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U.S. Securities and Exchange Commission

                           SEC NEWS DIGEST

Issue 2007-174                                      September 10, 2007



On September 7, the Securities and Exchange Commission approved a  new
Financial Industry Regulatory Authority (FINRA) rule that is  intended
to enhance broker-dealer sales practices with respect to purchases and
exchanges of deferred variable annuities. The rule  has  four  primary
components. First, it imposes a suitability obligation tailored to the
characteristics of deferred variable annuities.  Second,  it  contains
standards for principal  review  and  requires  principals  to  review
transactions before the customer's application  is  forwarded  to  the
issuing insurance company for processing.  Third,  the  rule  requires
members  to  establish  and  maintain  specific  written   supervisory
procedures  reasonably  designed  to  achieve  compliance   with   the
standards set forth in the proposed  rule.  And  fourth,  it  requires
members to develop and document specific training policies or programs
designed to ensure compliance with the requirements of  the  rule  and
salespersons' understanding  of  the  material  features  of  deferred
variable annuities. The Commission  also  issued  an  exemptive  order
allowing FINRA members to hold customer funds for no more  than  seven
business days while completing the required principal review under the
new rule without becoming fully subject to Exchange  Act  Rule  15c3-3
and being required  to  maintain  higher  levels  of  net  capital  in
accordance with Rule 15c3-1. While the new rule applies  to  sales  to
all investors and not  just  to  seniors,  because  deferred  variable
annuities are often marketed to investors looking  toward  retirement,
it has been a particular focus in the  context  of  protecting  senior
investors against financial fraud. Combating financial  fraud  against
older investors will be a focus  of  the  Commission's  second  annual
Seniors Summit being held today in Washington, D.C.  The  Summit  will
include the release of findings from regulatory  examinations  of  110
firms offering "free lunch" investment seminars aimed at seniors.

The SEC's Seniors Summit will be webcast live on the SEC Web  site  at
www.sec.gov, starting at 10:00  A.M.,  E.T.  The  event  will  further
examine  how  regulators,  community  organizations,  and  others  can
increasingly coordinate efforts to educate older Americans and protect
them from abusive sales practices and investment  fraud.  Registration
information and other materials about the Seniors Summit are available
at:    http://www.sec.gov/spotlight/seniors/seniors_summit.htm.    The
Commission's order approving the proposed FINRA rule is  available  on
the           Commission's           web            site            at
http://www.sec.gov/rules/sro/nasd/2007/34-56375.pdf. The  Commission's
order granting exemptions from  Rules  15c3-1  and  15c3-3  under  the
Securities Exchange Act of 1934 is available on the  Commission's  web
site  at  http://www.sec.gov/rules/exorders/2007/34-56376.pdf.
(Press Rel. 2007-178)


During a Seniors Summit held today  at  the  Securities  and  Exchange
Commission, securities regulators released a joint report  summarizing
the results of their examinations of "free lunch" investment seminars.

The year-long examination was conducted  by  the  SEC,  the  Financial
Industry Regulatory Authority (FINRA) and state securities  regulators
(members  of  NASAA,  the  North  American  Securities  Administrators
Association). The regulators  scrutinized  110  securities  firms  and
branch offices that sponsor sales seminars and offer a free  lunch  to
entice attendees.

The report's key findings include:

* 100% of the "seminars" were instead sales presentations.

While  many  sales  seminars   were   advertised   as   "educational,"
"workshops," and "nothing will be sold," they were intended to  result
in the attendees' opening new accounts and, ultimately, in  the  sales
of investment products, if not at the seminar itself, then in  follow-
up contacts with the attendees.

* 59% reflected weak supervisory practices by firms.

While  some  exams  found  effective   supervisory   practices,   many
examinations found indications that firms had poorly supervised  these
sales seminars, including failure to review seminar  presentations  or
materials as required.

* 50% featured exaggerated or misleading advertising claims.

Examples included "Immediately add $100,000 to your net  worth,"  "How
to receive a 13.3% return," and "How $100K can pay 1  Million  Dollars
to Your Heirs."

* 23% involved possibly unsuitable recommendations.

In 25 of  the  110  examinations,  examiners  found  indications  that
unsuitable recommendations were made, for example, a risky  investment
recommended to an investor with a "conservative" investment objective,
or an illiquid investment recommended to an investor with a short-term
need for cash.

* 13% appeared to be fraudulent and have been  referred  to  the  most
appropriate regulator for possible enforcement or disciplinary action.

Examiners found indications of possible  fraudulent  practices  in  14
examinations that involved apparent serious misrepresentations of risk
and return, possible liquidation of accounts  without  the  customer's
knowledge or consent, and possible sales of fictitious investments.

SEC Chairman Christopher Cox said, "These findings are a wake-up  call
for  securities  regulators,  the  financial  services  industry   and
especially older investors. Not only were virtually all of  the  'free
lunch' seminars sales jobs in disguise, but half  made  misleading  or
exaggerated  claims,  and   more   than   a   third   had   unsuitable
recommendations or outright fraud. The SEC and our  fellow  regulators
intend to put a stop to this. We will step in  whenever  false  claims
are being made. We will sanction crooks who try to feast on  the  life
savings of older  investors.  And  we  will  work  with  every  honest
securities firm to help them do more to ensure that their interactions
with older investors fully comply with the securities laws. I  applaud
the securities examiners whose collective work has clearly shown  that
there's no such thing as a free lunch."

NASAA President Joseph Borg said, "Our examinations prove the point  -
there's no such thing  as  a  free  lunch.  Seniors  seeking  investor
education  and  advice  at  a  seminar  should  not  be   subject   to
misrepresentations, high-pressure sales tactics  and  outright  fraud.
The entire community of state securities regulators will continue  our
active pursuit of criminals who cheat seniors out of their hard-earned
retirement savings."

Free lunch sales seminars are routinely targeted  at  senior  citizens
and are commonly  held  at  upscale  hotels,  restaurants,  retirement
communities and golf  courses.  FINRA  Investor  Education  Foundation
research has found that 78 percent of seniors received  a  free  lunch
seminar invitation and 60 percent received six or more invitations  in
the past three years.

FINRA CEO Mary Schapiro said, "With almost 8 out of 10  seniors  being
targeted with these tactics, the findings underscore a true  need  for
increased educational and enforcement efforts. I'm concerned  that  as
the population grows older, these strong-arm tactics  will  only  grow
more sophisticated. We need to send a clear  message  right  now  that
high pressure sales activity is simply unacceptable. No  one  has  the
right to prey on susceptible investors."

Free lunch seminars often have names like "Seniors Financial  Survival
Seminar" or "Senior  Financial  Safety  Workshop,"  and  offer  "free"
advice by "experts" on how to attain a  secure  retirement,  or  offer
financial planning or inheritance  advice.  The  advertisements  often
imply that there is an urgency to attend: "limited seating  available"
or "call now to reserve a seat."

The examinations were conducted between April 2006 and  June  2007  in
areas of the country that have large populations of retirees: Florida,
California,  Texas,  Arizona,  North  Carolina,  Alabama   and   South

The report's recommendations include:

* The report recommends that financial  services  firms  review  their
supervisory practices and take steps to supervise sales seminars  more
closely, and redouble their efforts  to  ensure  that  the  investment
recommendations they make to seniors are  suitable  in  light  of  the
particular customer's investment objectives. The report also  includes
a list of supervisory practices that appeared to be effective.

* The report also recommends that ongoing investor  education  efforts
for seniors should provide education  with  respect  to  "free  lunch"
sales seminars. Specifically, senior investors should understand  that
these are sales  seminars  that  result  in  the  sales  of  financial
products, and they may be sponsored by an undisclosed company  with  a
financial interest in product sales.

The examination report  and  other  materials  related  to  the  SEC's
Seniors          Summit          are           available           at:
(Press  Rel. 2007-179)



On  September  7,  the  Commission   issued   an   Order   Instituting
Administrative and Cease-and-Desist Proceedings Pursuant  to  Sections
15(b) and 21C of the Securities Exchange Act of 1934 and Sections 9(b)
and 9(f) of the Investment Company Act of  1940.  In  the  Order,  the
following entity and individuals are named as respondents:

* Pritchard Capital Partners, LLC (Pritchard  Capital),  a  registered
broker-dealer headquartered in Mandeville, Louisiana.

* Thomas W. Pritchard, a resident  of  Covington,  Louisiana  and  the
managing director of Pritchard Capital.

* Joseph J. VanCook, a resident of Rye, New  York,  who  was  formerly
associated with Pritchard Capital  in  its  New  York  office  between
approximately March 2001 and February 2004.

* Elizabeth A. McMahon, a resident of Long Beach, New  York,  who  was
formerly associated with Pritchard Capital  in  its  New  York  office
between approximately March 2001 and January 2004.

In the Order, the Division of Enforcement alleges, among other things,

* From as early as approximately  November  2001  through  July  2003,
Pritchard Capital allowed some of its mutual fund  customers  to  late
trade mutual fund shares.

* Virtually  all  of  the  late  trading  occurred  through  Pritchard
Capital's New York office and involved VanCook and McMahon.

* VanCook and McMahon permitted some  of  Pritchard  Capital's  mutual
fund customers to place or confirm orders to buy or sell mutual  funds
after 4:00 p.m. Eastern Time, the time as  of  which  funds  typically
calculate their net asset value (NAV), but receive the price based  on
the NAV already determined as of 4:00 p.m. Eastern Time.

* Pritchard Capital  generally  did  not  document  the  time  of  its
customers' final confirmations of tentative mutual funds trades.

* Pritchard Capital and Thomas Pritchard failed reasonably to  respond
to red flags of potential late trading  by  VanCook,  and  the  firm's
written supervisory procedures did not contain policies or  procedures
reasonably designed to prevent or detect late trading.

Based on the above, the Division of Enforcement further alleges that:

*  VanCook  willfully  violated  the  antifraud  provisions   of   the
Securities Exchange Act of 1934 (Exchange Act); *

* McMahon caused, and Pritchard Capital and  VanCook  willfully  aided
and abetted and caused, violations of Rule  22c-1,  promulgated  under
Section 22(c) of the Investment Company Act;

* Pritchard  Capital  willfully  violated,  and  VanCook  and  McMahon
willfully aided and abetted and caused Pritchard Capital's  violations
of, the books and records provisions of the Exchange Act; and

*  Pritchard  Capital  and  Thomas  Pritchard  failed  reasonably   to
supervise VanCook with a view to preventing  VanCook's  violations  of
the federal securities laws.

A hearing will be scheduled before  an  administrative  law  judge  to
determine whether the allegations contained in the  Order  Instituting
Proceedings are true, to provide the  respondents  an  opportunity  to
dispute the allegations, and to determine what sanctions, if any,  are
appropriate and in the public interest.

The Administrative Law Judge shall issue an initial decision no  later
than 300 days from the  date  of  service  of  the  Order  Instituting
Proceedings. (Rels. 34-56374; IC-27966; File No. 3-12753)


The Commission announced that on Sept. 5, 2007, it filed an  emergency
federal civil action to halt an ongoing offering fraud  involving  the
unregistered  sales  of  securities  being  perpetrated  by   Homeland
Communications   Corporation   (Homeland),   a   purported    wireless
communications  company  based  in  Deerfield  Beach,   Florida,   its
principal officer, Frances LaBarre (LaBarre), and  its  vice-president
of investor relations, Joseph Yurkin (Yurkin). The action  also  names
several South Florida companies as relief  defendants,  including  Oak
Tree  Escrow  Corp.,  Luna  Pazza,  Inc.,  SMR   Acquisitions,   Inc.,
SMRDevelopment.com, Inc., and Global Survey  Corp.  (collectively  the
Relief Defendants).

Acting on the SEC's request for emergency relief, on  Sept.  6,  2007,
Judge Kenneth A. Marra of the United States  District  Court  for  the
Southern District of Florida,  issued  temporary  restraining  orders,
asset freezes and other relief against the Defendants and  the  Relief
Defendants. The Court also appointed David Mandel,  Esq.  as  Receiver
over the corporate Defendant and Relief Defendants.

The SEC's complaint alleges  that  from  at  least  May  2005  to  the
present, Homeland, LaBarre, and Yurkin  have  raised  at  least  $1.13
million  from  93  investors  nationwide  by  offering   and   selling
unregistered securities in the form of units consisting of  one  share
of Homeland's common stock and  one  warrant.  The  complaint  further
alleges that, in connection with the  offer  and  sale  of  Homeland's
securities,   the   Defendants   are    making    numerous    material
misrepresentations  and  omissions  to  investors  through  Homeland's
website, its telemarketers, and its offering materials distributed  to
potential investors. The misstatements and  omissions  include,  among
other things, false representations  concerning  an  upcoming  initial
public offering, the use of investor proceeds, and  Homeland's  assets
and acquisitions. The complaint also alleges that the Defendants  have
fraudulently diverted a  substantial  portion  of  investor  funds  to
entities controlled by LaBarre and her family.

The SEC's complaint alleges that Defendants  violated  Sections  5(a),
5(c) and 17(a) of the Securities Act of 1933,  Section  10(b)  of  the
Securities Exchange  Act  of  1934,  and  Rule  10b-5  thereunder.  In
addition to the emergency relief described above, the SEC's  complaint
seeks, among  other  things,  preliminary  and  permanent  injunctions
prohibiting future violations of the securities laws,  an  order  that
the Defendants disgorge all ill-gotten gains, an order imposing  civil
money penalties, and penny stock bars against LaBarre and Yurkin.

The SEC acknowledges the assistance  of  the  Texas  State  Securities
Board and the State of Florida Office of Financial Regulation,  Bureau
of  Financial  Investigations.   [SEC   v.   Homeland   Communications
Corporation, et al., Case No. 07-80802-Marra/Johnson (S.D. Fla.]  (LR-


The Commission and announced the filing of a securities  fraud  action
against  a  Honolulu-based  investment  adviser   representative   who
targeted  and  defrauded  members  of  the   senior   and   retirement
communities in Hawaii..

The SEC's emergency action  in  federal  district  court  in  Honolulu
against Mark K. Teruya (Teruya) , age  35,  and  his  company,  Senior
Resources of  Hawaii,  Inc.  (Senior  Resources)  seeks  to  halt  the
defendants' fraudulent activities and deprive them of their ill-gotten
gains. Teruya is a  representative  of  an  SEC-registered  investment
adviser, which was not named in either of today's action.

According to the SEC's complaint, since at least 2004  and  continuing
as recently as August 2007, Teruya, through Senior Resources,  has  on
multiple occasions fraudulently induced clients to sign  a  series  of
pre-printed, fill-in-the-blank forms by misrepresenting the purpose of
the  forms,  the  reasons  that  they  needed   prospective   clients'
signatures on the forms, and the way  in  which  they  would  use  the
forms. The complaint alleges that Teruya used the signed forms to sell
the seniors' existing securities holdings without their  knowledge  or
authorization. The complaint also alleges that Teruya, who is  also  a
licensed insurance agent, then used the proceeds of  the  unauthorized
sales to purchase  equity-indexed  annuities  for  which  he  received
substantial, undisclosed commissions totaling about $2 million.

The complaint alleges that each month the defendants  lured  about  75
senior citizens, mostly retirees in their 60s, 70s, and 80s,  to  free
breakfast  and  dinner  seminars  focusing  on  retirement   financial
planning. The complaint alleges that the defendants  targeted  seniors
through advertisements in  local  newspapers,  such  as  The  Honolulu
Advertiser and Honolulu Star-Bulletin, and  direct  mail  invitations.
The advertisements featured eye-catching headlines, such as "7  Seldom
Heard, Significant Financial Opportunities [That] May Be Available  to
Many Retirees,"  and  "10  Common  Costly  Financial  Mistakes  Hawaii
Retirees May Make and Ways to Avoid Them."

As alleged in the complaint, defendants then offered seminar attendees
free  one-on-one  consultations   with   Teruya,   a   self-proclaimed
"certified  retirement  financial  adviser."  The  complaint   further
alleges   that,   during   these   individual   meetings,   defendants
fraudulently induced the seniors to sign the blank forms.

The  SEC's  complaint  charges  the  defendants  with  violating   the
antifraud provisions of the federal securities laws, Section 17(a)  of
the Securities Act of 1933, Section 10(b) of the  Securities  Exchange
Act of 1934 and Rule 10b-5, and Sections  206(1)  and  206(2)  of  the
Investment Advisers Act of 1940. The SEC also  seeks  preliminary  and
permanent  injunctions,  disgorgement   of   ill-gotten   gains   with
prejudgment interest, and civil penalties.

Simultaneous with the  filing  of  the  SEC's  complaint,  the  Hawaii
Securities Commissioner issued a Preliminary Order to Cease and Desist
and Notice of Right to Hearing against  Teruya  and  Senior  Resources
seeking to revoke Teruya's state registration as an investment adviser
representative. SEC enforcement staff joined forces with the State  of
Hawaii in taking  action  on  this  matter,  sharing  information  and
resources. SEC examination staff, acting on  information  provided  by
Hawaii securities regulators, inspected Teruya's office as part  of  a
cooperative state, SRO, SEC examination sweep  of  financial  services
firms that sponsor "free lunch" investment seminars.  [SEC  v.  Senior
Resources of Hawaii, Inc. and Mark K. Teruya, Civil  Action  No.CV  07
00467 HG LEK, D. Hi.] (LR-20272; Press Rel. 2007-177)



A proposed rule change (SR-Phlx-2007-61), as modified by Amendment No.
1 thereto, filed by the Philadelphia Stock Exchange relating  to  fees
for U.S. dollar-settled foreign currency options has become  effective
pursuant to Section 19(b)(3)(A) of  the  Securities  Exchange  Act  of
1934. Publication is expected in the Federal Register during the  week
of September 10. (Rel. 34-56360)

A proposed rule change (SR-Phlx-2007-66)  filed  by  the  Philadelphia
Stock Exchange relating to deletion of the NMS Linkage Fee has  become
immediately effective under  Section  19(b)(3)(A)  of  the  Securities
Exchange Act of 1934. Publication is expected in the Federal  Register
during the week of September 10. (Rel. 34-56361)

A proposed rule change (SR-Phlx-2007-56), as modified by Amendment No.
1 thereto, filed by the Philadelphia Stock Exchange  relating  to  the
definition  of  common  stock  has  become  effective  under   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during  the  week  of  September  10.
(Rel. 34-56369)


The Commission has granted accelerated approval  to  a  proposed  rule
(SR-NASD-2004-183) as modified by Amendment Nos. 3 and 4  relating  to
sales practice standards and supervisory requirements for transactions
in deferred variable annuities. Publication is expected in the Federal
Register during the week of September 10. (Rel. 34-56375)


The following registration statements have been  filed  with  the  SEC
under the Securities Act of 1933. The reported information appears  as
follows: Form, Name, Address and Phone Number (if  available)  of  the
issuer of the security; Title and the number and/or face amount of the
securities  being  offered;  Name  of  the  managing  underwriter   or
depositor (if  applicable);  File  number  and  date  filed;  Assigned
Branch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the
Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
publicinfo@sec.gov. In most cases, this information is also  available
on the Commission's website: www.sec.gov.

        90067, 1-800-808-0899 - 14,000,000 ($280,000.00) Equity, 
        (File 333-145908 - Sep. 7) (BR. 01A)

        75038, 972-518-1300 - 18,939,823 ($11,742,690.26) Equity, 
        (File 333-145909 - Sep. 7) (BR. 06A)

SB-2    Bold View Resources Inc, 800 North Rainbow Blvd, Las Vegas, NV, 89107, 
        702-312-6255 - 730,000 ($36,500.00) Equity, (File 333-145910 - Sep. 7) 
        (BR. 04)

        CARLSBAD, CA, 92008, 760-918-1860 - 30,000,000 ($240,000.00) Equity, 
        (File 333-145913 - Sep. 7) (BR. 06B)

S-8     Coley Pharmaceutical Group, Inc., 93 WORCESTER ST., SUITE 101, 
        WELLESLEY, MA, 02481, 617-348-1738 - 0 ($4,905,000.00) Equity, 
        (File 333-145914 - Sep. 7) (BR. 01C)

        XINZHUANG TOWN,, SHANGHAI, F4, 201100, (8621) 5488-8436 - 
        0 ($60,648,192.87) Equity, (File 333-145915 - Sep. 7) (BR. 04C)

        315 926 8100 - 100,000 ($26.09) Equity, (File 333-145916 - Sep. 7) 
        (BR. 04C)

        INDIANAPOLIS, IN, 46268, 317-484-6000 - 
        5,000,000 ($95,000,000.00) Equity, (File 333-145918 - Sep. 7) (BR. 05B)

        COEUR D'ALENE, ID, 83815-9408, 2087694100 - 0 ($0.00) Debt, 
        0 ($0.00) Equity, 0 ($0.00) Other, (File 333-145919 - Sep. 7) (BR. 04A)

S-8     HEWLETT PACKARD CO, 3000 HANOVER ST, MS 1050, PALO ALTO, CA, 94304, 
        6508571501 - 44,300 ($1,609,862.00) Equity, (File 333-145920 - Sep. 7) 
        (BR. 03C)

        6102653229 - 0 ($150,000,000.00) Debt Convertible into Equity, 
        (File 333-145921 - Sep. 7) (BR. 02C)

        408-576-6600 - 0 ($103,500,000.00) Equity, (File 333-145922 - Sep. 7) 
        (BR. )

        6102653229 - 0 ($69,690,000.00) Equity, (File 333-145923 - Sep. 7) 
        (BR. 02C)

        6147573033 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-145924 - Sep. 7) (BR. 09B)

S-4     Ruby Newco LLC, C/O 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 
        212-852-7000 - 0 ($1,061,259,139.10) Equity, (File 333-145925 - Sep. 7) 
        (BR. )

        70121, 5047291400 - 0 ($250,000,000.00) Debt Convertible into Equity, 
        (File 333-145926 - Sep. 7) (BR. 11B)

        94111, 415-946-8828 - 29,733,146 ($14,866,573.00) Equity, 
        (File 333-145927 - Sep. 7) (BR. 11B)

S-8     AON CORP, 200 EAST RANDOLPH STREET, CHICAGO, IL, 60601, 3123811000 - 
        0 ($1,143,095,198.82) Equity, (File 333-145928 - Sep. 7) (BR. 01A)

        2815969988 - 0 ($300,000,000.00) Equity, (File 333-145929 - Sep. 7) 
        (BR. 08B)

S-8     AON CORP, 200 EAST RANDOLPH STREET, CHICAGO, IL, 60601, 3123811000 - 
        0 ($12,828,250.00) Equity, (File 333-145930 - Sep. 7) (BR. 01A)

        SANDUSKY, OH, 44870, 4196254121 - 2,699,478 ($13,640,128.00) Equity, 
        (File 333-145931 - Sep. 7) (BR. 07C)

        VANCOUVER, A1, V6E 4M3, 604-689-1535 - 
        25,000,000 ($1,800,000.00) Equity, (File 333-145932 - Sep. 7) (BR. 04A)

        (949) 777-3700 - 2,531,684 ($38,608,181.00) Equity, (File 333-145933 - 
        Sep. 7) (BR. 08A)

        80021, 303-404-1800 - 4,191,429 ($198,820,465.00) Equity, 
        (File 333-145934 - Sep. 7) (BR. 05C)

S-3     Synvista Therapeutics, Inc., 221 WEST GRAND AVENUE, MONTVALE,, NJ, 
        07645, 2019345000 - 0 ($2,720,400.00) Equity, (File 333-145935 - 
        Sep. 7) (BR. 01C)

        7208755400 - 0 ($14,704,468,049.04) Equity, (File 333-145936 - Sep. 7) 
        (BR. 11C)


Form 8-K is used by companies to file current reports on the following events:
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
publicinfo@sec.gov. In most cases, this information is also  available
on the Commission's website: www.sec.gov.

NAME OF ISSUER                         CODE   	  8K ITEM NO.		    	  DATE     COMMENT

ACCELERIZE NEW MEDIA INC                DE       1.01,3.02,9.01                 08/31/07

ACETO CORP                              NY       2.02,9.01                      09/07/07

ACI WORLDWIDE, INC.                     DE       5.02,9.01                      08/31/07

ACRONGENOMICS INC                       NV       5.02                           09/03/07

Advance America, Cash Advance Centers   DE       5.02,9.01                      09/04/07

ADVANCED CELL TECHNOLOGY, INC.          DE       1.01,9.01                      08/31/07

ADVANCED PHOTONIX INC                   DE       1.01,3.02,9.01                 08/31/07

AECOM TECHNOLOGY CORP                   DE       1.01,2.03,9.01                 08/31/07

AEROPOSTALE INC                                  7.01,9.01                      09/06/07

AIMS WORLDWIDE INC                      NV       5.02                           09/06/07

AIRNET SYSTEMS INC                      OH       8.01                           08/31/07

Aldabra 2 Acquisition Corp.             DE       1.01,7.01,8.01,9.01            09/07/07

ALLIED HEALTHCARE PRODUCTS INC          DE       2.02,7.01,9.01                 09/07/07

ALLIED WASTE INDUSTRIES INC             DE       5.02,7.01,9.01                 09/04/07

AMEDIA NETWORKS, INC.                   DE       1.01,8.01,9.01                 08/15/07

AMERICAN EAGLE OUTFITTERS INC           DE       7.01,9.01                      09/05/07

AMERICAN ITALIAN PASTA CO               DE       2.06,8.01,9.01                 08/31/06

AMERICAN LOCKER GROUP INC               DE       5.02                           08/31/07

AMERICREDIT CORP                        TX       1.01,1.02,9.01                 09/05/07

AMERIGROUP CORP                                  1.01                           08/31/07

Amtrust Financial Services, Inc.        DE       8.01,9.01                      09/06/07

ANGELES INCOME PROPERTIES LTD II        CA       1.01,2.03,9.01                 08/31/07

ANGELES PARTNERS XII                    CA       1.01,2.03,9.01                 08/31/07

ANWORTH MORTGAGE ASSET CORP             MD       2.01,9.01                      08/31/07

ANWORTH MORTGAGE ASSET CORP             MD       2.06                           09/05/07

APOLLO INVESTMENT CORP                  MD       2.02,9.01                      09/05/07

Apple REIT Eight, Inc.                  VA       1.01                           09/04/07

APPLIED DNA SCIENCES INC                NV       1.01,2.03,3.02,9.01            08/31/07

ARCHSTONE SMITH TRUST                   MD       5.04,9.01                      09/07/07

ARTISTDIRECT INC                        DE       5.02,9.01                      08/31/07

ASHWORTH INC                            DE       5.02                           08/31/07

ASPEN TECHNOLOGY INC /DE/               DE       1.01                           09/05/07

ASPYRA INC                              CA       8.01                           08/31/07

ATARI INC                               DE       5.02                           08/31/07

ATMI INC                                DE       5.02,9.01                      09/04/07

ATP OIL & GAS CORP                      TX       2.03,7.01,9.01                 09/07/07

ATS CORP                                DE       2.01,3.02,7.01,8.01,9.01       08/31/07

AVAYA INC                               DE       5.04,9.01                      09/07/07

AWARE INC /MA/                          MA       1.01,3.03,9.01                 09/07/07

BANK JOS A CLOTHIERS INC /DE/           DE       1.01,3.03,8.01,9.01            09/06/07

Baseline Oil & Gas Corp.                NV       8.01,9.01                      09/07/07

BCSB Bancorp Inc.                       MD       1.01                           09/04/07

BCSB BANKCORP INC                                1.01                           09/04/07

BEA SYSTEMS INC                         DE       5.02                           09/03/07

BEAZER HOMES USA INC                    DE       8.01,9.01                      09/06/07

BELK INC                                         2.03,9.01                      08/31/07

BIOFORCE NANOSCIENCES HOLDINGS, INC.    NV       1.01,3.02,5.03,9.01            08/31/07

BIOJECT MEDICAL TECHNOLOGIES INC        OR       1.01,2.03,3.02,9.01            08/31/07

BRADY CORP                              WI       5.02,9.01                      08/31/07

BROOKE CAPITAL CORP                     KS       1.01,9.01                      08/31/07

BROOKE CORP                             KS       1.01,5.02,9.01                 08/31/07

C&D TECHNOLOGIES INC                    DE       2.02,9.01                      09/07/07

C&D TECHNOLOGIES INC                    DE       2.01,5.02,8.01,9.01            08/31/07

CALAVO GROWERS INC                      CA       2.02,9.01                      09/05/07

CAMPBELL FUND TRUST                     MD       3.02                           09/01/07

CANADIAN DERIVATIVES CLEARING CORP      A6       9.01                           08/31/07

CAPITAL ALLIANCE INCOME TRUST REAL ES   DE       9.01                           09/06/07

CARDIMA INC                             DE       5.02,9.01                      08/31/07

CAREGUIDE INC                           DE       5.02                           09/06/07

CARPENTER TECHNOLOGY CORP               DE       5.02                           09/07/07    AMEND

CARRINGTON LABORATORIES INC /TX/        TX       1.01                           08/31/07

CENTEX CORP                             NV       8.01                           08/31/07

CENTURY PROPERTIES FUND XVII            CA       1.01,2.03,9.01                 08/31/07

CENTURY PROPERTIES GROWTH FUND XXII     CA       1.01,2.03,9.01                 08/31/07

CERADYNE INC                            DE       7.01,9.01                      09/04/07

CERADYNE INC                            DE       5.02                           08/31/07

CHESAPEAKE ENERGY CORP                  OK       8.01,9.01                      09/05/07

CHINA ORGANIC AGRICULTURE, INC.                  8.01,9.01                      09/03/07

China VoIP & Digital Telecom Inc.       NV       5.02                           09/07/07

CHITTENDEN CORP /VT/                    VT       7.01,9.01                      09/07/07

CHRISTOPHER & BANKS CORP                DE       5.02,9.01                      08/31/07

CISCO SYSTEMS INC                       CA       8.01                           09/05/07

CITRIX SYSTEMS INC                      DE       7.01,9.01                      09/07/07

CITY CAPITAL CORP                       NV       5.02,9.01                      09/04/07

CombiMatrix Corp                        DE       5.02                           09/06/07

Commerce Planet                         UT       1.01,9.01                      08/31/07

Community Bankers Acquisition Corp.              1.01,9.01                      09/05/07

COMTECH TELECOMMUNICATIONS CORP /DE/    DE       1.01                           08/31/07

Conihasset Capital Partners, Inc.       DE       4.01,9.01                      08/31/07

CONSOLIDATED CAPITAL INSTITUTIONAL PR   CA       1.01,2.03,9.01                 08/31/07

CONSOLIDATED CAPITAL PROPERTIES III     CA       1.01,2.03,9.01                 08/31/07

CONSOLIDATED CAPITAL PROPERTIES IV      CA       1.01,2.03,9.01                 08/31/07

Cooper-Standard Holdings Inc.           DE       2.01,9.01                      09/07/07

COTT CORP /CN/                                   5.02                           06/29/07    AMEND

COUSINS PROPERTIES INC                  GA       1.01,2.03,9.01                 08/31/07

COWLITZ BANCORPORATION                  WA       8.01,9.01                      09/06/07

CREDIT ACCEPTANCE CORPORATION           MI       1.01,9.01                      08/31/07

CREDIT SUISSE COMMERCIAL MORTGAGE TRU   DE       9.01                           09/07/07

CSK AUTO CORP                           DE       8.01,9.01                      09/05/07

CSMC Asset-Backed Trust 2007-NC1        DE       7.01                           08/31/07

DATALINK CORP                           MN       9.01                           01/30/07    AMEND

DATAMETRICS CORP                        DE       5.02                           08/31/07

DAVIDSON GROWTH PLUS LP                 DE       1.01,2.03,9.01                 08/31/07

DELPHI CORP                             DE       7.01,9.01                      09/06/07

DG FastChannel, Inc                     DE       2.01,9.01                      08/31/07

Digital Realty Trust, Inc.              MD       1.01,1.02,2.03,9.01            08/31/07

DITECH NETWORKS INC                     DE       5.02,9.01                      08/31/07

DJO INC                                 DE       8.01,9.01                      08/31/07

DPL INC                                 OH       7.01,9.01                      09/04/07

DREXEL BURNHAM LAMBERT REAL ESTATE AS   NY       1.01,2.03,9.01                 08/31/07

DSP GROUP INC /DE/                      DE       1.01,2.01,3.02,5.02,7.01,9.01  09/03/07

DUKE REALTY CORP                        IN       1.01,9.01                      09/06/07

DUKE REALTY LIMITED PARTNERSHIP/        IN       1.01,9.01                      09/06/07

DUSKA THERAPEUTICS, INC.                NV       1.01,2.03,9.01                 08/24/07

DYNCORP INTERNATIONAL INC.              DE       1.01,9.01                      09/06/07

DYNEGY INC.                             DE       7.01                           09/07/07

E ENERGY ADAMS LLC                               5.02,9.01                      08/31/07

EAGLE MATERIALS INC                     DE       1.01,9.01                      08/31/07

EESTech, Inc.                                    2.01,9.01                      07/25/07

EESTech, Inc.                                    2.01                           07/03/07    AMEND

EMAK Worldwide, Inc.                    DE       1.01,1.02,8.01,9.01            08/31/07

ENCYSIVE PHARMACEUTICALS INC            DE       8.01,9.01                      09/05/07

ENDURANCE SPECIALTY HOLDINGS LTD                 1.01,9.01                      09/07/07

ENZO BIOCHEM INC                        NY       8.01,9.01                      09/07/07

EOG RESOURCES INC                       DE       1.01,8.01,9.01                 09/07/07

EQUINIX INC                             DE       1.01,2.03                      08/31/07

ES Bancshares, Inc.                     MD       2.02,9.01                      09/07/07

eTelecare Global Solutions, Inc.                 5.03,9.01                      09/03/07

EXACT SCIENCES CORP                     DE       1.01,5.02,9.01                 08/31/07

EXELON CORP                             PA       5.02,9.01                      08/31/07

Expedia, Inc.                                    5.02                           09/05/07

EXPRESS-1 EXPEDITED SOLUTIONS INC       DE       5.03,9.01                      08/30/07

Federal Home Loan Bank of Boston        X1       1.01                           08/31/07

Federal Home Loan Bank of Pittsburgh    PA       5.02                           09/01/07

Federal Home Loan Bank of Pittsburgh    PA       1.01                           08/31/07

FINANCIAL SECURITY ASSURANCE HOLDINGS   NY       5.02                           09/06/07

FIRST MONTAUK FINANCIAL CORP            NJ       5.02,9.01                      07/31/07

FIRST PULASKI NATIONAL CORP             TN       5.02,9.01                      09/04/07

FIRST REGIONAL BANCORP                  CA       8.01                           08/31/07

FIRSTWAVE TECHNOLOGIES INC              GA       3.01,9.01                      09/06/07

Flagstone Reinsurance Holdings Ltd               7.01,9.01                      09/05/07

FLANDERS CORP                           NC       1.01                           09/06/07

FLATBUSH FEDERAL BANCORP INC                     5.02,9.01                      09/04/07

FLOTEK INDUSTRIES INC/CN/               DE       1.01,8.01,9.01                 08/31/07

FOSTER L B CO                           PA       1.01,9.01                      09/04/07

FOUNDRY NETWORKS INC                    DE       8.01                           08/31/07

FOX PETROLEUM INC.                      NV       2.01,3.02,5.06,8.01,9.01       07/31/07

GATEWAY ENERGY CORP/NE                  DE       1.01,2.01,7.01,9.01            09/06/07

GLOBAL AXCESS CORP                      NV       5.02                           08/22/07

Global Beverage Solutions, Inc.                  5.02                           01/19/07

GLOBAL GOLD CORP                        DE       1.01,8.01,9.01                 09/07/07

Global Logistics Acquisition CORP       DE       4.02                           08/30/07

Global Logistics Acquisition CORP       DE       4.02,9.01                      08/30/07    AMEND

GLOBALSCAPE INC                         DE       5.02,9.01                      09/05/07

Golden Autumn Holdings Inc.                      5.02                           09/06/07

Golden Autumn Holdings Inc.                      1.01,2.03,3.02,9.01            09/06/07

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       7.01                           09/07/07

GOLDMAN SACHS HEDGE FUND PARTNERS LLC   DE       3.02                           09/07/07

GRAHAM CORP                             DE       5.02,9.01                      09/06/07

GSV INC                                 DE       1.01                           08/31/07

HEARTLAND EXPRESS INC                   NV       8.01,9.01                      09/07/07

HEARTLAND FINANCIAL USA INC             DE       5.02,9.01                      09/07/07

HI TECH PHARMACAL CO INC                NY       2.02                           09/07/07

Horizon Lines, Inc.                              5.02                           09/01/07

HOST HOTELS & RESORTS L.P.              DE       5.02,9.01                      09/01/07

HOST HOTELS & RESORTS, INC.             MD       5.02,9.01                      09/01/07

HouseValues, Inc.                       WA       5.02                           09/07/07

HYDROMER INC                            NJ       8.01                           09/06/07

INCENTRA SOLUTIONS, INC.                NV       1.01,2.01,2.03,3.02,9.01       09/05/07

India Globalization Capital, Inc.       MD       7.01,8.01,9.01                 08/28/07

INDYMAC BANCORP INC                     DE       7.01,9.01                      09/07/07

INDYMAC BANCORP INC                     DE       7.01,9.01                      09/07/07

INFINITY ENERGY RESOURCES, INC                   1.01,2.04,9.01                 08/31/07

INFINITY PROPERTY & CASUALTY CORP       OH       1.01,2.03,9.01                 09/07/07

INTEGRA LIFESCIENCES HOLDINGS CORP      DE       1.02,5.02,7.01,9.01            09/06/07

INTEGRA LIFESCIENCES HOLDINGS CORP      DE       5.02,9.01                      09/06/07

InterDigital, Inc.                      PA       8.01                           09/06/07

InterDigital, Inc.                      PA       2.02,9.01                      09/07/07

INTERMUNE INC                           DE       8.01                           09/07/07

International Gold Resources, Inc.               3.02                           09/07/07

INTERNATIONAL LEASE FINANCE CORP        CA       2.03,9.01                      09/07/07

INTERWOVEN INC                          CA       5.02                           09/04/07

INTRICON CORP                           PA       5.03,9.01                      09/05/07

IRIDEX CORP                             DE       1.01,3.02,5.03,9.01            08/31/07

ISIS PHARMACEUTICALS INC                DE       8.01,9.01                      09/07/07

IWT TESORO CORP                         NV       1.03,9.01                      09/06/07

IWT TESORO CORP                         NV       2.04                           09/05/07

J P MORGAN CHASE & CO                   DE       9.01                           09/05/07

Jayhawk Energy, Inc.                    CO       8.01                           09/06/07

JK Acquisition Corp.                             2.03,7.01,9.01                 09/06/07

JMG Exploration, Inc.                   NV       5.02,9.01                      09/07/07

KBW, INC.                                        1.01,9.01                      09/07/07

Kesselring Holding Corporation.                  5.02,9.01                      08/31/07

KINDER MORGAN ENERGY PARTNERS L P       DE       7.01                           09/06/07

KINDER MORGAN MANAGEMENT LLC            DE       7.01                           09/06/07

KNBT BANCORP INC                        PA       1.01,5.02,7.01,9.01            09/06/07

KRISPY KREME DOUGHNUTS INC              NC       2.02,7.01,9.01                 09/06/07

LABORATORY CORP OF AMERICA HOLDINGS     DE       7.01                           09/07/07

LACLEDE GROUP INC                       MO       5.02,9.01                      09/04/07

LEAP WIRELESS INTERNATIONAL INC         DE       5.02,8.01,9.01                 09/06/07

Lehman XS Trust Series 2007-15N         DE       6.02                           09/01/07

Lehman XS Trust Series 2007-7N          DE       6.02                           09/01/07

LHC Group, Inc                                   5.02,9.01                      09/06/07

LIFE PARTNERS HOLDINGS INC              TX       8.01,9.01                      08/30/07

Lifevantage Corp                        CO       5.02,9.01                      08/31/07

LOEWS CORP                              DE       7.01,9.01                      09/06/07

LONG ISLAND PHYSICIAN HOLDINGS CORP     NY       1.03,5.02                      08/27/07

LUMINENT MORTGAGE CAPITAL INC                    5.02,9.01                      08/31/07

MARATHON OIL CORP                       DE       8.01,9.01                      09/07/07

MAXYGEN INC                             DE       5.03,9.01                      09/06/07

MEDIALINK WORLDWIDE INC                 DE       5.02,9.01                      09/05/07

Merrill Lynch First Franklin Mortgage   DE       8.01,9.01                      09/07/07

Merrill Lynch Mortgage Backed Securit   DE       6.02                           09/01/07

Merrill Lynch Mortgage Trust 2007-C1    DE       1.01,9.01                      08/16/07

MFA MORTGAGE INVESTMENTS                MD       1.01,9.01                      09/06/07

MFRI INC                                DE       5.03,9.01                      09/05/07

MIDWEST BANC HOLDINGS INC               DE       7.01,8.01,9.01                 09/07/07

MILLENNIUM BIOTECHNOLOGIES GROUP INC    DE       1.01,3.02,9.01                 08/15/07

MILLENNIUM CELL INC                     DE       3.02,9.01                      09/07/07

MISONIX INC                             NY       1.01,9.01                      09/06/07

MobiVentures Inc.                       NV       1.01,5.02,9.01                 09/03/07

MOLINA HEALTHCARE INC                   DE       1.01,9.01                      09/06/07

Morningstar, Inc.                       IL       7.01                           09/07/07

MYCOM GROUP INC /NV/                    NV       5.02                           09/04/07

NATIONAL BEVERAGE CORP                  DE       2.02,9.01                      09/06/07

National Health Partners Inc                     5.02,9.01                      09/04/07

National Interstate CORP                OH       8.01,9.01                      09/06/07

NATIONAL PENN BANCSHARES INC            PA       1.01,7.01,9.01                 09/06/07

NATIONAL PROPERTY INVESTORS 5           CA       1.01,2.03,9.01                 08/31/07

NATIONAL PROPERTY INVESTORS 6           CA       1.01,2.03,9.01                 08/31/07

NEKTAR THERAPEUTICS                     DE       5.02                           09/04/07

NEOMEDIA TECHNOLOGIES INC               DE       4.01,9.01                      08/29/07    AMEND

NETWORK CN INC                          DE       5.02                           09/01/07

NEW FRONTIER MEDIA INC                  CO       8.01                           09/06/07

New Oriental Energy & Chemical Corp.    DE       8.01,9.01                      09/06/07

NOBILITY HOMES INC                      FL       2.02,9.01                      08/04/07

Nomura Asset Acceptance Corporation,    DE       6.02,9.01                      09/04/07

Nomura Asset Acceptance Corporation,    DE       6.02,9.01                      09/04/07

Nomura Asset Acceptance Corporation,    DE       9.01                           06/29/07

Nomura Asset Acceptance Corporation,    DE       6.02,9.01                      09/04/07

Nomura Home Equity Loan, Inc., Home E   DE       6.02,9.01                      09/04/07

NORTHRIM BANCORP INC                    AK       5.03,9.01                      09/06/07

NUCOR CORP                              DE       5.02,9.01                      09/06/07

NxStage Medical, Inc.                   DE       8.01,9.01                      09/05/07

Oncologix Tech Inc.                     NV       8.01                           09/04/07

ORCHID CELLMARK INC                              5.03,9.01                      09/06/07

Owens Corning                           DE       8.01,9.01                      08/31/07

P F CHANGS CHINA BISTRO INC                      1.01,2.03                      08/31/07

P&F INDUSTRIES INC                      DE       8.01,9.01                      09/05/07

PACIFIC BIOMETRICS INC                  DE       4.01,9.01                      09/04/07

Penn Virginia GP Holdings, L.P.                  1.01,2.03,9.01                 09/07/07

PENN VIRGINIA RESOURCE PARTNERS L P     DE       1.01,2.03,9.01                 09/07/07

PEOPLES BANCORP OF NORTH CAROLINA INC   NC       8.01,9.01                      09/04/07

PEP BOYS MANNY MOE & JACK               PA       5.02,8.01,9.01                 09/07/07

PERCEPTRON INC/MI                       MI       5.02,9.01                      09/06/07

PEROT SYSTEMS CORP                      DE       2.03,8.01,9.01                 08/31/07

PETROHAWK ENERGY CORP                   DE       5.02,9.01                      09/01/07

PETSMART INC                            DE       5.02,9.01                      09/01/07

PHARMACOPEIA INC                        DE       1.01,5.02,9.01                 08/31/07

PIEDMONT NATURAL GAS CO INC             NC       2.02,8.01,9.01                 09/07/07

Piedmont Office Realty Trust, Inc.      MD       1.01,1.02,2.03,8.01,9.01       08/31/07

PIONEER NATURAL RESOURCES CO            DE       7.01                           08/30/07

PLASMATECH, INC.                        NV       8.01                           09/05/07

PLAYTEX PRODUCTS INC                    DE       8.01,9.01                      09/05/07

PONIARD PHARMACEUTICALS, INC.           WA       8.01,9.01                      09/04/07

POZEN INC /NC                                    1.01,9.01                      09/06/07

PREMIER EXHIBITIONS, INC.                        5.02                           09/01/07

PRIDE INTERNATIONAL INC                 DE       2.01,9.01                      08/31/07

PROFESSIONALS DIRECT INC                MI       8.01                           09/07/07

PROFILE TECHNOLOGIES INC                DE       5.02,9.01                      08/20/07

PSB Holdings, Inc.                               8.01,9.01                      09/07/07

PUBLIC SERVICE ENTERPRISE GROUP INC     NJ       7.01,9.01                      09/06/07

QI SYSTEMS INC                                   7.01,9.01                      09/06/07

Quicksilver Gas Services LP             DE       8.01,9.01                      09/04/07

QUIPP INC                               FL       3.03,7.01,9.01                 08/31/07

RAMBUS INC                              DE       8.01,9.01                      09/07/07

RASER TECHNOLOGIES INC                  UT       1.01,5.02,9.01                 09/07/07

RBC LIFE SCIENCES, INC.                 DE       5.02,9.01                      09/04/07

REGAL BELOIT CORP                       WI       2.01,8.01,9.01                 08/31/07

REHABCARE GROUP INC                     DE       7.01,9.01                      09/07/07

RENTECH INC /CO/                        CO       5.02                           09/01/07

RESIDENTIAL ACCREDIT LOANS INC          DE       8.01,9.01                      09/06/07

RFMSI Series 2007-S8 Trust              DE       8.01,9.01                      08/24/07

RG GLOBAL LIFESTYLES INC                CA       1.01,3.02,9.01                 09/01/07

ROCKFORD CORP                           AZ       7.01,9.01                      09/06/07

RUBBER RESEARCH ELASTOMERICS INC        MN       1.01,3.02,5.01,5.03,8.01,9.01  05/11/07

SALIX PHARMACEUTICALS LTD                        1.01,9.01                      09/04/07

SCORES HOLDING CO INC                   UT       5.02                           08/31/07

SEARCHHELP INC                                   3.02                           09/05/07

Sequoia Mortgage Trust 2007-1                    6.02                           09/01/07

Sequoia Mortgage Trust 2007-2                    6.02                           09/01/07

Sequoia Mortgage Trust 2007-3                    6.02                           09/01/07

SHELTER PROPERTIES VII LTD PARTNERSHI   SC       1.01,2.03,9.01                 08/31/07

SILVERSTAR HOLDINGS LTD                 B0       8.01,9.01                      09/06/07

SIMTROL  INC                            DE       5.02                           08/31/07

Sino Fibre Communications, Inc.         NV       7.01,9.01                      09/06/07

Sinoenergy CORP                         NV       1.01,9.01                      09/01/07

Skilled Healthcare Group, Inc.          DE       8.01,9.01                      09/01/07

SMITTEN PRESS LOCAL LORE & LEGENDS IN            5.01,5.02,9.01                 08/31/07

SNAP ON INC                             DE       5.02,9.01                      08/31/07

SOLERA HOLDINGS, INC                    DE       2.02,7.01,9.01                 09/06/07

SOLERA HOLDINGS, INC                    DE       7.01,9.01                      09/06/07

SOLOMON TECHNOLOGIES INC                DE       1.01,2.01,3.02,9.01            09/05/07

SPARTECH CORP                           DE       2.02,8.01,9.01                 09/06/07

STAGE STORES INC                        NV       8.01,9.01                      09/06/07

STEVEN MADDEN, LTD.                     DE       5.02                           09/07/07

STRATEGIC DIAGNOSTICS INC/DE/           DE       5.02,9.01                      09/03/07

STRATEGIC HOTELS & RESORTS, INC                  1.01,2.03,7.01,8.01,9.01       08/31/07

STRUCTURED PRODUCTS CORP CASTSM STEP    DE       8.01,9.01                      09/01/07

STRUCTURED PRODUCTS CORP CORTS TRUST    DE       8.01,9.01                      09/01/07

STRUCTURED PRODUCTS CORP TIERS R INFL   DE       8.01,9.01                      09/01/07

STRUCTURED PRODUCTS CORTS TRUST FOR J   DE       8.01,9.01                      09/01/07

SULPHCO INC                             NV       7.01,9.01                      09/06/07

SUNRISE TELECOM INC                              1.01                           02/07/06    AMEND

SWS GROUP INC                           DE       7.01,9.01                      09/07/07

Synovics Pharmaceuticals                NV       1.01,9.01                      08/31/07

SYNTHESIS ENERGY SYSTEMS INC            DE       8.01,9.01                      09/05/07

SYNTROLEUM CORP                         DE       8.01                           08/31/07

TAL International Group, Inc.           DE       8.01,9.01                      09/05/07

TALLY HO VENTURES INC                   DE       1.01,8.01,9.01                 09/04/07

TECHNEST HOLDINGS INC                   NV       1.01,1.02,3.02,9.01            08/31/07

TECUMSEH PRODUCTS CO                    MI       2.01,7.01,9.01                 08/31/07

THEGLOBE COM INC                        DE       3.02,8.01,9.01                 09/06/07

Titan Global Holdings, Inc.             UT       7.01,9.01                      09/05/07

True North Energy CORP                           1.01,9.01                      08/31/07

TURBOSONIC TECHNOLOGIES INC             DE       5.02                           06/27/07

U S PHYSICAL THERAPY INC /NV            NV       1.01,2.01,3.02,5.02,7.01,9.01  09/06/07

UMPQUA HOLDINGS CORP                    OR       2.03,9.01                      09/07/07

UNIFY CORP                              DE       2.02,9.01                      09/06/07

UNITEDHEALTH GROUP INC                  MN       7.01                           09/07/07

VALHI INC /DE/                          DE       7.01,9.01                      09/07/07

VALLEY FINANCIAL CORP /VA/              VA       5.02,5.03                      09/07/07

VANGUARD HEALTH SYSTEMS INC             DE       1.01,9.01                      09/06/07

VeriChip CORP                           DE       1.01,9.01                      08/31/07

VERMILLION, INC.                        DE       3.01,9.01                      09/06/07

VICON INDUSTRIES INC /NY/               NY       5.02,9.01                      09/07/07

VINEYARD NATIONAL BANCORP               CA       2.02,9.01                      09/07/07

VNUS MEDICAL TECHNOLOGIES INC                    5.02,9.01                      08/31/07

Vocalscape Networks, Inc.               NV       3.02                           08/29/07

WELLCARE HEALTH PLANS, INC.             DE       1.01,9.01                      09/03/07

Western Standard Energy Corp.           NV       5.03,7.01,9.01                 09/07/07

WESTMORELAND COAL CO                    DE       5.03,9.01                      09/04/07

WHERIFY WIRELESS INC                    DE       1.01,3.02                      08/31/07

Winning Edge International, Inc.        DE       1.01,9.01                      09/06/07

WORLD ACCEPTANCE CORP                   SC       1.01,2.03                      08/31/07

WORLD FUEL SERVICES CORP                FL       7.01,9.01                      09/07/07

WORLDS COM INC                          NJ       1.01,3.02,4.01,5.02,8.01,9.01  09/04/07

WYETH                                   DE       8.01,9.01                      09/06/07

X-CHANGE CORP                           NV       1.01,3.02                      08/30/07

XENOPORT INC                            DE       5.02,9.01                      09/06/07

XPONENTIAL INC                          DE       8.01,9.01                      08/29/07

ZHONGPIN INC.                           DE       1.01,2.02,7.01,9.01            09/06/07



Modified: 09/10/2007