      11/01/07

BRINKER INTERNATIONAL INC               DE       5.03,7.01,8.01,9.01            11/01/07

Brooke Credit CORP                      DE       5.02                           10/29/07

BUCYRUS INTERNATIONAL INC               DE       2.02,9.01                      11/01/07

CAI International, Inc.                          2.02,9.01                      11/01/07

Cal Dive International, Inc.            DE       8.01,9.01                      11/02/07

CALGON CARBON CORPORATION               DE       2.02                           11/02/07

CALIFORNIA COASTAL COMMUNITIES INC      DE       2.02,9.01                      11/01/07

CAMBREX CORP                            DE       2.02,9.01                      11/01/07

CAMBRIDGE HEART INC                     DE       1.01,5.02                      10/29/07

CAMDEN PROPERTY TRUST                   TX       2.02,9.01                      11/01/07

CAMERON INTERNATIONAL CORP              DE       8.01                           11/02/07

Cape Fear Bank CORP                     NC       2.02,9.01                      11/01/07

CAPITALSOURCE INC                       DE       5.03,9.01                      10/30/07

CAPITALSOURCE INC                       DE       5.02                           06/14/07    AMEND

CAPSOURCE FINANCIAL INC                 CO       1.01,2.03,9.01                 10/31/07

CARBIZ INC                              A6       2.03                           10/31/07

CARDINAL COMMUNICATIONS, INC            NV       8.01,9.01                      10/10/07

CARDIODYNAMICS INTERNATIONAL CORP       CA       4.02                           10/30/07

CARLATERAL, INC.                        NV       1.01,2.01,3.02,5.01,5.06,9.01  10/29/07

CARRIAGE SERVICES INC                   DE       2.02,9.01                      11/01/07

CATUITY INC                             DE       1.01,1.02,2.01,5.02            10/19/07

CBRL GROUP INC                          TN       5.02                           10/29/07

CECO ENVIRONMENTAL CORP                 DE       1.01,7.01,9.01                 10/30/07

CENTER BANCORP INC                      NJ       5.02                           10/31/07

CENTERPOINT ENERGY INC                           2.02,9.01                      11/02/07

CENTRAL VERMONT PUBLIC SERVICE CORP     VT       2.02,7.01,9.01                 11/02/07

CEPHALON INC                            DE       8.01,9.01                      10/23/07

CHAMPION ENTERPRISES INC                MI       1.01,9.01                      10/29/07

CHANCELLOR GROUP INC/                   NV       1.03                           10/29/07

CHEESECAKE FACTORY INC                  DE       8.01,9.01                      11/02/07

Chelsea Therapeutics International, L   DE       1.01,8.01,9.01                 11/01/07

CHEMBIO DIAGNOSTICS, INC.               NV       7.01,9.01                      11/02/07

Chemtura CORP                           DE       2.02,9.01                      11/01/07

CHEVRON CORP                            DE       2.02                           11/02/07

CHICOS FAS INC                          FL       8.01                           11/02/07

CHILDRENS PLACE RETAIL STORES INC                1.01                           11/02/07

CHINACAST EDUCATION CORP                DE       8.01                           11/02/07

CHL Mortgage Pass-Through Trust 2007-            7.01,9.01                      11/02/07

CIBER INC                               DE       5.02,9.01                      10/24/07    AMEND

CIGNA CORP                              DE       2.02                           10/31/07

CINCINNATI BELL INC                     OH       2.02,7.01,9.01                 11/02/07

CIRRUS LOGIC INC                        DE       8.01                           10/29/07

Citizens Community Bancorp Inc.         MD       2.02,9.01                      11/02/07

CITIZENS REPUBLIC BANCORP, INC.         MI       5.04,9.01                      11/02/07

CLEARWIRE CORP                                   1.01,2.03,7.01,9.01            11/02/07

CLEVELAND CLIFFS INC                    OH       2.02,9.01                      11/01/07

CLEVELAND CLIFFS INC                    OH       7.01,9.01                      11/02/07

COFFEE PACIFICA INC                     NV       5.02,8.01                      09/05/07    AMEND

Coleman Cable, Inc.                     DE       1.01,2.02,9.01                 11/01/07

COLORADO GOLDFIELDS INC.                NV       5.03,7.01,9.01                 10/29/07

COMMERCE GROUP INC /MA                  MA       8.01                           11/02/07

COMMUNITY BANCORP /VT                   VT       1.01,2.03                      10/30/07

COMMUNITY BANCORP /VT                   VT       1.01,2.03,9.01                 10/30/07    AMEND

Community Bankers Acquisition Corp.              5.02,5.03,9.01                 10/29/07

COMMUNITY WEST BANCSHARES /             CA       5.02,9.01                      11/02/07

COMPUTER TASK GROUP INC                 NY       1.01,9.01                      10/31/07

COMPX INTERNATIONAL INC                 DE       2.02,7.01,9.01                 11/01/07

CONSUMER PORTFOLIO SERVICES INC         CA       9.01                           09/27/07    AMEND

CONTINENTAL AIRLINES INC /DE/           DE       8.01,9.01                      11/01/07

COOPERATIVE BANKSHARES INC              NC       7.01,9.01                      11/02/07

CORN PRODUCTS INTERNATIONAL INC         DE       5.02                           11/02/07

COUNTRYWIDE FINANCIAL CORP              DE       5.03,9.01                      08/22/07    AMEND

CRAY INC                                WA       2.02,9.01                      11/01/07

CREDIT ACCEPTANCE CORPORATION           MI       7.01,9.01                      11/02/07

CREDIT ACCEPTANCE CORPORATION           MI       1.01,2.02,2.03,9.01            10/29/07

CROSS A T CO                            RI       5.02                           10/30/07

CSS INDUSTRIES INC                      DE       1.01,7.01,9.01                 10/31/07

CUISINE SOLUTIONS INC                   DE       2.02,9.01                      11/01/07

DaimlerChrysler Financial Services Am            8.01,9.01                      10/31/07

DANA CORP                               VA       8.01,9.01                      10/31/07

DANAHER CORP /DE/                       DE       8.01,9.01                      11/01/07

Deli Solar (USA), Inc.                  NV       5.03,8.01,9.01                 10/29/07

DELPHAX TECHNOLOGIES INC                MN       3.01,9.01                      10/29/07

DELTA APPAREL INC                       GA       2.02,7.01,9.01                 11/02/07

DEPOMED INC                             CA       1.01,1.02                      10/29/07

Deutsche Alt-A Securities Mortgage Lo   DE       1.01,6.02                      11/02/07

Devine Entertainment CORP               A6       8.01,9.01                      11/01/07

DIGI INTERNATIONAL INC                  DE       2.02                           11/01/07

DIGIMARC CORP                           DE       2.02,9.01                      11/02/07

DIGITAL LIFESTYLES GROUP INC            DE       5.02,8.01                      10/30/07

DISCOVER CARD MASTER TRUST I            DE       8.01                           10/31/07

DISCOVERY LABORATORIES INC /DE/         DE       8.01,9.01                      11/01/07

DOLLAR FINANCIAL CORP                   DE       2.02,9.01                      10/30/07

DTE ENERGY CO                           MI       7.01,9.01                      11/02/07

Duke Energy CORP                        DE       2.02,9.01                      11/02/07

DUSA PHARMACEUTICALS INC                NJ       5.03,9.01                      11/01/07

EAGLE ROCK ENERGY PARTNERS L P          DE       2.01,9.01                      08/06/07    AMEND

ECOTALITY, INC.                         NV       5.02,5.03,9.01                 10/31/07

Eddie Bauer Holdings, Inc.              DE       7.01,9.01                      11/02/07

EDISON INTERNATIONAL                    CA       2.02,9.01                      11/02/07

EDO CORP                                NY       8.01,9.01                      11/02/07

ELECTRONIC DATA SYSTEMS CORP /DE/       DE       2.02,9.01                      11/02/07

ELECTRONICS FOR IMAGING INC             DE       5.02                           10/29/07

ELIZABETH ARDEN INC                     FL       2.02,9.01                      11/02/07

EMAK Worldwide, Inc.                    DE       2.02,2.05,9.01                 09/30/07

Embarq CORP                             DE       2.02,9.01                      11/01/07

EMPIRE STATE BUILDING ASSOCIATES L.L.   NY       4.01,9.01                      10/31/07

EMPYREAN HOLDINGS, INC                  NV       5.02                           11/01/07

Encore Bancshares Inc                   TX       9.01                           07/26/07    AMEND

ENCORIUM GROUP INC                      NV       3.02                           11/01/07

ENCYSIVE PHARMACEUTICALS INC            DE       2.02,9.01                      11/02/07

ENER1 INC                               FL       5.02,8.01,9.01                 10/30/07

ENERGIZER HOLDINGS INC                  MO       5.02                           10/29/07

Energy Transfer Equity, L.P.            DE       8.01                           11/01/07

Energy Transfer Partners, L.P.          DE       8.01                           11/01/07

ENTERPRISE FINANCIAL SERVICES CORP      DE       5.02                           10/25/07

EPIX Pharmaceuticals, Inc.                       5.02                           10/29/07

EQUIFAX INC                             GA       5.02                           11/01/07    AMEND

EXACT SCIENCES CORP                     DE       2.02,9.01                      11/02/07

EXELON CORP                             PA       5.02                           10/29/07

EXTERRAN HOLDINGS INC.                  DE       2.02,9.01                      11/02/07

EXTERRAN PARTNERS, L.P.                 DE       2.02,9.01                      11/02/07

EXXON MOBIL CORP                        NJ       5.02                           11/02/07

EYE CARE CENTERS OF AMERICA INC         TX       5.02,9.01                      11/02/07

EZENIA INC                              DE       2.02,9.01                      11/01/07

FACTORY CARD & PARTY OUTLET CORP        DE       1.01                           10/31/07

FARMERS & MERCHANTS BANCORP INC         OH       5.02                           10/30/07

FARMERS CAPITAL BANK CORP               KY       8.01,9.01                      11/02/07

Federal Home Loan Bank of Des Moines    X1       7.01,9.01                      10/31/07

FERRO CORP                              OH       2.02,2.05,9.01                 10/15/07

FIRST CAPITAL INC                       IN       2.02,9.01                      11/02/07

FIRST CHARTER CORP /NC/                 NC       2.02,8.01,9.01                 11/02/07

FIRST INDIANA CORP                      IN       8.01,9.01                      11/02/07

FIRST MERCURY FINANCIAL CORP            DE       2.02,9.01                      10/31/07

FIRST PACTRUST BANCORP INC              MD       2.02,9.01                      11/02/07

FIRST UNITED ETHANOL LLC                GA       7.01,9.01                      11/02/07

Flag Intermediate Holdings CORP         DE       2.02,9.01                      10/30/07

FLEETWOOD ENTERPRISES INC/DE/           DE       2.02,9.01                      11/02/07

FMC TECHNOLOGIES INC                    DE       5.02                           10/31/07

FOLDERA, INC                                     5.02,7.01,9.01                 10/31/07

FORCE PROTECTION INC                    NV       1.01,9.01                      10/29/07

FOREST OIL CORP                         NY       5.02                           11/02/07

FORSTER DRILLING CORP                   NV       7.01,9.01                      11/01/07

FRANKLIN BANK CORP                               7.01,9.01                      11/02/07

FTI CONSULTING INC                      MD       2.02,7.01,9.01                 11/01/07

FUSHI INTERNATIONAL INC                 NV       5.02,9.01                      10/29/07

GASCO ENERGY INC                        NV       2.02,9.01                      11/01/07

GateHouse Media, Inc.                   DE       8.01,9.01                      11/01/07

GB&T BANCSHARES INC                     GA       8.01,9.01                      11/02/07

GENERAL MOTORS CORP                     DE       8.01                           11/02/07

GENOPTIX INC                                     5.03,8.01,9.01                 11/02/07

GEORGIA GULF CORP /DE/                  DE       7.01,9.01                      11/01/07

GLATFELTER P H CO                       PA       2.02,9.01                      10/30/07

Glenrose Instruments Inc.                        5.02                           11/02/07

Global Cash Access Holdings, Inc.       DE       5.02,9.01                      10/31/07

GLOBAL INDUSTRIES LTD                   LA       5.03,9.01                      10/31/07

Global Logistics Acquisition CORP       DE       1.01,9.01                      11/01/07

GMX RESOURCES INC                       OK       1.01,9.01                      11/02/07

GOLDEN CHIEF RESOURCES INC              KS       8.01                           11/01/07

GOLFSMITH INTERNATIONAL HOLDINGS INC    DE       5.03                           11/02/07

GREAT LAKES BANCORP, INC.               DE       2.02,9.01                      11/02/07

GREATBATCH, INC.                        DE       1.01,8.01,9.01                 10/29/07

GREEN PLAINS RENEWABLE ENERGY, INC.     IA       8.01,9.01                      11/01/07

GRYPHON GOLD CORP                       NV       7.01,9.01                      11/02/07

HAEMONETICS CORP                        MA       5.02                           10/24/07

Hampden Bancorp, Inc.                   DE       2.02,7.01,8.01,9.01            10/30/07

HANSEN MEDICAL INC                               1.01,3.02,9.01                 11/01/07

HARRIS & HARRIS GROUP INC /NY/          NY       5.02,5.05,7.01,9.01            11/01/07

HARRIS INTERACTIVE INC                  DE       2.02,9.01                      11/02/07

HARTFORD LIFE INSURANCE CO              CT       9.01                           11/02/07

HARTMARX CORP/DE                        DE       5.02,9.01                      10/29/07

HAVERTY FURNITURE COMPANIES INC         MD       2.02,9.01                      09/30/07

HCC INSURANCE HOLDINGS INC/DE/          DE       5.02,7.01,9.01                 11/02/07

HERCULES TECHNOLOGY GROWTH CAPITAL IN   MD       2.02,9.01                      11/01/07

HERITAGE COMMERCE CORP                  CA       2.02,8.01,9.01                 09/30/07

HF FINANCIAL CORP                       DE       2.02,8.01,9.01                 10/29/07

High Point Transport, Inc.              FL       1.01,2.01,3.02,5.02,5.06,9.01  10/17/07

HOLLIS EDEN PHARMACEUTICALS INC /DE/    DE       2.02,9.01                      11/02/07

HOME FEDERAL BANCORP INC                         2.02,9.01                      11/02/07

HORIZON BANCORP /IN/                    IN       2.02,9.01                      11/01/07

HOST HOTELS & RESORTS L.P.              DE       5.02,9.01                      10/31/07

HOST HOTELS & RESORTS, INC.             MD       5.02,9.01                      10/31/07

House of Taylor Jewelry, Inc.           NV       9.01                           11/01/07

HSBC USA INC /MD/                       MD       8.01                           11/02/07

HYDROGEN POWER INC                      DE       5.02,8.01,9.01                 10/26/07

IBASIS INC                              DE       4.01,5.02,7.01,9.01            10/29/07

ICAGEN INC                              DE       2.02,9.01                      11/02/07

ICONIX BRAND GROUP, INC.                DE       2.02,9.01                      10/31/07

IDLEAIRE TECHNOLOGIES CORP              DE       5.02,5.03,9.01                 10/29/07

IDM PHARMA, INC.                        DE       8.01,9.01                      11/02/07

IEA INCOME FUND XII LP                  CA       1.01,2.01,9.01                 11/01/07

IMAX CORP                               A6       2.04,9.01                      10/29/07

IMMUNICON CORP                                   2.02,9.01                      11/02/07

IMMUNICON CORP                                   7.01,9.01                      11/02/07

ImmunoCellular Therapeutics, Ltd.       DE       5.02                           10/29/07

IMPERIAL SUGAR CO /NEW/                 TX       5.02,9.01                      10/31/07

INDEVUS PHARMACEUTICALS INC             DE       5.02,9.01                      10/30/07

INSIGHTFUL CORP                         DE       2.02,9.01                      11/02/07

Intermec, Inc.                          DE       2.02,7.01,9.01                 11/01/07    AMEND

INTERNATIONAL BARRIER TECHNOLOGY INC/            7.01,9.01                      07/19/07

INTERNATIONAL PAPER CO /NEW/            NY       2.02,9.01                      11/02/07

INTERNATIONAL RECTIFIER CORP /DE/       DE       1.01,5.02,7.01,9.01            10/29/07

INVESTOOLS INC                          DE       2.02,9.01                      11/01/07

IPARTY CORP                             DE       2.02,9.01                      11/02/07

IR BIOSCIENCES HOLDINGS INC             DE       5.02                           11/01/07

ISECURETRAC CORP                        DE       1.01,1.02,2.03,5.02,9.01       10/29/07

itLinkz Group, Inc.                     FL       4.01                           09/28/07

IVANHOE ENERGY INC                               2.03                           09/14/07

JACKSONVILLE BANCORP INC /FL/           FL       8.01,9.01                      11/02/07

James River Coal CO                     VA       2.02,9.01                      11/02/07

K-SEA TRANSPORTATION PARTNERS LP                 2.02,9.01                      10/31/07

KB HOME                                 DE       5.02,9.01                      10/29/07

KEY ENERGY SERVICES INC                 MD       5.03,8.01,9.01                 11/02/07

KING PHARMACEUTICALS INC                TN       1.02,9.01                      10/29/07

KNBT BANCORP INC                        PA       1.02                           11/02/07

LEAPFROG ENTERPRISES INC                         5.03,9.01                      10/30/07

Legacy Bancorp, Inc.                    DE       7.01,9.01                      11/02/07

LIGHTPATH TECHNOLOGIES INC              DE       5.03,9.01                      11/01/07

LOCAL.COM                               DE       5.03,9.01                      10/30/07

LORAL SPACE & COMMUNICATIONS INC.       DE       1.01,2.01,8.01,9.01            10/31/07

MAGELLAN HEALTH SERVICES INC            DE       2.02,9.01                      11/02/07

MAGNA ENTERTAINMENT CORP                DE       7.01,8.01,9.01                 10/29/07

MARINEMAX INC                           DE       2.02,9.01                      11/01/07

MARTHA STEWART LIVING OMNIMEDIA INC     DE       2.02,7.01,9.01                 11/02/07

MARTIN MIDSTREAM PARTNERS LP            DE       5.03,7.01,9.01                 11/01/07

MCGRAW-HILL COMPANIES INC               NY       1.01,8.01,9.01                 10/30/07

MCMORAN EXPLORATION CO /DE/             DE       8.01,9.01                      11/01/07

MEDAREX INC                             NJ       9.01                           05/15/07    AMEND

Medefile International, Inc.            NV       5.02,9.01                      10/30/07

MEDICAL DISCOVERIES INC                 UT       1.01,9.01                      10/30/07

MEDQUIST INC                            NJ       8.01,9.01                      11/02/07

MEMORY PHARMACEUTICALS CORP                      8.01,9.01                      11/02/07

Meruelo Maddux Properties, Inc.         DE       7.01,9.01                      10/31/07

METHODE ELECTRONICS INC                 DE       5.03,9.01                      09/13/07

MICROMET, INC.                          DE       1.01                           10/29/07

MIDAMERICAN ENERGY HOLDINGS CO /NEW/    IA       7.01,9.01                      11/02/07

MIDAMERICAN FUNDING LLC                 IA       7.01,9.01                      11/02/07

MIDDLESEX WATER CO                      NJ       8.01,9.01                      11/02/07

MOCON INC                               MN       2.02,9.01                      11/01/07

MONEYGRAM INTERNATIONAL INC                      1.01                           10/31/07

MONTPELIER RE HOLDINGS LTD              D0       1.01,9.01                      08/13/07    AMEND

MOTHERS WORK INC                        DE       5.02                           11/01/07

MOVE INC                                DE       2.02,9.01                      11/01/07

MPHASE TECHNOLOGIES INC                 NJ       8.01                           11/02/07

MUELLER INDUSTRIES INC                  DE       8.01,9.01                      11/02/07

MUELLER INDUSTRIES INC                  DE       5.02,9.01                      11/01/07

Mueller Water Products, Inc.            DE       5.02,9.01                      11/02/07

My Quote Zone, Inc.                     NV       4.01,9.01                      11/02/07

Nalco Finance Holdings LLC                       5.02,9.01                      11/02/07

Nalco Holding CO                                 5.02,9.01                      11/02/07

Nalco Holdings LLC                      DE       5.02,9.01                      11/02/07

Nascent Wine Company, Inc.                       1.01,2.01,7.01,9.01            10/29/07

NASHUA CORP                             MA       2.02,9.01                      11/01/07

NATIONAL HEALTHCARE CORP                DE       1.01,2.01,9.01                 10/30/07

National Interstate CORP                OH       2.02,9.01                      11/01/07

NATURAL RESOURCE PARTNERS LP            DE       2.02,9.01                      11/01/07

NEAH POWER SYSTEMS, INC.                NV       5.03                           11/02/07

NEDAK ETHANOL, LLC                      NE       1.01,9.01                      11/02/07

NELNET INC                              NE       1.01,2.02,5.02,9.01            10/31/07

NeoStem, Inc.                           DE       7.01,9.01                      11/01/07

NEUSTAR INC                                      5.02,9.01                      10/29/07

NEWALLIANCE BANCSHARES INC                       5.03,9.01                      10/30/07

NEWBRIDGE BANCORP                       NC       2.02,9.01                      10/31/07

NewPage Holding CORP                    DE       5.02                           10/29/07

NEXTPHASE WIRELESS, INC.                NV       3.03,5.03,8.01                 11/02/07    AMEND

NextWave Wireless Inc.                  DE       5.03,9.01                      10/30/07

NIC INC                                 CO       7.01,9.01                      11/02/07

NISOURCE INC/DE                         DE       2.02,9.01                      11/02/07

NNN Healthcare/Office REIT, Inc.        MD       2.03,9.01                      10/19/07    AMEND

NORTH AMERICAN SCIENTIFIC INC                    1.01,2.03,9.01                 10/29/07

NORTH EUROPEAN OIL ROYALTY TRUST        DE       5.03,9.01                      10/31/07

NORTH POINTE HOLDINGS CORP                       7.01,9.01                      11/02/07

NORTHWEST AIRLINES INC /MN              DE       9.01                           11/02/07    AMEND

NORTHWESTERN CORP                       DE       1.01,2.02,9.01                 11/02/07

NOVELL INC                              DE       8.01                           10/31/07

NRG ENERGY, INC.                        DE       2.02,9.01                      11/02/07

NRG ENERGY, INC.                        DE       8.01,9.01                      11/02/07

NTELOS HOLDINGS CORP                             2.02,9.01                      11/01/07

NUVEEN INVESTMENTS INC                  DE       5.02,9.01                      10/31/07

NxStage Medical, Inc.                   DE       2.02,8.01,9.01                 10/31/07

NYFIX INC                               DE       2.05,2.06                      10/29/07

NYSE Euronext                           DE       2.02,9.01                      11/02/07

OLD DOMINION FREIGHT LINE INC/VA        VA       5.02,5.03,9.01                 10/29/07

OLIN CORP                               VA       9.01                           08/31/07    AMEND

OM GROUP INC                            DE       2.02,9.01                      11/02/07

ON ASSIGNMENT INC                       DE       2.02,9.01                      11/01/07

ORCHID CELLMARK INC                              2.01,3.02,9.01                 10/31/07

ORCHID CELLMARK INC                              2.02,9.01                      11/01/07

OTTER TAIL CORP                         MN       5.02,9.01                      10/29/07

Owens Corning                           DE       7.01,9.01                      11/02/07

PACIFICORP /OR/                         OR       7.01,9.01                      11/02/07

Paramount Acquisition Corp              DE       8.01,9.01                      11/01/07

Paramount Acquisition Corp              DE       9.01                           11/02/07    AMEND

PAVILION BANCORP INC                             2.02,9.01                      10/31/07

PEAPACK GLADSTONE FINANCIAL CORP        NJ       2.02,9.01                      11/01/07

PEDIATRIX MEDICAL GROUP INC             FL       2.02,5.03,9.01                 11/01/07

PENWEST PHARMACEUTICALS CO              WA       2.02,9.01                      11/02/07

PEP BOYS MANNY MOE & JACK               PA       8.01                           11/01/07

PEPCO HOLDINGS INC                      DE       7.01,9.01                      11/02/07

PERMA FIX ENVIRONMENTAL SERVICES INC    DE       5.03,9.01                      10/30/07

PERRIGO CO                              MI       5.03,9.01                      10/30/07

PETRO RESOURCES CORP                    DE       1.01,8.01,9.01                 10/29/07

PHARMACOPEIA INC                        DE       2.02,9.01                      11/01/07

Pharmasset Inc                                   8.01,9.01                      11/02/07

Pharmasset Inc                                   5.02                           11/02/07

PHARMOS CORP                            NV       7.01                           11/01/07

PHH CORP                                MD       1.01,2.03,9.01                 10/30/07

PHOTOMEDEX INC                          DE       2.02,9.01                      11/01/07

PIONEER DRILLING CO                     TX       2.02,9.01                      11/02/07

PLATINA ENERGY GROUP INC.               DE       2.03,3.02,8.01,9.01            11/01/07

PLAYLOGIC ENTERTAINMENT INC             DE       2.02,9.01                      11/02/07

PLX TECHNOLOGY INC                      DE       8.01                           11/02/07

PNM RESOURCES INC                       NM       2.02,9.01                      09/30/07

POLYMEDIX INC                                    7.01,9.01                      11/02/07

PONIARD PHARMACEUTICALS, INC.           WA       2.02,8.01,9.01                 11/01/07

PORTEC RAIL PRODUCTS INC                WV       2.02,9.01                      11/01/07

POST PROPERTIES INC                     GA       1.01,9.01                      11/02/07

POWER EFFICIENCY CORP                   DE       1.01,1.02,3.02,9.01            11/02/07

Power Medical Interventions, Inc.       DE       5.03,8.01,9.01                 10/31/07

PPG INDUSTRIES INC                      PA       7.01                           11/02/07

PREMIER WEALTH MANAGEMENT, INC.         DE       2.02,4.02                      10/29/07

PRIVATEBANCORP, INC                     DE       5.02,7.01,8.01,9.01            10/31/07

PRIVATEBANCORP, INC                     DE       8.01,9.01                      11/02/07

PROSPECT CAPITAL CORP                   MD       8.01,9.01                      11/02/07

Protalix BioTherapeutics, Inc.          FL       7.01,9.01                      11/02/07

PUBLICARD INC                           PA       7.01,9.01                      11/02/07

PUGET ENERGY INC /WA                    WA       2.02                           11/01/07

PURE BIOFUELS CORP                      NV       1.01,9.01                      10/29/07

QCR HOLDINGS INC                        DE       8.01,9.01                      09/30/07

QUANEX CORP                             DE       7.01                           10/29/07

QUANEX CORP                             DE       7.01                           11/01/07

QUEPASA CORP                            NV       4.01,9.01                      10/30/07

QUEST RESOURCE CORP                     NV       1.01,2.01,2.03,7.01,9.01       11/01/07

QUESTAR ASSESSMENT, INC.                DE       5.02,9.01                      11/01/07

QUIXOTE CORP                            DE       2.02,9.01                      11/01/07

R&G FINANCIAL CORP                      PR       2.01,7.01,9.01                 11/02/07

R&G FINANCIAL CORP                      PR       2.06                           09/12/07    AMEND

RADIAN GROUP INC                        DE       5.02,7.01,9.01                 10/30/07

RADIAN GROUP INC                        DE       2.06                           07/29/07    AMEND

RAVEN BIOFUELS INTERNATIONAL CORP       NV       1.01,9.01                      10/29/07

RAZOR RESOURCES INC                     DE       5.02                           11/01/07

RBC Bearings INC                                 2.02,9.01                      11/02/07

Reel Estate Services Inc.               NV       5.01,5.02                      10/25/07

REGENERON PHARMACEUTICALS INC           NY       8.01,9.01                      11/01/07

Reliance Bancshares, Inc.               MO       8.01,9.01                      11/02/07

REPLIDYNE INC                           DE       7.01                           11/02/07

RES CARE INC /KY/                       KY       5.02,9.01                      10/30/07

REVLON INC /DE/                         DE       5.02                           11/01/07

RIVIERA HOLDINGS CORP                   NV       7.01,9.01                      11/02/07

ROMA FINANCIAL CORP                     X1       2.02,9.01                      11/02/07

ROWAN COMPANIES INC                     DE       5.03,9.01                      10/30/07

RR Donnelley & Sons Co                  DE       8.01,9.01                      10/30/07

RUDDICK CORP                            NC       2.02,9.01                      11/01/07

SAFLINK CORP                            DE       1.01,9.01                      11/01/07

SARATOGA RESOURCES INC /TX              TX       3.02,5.02                      10/30/07

SBA COMMUNICATIONS CORP                 FL       2.02,9.01                      11/01/07

SCANA CORP                              SC       2.02,9.01                      11/02/07

SCHOLASTIC CORP                         DE       8.01                           10/29/07

SCOLR Pharma, Inc.                      DE       2.02,8.01,9.01                 10/30/07

SEABOARD CORP /DE/                      DE       2.02,9.01                      11/02/07

Secure America Acquisition CORP         DE       8.01,9.01                      10/29/07

SECURECARE TECHNOLOGIES INC             NV       7.01,8.01,9.01                 10/29/07

Select Notes Trust LT 2004-1            DE       8.01,9.01                      11/01/07

SELIGMAN SELECT MUNICIPAL FUND INC      MD       7.01,9.01                      11/02/07

Shire plc                                        8.01,9.01                      11/01/07

SIERRA PACIFIC RESOURCES /NV/           NV       2.02,9.01                      11/02/07

SINCLAIR BROADCAST GROUP INC            MD       5.03,9.01                      10/30/07

SKINS INC.                              NV       5.02,9.01                      10/29/07

SMF ENERGY CORP                         DE       1.01,9.01                      10/31/07

SOLUTIA INC                             DE       7.01,9.01                      11/02/07

SONIC FOUNDRY INC                       MD       5.02,9.01                      10/31/07

SOURCE INTERLINK COMPANIES INC          DE       1.01,1.02,9.01                 10/30/07

SOUTH FINANCIAL GROUP INC               SC       5.02                           10/31/07

SOUTHERN CALIFORNIA EDISON CO           CA       2.02,9.01                      11/02/07

SOUTHERN COMMUNITY FINANCIAL CORP                7.01,9.01                      11/02/07

SPARTECH CORP                           DE       8.01,9.01                      10/31/07

Specialty Underwriters Alliance, Inc.   DE       2.02,9.01                      11/01/07

Spectrum Brands, Inc.                   WI       8.01,9.01                      10/31/07

SPEEDWAY MOTORSPORTS INC                DE       1.01,8.01,9.01                 10/30/07

SPORT HALEY INC                         CO       5.02,9.01                      10/31/07

ST MARY LAND & EXPLORATION CO           DE       2.02,9.01                      11/01/07

STANDEX INTERNATIONAL CORP/DE/          DE       5.03,9.01                      10/30/07

STATION CASINOS INC                     NV       8.01                           11/01/07

STOCKERYALE INC                         MA       5.02                           10/29/07

STONERIDGE INC                          OH       2.02                           11/02/07

STONERIDGE INC                          OH       2.05                           10/29/07

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01,9.01                      10/29/07

STRATUM HOLDINGS, INC.                  NV       1.01,1.02,2.01,9.01            10/26/07

SUPERIOR ESSEX INC                      DE       2.02,7.01,9.01                 11/01/07

Superior Well Services, INC             DE       8.01                           11/02/07

SURREY BANCORP                          NC       8.01,9.01                      11/01/07

SWMX, INC.                              DE       5.03,9.01                      11/01/07

SYMBOLLON CORP                          DE       1.01,3.02                      10/31/07

SYNIVERSE HOLDINGS INC                  DE       8.01,9.01                      11/01/07

SYNTHESIS ENERGY SYSTEMS INC            DE       8.01,9.01                      11/02/07

TANDY BRANDS ACCESSORIES INC            DE       5.02,5.03,8.01,9.01            10/29/07

TANDY LEATHER FACTORY INC               DE       2.02,9.01                      11/01/07

TASTY BAKING CO                         PA       2.02,7.01,9.01                 11/02/07

TAUBMAN CENTERS INC                     MI       1.01,2.03,9.01                 11/01/07

TC X CALIBUR INC                        NV       1.01,9.01                      11/02/07

TECO ENERGY INC                         FL       1.01,2.02,5.02,9.01            10/29/07

TELECOMMUNICATION SYSTEMS INC /FA/               2.02,9.01                      11/01/07

TELOMOLECULAR CORP                      DE       8.01                           10/01/07

TENFOLD CORP /UT                        DE       2.02                           11/01/07

TENNECO INC                             DE       8.01,9.01                      11/01/07

THERMADYNE HOLDINGS CORP /DE            DE       8.01,9.01                      10/31/07

THOMAS PROPERTIES GROUP INC             DE       2.02,9.01                      11/02/07

THRESHOLD PHARMACEUTICALS INC           DE       1.01,2.05,5.02,9.01            10/29/07

TITANIUM METALS CORP                    DE       2.02,7.01,9.01                 10/26/07

TOREADOR RESOURCES CORP                 TX       7.01,9.01                      11/01/07

TOUCHSTONE SOFTWARE CORP /CA/           DE       1.01                           11/02/07

TOWER FINANCIAL CORP                    IN       8.01,9.01                      11/02/07

TRACTOR SUPPLY CO /DE/                  DE       5.02                           11/02/07

TRANSCOMMUNITY FINANCIAL CORP           VA       5.02,9.01                      11/01/07

TRI STATE 1ST BANK INC                  OH       5.02                           11/02/07

TRI-ISTHMUS GROUP, INC.                 DE       2.04,3.02,9.01                 10/29/07

TSR INC                                 DE       1.01,9.01                      10/31/07

U S GOLD CORP                           CO       5.03,9.01                      10/30/07

U-Store-It Trust                        MD       2.02,9.01                      11/01/07

UBS Managed Futures LLC (Aspect Serie            3.02                           11/01/07

ULTRALIFE BATTERIES INC                 DE       1.01,9.01                      10/30/07

UNISOURCE ENERGY CORP                   AZ       2.02,9.01                      11/01/07

UNIVERSAL AMERICAN FINANCIAL CORP       NY       2.02,7.01                      11/01/07

UNIVERSAL BIOSENSORS INC                DE       1.01                           10/29/07

URANERZ ENERGY CORP.                    NV       8.01                           11/01/07

UTEK CORP                                        2.02,9.01                      11/02/07

Valley Commerce Bancorp                 CA       2.02,9.01                      11/01/07

Vanda Pharmaceuticals Inc.              DE       8.01,9.01                      11/02/07

Vanguard Natural Resources, LLC         DE       1.01,5.03,9.01                 10/29/07

VCG HOLDING CORP                        CO       1.01,2.01,2.03,3.02,8.01,9.01  10/29/07

VECTREN CORP                            IN       2.02                           11/01/07

VERASUN ENERGY CORP                              2.01,9.01                      08/17/07    AMEND

VERTEX PHARMACEUTICALS INC / MA         MA       8.01,9.01                      11/02/07

Viacom Inc.                             DE       2.02,9.01                      11/02/07

VIASPACE Inc.                           NV       1.01,9.01                      10/30/07

VIEWPOINT CORP                          DE       2.01,3.02,9.01                 10/31/07

VISTA GOLD CORP                                  5.02                           11/01/07

VOIP INC                                         1.01,2.04,9.01                 10/26/07

Voyant International CORP               NV       1.01                           11/02/07

VSE CORP                                DE       2.02,9.01                      09/30/07

WALTER INDUSTRIES INC /NEW/             DE       2.02,9.01                      11/01/07

WALTER INDUSTRIES INC /NEW/             DE       7.01,9.01                      11/02/07

WASHINGTON POST CO                      DE       2.02,9.01                      11/01/07

WEINGARTEN REALTY INVESTORS /TX/        TX       2.02,9.01                      11/01/07

WESTAR ENERGY INC /KS                   KS       2.02,9.01                      11/02/07

WESTAR ENERGY INC /KS                   KS       2.02,9.01                      11/02/07    AMEND

WESTMORELAND COAL CO                    DE       1.01,2.03,9.01                 10/29/07

WILLBROS GROUP INC                      R1       8.01,9.01                      11/02/07

WOLVERINE TUBE INC                      DE       2.02,9.01                      11/01/07

Wonder Auto Technology, Inc             NV       2.02,9.01                      11/02/07

WORLD WASTE TECHNOLOGIES INC            CA       1.02,7.01                      10/29/07

WORLDWATER & SOLAR TECHNOLOGIES CORP.   DE       1.01,9.01                      10/29/07

WPCS INTERNATIONAL INC                  DE       1.01,2.01,9.01                 11/01/07

WRIGHT MEDICAL GROUP INC                DE       2.05,2.06                      06/14/07    AMEND

WSB Financial Group, Inc.               WA       8.01                           10/30/07

WYNN RESORTS LTD                                 8.01,9.01                      11/01/07

XCEL ENERGY INC                         MN       2.02,9.01                      11/02/07

XSUNX INC                               CO       1.01,3.02,9.01                 11/01/07

XSUNX INC                               CO       1.01,3.02,9.01                 11/01/07    AMEND

XTENT INC                                        2.02,9.01                      11/02/07

YARRAMAN WINERY, INC.                   NV       4.01,5.02,9.01                 09/20/07

Z TRIM HOLDINGS, INC                    IL       4.02,5.03,9.01                 10/31/07


                           

 

http://www.sec.gov/news/digest/2007/dig110507.htm


Modified: 11/05/2007