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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2007-210				     	      October 31, 2007



ENFORCEMENT PROCEEDINGS


IN THE MATTER OF AUSTRIAN TRADING SERVICES, INC.

An  Administrative  Law  Judge has issued an Order Making Findings and
Imposing Remedial Sanctions by Default as to Four Respondents (Default
Order)  in  the  matter of Austrian Trading Services, Inc., et al. The
Order  Instituting Proceedings (OIP) alleged that the Respondents, six
issuers  of  registered securities, repeatedly failed to file required
annual   and  quarterly  reports  with  the  Securities  and  Exchange
Commission   (Commission),  in  violation  of  Section  13(a)  of  the
Securities  Exchange Act of 1934 (Exchange Act) and Exchange Act Rules
13a-1  and  13a-13. The Default Order finds the allegations in the OIP
to  be  true  as to four Respondents: Austrian Trading Services, Inc.,
Fix  Corp  International, Inc., Gourmet's Choice Coffee Co., Inc., and
Perennial    Health  Systems,  Inc.  The  Default  Order  revokes  the
registered  securities  of  the  four  Respondents pursuant to Section
12(j) of the Exchange Act.

The  Commission  has previously accepted Offers of Settlement from the
other two Respondents named in the OIP, Harter Financial, Inc., and FN
Estate, Inc. (Rel. 34-56724; File No. 3-12800)

COURT  FINDS  DEFENDANT  PATRICK  KIRKLAND  IN  CONTEMPT  OF COURT FOR
VIOLATING ASSET FREEZE ORDER AND IMPOSES REMEDIAL SANCTIONS

The Commission announced that on October 24, the Honorable John Antoon
II,  United  States District Judge for the Middle District of Florida,
entered  an  order  of  civil  contempt  against  Patrick Kirkland for
violating the asset freeze imposed against him on Feb. 24, 2006. 

Following  an  evidentiary  hearing  on  October  19,  the Court found
Kirkland  had  violated the asset freeze by cashing two checks in June
2006  intended  for  the estate of the Court-appointed Receiver, which
Kirkland  acknowledged  using  for  personal expenses. The Court ruled
Kirkland  failed to demonstrate he was unable to comply with the asset
freeze  order  and could not justify his violations. The Court ordered
Kirkland  to  repay the Receiver the value of the two checks, totaling
$3,957.73, in two parts within 60 days.

The  Commission's  complaint  in  this matter, filed on Feb. 16, 2006,
alleged that from April 1999 until the date of the complaint, Kirkland
and  the  other Defendants raised at least $59 million by offering and
selling  unregistered  securities  in  the form of investments in real
estate  developments located in Florida, Georgia, and Texas. According
to  the  complaint,  the  Defendants  were  selling investments called
triplexes,  which  were  apartments  designed for shared senior rental
living.   The  complaint  further  alleged  that  Defendants  promised
investors  exorbitant profits of 23% to 55%, and through sales agents,
falsely  assured  prospective investors that over 200 calls a day were
coming  in from seniors interested in leasing the properties, and that
there  was  a  waiting  list. In fact, according to the complaint, the
completed  developments had rental rates of 34% or less, and investors
who purchased triplexes lost money. 

The  Court  entered  an ex parte temporary restraining order and asset
freeze  against  Kirkland on February 16, and a preliminary injunction
and  further  asset  freeze  on  Feb. 24, 2006. In September 2007, the
Court  granted  the  Commission's  motion for summary judgment against
Kirkland,  ruling  the  Commission had proved Kirkland's violations of
the  federal securities laws. The Court entered a permanent injunction
against  Kirkland.  [SEC v. Patrick Kirkland, et al., Civil Action No.
06-CV-183-ORL-28 KRS Antoon, (M.D. Fla.)] (LR-20351)

FEDERAL  COURT GRANTS SUMMARY JUDGMENT AND ENTERS PERMAMENT INJUNCTION
AGAINST PATRICK KIRKLAND

The  Commission  announced  that on Sept. 25, 2007, the Honorable John
Antoon  II,  U.S.  District  Judge for the Middle District of Florida,
granted  the  Commission's motion for summary judgment against Patrick
Kirkland,  the  primary  architect  of  a fraudulent securities scheme
involving  the sale of real estate investments known as triplexes. The
court   permanently  enjoined  Kirkland  from  further  violations  of
Sections  5(a),  5(c)  and  17(a)  of  the  Securities Act of 1933 and
Section  10(b)  of the Securities Exchange Act of 1934 and Rule 10b-5,
thereunder.   The  order  also  granted  the  Commission's  claim  for
disgorgement  with prejudgment interest against Kirkland and will hold
a hearing to determine the amount Kirkland must disgorge. In addition,
the  Court reserved ruling on a specific civil penalty amount Kirkland
must pay, pending the Commission's motion.

The  Commission's  complaint  in  this matter, filed on Feb. 16, 2006,
alleged that from April 1999 until the date of the complaint, Kirkland
and  the  other Defendants raised at least $59 million by offering and
selling  unregistered  securities  in  the form of investments in real
estate  developments located in Florida, Georgia, and Texas. According
to  the  complaint,  the  Defendants  were  selling investments called
triplexes,  which  were  apartments  designed for shared senior rental
living.   The  complaint  further  alleged  that  Defendants  promised
investors  exorbitant profits of 23% to 55%, and through sales agents,
falsely  assured  prospective investors that over 200 calls a day were
coming  in from seniors interested in leasing the properties, and that
there  was  a  waiting  list. In fact, according to the complaint, the
completed  developments had rental rates of 34% or less, and investors
who purchased triplexes lost money. 

In  his  summary  judgment  order,  the Court found the Commission had
proved  the  violations  alleged  in  the complaint, and that Kirkland
violated  the  registration  and  antifraud  provisions of the federal
securities  laws  in  selling  the  triplexes.  The  Court  ruled that
Kirkland's  representations  to  investors  had no basis in fact, were
often  flatly  false  and his actions were deliberate and knowing. The
Court also concluded, Kirkland's conduct revealed a lengthy pattern of
wrongful  behavior,  which  included,  among  other things, falsifying
leases, inflating appraisal values, promising rates of returns without
a reasonable basis, and failing to mention investors' class action and
individual  lawsuits,  two  desist-and-refrain  orders and a temporary
restraining  order  issued by the State of California. [SEC v. Patrick
Kirkland,  et  al., Civil Action No. 06-CV-183-ORL-28 KRS Antoon (M.D.
Fla.)] (LR-20352)

SEC  FILES  SETTLED  BOOKS  AND  RECORDS AND INTERNAL CONTROLS CHARGES
AGAINST  INGERSOLL-RAND  COMPANY  LTD.  FOR  IMPROPER PAYMENTS TO IRAQ
UNDER  THE  U.N.  OIL  FOR FOOD PROGRAM - - COMPANY AGREES TO PAY OVER
$4.2  MILLION  AND  TO MAKE CERTAIN UNDERTAKINGS REGARDING ITS FOREIGN
CORRUPT PRACTICES ACT COMPLIANCE PROGRAM 

The  Commission  today  filed  Foreign Corrupt Practices Act books and
records  and  internal controls charges against Ingersoll-Rand Company
Ltd.,  a  New  Jersey-based  industrial equipment company, in the U.S.
District   Court  for  the  District  of  Columbia.  The  Commission's
complaint  alleges  that  from  2000  through 2003, four of Ingersoll-
Rand's  subsidiaries  entered  into  contracts  in  which  $963,148 in
kickback  payments  were made and $544,697 in additional payments were
authorized  in  connection  with  sales  of humanitarian goods to Iraq
under  the  U.N.  Oil  for Food Program (tProgram). The kickbacks were
characterized  as "after-sales service fees" (ASSFs), but no bona fide
services    were  performed.  The  Program  was  intended  to  provide
humanitarian  relief  for  the  Iraqi  population,  which faced severe
hardship  under  international  trade  sanctions. It allowed the Iraqi
government  to  purchase  humanitarian  goods  through  a  U.N. escrow
account. The kickbacks paid by Ingersoll-Rand's subsidiaries and third
parties  diverted  funds  out  of the escrow account and into an Iraqi
slush  fund. The contracts submitted to the U.N. did not disclose that
the  illicit  payments  were included in the inflated contract prices.
The  complaint  also  alleges that $8,000 in "pocket money" and travel
expenses  were paid to Iraqi government officials in connection with a
trip to Italy.

According to the Commission's complaint: 

Ingersoll-Rand's  German  subsidiary  ABG  entered  into  six  Program
contracts  involving  kickback payments of $718,637. In November 2000,
shortly after an ABG salesman negotiated two contracts in Baghdad, the
office of Ingersoll-Rand's Chairman received an anonymous fax alerting
the  company  to the kickback arrangement. Ingersoll-Rand initiated an
investigation and questioned the salesman, who admitted to agreeing to
pay  back  $292,578 to the Iraqi Ministry. ABG attempted to go forward
with  the  contracts  with  some disclosure to the U.N. that money was
going  back  to Iraq. However, the U.N. advised that the payments were
not allowed and the contracts were never concluded. Ingersoll-Rand did
not  withdraw  from  the Program and failed to conduct appropriate due
diligence  to prevent the payment of ASSFs on other Program contracts.
Indeed,   in  the  following  year,  ABG  negotiated  four  additional
contracts.  These  were  distributorship agreements, in which ABG sold
its  products  to  intermediaries that ABG knew would resell them into
Iraq.  Ingersoll-Rand  either knew or was reckless in not knowing that
the  distributors  made,  or  agreed  to  make, a total of $426,059 in
kickback payments on the four contracts. 

Ingersoll-Rand's  subsidiary  I-R  Italiana  entered into four Program
contracts  involving  a total of $474,302 in ASSF payments. To conceal
the kickbacks, I-R Italiana increased the payment due on each contract
by  10%  and  created a fictitious line item on its purchase orders to
justify  the extra payment. I-R Italiana entered into two side letters
with  Iraq  to  pay the ASSFs, which were not disclosed to the U.N. In
one  of  the  side  letters,  I-R  Italiana stated explicitly that the
fictitious purchase order description used to conceal the kickback did
not represent an actual performance obligation on I-R Italiana's part.
In  February  2002,  I-R  Italiana  sponsored eight officials from the
Iraqi  Oil Ministry to spend two days touring a manufacturing facility
in  Italy.  According to internal e-mail messages, the Iraqi officials
spent  two  additional  days  "on  holiday"  touring  Florence  at the
company's expense, and were also given $8,000 in "pocket money."

Ingersoll-Rand's  Irish subsidiary Thermo-King signed a side agreement
with  an  Iraq  Ministry to make an ASSF payment of $53,919, which was
not disclosed to the U.N. The contract failed to receive U.N. approval
for unrelated reasons. Ingersoll-Rand's Belgian subsidiary I-R Benelux
sold products to a Jordanian third party, which I-R Benelux knew would
sell  the equipment into Iraq at a 70% markup. I-R Benelux shipped the
goods  to Iraq and obtained all the necessary export control licenses.
The  third  party,  when  questioned  by  the U.N. Independent Inquiry
Committee, subsequently confirmed that it had made the ASSF payment.

Ingersoll-Rand  knew  or  was  reckless  in  not  knowing that illicit
payments  were  either offered or paid in connection with all of these
transactions.  Ingersoll-Rand failed to maintain an adequate system of
internal controls to detect and prevent the payments. Ingersoll-Rand's
accounting for these transactions failed properly to record the nature
of  the  company's  payments,  and  characterized some ASSFs as "sales
deductions" or "other commissions". 

Ingersoll-Rand,  without  admitting  or denying the allegations in the
Commission's  complaint,  consented  to  the entry of a final judgment
permanently   enjoining   it   from   future   violations  of Sections
13(b)(2)(A)  and  13(b)(2)(B)  of the Securities Exchange Act of 1934,
ordering  it  to disgorge $1,710,034 in profits, plus $560,953 in pre-
judgment   interest,  and  to  pay  a  civil  penalty  of  $1,950,000.
Ingersoll-Rand  is  also  ordered  to comply with certain undertakings
regarding  its FCPA compliance program. Ingersoll-Rand will also pay a
$2,500,000  fine pursuant to a deferred prosecution agreement with the
U.S. Department of Justice, Fraud Section.

The   Commission  considered  remedial  acts  promptly  undertaken  by
Ingersoll-Rand and the cooperation the company afforded the Commission
staff in its investigation. The Commission acknowledges the assistance
of  the  Department  of  Justice, Fraud Section and the United Nations
Independent Inquiry Committee. [SEC v. Ingersoll-Rand Company Limited,
Civil Action No. 107-CV-01955 (D.D.C.)(JDB)] (LR-20353)

IDPM  GROUP OWNERS CRIMINALLY CHARGED WITH MAIL FRAUD AND MAKING FALSE
STATEMENTS TO THE SECURITIES AND EXCHANGE COMMISSION

The  Commission  announced  today that on October 26 Craig H. Reinhard
(Reinhard)  and Debra R. Bzik (Bzik) were charged by the United States
Attorney for the Eastern District of Pennsylania, by information, with
one  count  of  mail fraud and one count of making false statements to
the  Commission.  Reinhard  and Bzik were co-owners of the IDPM Group,
Inc.  (IDPM),  a business located at 7540 Windsor Drive, in Allentown,
Pennsylvania.  IDPM  was  primarily  a  benefit counseling service and
insurance agency.

The  information  charges that, from at least 1994 through February of
2006, Reinhard and Bzik participated in a scheme to defraud investors,
many  of  them  elderly,  of  approximately  $3,661,248 by selling the
investors   fraudulent  certificates  of  deposit.  According  to  the
information, investors were told that the certificates of deposit were
insured  by  the Federal Deposit Insurance Corporation (FDIC), when in
fact, they were not insured by the FDIC. Reinhard and Bzik are alleged
to  have  used  money  from sales to new investors to pay interest and
principal  to  earlier investors, to fund operating expenses for their
business,  for  salaries for themselves, for personal expenses, and to
pay  commissions  to  others who helped to sell these certificates. If
convicted,    the  charges  carry  a  maximum  sentence  of  25  years
imprisonment and a $500,000 fine. The guidelines call for sentences of
approximately at least 97 months. 

On  March  6,  2006,  the Commission obtained a preliminary injunction
halting  this alleged ongoing Ponzi scheme being conducted by Reinhard
and  Bzik.  [SEC  v.  Craig  H.  Reinhard, Debra R. Bzik, and The IDPM
Group,  Inc.,  Civil Action No. 06-997-CMR (E.D.Pa)]. The Commission's
complaint charged IDPM, Reinhard and Bzik with violating Section 17(a)
of  the  Securities  Act  of  1933,  Section  10(b)  of the Securities
Exchange  Act of 1934, and Rule 10b-5 thereunder. Without admitting or
denying  the  allegations  of  the  complaint, Reinhard, Bzik and IDPM
consented  to  the entry of an order preliminarily enjoining them from
engaging  in  the violations set forth above, partially freezing their
assets,  granting  expedited  discovery, prohibiting the alteration or
destruction of documents, and ordering an accounting. 

The Commission's proceeding remains pending, but has been stayed until
Nov.  30,  2007.  In  addition  to  the emergency relief obtained, the
Commission's     complaint  seeks  from  each  defendant  a  permanent
injunction,  disgorgement  with  prejudgment  interest,  and  a  civil
penalty.  Additional information may be found at Litgation Release No.
19591. [U.S. v. IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik,
06-997 (E.D. Pa.)] (LR-20354)


INVESTMENT COMPANY ACT RELEASES


ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT 

Orders  have  been issued under Section 8(f) of the Investment Company
Act  declaring  that  each  of  the  following  has  ceased  to  be an
investment company:

Ameritor Investment Fund [File No. 811-747][Rel No. IC-28025]
UC Co Investment Fund LLC [File No. 811-21599] [Rel No. IC-28026]
Dryden Municipal Series Fund [File  No. 811-4023] [Rel No. IC-28027]
Van  Kampen  Trust  for  Investment Grade Florida Municipals [File No.
811-6538][Rel No. IC-28028]
Asset Management Fund Large Cap Equity Institutional Fund, Inc. [File 
No. 811-620][Rel No. IC-28029]
ACM  Municipal  Securities  Income  Fund,Inc. [File No. 811-7510] [Rel
No.IC-28030]
The Tocqueville Alexis Trust [File No. 811-8428][Rel No. IC-28031]
Franklin  Templeton  High Yield Trust [File No. 811-21358][Rel No. IC-
28032]
Value  Line  U.S.  Multinational  Company  Fund,  Inc.  [File No. 811-
7311][Rel No. IC-28033]
Advantage Advisers Troon Fund, L.L.C. [File  No. 811-8003][Rel No. IC-
28034]
Excelsior  Directional  Hedge Fund of Funds NewSub, LLC [File No. 811-
22055][Rel No. IC-28035]
Federated  Capital  Income  Fund, Inc. [File No. 811-5114][Rel No. IC-
28036]



SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES 

A  proposed rule change (SR-Amex-2007-111) filed by the American Stock
Exchange    to  enable  settlements  of  disciplinary  matters  to  be
considered  for  approval  or  rejection  by exchange hearing officers
without  the  need  to  convene  a formal hearing has become effective
under  Section  19(b)(3)(A)  of  the  Securities Exchange Act of 1934.
Publication  is  expected  in  the Federal Register during the week of
October 29. (Rel. 34-56707)

A  proposed  rule change filed by the New York Stock Exchange relating
to  Rule Rule 18 (Compensation in Relation to Exchange System Failure)
(SR-NYSE-2007-95) has become effective pursuant to Section 19(b)(3)(A)
of the Securities Exchange Act of 1934. Publication is expected in the
Federal Register during the week of October 29. (Rel. 34-56718)

A  proposed rule change (SR-ISE-2007-91), as modified by Amendment No.
1, filed by the International Securities Exchange relating to API Fees
has become effective pursuant to Section 19(b)(3)(A) of the Securities
Exchange  Act of 1934. Publication is expected in the Federal Register
during the week of October 29. (Rel. 34-56721)

APPROVAL OF PROPOSED RULE CHANGE

The  Commission  approved  a  proposed  rule  change (SR-NYSE-2007-83)
submitted  by the New York Stock Exchange relating to NYSE Rule 104.10
("Dealings  by  Specialists").  Publication is expected in the Federal
Register during the week of October 29. (Rel. 34-56711)

PROPOSED RULE CHANGES

The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx-
2007-70)  and  Amendment  No.  1, relating to Rule 1034, Minimum Incre
ments. Publication is expected in the Federal Register during the week
of October 29. (Rel. 34-56714)

The  Commission  issued notice of filing of a proposed rule change, as
modified by Amendment Nos. 1 and 2 thereto (SR-Amex-2007-98), filed by
the  American  Stock  Exchange  relating to the listing and trading of
units of the United States 12 Month Oil Fund, LP and the United States
12  Month Natural Gas Fund, LP. Publication is expected in the Federal
Register during the week of October 29. (Rel. 34-56719)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The  Commission granted accelerated approval to a proposed rule change
(SR-Phlx-2007-73)  and  Amendment  No.  1  thereto  submitted  by  the
Philadelphia  Stock  Exchange to list and trade options already listed
on  another  national  securities exchange. Publication is expected in
the Federal Register during the week of October 29. (Rel. 34-56717)


SECURITIES ACT REGISTRATIONS


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


S-8     GOLDEN EAGLE INTERNATIONAL INC, 9661 SOUTH 700 EAST, SALT LAKE CITY, 
        UT, 84070, 8016199320 - 20,000,000 ($260,000.00) Equity, 
        (File 333-147003 - Oct. 30) (BR. 04B)

S-8     Encore Energy Partners LP, 777 MAIN STREET, SUITE 1400, FORT WORTH, TX, 
        76102, 817-877-9955 - 0 ($23,149,500.00) Equity, (File 333-147004 - 
        Oct. 30) (BR. 04B)

S-1     RXI PHARMACEUTICALS CORP, ONE INNOVATION DR, WORCESTER, MA, 01605, 
        617-733-4774 - 0 ($11,039,663.00) Equity, (File 333-147009 - Oct. 30) 
        (BR. 01)

S-1     HK Energy Partners LP, 1000 LOUISIANA, SUITE 5810, HOUSTON, TX, 77002, 
        (832) 204-2700 - 0 ($212,750,000.00) Limited Partnership Interests, 
        (File 333-147011 - Oct. 30) (BR. 04)

S-8     ADVANCED PHOTONIX INC, 2925 BOARDWALK, ANN ARBOR, MI, 48104, 
        7348645647 - 2,500,000 ($6,825,000.00) Equity, (File 333-147012 - 
        Oct. 30) (BR. 10A)

S-8     EMCOR GROUP INC, 301 MERRITT SEVEN CORPORATE PK, 6TH FLOOR, NORWALK, 
        CT, 06851, 203-849-7800 - 1,495,000 ($51,143,950.00) Equity, 
        (File 333-147015 - Oct. 30) (BR. 06B)

S-3ASR  STARWOOD HOTEL & RESORTS WORLDWIDE INC, 1111 WESTCHESTER AVENUE, 
        WHITE PLAINS, NY, 10604, 9146408100 - 134,420 ($7,464,342.60) Equity, 
        (File 333-147017 - Oct. 30) (BR. 08C)

S-3     GERON CORP, 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6504737700 - 
        50,000 ($367,500.00) Other, (File 333-147018 - Oct. 30) (BR. 01A)

S-1     PROSPER MARKETPLACE INC, 111 SUTTER STREET, 22ND FLOOR, SAN FRANCISCO, 
        CA, 94104, 415-593-5400 - 0 ($500,000,000.00) Other, (File 333-147019 - 
        Oct. 30) (BR. 07)

F-3ASR  TAM S.A., AV. JURANDIR, N. 856, LOTE 4, SAO PAULO - SP, D5, 04072-000, 
        551155828817 - 0 ($0.00) Other, (File 333-147020 - Oct. 30) (BR. 05C)

S-8     GENOPTIX INC, 3398 CARMEL MOUNTAIN ROAD, SAN DIEGO, CA, 92121, 
        8585235000 - 0 ($41,800,593.00) Equity, (File 333-147021 - Oct. 30) 
        (BR. 09)

S-1     Storm Cat Energy CORP, 1125 SEVENTEENTH STREET, SUITE 2310, DENVER, CO, 
        80202, 303-991-5070 - 
        21,857,185 ($14,425,742.00) Debt Convertible into Equity, 
        (File 333-147023 - Oct. 30) (BR. 04A)

F-3     XTL BIOPHARMACEUTICALS LTD, 711 EXECUTIVE BOULEVARD, SUITE Q, 
        VALLEY COTTAGE, NY, 10989, 972-8-930-4440 - 
        72,485,020 ($12,902,334.00) Equity, (File 333-147024 - Oct. 30) 
        (BR. 01C)

S-1     SOI Holdings, Inc., 5260 PARKWAY PLAZA BOULEVARD, SUITE 140, CHARLOTTE, 
        NC, 28217, 704-523-2191 - 0 ($86,250,000.00) Equity, (File 333-147025 - 
        Oct. 30) (BR. 11)

S-8     Pzena Investment Management, Inc., 120 WEST 45TH STREET, 20TH FLOOR, 
        NEW YORK, NY, 10036, 212-355-1600 - 0 ($12,631,476.00) Equity, 
        (File 333-147027 - Oct. 30) (BR. 06C)

S-8     VALIDUS HOLDINGS LTD, 19 PAR-LA-VILLE ROAD, HAMILTON HM11 BERMUDA, D0, 
        00000, 441-278-9000 - 131,184,039 ($337,492,541.10) Equity, 
        (File 333-147028 - Oct. 30) (BR. 01C)

S-3     EnerSys, 2366 BERNVILLE ROAD, READING, PA, 19605, (610) 208-1600 - 
        22,202,332 ($408,966,955.44) Equity, (File 333-147029 - Oct. 30) 
        (BR. 10A)

SB-2    IVPSA CORP, 2235 E. FLAMINGO, SUITE 114, LAS VEGAS, NV, 89119, 
        702-732-4023 - 6,873,750 ($137,475.00) Equity, (File 333-147030 - 
        Oct. 30) (BR. 10)

S-1     Global Employment Holdings, Inc., C/O DAN HOLLENBACH, 
        10375 PARK MEADOWS DRIVE, SUITE 375, LONE TREE, CO, 80124, 
        303-200-1545 - 0 ($7,432,647.25) Equity, (File 333-147031 - Oct. 30) 
        (BR. 11C)


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.	    	      DATE       COMMENT
----------------------------------------------------------------------------------------------------
ABLEAUCTIONS COM INC                    FL       8.01,9.01                    10/30/07

AES CORP                                DE       8.01,9.01                    10/30/07

AGCO CORP /DE                           DE       2.02,9.01                    10/30/07

AGILYSYS INC                            OH       5.02,9.01                    10/29/07

AIRVANA INC                             DE       2.02,9.01                    10/30/07

AKORN INC                               LA       1.01,9.01                    10/24/07

ALASKA PACIFIC BANCSHARES INC           AK       5.02                         10/30/07

ALCAN INC                               A6       5.01,5.02                    10/30/07

ALCiS Health, Inc.                      DE       5.02                         10/24/07

Aldabra 2 Acquisition Corp.             DE       8.01,9.01                    10/30/07

ALEXANDERS J CORP                       TN       2.02,5.03,7.01,9.01          10/25/07

Allegiant Travel CO                     NV       2.02,5.02,9.01               10/25/07

ALLERGAN INC                            DE       5.03,9.01                    10/30/07

ALPHARMA INC                            DE       2.02,9.01                    10/29/07

Alyst Acquisition Corp.                 DE       5.03,9.01                    10/30/07

AMBAC FINANCIAL GROUP INC               DE       5.02                         10/22/07

AMBASSADORS INTERNATIONAL INC           DE       5.02,9.01                    10/25/07

AMEDISYS INC                            DE       2.02,7.01,9.01               10/30/07

AMEREX GROUP, INC.                      OK       5.02                         10/27/07

AMERICA SERVICE GROUP INC /DE           DE       2.02,9.01                    10/30/07

AMERICAN AMMUNITION INC/FL              NV       3.02                         10/30/07

AMERICAN AXLE & MANUFACTURING HOLDING   DE       7.01,9.01                    10/30/07

AMERICAN AXLE & MANUFACTURING HOLDING   DE       2.02,7.01,9.01               10/30/07

American Caresource Holdings, Inc.      DE       2.02,9.01                    10/15/07

AMERICAN COMMUNITY BANCSHARES INC       NC       8.01,9.01                    10/29/07

AMERICAN DENTAL PARTNERS INC            DE       2.02,2.06,5.03,7.01,9.01     10/26/07

American Express Receivables Financin   DE       8.01,9.01                    10/29/07

AMERICAN FINANCIAL GROUP INC            OH       2.02,9.01                    09/30/07

AMERICAN PHYSICIANS CAPITAL INC         MI       1.02,8.01,9.01               10/25/07

AMERICAN SAFETY INSURANCE HOLDINGS LT            2.02                         10/30/07

AMERICAN VANGUARD CORP                  DE       8.01,9.01                    10/29/07

Amiworld, Inc.                          NV       3.02                         10/29/07

AMN HEALTHCARE SERVICES INC             DE       2.02,9.01                    10/30/07

AMSURG CORP                             TN       7.01,9.01                    10/30/07

ANSWERTHINK INC                         FL       2.02,8.01,9.01               09/24/07

APOLLO GROUP INC                        AZ       8.01,9.01                    10/30/07

APPLEBEES INTERNATIONAL INC             DE       2.02,9.01                    09/30/07

APPLEBEES INTERNATIONAL INC             DE       8.01,9.01                    10/29/07

APPLEBEES INTERNATIONAL INC             DE       8.01,9.01                    10/30/07

ARROWHEAD RESEARCH CORP                 DE       1.01,9.01                    10/24/07

ARVINMERITOR INC                        IN       1.01,9.01                    10/26/07

ASBURY AUTOMOTIVE GROUP INC             DE       2.02,7.01,9.01               10/30/07

ASHWORTH INC                            DE       1.01,5.02,9.01               10/24/07

ATC HEALTHCARE INC /DE/                 DE       3.01,9.01                    10/24/07

ATMEL CORP                              DE       2.02,5.02,9.01               10/30/07

AUTOMATIC DATA PROCESSING INC           DE       2.02,9.01                    10/30/07

AVI BIOPHARMA INC                       OR       1.01,5.02,9.01               10/26/07

AVON PRODUCTS INC                       NY       2.02,9.01                    10/30/07

AXIS CAPITAL HOLDINGS LTD                        2.02,9.01                    10/29/07

BALSAM VENTURES INC                     NV       4.01,9.01                    10/24/07

BANCORP RHODE ISLAND INC                         5.02,9.01                    10/24/07    AMEND

BankFinancial CORP                               7.01,9.01                    10/30/07

BARRIER THERAPEUTICS INC                DE       2.02,9.01                    10/30/07

BE AEROSPACE INC                        DE       2.02,9.01                    10/30/07

BEAZER HOMES USA INC                    DE       1.01,3.01,9.01               10/26/07

BECKMAN COULTER INC                     DE       2.02,9.01                    10/30/07

BEMIS CO INC                            MO       2.02,9.01                    10/30/07

BigBand Networks, Inc.                  DE       2.02,2.05,5.02,9.01          10/30/07

BIOLIFE SOLUTIONS INC                   DE       1.01                         10/26/07

BJ SERVICES CO                          DE       2.02                         10/30/07

BLACK BOX CORP                          DE       2.02,9.01                    10/30/07

BlackRock Inc.                          DE       5.02,9.01                    10/30/07

BOE FINANCIAL SERVICES OF VIRGINIA IN   VA       2.02,9.01                    10/29/07

BOOKHAM, INC.                           DE       8.01,9.01                    10/29/07

BOSTON BEER CO INC                      MA       5.02                         10/29/07

BRADLEY PHARMACEUTICALS INC             DE       1.01,5.01,9.01               10/29/07

Bridgeline Software, Inc.               DE       5.03,9.01                    10/26/07

BROOKFIELD HOMES CORP                   DE       2.02,9.01                    10/26/07

BROWN & BROWN INC                       FL       5.02,7.01,9.01               10/24/07

BRUSH ENGINEERED MATERIALS INC                   7.01,9.01                    10/30/07

BUFFALO WILD WINGS INC                  MN       2.02,8.01,9.01               10/30/07

C & F FINANCIAL CORP                    VA       2.02,9.01                    10/26/07

C&D TECHNOLOGIES INC                    DE       1.01,2.01,2.05,2.06,9.01     10/24/07

CALIFORNIA WATER SERVICE GROUP          DE       5.03,8.01,9.01               10/24/07

CAMDEN NATIONAL CORP                    ME       2.02,9.01                    10/30/07

CAPITAL ONE FINANCIAL CORP              DE       5.02,9.01                    10/24/07

CAPITAL ONE FUNDING, LLC                         8.01,9.01                    10/29/07

CAPRIUS INC                             DE       8.01,9.01                    10/26/07

Cardiac Science CORP                             2.02,9.01                    10/30/07

CARDTREND INTERNATIONAL INC.            NV       1.01,2.01,9.01               10/30/07

CARRIER ACCESS CORP                     DE       2.02,9.01                    10/30/07

CB Financial CORP                       NC       8.01,9.01                    10/30/07

CB RICHARD ELLIS GROUP INC              DE       2.02,9.01                    10/29/07

CBIZ, Inc.                              DE       2.02,9.01                    10/25/07

CENTRAL EUROPEAN DISTRIBUTION CORP      DE       2.02,7.01,9.01               10/30/07

CENTRAL PACIFIC FINANCIAL CORP          HI       9.01                         09/30/07

CENTRAL PACIFIC FINANCIAL CORP          HI       2.02,9.01                    09/30/07

CERADYNE INC                            DE       2.02,9.01                    10/30/07

CERUS CORP                              DE       2.02,9.01                    10/30/07

CF Industries Holdings, Inc.            DE       5.03,5.05,9.01               10/24/07

China Public Security Technology, Inc            1.01,3.02,9.01               10/30/07

CHINA SECURITY & SURVEILLANCE TECHNOL   D8       5.02,5.05,8.01,9.01          10/29/07

CHIPOTLE MEXICAN GRILL INC                       2.02,9.01                    10/30/07

CIGNUS VENTURES INC.                    NV       4.01,9.01                    10/24/07

CINCINNATI FINANCIAL CORP               OH       7.01,9.01                    10/24/07

CIT GROUP INC                           DE       8.01,9.01                    10/29/07

CLAIBORNE LIZ INC                       DE       2.02,9.01                    10/30/07

CLINICAL DATA INC                       DE       1.01,2.01,9.01               10/25/07

CNL INCOME PROPERTIES INC               MD       1.01                         10/29/07

COACHMEN INDUSTRIES INC                 IN       2.02,7.01,9.01               10/30/07

COACTIVE MARKETING GROUP INC            DE       5.02                         10/24/07

COCA COLA BOTTLING CO CONSOLIDATED /D   DE       2.02,9.01                    10/26/07

COGNOS INC                              CA       2.01,9.01                    10/25/07

COLGATE PALMOLIVE CO                    DE       2.02,9.01                    10/30/07

COLLECTIVE BRANDS, INC.                 DE       9.01                         10/30/07    AMEND

Collexis Holdings, Inc.                          4.02                         10/24/07

COMMERCIAL METALS CO                    DE       2.02,9.01                    10/30/07

COMMSCOPE INC                           DE       2.02,9.01                    10/30/07

COMMUNITY CENTRAL BANK CORP             MI       2.02,9.01                    10/29/07

COMMUNITY HEALTH SYSTEMS INC            DE       2.02,7.01,9.01               10/30/07

COMMVAULT SYSTEMS INC                   DE       2.02,9.01                    10/30/07

COMPX INTERNATIONAL INC                 DE       1.01,2.03,3.02,5.03,9.01     10/24/07

COOPER COMPANIES INC                    DE       1.01,3.03,5.03,9.01          10/25/07

COOPERATIVE BANKSHARES INC              NC       2.02,9.01                    10/30/07

Copano Energy, L.L.C.                   DE       9.01                         10/19/07    AMEND

CORINTHIAN COLLEGES INC                          2.02                         10/30/07

CORN PRODUCTS INTERNATIONAL INC         DE       2.02,7.01                    10/30/07

CORN PRODUCTS INTERNATIONAL INC         DE       5.02                         10/24/07

CORVEL CORP                             DE       2.02,9.01                    10/30/07

COVAD COMMUNICATIONS GROUP INC          DE       2.02,9.01                    10/30/07

CRESCENT FINANCIAL CORP                 NC       5.02                         10/24/07

CUBIST PHARMACEUTICALS INC              DE       1.01                         10/25/07

CURIS INC                               DE       2.02,9.01                    10/30/07

CVB FINANCIAL CORP                      CA       2.02                         10/17/07

CWABS Asset-Backed Certificates Trust   DE       9.01                         10/30/07

CWALT INC                               DE       9.01                         10/30/07

CWMBS INC                               DE       9.01                         10/30/07

CWMBS INC                               DE       9.01                         10/30/07

CYCLE COUNTRY ACCESSORIES CORP          NV       2.01,8.01,9.01               10/26/07

CYTRX CORP                              DE       8.01,9.01                    10/30/07

DADE BEHRING HOLDINGS INC               DE       2.02,9.01                    10/29/07

Data Domain, Inc.                       DE       2.02,4.02,9.01               10/25/07

DCP Midstream Partners, LP              DE       5.02                         10/24/07

DDI CORP                                CA       2.02,9.01                    10/30/07

DELL INC                                DE       8.01,9.01                    10/30/07

DELPHI CORP                             DE       7.01,9.01                    10/30/07

DELTIC TIMBER CORP                      DE       2.02,9.01                    10/29/07

DEVELOCAP INC                           NV       4.01,9.01                    10/30/07

DEXCOM INC                                       2.02,9.01                    10/30/07

DIVX INC                                         1.01                         10/24/07

DIXIE GROUP INC                         TN       2.02,9.01                    10/30/07

DOCUMENT SCIENCES CORP                  DE       2.02,9.01                    10/30/07

DOCUMENT SCIENCES CORP                  DE       5.02                         10/24/07

DOLLAR TREE STORES INC                  VA       7.01,9.01                    10/30/07

DOUBLE EAGLE PETROLEUM CO               MD       7.01,9.01                    10/29/07

DreamWorks Animation SKG, Inc.                   2.02,9.01                    10/30/07

DRESS BARN INC                          CT       2.02                         10/29/07

Duke Energy CORP                        DE       5.02,9.01                    10/24/07

DUPONT FABROS TECHNOLOGY, INC.          MD       1.01,2.03,9.01               10/24/07

DUSA PHARMACEUTICALS INC                NJ       1.01,3.02,8.01,9.01          10/29/07

E-Z-EM, Inc.                            DE       1.01,7.01,8.01,9.01          10/30/07

EAGLE BANCORP INC                       MD       5.03,9.01                    10/17/07

EFJ INC                                 DE       2.02,9.01                    10/30/07

EMCOR GROUP INC                         DE       2.02,9.01                    09/30/07

EMS TECHNOLOGIES INC                    GA       2.02,9.01                    10/30/07

EN POINTE TECHNOLOGIES INC              DE       1.01                         10/29/07

ENBRIDGE ENERGY PARTNERS LP             DE       7.01,9.01                    10/30/07

ENCISION INC                            CO       5.03,9.01                    10/24/07

ENDOLOGIX INC /DE/                      DE       2.02,9.01                    10/25/07

Energy Future Holdings Corp /TX/        TX       7.01,9.01                    10/17/07    AMEND

Energy Transfer Partners, L.P.          DE       5.02                         10/30/07

ENERGYSOUTH INC                         AL       5.03,9.01                    10/26/07

ENVIRONMENTAL POWER CORP                DE       8.01                         10/27/07

ENZON PHARMACEUTICALS INC               DE       2.02,9.01                    10/30/07

EQUINIX INC                             DE       2.02,2.03,9.01               10/25/07

EQUITY INNS INC                         TN       3.01,5.01,5.02,5.03          10/25/07

ESS TECHNOLOGY INC                      CA       1.01,2.01,2.02,9.01          10/26/07

ETHAN ALLEN INTERIORS INC               DE       5.02                         10/29/07

Extra Space Storage Inc.                MD       2.02,9.01                    10/30/07

FAIR ISAAC CORP                         DE       2.02,9.01                    10/30/07

FARMERS & MERCHANTS BANCORP             DE       2.02,9.01                    10/29/07

FASHION TECH INTERNATIONAL INC          NV       3.02,5.01,5.02               10/24/07

FBL FINANCIAL GROUP INC                 IA       2.02                         10/30/07

Federal Home Loan Bank of Atlanta       X1       2.03                         10/24/07

Federal Home Loan Bank of Boston        X1       2.03                         10/24/07

Federal Home Loan Bank of Chicago       X1       2.03                         10/24/07

Federal Home Loan Bank of Chicago       X1       2.02,7.01,9.01               10/30/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                    10/25/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                    10/26/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                    10/24/07

Federal Home Loan Bank of New York      X1       2.03,9.01                    10/24/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                    10/24/07

Federal Home Loan Bank of San Francis   X1       2.03                         10/26/07

Federal Home Loan Bank of Seattle                2.03                         10/29/07

Federal Home Loan Bank of Seattle                7.01,9.01                    10/30/07

Federal Home Loan Bank of Seattle                5.02,9.01                    10/30/07

Federal Home Loan Bank of Topeka                 2.03                         10/24/07

FEI CO                                  OR       2.02,9.01                    10/30/07

FENTURA FINANCIAL INC                   MI       2.02,9.01                    10/26/07

FIRST BUSEY CORP /NV/                   NV       2.02                         09/30/07

FIRST NIAGARA FINANCIAL GROUP INC       DE       2.02,9.01                    10/26/07

FIRST STATE BANCORPORATION              NM       2.02,9.01                    10/29/07

FIRSTENERGY CORP                        OH       2.02,9.01                    10/30/07

FIRSTPLUS FINANCIAL GROUP INC           NV       8.01                         10/12/07

FLUSHING FINANCIAL CORP                 DE       5.04                         10/29/07

FMC TECHNOLOGIES INC                    DE       2.02,9.01                    10/29/07

FORWARD AIR CORP                        TN       8.01,9.01                    10/30/07

FPIC INSURANCE GROUP INC                FL       7.01,9.01                    10/30/07

FPIC INSURANCE GROUP INC                FL       2.02,9.01                    10/30/07

FPL GROUP INC                           FL       2.02,9.01                    10/30/07

FRANKLIN BANK CORP                               2.02,9.01                    10/29/07

FRANKLIN STREET PROPERTIES CORP /MA/             2.02,9.01                    10/30/07

FREEHAND SYSTEMS INTERNATIONAL, INC.    DE       8.01                         10/29/07

FreightCar America, Inc.                DE       2.02,9.01                    10/30/07

FULTON FINANCIAL CORP                   PA       7.01,9.01                    10/30/07

FUSHI INTERNATIONAL INC                 NV       5.02,9.01                    10/24/07

G&K SERVICES INC                        MN       2.02,9.01                    10/30/07

GARTNER INC                             DE       2.02,9.01                    10/30/07

GEN PROBE INC                           DE       2.02,9.01                    10/30/07

GENELABS TECHNOLOGIES INC /CA           CA       5.02,9.01                    10/24/07

GENESEE & WYOMING INC                   DE       5.02                         10/24/07

GENLYTE GROUP INC                       DE       2.02,9.01                    10/29/07

GENOMIC HEALTH INC                               2.02,9.01                    10/30/07

GENTA INC DE/                           DE       5.02,9.01                    10/24/07

Georgetown Bancorp, Inc.                X1       5.03,9.01                    10/23/07

Geovax Labs, Inc.                       IL       8.01,9.01                    10/29/07

GERMAN AMERICAN BANCORP, INC.           IN       2.02,8.01,9.01               10/30/07

GETTY REALTY CORP /MD/                  MD       2.02,9.01                    10/30/07

GLADSTONE COMMERCIAL CORP               MD       2.02,9.01                    10/30/07

GoFish Corp.                                     1.01,5.02,9.01               10/24/07

GOODYEAR TIRE & RUBBER CO /OH/          OH       2.02,9.01                    10/30/07

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                         10/26/07

GREAT PLAINS ENERGY INC                 MO       2.02,9.01                    10/30/07

Greenwich Capital Commercial Funding             9.01                         10/30/07

GROUP 1 AUTOMOTIVE INC                  DE       2.02,9.01                    10/30/07

GSAA Home Equity Trust 2007-10          DE       9.01                         10/30/07

GULF ISLAND FABRICATION INC             LA       8.01,9.01                    10/29/07

GULFPORT ENERGY CORP                    DE       5.02                         10/29/07

HANOVER INSURANCE GROUP, INC.           DE       2.02,8.01,9.01               10/29/07

HARMAN INTERNATIONAL INDUSTRIES INC /   DE       5.02                         10/26/07

HARTFORD LIFE INSURANCE CO              CT       9.01                         10/30/07

HAWAIIAN HOLDINGS  INC                  DE       2.02,9.01                    10/30/07

HCP, INC.                               MD       2.02,9.01                    10/29/07

HEADWATERS INC                          DE       5.02,9.01                    10/26/07

HEIDRICK & STRUGGLES INTERNATIONAL IN   DE       2.02,9.01                    10/30/07

HENRY JACK & ASSOCIATES INC             DE       2.02,9.01                    10/29/07

HERCULES OFFSHORE, INC.                 DE       2.02,9.01                    10/30/07

HERITAGE BANKSHARES INC /VA             VA       2.02,9.01                    10/29/07

HOLLY ENERGY PARTNERS LP                DE       2.02,9.01                    10/30/07

HSI Asset Loan Obligation Trust 2007-            8.01,9.01                    10/30/07

HUMANA INC                              DE       5.02                         10/25/07

HUNTINGTON BANCSHARES INC/MD            MD       9.01                         07/01/07    AMEND

I MANY INC                              DE       2.02,9.01                    10/30/07

ICAD INC                                DE       5.02                         10/25/07

IDT CORP                                DE       8.01                         10/24/07

IHOP CORP                               DE       8.01,9.01                    10/30/07

IMMUCOR INC                             GA       8.01,9.01                    10/26/07

INDUSTRIAL DISTRIBUTION GROUP INC       DE       2.02                         10/30/07

INFINITY PHARMACEUTICALS, INC.          DE       2.02,5.02,8.01,9.01          10/25/07

INFOCUS CORP                            OR       2.02,9.01                    10/30/07

Ingen Technologies, Inc.                         1.01,9.01                    10/25/07

INSITUFORM TECHNOLOGIES INC             DE       2.02,9.01                    10/24/07

INTEGRA LIFESCIENCES HOLDINGS CORP      DE       2.01,9.01                    10/30/07

INTEGRATED SILICON SOLUTION INC         DE       2.02                         10/30/07

International Power Group, Ltd.         DE       5.02                         10/30/07

Intersearch Group Inc                   FL       5.02                         10/30/07

INTRAOP MEDICAL CORP                             3.02,8.01,9.01               10/24/07

INVACARE CORP                           OH       2.02,9.01                    10/30/07

INVENTURE GROUP, INC.                   DE       2.02,9.01                    10/30/07

INVITROGEN CORP                         DE       2.02,9.01                    10/30/07

IR BIOSCIENCES HOLDINGS INC             DE       1.01,9.01                    10/25/07

J P MORGAN CHASE & CO                   DE       9.01                         10/26/07

JABIL CIRCUIT INC                       DE       5.03,9.01                    10/25/07

JARDEN CORP                             DE       2.02,9.01                    10/30/07

JOE'S JEANS INC.                        DE       1.01,1.02,9.01               10/24/07

KANA SOFTWARE INC                       DE       2.02,9.01                    10/30/07

KANSAS CITY LIFE INSURANCE CO           MO       5.03                         10/30/07

KAYDON CORP                             DE       5.02                         10/25/07

KELLWOOD CO                             DE       5.02,9.01                    10/29/07

KENTUCKY BANCSHARES INC /KY/            KY       2.02,9.01                    10/30/07

KEY ENERGY SERVICES INC                 MD       2.02,5.02,7.01,9.01          10/27/07

KEY TRONIC CORP                         WA       2.02,9.01                    10/30/07

KITTY HAWK INC                          DE       8.01,9.01                    10/29/07

KMA GLOBAL SOLUTIONS INTERNATIONAL IN            5.02                         10/24/07

KONA GRILL INC                          DE       2.02,9.01                    10/29/07

LACROSSE FOOTWEAR INC                   WI       2.02,9.01                    10/30/07

LANDAMERICA FINANCIAL GROUP INC         VA       2.02,9.01                    10/30/07

LANDMARK BANCORP INC                    DE       2.02,8.01,9.01               10/30/07

LCA VISION INC                          DE       2.02,9.01                    10/30/07

LECG CORP                               DE       2.02,9.01                    10/30/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                         10/26/07

Lev Pharmaceuticals Inc                 DE       8.01,9.01                    10/30/07

LEXICON PHARMACEUTICALS, INC./DE        DE       2.02,9.01                    10/30/07

LEXINGTON PRECISION CORP                DE       1.01,3.02                    09/27/07

LHC Group, Inc                                   1.01,5.02,9.01               10/30/07

LIGHTPATH TECHNOLOGIES INC              DE       8.01                         10/24/07

LSI CORP                                DE       2.01,9.01                    10/24/07

LUBYS INC                               DE       1.01,3.03,9.01               10/29/07

M I HOMES INC                           OH       2.02,9.01                    10/30/07

MAGNACHIP SEMICONDUCTOR LLC                      2.02,9.01                    10/25/07

Magyar Bancorp, Inc.                    DE       5.02,9.01                    10/26/07

Marine Exploration Inc                  CO       8.01                         10/29/07

MARRIOTT INTERNATIONAL INC /MD/         DE       8.01,9.01                    10/30/07

MARTIN MARIETTA MATERIALS INC           NC       2.02,7.01,9.01               10/30/07

MASCO CORP /DE/                         DE       2.02,9.01                    10/30/07

MASIMO CORP                             DE       2.02,9.01                    10/30/07

MATHSTAR INC                            MN       8.01,9.01                    10/30/07

MATRITECH INC/DE/                       DE       2.02,8.01,9.01               10/30/07

MAXLIFE FUND CORP.                      WY       8.01                         10/24/07

MAXWELL TECHNOLOGIES INC                DE       2.02,9.01                    10/30/07

MCCORMICK & CO INC                      MD       5.02,9.01                    10/25/07

MCKESSON CORP                           DE       2.02,9.01                    10/30/07

MENTOR CORP /MN/                        MN       5.02,9.01                    10/30/07

MERCHANTS & MANUFACTURERS BANCORPORAT   WI       2.01,9.01                    10/25/07

MERCHANTS BANCSHARES INC                DE       2.02,9.01                    10/29/07

MERGE TECHNOLOGIES INC                  WI       2.02,9.01                    10/29/07

MERRILL LYNCH & CO INC                  DE       5.02,5.03,9.01               10/30/07

MF Global Ltd.                          D0       2.02,9.01                    10/30/07

MGM MIRAGE                              DE       2.02,9.01                    10/30/07

MIDAMERICAN ENERGY HOLDINGS CO /NEW/    IA       8.01,9.01                    10/30/07

MIDDLESEX WATER CO                      NJ       8.01,9.01                    10/30/07

MIDWEST AIR GROUP INC                   WI       8.01,9.01                    10/30/07

MOMENTA PHARMACEUTICALS INC             DE       5.02                         10/25/07

MOMENTA PHARMACEUTICALS INC             DE       5.02                         10/26/07    AMEND

MONOLITHIC POWER SYSTEMS INC            CA       2.02,5.02,9.01               10/25/07

MoSys, Inc.                             CA       2.02,9.01                    10/30/07

MPHASE TECHNOLOGIES INC                 NJ       8.01                         10/29/07

MS STRUCTURED ASSET CORP CBT SERIES 2   DE       8.01,9.01                    10/25/07

MYCOM GROUP INC /NV/                    NV       1.01,5.02,9.01               10/29/07

NACCO INDUSTRIES INC                    DE       2.02,9.01                    10/30/07

NACCO INDUSTRIES INC                    DE       2.02,7.01,9.01               10/30/07

NANOMETRICS INC                         DE       2.02,9.01                    10/30/07

NATIONAL CITY AUTO RECEIVABLES TRUST             8.01,9.01                    10/15/07

NATIONAL DENTEX CORP /MA/               MA       1.01,2.03,9.01               10/24/07

NATIONAL LAMPOON INC                    CA       5.02                         10/30/07

NATIONAL RETAIL PROPERTIES, INC.        MD       1.01,2.03                    10/26/07

NAUTILUS, INC.                          WA       1.01,3.03,9.01               10/29/07

NAVIGATORS GROUP INC                    DE       2.02,7.01,8.01               10/29/07

NCI, Inc.                               DE       2.02,7.01,9.01               10/30/07

Neiman Marcus, Inc.                     DE       5.02,9.01                    10/30/07

NETWOLVES CORP                          NY       8.01                         10/29/07

NETWORK CAPITAL INC                     MN       4.01,5.01,5.02,9.01          08/02/07

NETWORK EQUIPMENT TECHNOLOGIES INC      DE       5.02,5.03,9.01               10/24/07

NeuroMetrix, Inc.                                2.02,9.01                    10/30/07

NEVADA GOLD & CASINOS INC               NV       1.01,9.01                    10/30/07

NEWMARKET CORP                          VA       2.02,9.01                    10/30/07

Newport Bancorp Inc                              2.02,9.01                    10/30/07

NEWPORT CORP                            NV       2.02,9.01                    10/30/07

NextMart Inc.                           DE       2.02                         10/30/07

NMS COMMUNICATIONS CORP                 DE       2.02,7.01,9.01               10/30/07

NNN 2003 VALUE FUND LLC                          1.01,2.03,9.01               10/24/07

NNN Healthcare/Office REIT, Inc.        MD       2.03                         10/19/07    AMEND

North American Insurance Leaders, Inc            8.01,9.01                    10/19/07

NORTHEAST COMMUNITY BANCORP INC         X1       5.03,9.01                    10/28/07

NOVELL INC                              DE       8.01,9.01                    10/23/07

NUTECH DIGITAL INC                      CA       4.01,9.01                    10/05/07

OCCAM NETWORKS INC/DE                   DE       8.01,9.01                    10/25/07

OccuLogix, Inc.                         DE       1.01                         10/29/07

ODYNE CORP                                       3.02,9.01                    10/26/07

OI CORP                                 OK       1.01,9.01                    10/30/07

OLD LINE BANCSHARES INC                          2.02                         10/30/07

OLIN CORP                               VA       1.01,1.02,2.03,7.01,9.01     10/29/07

Omniture, Inc.                          DE       2.02,9.01                    10/30/07

ON SEMICONDUCTOR CORP                   DE       2.02,9.01                    10/30/07

ONLINE GAMING SYSTEMS LTD \             DE       4.01,9.01                    12/02/03

ONLINE RESOURCES CORP                   DE       8.01                         10/30/07

Onstream Media CORP                     FL       7.01                         10/30/07

ONVIA INC                               DE       2.02,9.01                    10/30/07

OPTICAL CABLE CORP                      VA       1.01                         10/26/07

ORAMED PHARMACEUTICALS INC.             NV       5.02                         10/23/07

ORASURE TECHNOLOGIES INC                DE       2.02,9.01                    10/30/07

ORASURE TECHNOLOGIES INC                DE       7.01,9.01                    10/30/07

ORIENTAL FINANCIAL GROUP INC            PR       2.02,9.01                    10/29/07

OUTDOOR CHANNEL HOLDINGS INC                     5.02,9.01                    10/24/07

OVERLAND STORAGE INC                    CA       2.02,9.01                    10/30/07

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       5.02,9.01                    10/29/07

PACKETEER INC                           DE       8.01                         10/30/07

PACKETPORT COM                          NV       8.01                         10/29/07

PALADIN REALTY INCOME PROPERTIES INC    MD       8.01                         10/30/07

PALM INC                                DE       1.01,2.03,3.02,3.03,5.02,    10/24/07
					         5.03,9.01
  
PANHANDLE OIL & GAS INC                 OK       5.02,7.01,9.01               10/30/07

PATRICK INDUSTRIES INC                  IN       8.01,9.01                    10/30/07

Patriot Coal CORP                       DE       5.02,8.01,9.01               10/29/07

PATRIOT NATIONAL BANCORP INC            CT       2.02,9.01                    10/29/07

PC MALL INC                             DE       2.02,9.01                    10/30/07

PDL BIOPHARMA, INC.                     DE       1.01,5.02                    10/24/07

PEAK INTERNATIONAL LTD                  D0       5.02,9.01                    10/25/07

Peak Resources INC                      NV       1.01,9.01                    10/29/07

PENGRAM CORP                            NV       4.01,9.01                    10/24/07

PENNSYLVANIA REAL ESTATE INVESTMENT T   PA       2.02,9.01                    10/30/07

PERICOM SEMICONDUCTOR CORP              CA       2.02,9.01                    10/30/07

PEROT SYSTEMS CORP                      DE       2.02,9.01                    10/30/07

PERRIGO CO                              MI       7.01,9.01                    10/30/07

PFIZER INC                              DE       5.02,5.03,9.01               10/25/07

PHARMOS CORP                            NV       5.03,8.01,9.01               10/24/07

PLATINUM ENERGY RESOURCES INC           DE       8.01,9.01                    10/26/07

PLAYLOGIC ENTERTAINMENT INC             DE       4.02,9.01                    10/23/07

PLY GEM HOLDINGS INC                    DE       8.01,9.01                    10/26/07

PMC SIERRA INC                          DE       8.01                         10/26/07

PMI GROUP INC                           DE       2.02,9.01                    10/30/07

POLYONE CORP                                     2.02,9.01                    10/30/07

POST PROPERTIES INC                     GA       2.02,9.01                    10/30/07

Power Medical Interventions, Inc.       DE       1.01,9.01                    10/25/07

PREMIER EXHIBITIONS, INC.                        8.01,9.01                    10/30/07

PREMIER EXHIBITIONS, INC.                        8.01,9.01                    10/30/07

PRG SCHULTZ INTERNATIONAL INC           GA       2.02,9.01                    10/29/07

PRINCIPAL FINANCIAL GROUP INC           DE       2.02                         10/29/07

PRO PHARMACEUTICALS INC                 NV       1.01,3.02,9.01               10/24/07

PROCTER & GAMBLE CO                     OH       2.02                         10/30/07

PROS Holdings, Inc.                     DE       2.02,9.01                    10/29/07

PROXIM WIRELESS CORP                    DE       1.01,5.02,9.01               10/25/07

pSivida LTD                             C3       5.05,9.01                    10/25/07

PSYCHIATRIC SOLUTIONS INC               DE       5.02                         10/23/07

PURADYN FILTER TECHNOLOGIES INC         DE       7.01                         10/30/07

Qnective, Inc.                                   5.02                         10/29/07

QUEPASA CORP                            NV       5.02,9.01                    10/25/07

QWEST COMMUNICATIONS INTERNATIONAL IN   DE       2.02                         10/30/07

RADIAN GROUP INC                        DE       4.01                         10/30/07

RADIANT LOGISTICS, INC                  DE       5.02                         10/25/07

RAM Holdings Ltd.                       D0       2.02,9.01                    10/29/07

REALNETWORKS INC                        WA       2.02,9.01                    09/30/07

RENT A CENTER INC DE                             2.02,9.01                    10/29/07

REPLIDYNE INC                           DE       2.02,9.01                    10/30/07

REPROS THERAPEUTICS INC.                DE       7.01,9.01                    10/29/07

Rhino Outdoor International, Inc.                1.01,9.01                    10/30/07

RICA FOODS INC                          NV       8.01,9.01                    10/30/07

ROBBINS & MYERS INC                     OH       5.03,9.01                    10/26/07

ROCK OF AGES CORP                       DE       1.01,9.01                    10/30/07

RR Donnelley & Sons Co                  DE       2.02,9.01                    10/30/07

RxElite, Inc.                                    3.02,5.03,9.01               10/29/07

SAFECO CORP                             WA       2.02,9.01                    10/30/07

SAGEMARK COMPANIES LTD                  NY       1.01,9.01                    10/25/07

SALEM COMMUNICATIONS CORP /DE/          DE       1.01,9.01                    10/24/07

SANFILIPPO JOHN B & SON INC             DE       5.02,9.01                    10/24/07

SANMINA-SCI CORP                        DE       2.02,9.01                    10/30/07

SCIELE PHARMA, INC.                     DE       2.02,9.01                    10/30/07

Security With Advanced Technology, In   CO       1.02,5.02,7.01,9.01          10/25/07

SENESCO TECHNOLOGIES INC                DE       3.01,9.01                    10/24/07

SEPRACOR INC /DE/                       DE       2.02,8.01,9.01               10/30/07

SHUTTERFLY INC                                   9.01                         10/29/07

SI INTERNATIONAL INC                    DE       2.02,9.01                    10/30/07

SIMTEK CORP                             CO       2.02,9.01                    10/30/07

SIRF TECHNOLOGY HOLDINGS INC                     2.02,9.01                    10/30/07

SIRIUS SATELLITE RADIO INC              DE       2.02,9.01                    10/30/07

SL INDUSTRIES INC                       NJ       2.01,9.01                    01/26/06    AMEND

Smart SMS Corp                          FL       5.02                         10/26/07

SMITH & WESSON HOLDING CORP             NV       7.01,9.01                    10/29/07

SOMERSET HILLS BANCORP                  NJ       8.01,9.01                    10/26/07

SONIC AUTOMOTIVE INC                    DE       2.02,7.01,9.01               10/30/07

SONIC INNOVATIONS INC                   DE       2.02,9.01                    10/30/07

Soundview Home Loan Trust 2007-OPT5     DE       9.01                         10/10/07

Soundview Home Loan Trust 2007-OPT5     DE       7.01                         10/10/07

SOUTHWEST GEORGIA FINANCIAL CORP        GA       2.02,9.01                    09/30/07

SPHERION CORP                           DE       2.02,9.01                    10/29/07

SPORT SUPPLY GROUP, INC.                DE       2.02,9.01                    10/30/07

SPSS INC                                DE       2.02,9.01                    10/30/07

SPX CORP                                DE       5.03,8.01,9.01               10/24/07

STANDARD MOTOR PRODUCTS INC             NY       2.02,9.01                    10/30/07

STANDARD PARKING CORP                   DE       1.01,9.01                    10/29/07

STEC, INC.                              CA       8.01,9.01                    10/25/07

STEN CORP                               MN       3.02,5.02                    10/25/07

STERIS CORP                             OH       2.02,9.01                    10/30/07

STERLING BANCSHARES INC                 TX       5.03,9.01                    10/29/07

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                    10/30/07

STRYKER CORP                            MI       1.01,5.03,9.01               10/24/07

SUMMIT FINANCIAL GROUP INC              WV       8.01,9.01                    10/26/07

SUMTOTAL SYSTEMS INC                    DE       2.02,9.01                    10/30/07

SUN COMMUNITIES INC                     MD       5.03                         10/30/07

SUNTRUST BANKS INC                      GA       8.01,9.01                    10/30/07

SUPERIOR ENERGY SERVICES INC            DE       2.02,9.01                    10/29/07

SUPPORTSOFT INC                         DE       2.02,9.01                    10/30/07

SURREY BANCORP                          NC       7.01,9.01                    10/30/07

SYMYX TECHNOLOGIES INC                  DE       2.05                         10/24/07    AMEND

SYS                                     CA       5.02                         10/30/07

TANGER FACTORY OUTLET CENTERS INC       NC       2.02,7.01,9.01               09/30/07

TECHNITROL INC                          PA       1.01,9.01                    10/25/07

TEKELEC                                 CA       2.02,9.01                    10/30/07

TEMECULA VALLEY BANCORP INC             CA       2.02,9.01                    10/30/07

TENDERCARE INTERNATIONAL INC            CO       1.01,9.01                    10/24/07

TENDERCARE INTERNATIONAL INC            CO       1.01,9.01                    10/24/07    AMEND

TENNECO INC                             DE       2.02,9.01                    10/30/07

TERADATA CORP /DE/                               2.02,7.01,9.01               10/30/07

TEXAS PACIFIC LAND TRUST                         2.02,9.01                    10/30/07

Thornburg Mortgage Securities Trust 2   DE       8.01,9.01                    10/30/07

TITANIUM METALS CORP                    DE       7.01,9.01                    10/24/07

TomoTherapy Inc                                  2.02,9.01                    10/30/07

TRANSOCEAN INC                          E9       7.01,9.01                    10/30/07

TRIZETTO GROUP INC                      DE       2.02,8.01,9.01               10/30/07

TRW AUTOMOTIVE HOLDINGS CORP            DE       2.02,9.01                    10/30/07

TWIN DISC INC                           WI       7.01,9.01                    10/30/07

ULURU INC.                              NV       8.01,9.01                    10/30/07

Under Armour, Inc.                      MD       2.02,9.01                    10/30/07

UNION NATIONAL FINANCIAL CORP / PA      PA       9.01                         09/30/07

UNION PACIFIC CORP                      UT       1.01,2.03,9.01               10/25/07

UNITED PARCEL SERVICE INC               DE       8.01                         10/30/07

UNITED RENTALS INC /DE                  DE       8.01,9.01                    10/30/07

UNITED STATES STEEL CORP                DE       2.02,9.01                    10/30/07

UNIVERSAL BIOSENSORS INC                DE       8.01,9.01                    10/30/07

UNIVERSAL DETECTION TECHNOLOGY          CA       3.02                         09/25/07

UNIVERSAL HEALTH REALTY INCOME TRUST    MD       2.02,9.01                    10/30/07

UNIVERSAL HEALTH SERVICES INC           DE       2.02,9.01                    10/29/07

UNIVERSAL TRAVEL GROUP                  NV       2.01,2.03,3.02,7.01,9.01     10/29/07

UPFC Auto Financing CORP                TX       8.01,9.01                    10/29/07

URANERZ ENERGY CORP.                    NV       7.01,9.01                    10/29/07

URS CORP /NEW/                          DE       2.02,8.01,9.01               10/30/07

US ENERGY CORP                          WY       8.01,9.01                    10/29/07

UTAH MEDICAL PRODUCTS INC               UT       8.01                         10/30/07

VARIAN INC                              DE       2.02,9.01                    10/30/07

Vaughan Foods, Inc.                     OK       5.02                         10/24/07

VECTREN CORP                            IN       5.02                         10/29/07

Venoco, Inc.                            DE       2.02,9.01                    10/30/07

VIA Pharmaceuticals, Inc.               DE       8.01,9.01                    10/25/07

VICORP RESTAURANTS INC                  CO       1.01,9.01                    10/30/07

VIROPHARMA INC                          DE       2.02,9.01                    10/30/07

VISHAY INTERTECHNOLOGY INC              DE       2.02,7.01,9.01               10/30/07

VITAL IMAGES INC                        MN       2.02,9.01                    10/30/07

VULCAN MATERIALS CO                     NJ       2.02,9.01                    10/29/07

W-H ENERGY SERVICES INC                 TX       2.02,7.01,9.01               10/30/07

WALTER INDUSTRIES INC /NEW/             DE       1.01                         10/25/07

WASHINGTON GROUP INTERNATIONAL INC      DE       8.01                         10/30/07

WASHINGTON MUTUAL, INC                  WA       5.03,8.01,9.01               10/24/07

WASHINGTON TRUST BANCORP INC            RI       2.02,4.02,9.01               10/24/07

WASTE SERVICES, INC.                    A6       2.02,9.01                    09/30/07

WATTS WATER TECHNOLOGIES INC            DE       1.01,2.02,2.05,5.02,9.01     10/29/07

WEBSENSE INC                            DE       2.02,9.01                    10/30/07

WELLCARE HEALTH PLANS, INC.             DE       8.01,9.01                    10/26/07

WELLMAN INC                             DE       2.02,9.01                    10/29/07

WENDYS INTERNATIONAL INC                OH       5.02                         10/24/07

WINLAND ELECTRONICS INC                 MN       2.02,5.02,9.01               10/30/07

WISCONSIN ENERGY CORP                   WI       2.02                         10/30/07

WORLD FUEL SERVICES CORP                FL       7.01,9.01                    10/30/07

WSB Financial Group, Inc.               WA       2.02,8.01,9.01               10/29/07

WYNN RESORTS LTD                                 2.02,7.01,9.01               10/30/07

X RITE INC                              MI       1.01,2.01,2.03,9.01          10/24/07

XM SATELLITE RADIO HOLDINGS INC         DE       8.01,9.01                    05/03/07

XM SATELLITE RADIO HOLDINGS INC         DE       8.01,9.01                    07/31/07

YOUBET COM INC                          DE       1.02,5.02                    10/24/07


                           

 

http://www.sec.gov/news/digest/2007/dig103107.htm


Modified: 10/31/2007