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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2007-135 						July 16, 2007



ENFORCEMENT PROCEEDINGS


IN THE MATTER OF PAUL KEARNEY

On June 13, the Commission  issued  an  Order  Instituting  Cease-and-
Desist Proceedings, Making Findings, and Imposing  a  Cease-and-Desist
Order Pursuant to Section 21C of the Securities Exchange Act  of  1934
(Order) against Paul Kearney. The Order finds that  from  the  end  of
2003 through 2004, Kearney was a financial accountant of Zomax Limited
(Zomax Ireland), the Irish subsidiary of Zomax, Inc.,  a  former  U.S.
public corporation. The Order finds that  during  that  time  Kearney,
along with two senior officers of Zomax Ireland, engaged in  a  scheme
to inflate the financial results  of  Zomax  Limited  by  manipulating
certain accounts to hide the declining performance of  Zomax  Ireland,
and to then provide false financial information to Zomax to  cover  up
their scheme. Their  fraudulent  scheme  caused  Zomax  to  materially
misstate its consolidated financial statements  for  the  first  three
quarters  of  2004  and  to  file  inaccurate  Forms  10-Q  with   the
Commission. As a result, on March 31, 2005, Zomax filed its Form  10-K
for 2004, which restated its financial statements for the first  three
quarters of 2004. The restatement, caused primarily by the  fraudulent
accounting, negatively impacted Zomax's previously reported  quarterly
results for 2004. For the  first  quarter  of  2004,  the  restatement
increased Zomax's net loss by 58%. For the second quarter of 2004, the
restatement decreased Zomax's net income by 57%. For the third quarter
of 2004, the restatement increased Zomax's net loss by 10%.

Based on the above, the Order requires Kearney  to  cease  and  desist
from committing or causing any violations and any future violations of
Sections 10(b) and 13(b)(5) of the Exchange Act and  Rules  10b-5  and
13b2-1 thereunder, and from causing  any  violations  and  any  future
violations of Sections 13(a) and 13(b)(2)(A) of the Exchange  Act  and
Rules 12b-20 and 13a-13 thereunder. Kearney consented to the  issuance
of the Order without admitting or denying any of the findings  in  the
administrative proceeding. (Rel. 34-56074; File No. 3-12689; AAE  Rel.
2635)

COMMISSION  DISMISSES  ADMINISTRATIVE  PROCEEDING  AGAINST   JOHN   M.
LUCARELLI

On July 13, the Commission  dismissed  the  administrative  proceeding
instituted  on  August  25,  2006  against  John  M.  Lucarelli.   The
administrative proceeding was based on a criminal conviction that  has
since been set aside. (Rel. 34-56075; File No. 3-12398)


SEC ISSUES NOTICE OF PROPOSED DISTRIBUTION PLAN  AND  OPPORTUNITY  FOR
COMMENT IN BANC OF AMERICA MARKET TIMING CASE

The Commission announced today that it has given notice,  pursuant  to
Rule 1103 of the Securities and Exchange Commission's  Rules  on  Fair
Fund and Disgorgement Plans, 17 C.F.R.  201.1103, that  the  Division
of Enforcement has filed a proposed plan (Distribution Plan)  for  the
distribution of the Fair  Fund  pursuant  to  Section  308(a)  of  the
Sarbanes Oxley Act of 2002 in the Matter of Banc  of  America  Capital
Management, LLC (BACAP), BACAP Distributors, LLC, and Banc of  America
Securities, LLC (BAS), Administrative Proceeding File No. 3-11818. The
Fair Fund is comprised of  $375  million  in  disgorgement  and  civil
penalties paid by Banc of America  Capital  Management,  LLC  (BACAP),
BACAP Distributors, LLC, and Banc of  America  Securities,  LLC,  plus
accumulated interest. Under the Distribution Plan, eligible  investors
would receive proportionate shares of the Fair Fund to compensate them
for market timing at various times during the period of July  2000  to
July 2003. Interested parties may print a  copy  of  the  Distribution
Plan  from  the  Commission's  public   website,   http://www.sec.gov.
Interested parties may also obtain a written copy of the  Distribution
Plan by submitting  a  written  request  to  Gerald  Gross,  Assistant
Regional Director, United States Securities and  Exchange  Commission,
Room 4300, 3 World Financial Center,  New  York,  NY  10281-1022.  All
persons who desire to comment on  the  Distribution  Plan  may  submit
their comments, in writing, no later than August 13, 2007: (1) to  the
Office  of  the  Secretary,  United  States  Securities  and  Exchange
Commission, 100 F Street, N.E.,  Washington,  DC  20549-1090;  (2)  by
using      the      Commission's      Internet comment form
(http://www.sec.gov/litigation/admin.shtml); or (3) by sending  an  e-
mail to rule-comments@sec.gov. Comments submitted by email or via  the
Commission's website should include  "Administrative  Proceeding  File
Number 3-11818"  on  the  subject  line.  Comments  received  will  be
publicly available. Persons should submit only information  that  they
wish to make publicly available.

For more information, see Securities Act of 1933 Release No.  33-8538;
Securities Exchange Act  of  1934  Release  No.  34-51167;  Investment
Advisers Act of 1940 Release No. IA-2355; Investment  Company  Act  of
1940 Release No. IC-26756; and Press  Release  No.  2005-16  (Feb.  9,
2005). (Rel. 34-56077; File No. 3-11818)

IN THE MATTER OF KIPP D. ORME, CPA

On July 16, the Commission issued an Order Instituting  Administrative
Proceedings Pursuant to Rule  102(e)  of  the  Commission's  Rules  of
Practice, Making Findings, and  Imposing  Remedial  Sanctions  (Order)
against Kipp D. Orme, CPA. The Order finds that Orme, age 48,  is  and
has been a certified public accountant holding an inactive license  to
practice in the State of Kansas and that from  approximately  February
2001 through September  2003,  Orme  served  as  the  chief  financial
officer of NorthWestern Corporation  (NorthWestern).  The  Order  also
finds that the Commission filed a complaint against  Orme  in  SEC  v.
Kipp D. Orme, Civil Action Number 07-4060, alleging that during  2002,
he and other former NorthWestern senior  executives  misled  investors
regarding the financial performance and operations of NorthWestern and
its subsidiaries. The Order further finds that on July  9,  2007,  the
U.S. District Court for the District of South Dakota entered  a  Final
Judgment against Orme for  his  role  in  the  NorthWestern  financial
fraud. The Final Judgment  enjoins  Orme  from  future  violations  of
Section 17(a) of the Securities Act of 1933 and  Section  10(b)(5)  of
the Securities Exchange Act of 1934 (Exchange Act)  and  Rules  10b-5,
13b2-1 and 13b2-2 thereunder, and aiding and  abetting  violations  of
Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the  Exchange  Act  and
Rules 12b-20, 13a-11 and 13a-13 thereunder.

Based on  the  above,  the  Order  suspends  Orme  from  appearing  or
practicing before the Commission as an accountant,  with  a  right  to
apply for reinstatement  after  five  years.  Orme  consented  to  the
issuance of the Order without admitting or denying any of the findings
in the Order except as to the Commission's jurisdiction over him,  the
subject matter of the proceedings, and the fact that the federal court
entered the injunction against him. (Rel. 34-56078; File No.  3-12690;
AAE Rel. 2636)

IN THE MATTER OF KURT D. WHITESEL, CPA

On July 16, the Commission issued an Order Instituting  Administrative
Proceedings Pursuant to Rule  102(e)  of  the  Commission's  Rules  of
Practice, Making Findings, and  Imposing  Remedial  Sanctions  (Order)
against Kurt D. Whitesel, CPA. The Order finds that Whitesel, age  45,
is and has been a certified  public  accountant  holding  an  inactive
license to practice in the State of Ohio and that  from  approximately
August 2001 until August  2003,  Whitesel  served  as  vice-president,
controller and treasurer of NorthWestern  Corporation  (NorthWestern).
The Order also finds that the Commission  filed  a  complaint  against
Whitesel in SEC v. Kurt D.  Whitesel,  Civil  Action  Number  07-4049,
alleging  that  during  2002,  he  and  former   NorthWestern   senior
executives misled investors regarding the  financial  performance  and
operations of NorthWestern and its  subsidiaries.  The  Order  further
finds that on July 9, 2007, the U.S. District Court for  the  District
of South Dakota entered a Final Judgment against Whitesel for his role
in the  NorthWestern  financial  fraud.  The  Final  Judgment  enjoins
Whitesel from future violations of Section 17(a) of the Securities Act
of 1933 and Sections 10(b)(5) and 13(b)(5) of the Securities  Exchange
Act of  1934  (Exchange  Act)  and  Rules  10b-5,  13b2-1  and  13b2-2
thereunder, and aiding and  abetting  violations  of  Sections  13(a),
13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-
11 and 13a-13 thereunder.

Based on the above, the Order  suspends  Whitesel  from  appearing  or
practicing before the Commission as an accountant,  with  a  right  to
apply for reinstatement after five years. Whitesel  consented  to  the
issuance of the Order without admitting or denying any of the findings
in the Order except as to the Commission's jurisdiction over him,  the
subject matter of the proceedings, and the fact that the federal court
entered the injunction against him. .  (Rel.  34-56079;  File  No.  3-
12691; AAE Rel. 2637)

IN THE MATTER OF RICHARD R. HYLLAND, CPA

On July 16, the Commission issued an Order Instituting  Administrative
Proceedings Pursuant to Rule  102(e)  of  the  Commission's  Rules  of
Practice, Making Findings, and  Imposing  Remedial  Sanctions  (Order)
against Richard R. Hylland, CPA. The Order finds that Hylland, age 47,
is and has been a certified  public  accountant  holding  an  inactive
license to practice in  the  State  of  South  Dakota  and  that  from
approximately May  1998  until  April  2003,  Hylland  served  as  the
president, chief operating officer  and  a  member  of  the  board  of
directors of NorthWestern Corporation (NorthWestern). The  Order  also
finds that the Commission filed a complaint against Hylland in SEC  v.
Richard R. Hylland, Civil Action Number 07-4058, alleging that  during
2002, he  and  other  former  NorthWestern  senior  executives  misled
investors  regarding  the  financial  performance  and  operations  of
NorthWestern and its subsidiaries. The Order  further  finds  that  on
July 9, 2007, the U.S. District Court for the District of South Dakota
entered  a  Final  Judgment  against  Hylland  for  his  role  in  the
NorthWestern financial fraud. The Final Judgment enjoins Hylland  from
future violations of Section 17(a) of the Securities Act of  1933  and
Sections 10(b)(5) and 13(b)(5) of the Securities Exchange Act of  1934
(Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and  aiding  and
abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B)  of
the Exchange Act and Rules 12b-20, 13a-11 and 13a-13 thereunder.

Based on the above, the  Order  suspends  Hylland  from  appearing  or
practicing before the Commission as an accountant,  with  a  right  to
apply for reinstatement after five years.  Hylland  consented  to  the
issuance of the Order without admitting or denying any of the findings
in the Order except as to the Commission's jurisdiction over him,  the
subject matter of the proceedings, and the fact that the federal court
entered the injunction against him. .  (Rel.  34-56080;  File  No.  3-
12692; AAE Rel. 2638)

SEC HALTS $45 MILLION PONZI-LIKE PROMISSORY NOTE SCHEME

The Commission, on July 12, filed  an  emergency  action  to  halt  an
ongoing $45 million securities offering that the SEC alleges to  be  a
Ponzi-like scheme. Named in the Commission's complaint are Terchi Liao
(a.k.a. Nelson Liao), age 49 of Arcadia, California, and two  entities
he controls, also of Arcadia, AOB Commerce, Inc. and AOB Asia Fund  I,
LLC. The complaint also names four other Southern California  entities
controlled by Liao -- AOB Management, Inc., AOB Transportation,  Inc.,
AOB Vacations, Inc., and AOB Media, Inc. -- as relief defendants based
on their receipt of investor funds. The Honorable Christina A. Snyder,
United States District Judge for the Central District  of  California,
issued a temporary restraining order halting the securities  offering,
appointing a temporary receiver over AOB Commerce and AOB  Asia  Fund,
and the relief defendants. The court also temporarily froze the assets
of the defendants and the relief defendants.

The Commission's complaint alleges that since mid-2004, the defendants
have  raised  more  than  $45  million  from  hundreds  of   investors
nationwide through their unregistered offering and sale of  promissory
notes that purportedly pay guaranteed  interest  of  up  to  5.5%  per
month.

The complaint further alleges that the defendants represent that  they
are in the business of making loans to companies in Asia, particularly
China.  Although  the  defendants  have  made  some  loans  to   Asian
companies, they have  principally  used  investor  funds  to  pay  the
interest on the promissory notes they previously  issued  and  to  pay
commissions to investors who solicit others to invest  in  the  notes.
For example, according to the complaint, in the six-month period  from
July 1, 2006 through December 31, 2006, the defendants:

     * Raised more than $13.7 million from investors through the  sale
     of the notes;

     * Received  less  than   $375,000   from   legitimate   business
     activities; but

     * Paid more than  $6  million  in  interest  and  commissions  to
     investors; and

     * Loaned or otherwise  transferred  almost  $6  million  to  four
     related entities owned and/or controlled by Liao which are  named
     in the complaint as relief defendants.

As alleged in the complaint, Liao has known since at  least  September
2006 that AOB Commerce and AOB  Asia  Fund  were  unable  to  pay  the
interest due investors from their business activities, and knew or was
reckless in not knowing that they were unable to do so prior  to  that
date. Nevertheless, the defendants have continued to raise substantial
amounts from investors through the sale of notes and have continued to
pay interest and commissions with new investor principal.

The court issued an order temporarily enjoining defendants from future
violations of the securities registration and antifraud provisions  of
the federal securities laws, Sections 5(a), 5(c),  and  17(a)  of  the
Securities Act of 1933, Section 10(b) of the Securities  Exchange  Act
of 1934 and Rule 10b-5 thereunder. The court also  issued  orders  (1)
freezing the assets of  the  defendants  and  relief  defendants;  (2)
appointing  a  temporary  receiver  over  the  defendants  and  relief
defendants; (3) requiring the defendants to provide  accountings;  (4)
prohibiting the destruction of documents by the  defendants;  and  (5)
granting expedited discovery. The Commission  also  seeks  preliminary
and permanent injunctions, return of ill-gotten gains with prejudgment
interest, and  penalties  against  the  defendants.  The  Commission's
complaint also requests an  order  barring  Liao  from  acting  as  an
officer or director of any public company.

The complaint also alleges that the  defendants  loaned  or  otherwise
transferred significant amounts  of  investor  monies  to  the  relief
defendants and seeks the return of those monies.

A hearing on whether a preliminary injunction should be issued against
the defendants and whether a permanent receiver should be appointed is
scheduled for August 6, 2007.

Investors may direct their inquiries to the temporary  receiver,  Robb
Evans & Associates LLC, at (818) 768-8100.

The SEC has issued information  for  investors  on  promissory  notes,
"Broken    Promises:    Promissory    Note    Fraud,"    located    at
http://www.sec.gov/investor/pubs/promise.htm. [SEC  v.  AOB  Commerce,
Inc., AOB Asia Fund, I, LLC, and Terchi Liao  a/k/a  Nelson  Liao,  et
al., No. CV 07-4507 CAS (JCx) (C.D. Cal.)] (LR-20196)


SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES


A proposed rule change filed with  the  Commission  by  NYSE  Arca  to
extend the One Week Option Series pilot program  (SR-NYSEArca-2007-62)
has become immediately effective  under  Section  19(b)(3)(A)  of  the
Securities Exchange Act  of  1934.  Publication  is  expected  in  the
Federal Register during the week of July 16. (Release No. 34-56048)

A proposed rule change (SR-BSE-2007-30)  filed  by  the  Boston  Stock
Exchange relating to extension of the iShares Russell 2000 Index  Fund
Option Pilot Program until  January  18,  2008  has  become  effective
pursuant to Section 19(b)(3)(A) of  the  Securities  Exchange  Act  of
1934. Publication is expected in the Federal Register during the  week
of July 16. (Rel. 34-56051)

A proposed rule change as modified by Amendment No. 1 thereto filed by
the International Securities Exchange relating to fee waivers (SR-ISE-
2007-52) has become effective pursuant to Section 19(b)(3)(A)  of  the
Securities Exchange Act  of  1934.  Publication  is  expected  in  the
Federal Register during the week of July 16. (Rel. 34-56055)

A proposed rule change (SR-BSE-2007-19)  filed  by  the  Boston  Stock
Exchange to amend the rules of the Boston Options Exchange related  to
obvious errors has become effective pursuant to Section 19(b)(3)(A) of
the Securities Exchange Act of 1934. Publication is  expected  in  the
Federal Register during the week of July 16. (Rel. 34-56056)

A proposed rule change (SR-NYSE-2007-60) filed by the New  York  Stock
Exchange to charge member  organizations  a  routing  fee  for  orders
routed to other markets  for  execution  has  become  effective  under
Section  19(b)(3)(A)  under  the  Securities  Exchange  Act  of  1934.
Publication is expected in the Federal Register  during  the  week  of
July 16. (Rel. 34-56065)

A proposed rule change filed by the National Stock Exchange to  extend
the effective period  for  Rule  2.12  regarding  third-party  routing
services in respect of orders entered into NSX BLADE  (SR-NSX-2007-08)
has become effective  under  Section  19(b)(3)(A)  of  the  Securities
Exchange Act of 1934. Publication is expected in the Federal  Register
during the week of July 16. (Rel. 34-56067)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to a proposed rule  change
(SR-NYSEArca-2007-52), as modified by Amendment No. 2  thereto,  filed
by NYSE Arca, Inc. under Section 19(b)(1) of the  Securities  Exchange
Act of 1934 relating to Exchange Fees and Charges.  .  Publication  is
expected in the Federal Register during the week of July 16. (Rel. 34-
56054)

PROPOSED RULE CHANGES

The NYSE Arca  filed  a  proposed  rule  change  (SR-NYSEArca-2006-82)
consisting of proposed amendments to NYSE Arca Equities Rules 2.16 and
4.5 relating to  certain  Equity  Trading  Permit  (or  "ETP")  Holder
administrative procedures. Publication  is  expected  in  the  Federal
Register during the week of July 16. (Rel. 34-56057)

The NYSE Arca  filed  a  proposed  rule  change  (SR-NYSEArca-2006-83)
consisting of proposed amendments to NYSE Arca Equities Rules 2.17 and
4.5 relating to certain Options Trading Permit (or "OTP")  Holder  and
OTP Firm administrative procedures. Publication  is  expected  in  the
Federal Register during the week of July 16. (Rel. 34-56058)


SECURITIES ACT REGISTRATIONS


The following registration statements have been  filed  with  the  SEC
under the Securities Act of 1933. The reported information appears  as
follows: Form, Name, Address and Phone Number (if  available)  of  the
issuer of the security; Title and the number and/or face amount of the
securities  being  offered;  Name  of  the  managing  underwriter   or
depositor (if  applicable);  File  number  and  date  filed;  Assigned
Branch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the
Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
<publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
available on the Commission's website: <www.sec.gov>.


S-3     VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA, 
        30326, 7706123500 - 0 ($5,875,064.34) Equity, (File 333-144534 - 
        Jul. 13) (BR. 03C)

S-8     HOUSERAISING, INC., 4801 E. INDEPENDENCE BLVD., STE. 201, CHARLOTTE, 
        NC, 28212, 704-532-2121 - 3,500,000 ($595,000.00) Equity, 
        (File 333-144536 - Jul. 13) (BR. 06C)

S-1     Abraxas Energy Partners LP, 500 N Loop 1604 East, San Antonio, TX, 
        78232, 210-490-4788 - 0 ($55,660,101.00) Limited Partnership Interests, 
        (File 333-144537 - Jul. 13) (BR. 04)

S-1     EBIX INC, 8475063100 - 0 ($17,046,000.00) Equity, (File 333-144538 - 
        Jul. 13) (BR. 03A)

S-8     Patriot Capital Funding, Inc., 274 RIVERSIDE AVENUE, WESTPORT, CT, 
        06880, (203) 429-2700 - 0 ($18,025,180.00) Equity, (File 333-144539 - 
        Jul. 13) (BR. 18)

S-8     Ammex Gold Mining Corp., 346 WAVERLEY STREET, OTTAWA, A6, K2P 0W5, 
        (613) 226-7883 - 6,000,000 ($2,880,000.00) Equity, (File 333-144540 - 
        Jul. 13) (BR. 09B)

S-8     CHICAGO MERCANTILE EXCHANGE HOLDINGS INC, 20 S. WACKER DR., CHICAGO, 
        IL, 60606, 3129303011 - 0 ($202,065,027.00) Equity, (File 333-144543 - 
        Jul. 13) (BR. 06B)

N-2     ALTIS LIMITED ALTERNATIVE STRATEGY FUND LLC, 6041 S. SYRACUSE WAY, 
        SUITE 305, ENGLEWOOD, CO, 80111, 3038743194 - 
        2,000 ($50,000,000.00) Limited Partnership Interests, 
        (File 333-144546 - Jul. 13) (BR. 16)

S-1     New 360, 2777 NORTH ONATRIO STREET, BURBANK, CA, 91504, 818-565-1400 - 
        0 ($13,298,000.00) Equity, (File 333-144547 - Jul. 13) (BR. 05C)

S-1     Lumax Acquisition Corp., 509 MADISON AVENUE, SUITE 1510, NEW YORK, NY, 
        10022, 212-774-3655 - 0 ($67,221,436.00) Other, (File 333-144548 - 
        Jul. 13) (BR. 09)

S-8     NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130, 
        858 480-3100 - 2,500,000 ($21,635,023.00) Equity, (File 333-144549 - 
        Jul. 13) (BR. 11A)

S-8     NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130, 
        858 480-3100 - 902,062 ($7,000,000.00) Equity, (File 333-144550 - 
        Jul. 13) (BR. 11A)

S-8     SONUS PHARMACEUTICALS INC, 22026 2OTH AVE SE, STE 102, BOTHELL, WA, 
        98021, 2064879500 - 0 ($20,920,000.00) Equity, (File 333-144552 - 
        Jul. 13) (BR. 01C)

S-3     SONUS PHARMACEUTICALS INC, 22026 2OTH AVE SE, STE 102, BOTHELL, WA, 
        98021, 2064879500 - 0 ($80,000,000.00) Equity, (File 333-144553 - 
        Jul. 13) (BR. 01C)

S-8     TORCHMARK CORP, 3700 SOUTH STONEBRIDGE DRIVE, MCKINNEY, TX, 75070, 
        972-569-4000 - 0 ($66.63) Equity, (File 333-144554 - Jul. 13) (BR. 01C)

SB-2    ADVANCED ID CORP, 6143 -- 4TH STREET SE, SUITE 14, CALGARY, A0, 
        T2H 2H9, 403-264-6300 - 23,591,251 ($7,474,542.00) Equity, 
        (File 333-144556 - Jul. 13) (BR. 10A)

S-1     MISCOR GROUP, LTD., 1125 SOUTH WALNUT STREET, SOUTH BEND, IN, 46619, 
        5742348131 - 62,500,000 ($28,437,500.00) Equity, (File 333-144557 - 
        Jul. 13) (BR. 11B)

N-2     UBS EVENT & EQUITY FUND LLC, 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 
        10019, 2127132000 - 50,000,000 ($500,000,000.00) Equity, 
        (File 333-144558 - Jul. 13) (BR. 16)

S-3     AXS ONE INC, MEADOWS OFFICE COMPLEX, 301 RT 17 NORTH, RUTHERFORD, NJ, 
        07070, 2019353400 - 0 ($14,000,000.00) Equity, (File 333-144559 - 
        Jul. 13) (BR. 03A)

S-4     CAPITALSOURCE INC, 0 ($447,000,000.00) Equity, (File 333-144560 - 
        Jul. 13) (BR. 11C)

SB-2    AIR INDUSTRIES GROUP, INC., 1479 NORTH CLINTON AVENUE, BAY SHORE, NY, 
        11706, 631-968-5000 - 36,358,001 ($9,634,870.00) Equity, 
        (File 333-144561 - Jul. 13) (BR. 05A)

S-4     SOUTHERN MICHIGAN BANCORP INC, 51 W PEARL ST, COLDWATER, MI, 49036, 
        5172795500 - 536,073 ($12,699,569.37) Equity, (File 333-144562 - 
        Jul. 13) (BR. 07C)

S-8     U S GOLD CORP, 165 SOUTH UNION BLVD., SUITE 565, LAKEWOOD, CO, 80228, 
        303 238-1438 - 0 ($24,040,000.00) Equity, (File 333-144563 - Jul. 13) 
        (BR. 04B)

S-3ASR  ADVANCED MICRO DEVICES INC, ONE AMD PL, MS 68, SUNNYVALE, CA, 
        94088-3453, 4087322400 - 
        0 ($2,200,000,000.00) Debt Convertible into Equity, (File 333-144565 - 
        Jul. 13) (BR. 10A)

SB-2    Organic To Go Food CORP, 3317 THIRD AVENUE SOUTH,, SEATTLE,, WA, 98134, 
        (206) 838-4670 - 5,049,527 ($10,856,483.05) Equity, (File 333-144566 - 
        Jul. 13) (BR. 05C)

S-3     XO HOLDINGS INC, 11111 SUNSET HILLS ROAD, RESTON, VA, 20190, 
        7035472000 - 0 ($11,892,000.00) Equity, (File 333-144567 - Jul. 13) 
        (BR. 11C)

S-3ASR  KIMCO REALTY CORP, 3333 NEW HYDE PARK RD, PO BOX 5020, NEW HYDE PARK, 
        NY, 11042, 5168699000 - 138,016 ($5,337,078.72) Equity, 
        (File 333-144568 - Jul. 13) (BR. 08B)

S-8     U S GOLD CORP, 165 SOUTH UNION BLVD., SUITE 565, LAKEWOOD, CO, 80228, 
        303 238-1438 - 0 ($3,722,838.00) Equity, (File 333-144569 - Jul. 13) 
        (BR. 04B)

SB-2    BPO Management Services, 1290 N HANCOCK, ANAHEIM HILLS, CA, 92630, 
        714-974-2670 - 118,025,843 ($143,570,071.00) Equity, (File 333-144570 - 
        Jul. 13) (BR. 03C)

S-3     DYNCORP INTERNATIONAL INC., 3190 FAIRVIEW PARK DRIVE, SUITE 700, 
        FALLS CHURCH, VA, 22042, (972) 871-6723 - 0 ($248,285,000.00) Equity, 
        (File 333-144571 - Jul. 13) (BR. 08A)

S-8     DANAHER CORP /DE/, 2028280850 - 0 ($1,534,740,365.00) Equity, 
        (File 333-144572 - Jul. 13) (BR. 10A)

S-1     ZHONGPIN INC., C/O PRYOR CASHMAN SHERMAN & FLYNN LLP, 410 PARK AVENUE, 
        NEW YORK, NY, 10022, 212-326-0846 - 2,659,999 ($28,568,389.00) Equity, 
        (File 333-144573 - Jul. 13) (BR. 05C)

S-3     BOND SECURITIZATION LLC, 1 BANK ONE PLAZA, CHICAGO, IL, 60670, 
        3127820600 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, 
        (File 333-144574 - Jul. 13) (BR. 05)

S-1     AMERICAN DAIRY INC, 865 SOUTH FIGUEROA STREET, SUITE 3340, LOS ANGELES, 
        CA, 90017, 213-488-5131 - 1,821,241 ($34,731,065.87) Equity, 
        (File 333-144575 - Jul. 13) (BR. 04A)

S-1     Powered CORP, 2925 BRIAR PARK, SUITE 930, HOUSTON, TX, 77042, 
        281-493-1311 - 4,610,000 ($46,100,000.00) Equity, (File 333-144576 - 
        Jul. 13) (BR. )

S-8     PURE BIOFUELS CORP, SUITE 203 - 910 RICHARDS STREET, VANCOUVER, A1, 
        V6B 3C1, 778-895-3595 - 21,000,000 ($20,685,000.00) Equity, 
        (File 333-144577 - Jul. 13) (BR. 06A)

S-3     NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130, 
        858 480-3100 - 7,651,154 ($59,372,955.04) Equity, (File 333-144578 - 
        Jul. 13) (BR. 11A)

S-8     AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799, 
        805-447-1000 - 0 ($2,267,864,171.54) Equity, (File 333-144579 - 
        Jul. 13) (BR. 01A)

S-8     AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799, 
        805-447-1000 - 0 ($40,942,500.00) Equity, (File 333-144580 - Jul. 13) 
        (BR. 01A)

S-8     AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799, 
        805-447-1000 - 0 ($136,475,000.00) Equity, (File 333-144581 - Jul. 13) 
        (BR. 01A)

S-4     Coleman Cable, Inc., 1530 SHIELDS DRIVE, WAUKEGAN, IL, 60085, 
        (847) 672-2300 - 0 ($120,000,000.00) Other, (File 333-144582 - Jul. 13) 
        (BR. 06A)

S-8     UNIVERSAL DETECTION TECHNOLOGY, 9595 WILSHIRE BOULEVARD, SUITE 700, 
        BEVERLY HILLS, CA, 90212, 3102483655 - 90,000,000 ($270,000.00) Equity, 
        (File 333-144583 - Jul. 13) (BR. 10C)

S-1     Allianz Life & Annuity CO, 5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN, 
        55416, 800-328-5600 - 0 ($10,000,000.00) Other, (File 333-144584 - 
        Jul. 13) (BR. )


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
<publicinfo@sec.gov>. In most cases, this  information  is  also
available on the Commission's website: <www.sec.gov>.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.		    	DATE       COMMENT
-------------------------------------------------------------------------------------------------------
Access Plans USA, Inc.                  OK       7.01                           07/10/07

ALBANY INTERNATIONAL CORP /DE/          DE       1.01,5.02,9.01                 07/11/07

ALCAN INC                               A6       1.01,8.01,9.01                 07/12/07

ALFA CORP                               DE       2.02,9.01                      07/13/07

ALION SCIENCE & TECHNOLOGY CORP         DE       1.01,3.03,9.01                 07/09/07

ALKERMES INC                            PA       4.01,5.02,9.01                 07/10/07

Allis Chalmers Energy Inc.              DE       5.02,9.01                      07/09/07

ALMOST FAMILY INC                       DE       8.01                           07/13/07

Alternative Loan Trust 2007-OA8         DE       8.01,9.01                      06/28/07

AMARU INC                               NV       8.01,9.01                      07/10/07

AMERICAN STANDARD COMPANIES INC         DE       2.05                           07/09/07

AMES NATIONAL CORP                      IA       2.02,9.01                      07/13/07

AMGEN INC                               DE       5.02                           07/09/07

AMPAL-AMERICAN ISRAEL CORP              NY       1.01,9.01                      07/13/07

ANNALY CAPITAL MANAGEMENT INC           MD       8.01,9.01                      07/12/07

ANNALY CAPITAL MANAGEMENT INC           MD       1.01,9.01                      07/12/07

ANSYS INC                               DE       1.01,5.02,9.01                 07/10/07

ANWORTH MORTGAGE ASSET CORP             MD       7.01,9.01                      07/12/07

APPLIED MATERIALS INC /DE               DC       5.02,9.01                      07/11/07

APPLIX INC /MA/                         MA       8.01                           07/10/07

ARCADIA RESOURCES, INC                  NV       7.01,9.01                      07/13/07

ARES CAPITAL CORP                       MD       7.01,9.01                      07/13/07

Argyle Security Acquisition CORP                 8.01,9.01                      07/13/07

ATC HEALTHCARE INC /DE/                 DE       3.01,9.01                      07/10/07

Atlantic Southern Financial Group, In            2.02,9.01                      07/13/07

ATLAS MINING CO                         ID       5.02                           07/13/07

AUDIBLE INC                                      5.02,9.01                      07/12/07

AVIS BUDGET GROUP, INC.                 DE       5.02                           07/13/07

Aviza Technology, Inc.                  DE       1.01,9.01                      07/09/07

Avro Energy Inc.                        NV       5.02,9.01                      06/01/07

AZCO MINING INC                         DE       4.02                           07/10/07

BADGER METER INC                        WI       8.01,9.01                      07/12/07

BAKER HUGHES INC                        DE       2.02,7.01,9.01                 07/13/07

BANC OF AMERICA FUNDING CORP            DE       8.01,9.01                      06/29/07

Bank of Marin Bancorp                   CA       2.02,9.01                      07/12/07

Bank of New York Mellon CORP                     5.02,5.03                      07/09/07

BANK OF THE OZARKS INC                  AR       2.02,7.01,9.01                 07/12/07

BANKUNITED FINANCIAL CORP               FL       2.02,9.01                      07/12/07

BEA SYSTEMS INC                         DE       1.01                           07/09/07

Bear Stearns Commercial Mortgage Secu   DE       8.01,9.01                      04/18/07    AMEND

BIG 5 SPORTING GOODS CORP               DE       2.02,9.01                      07/12/07

BioFuel Energy Corp.                             8.01,9.01                      07/12/07

BIONOVO INC                             DE       5.02,7.01,9.01                 06/28/07

BLACK HAWK EXPLORATION                           1.01,3.02,9.01                 07/13/07

BLACKBAUD INC                                    5.02,9.01                      07/11/07

BNC Mortgage Loan Trust 2007-3          DE       8.01,9.01                      06/29/07

BPO Management Services                 DE       1.01,4.01,5.02,9.01            01/25/07    AMEND

CALPINE CORP                            DE       2.06,7.01,9.01                 05/31/07

CARDIOTECH INTERNATIONAL INC            MA       5.02,9.01                      07/10/07

CDW CORP                                IL       8.01,9.01                      07/13/07

Cellu Tissue Holdings, Inc.             DE       2.02,9.01                      07/12/07

Century Petroleum Corp.                 NV       3.02                           07/02/07

CENTURYTEL INC                          LA       8.01,9.01                      07/12/07

CENVEO, INC                             CO       1.01,2.03,5.02,8.01,9.01       07/09/07

CERNER CORP /MO/                        DE       5.02,9.01                      07/12/07

CHASE BANK USA, NATIONAL ASSOCIATION             8.01,9.01                      07/12/07

ChaseFlex Trust Series 2007-3           DE       8.01,9.01                      06/28/07

CHINA MINERALS TECHNOLOGIES, INC.       NV       2.02,8.01,9.01                 07/13/07

China Natural Gas, Inc.                 DE       5.02                           07/08/07

China Water & Drinks Inc..              NV       4.01                           07/11/07

CHL Mortgage Pass-Through Trust 2007-   DE       8.01,9.01                      06/28/07

CHL Mortgage Pass-Through Trust 2007-   DE       8.01,9.01                      06/29/07

CIRCUIT RESEARCH LABS INC               AZ       5.02,9.01                      06/26/07

CITIBANK SOUTH DAKOTA N A               DE       8.01                           06/26/07

Citicorp Residential Mortgage Trust S   DE       8.01,9.01                      06/28/07

Citigroup Mortgage Loan Trust 2007-AH            2.01,9.01                      05/18/07

Citigroup Mortgage Loan Trust 2007-WF            2.01,9.01                      05/16/07

Clearpoint Business Resources, Inc      DE       1.01                           07/09/07

COLGATE PALMOLIVE CO                    DE       5.02                           07/12/07

Community Bancorp                       NV       8.01,9.01                      07/12/07

COMPUWARE CORP                          MI       2.02,5.02,9.01                 07/10/07

Cord Blood America, Inc.                FL       2.02,7.01                      07/11/07

CORECARE SYSTEMS INC                    DE       8.01,9.01                      07/09/07

Courtside Acquisition Corp              DE       9.01                           07/02/07    AMEND

CROMWELL URANIUM CORP.                           1.01,2.01,3.02,5.01,5.06,9.01  07/11/07

CROSS COUNTRY HEALTHCARE INC            DE       1.01,8.01,9.01                 07/09/07

CROWN CASTLE INTERNATIONAL CORP         DE       5.02                           07/12/07

CWHEQ Revolving Home Equity Loan Trus            8.01,9.01                      06/29/07

CYBERONICS INC                          DE       5.02,9.01                      07/09/07

Data Domain, Inc.                       DE       1.01,2.03,9.01                 07/10/07

DATAMEG CORP                            DE       4.02                           04/12/07    AMEND

DELPHI CORP                             DE       8.01                           07/11/07

DETTO                                   DE       1.01,1.02,3.02                 07/10/07

DIGITAL RECORDERS INC                   NC       2.02,7.01,9.01                 07/13/07

DIXIE GROUP INC                         TN       2.02,4.02,9.01                 07/13/07

DOBI MEDICAL INTERNATIONAL INC          NV       8.01                           07/05/07

DOMINION RESOURCES INC /VA/             VA       1.01,9.01                      07/10/07

Dussault Apparel Inc.                            5.02,9.01                      07/11/07

EASTON-BELL SPORTS, INC.                DE       5.02,9.01                      07/09/07

EAU TECHNOLOGIES, INC.                  DE       1.01                           07/12/07

EGAIN COMMUNICATIONS CORP               DE       2.01,9.01                      07/09/07

ELECTRO ENERGY INC                      FL       5.02                           07/12/07

ENERGIZER HOLDINGS INC                  MO       8.01                           07/13/07

ENERGIZER HOLDINGS INC                  MO       1.01,8.01,9.01                 07/13/07

ENTERGY GULF STATES INC                 TX       8.01,9.01                      06/29/07

ENTRX CORP                              DE       5.02                           07/12/07

EPLUS INC                               DE       3.01,7.01,9.01                 07/09/07

EQUITABLE RESOURCES INC /PA/            PA       5.02                           07/11/07

EVANS SYSTEMS INC                       TX       5.02                           07/13/07

FELLOWS ENERGY LTD                      NV       8.01                           07/13/07

FIBERNET TELECOM GROUP INC\             DE       4.01,9.01                      07/10/07

FIDELITY D & D BANCORP INC              PA       5.02,9.01                      07/11/07

FIRST BANCORP /NC/                      NC       1.01,8.01,9.01                 07/12/07

FIRST CASH FINANCIAL SERVICES INC       DE       1.01,2.01,2.02,7.01,9.01       08/22/06    AMEND

FIRST CHARTER CORP /NC/                 NC       7.01,9.01                      07/12/07

First Horizon Asset Sec HELOC Notes S   DE       8.01,9.01                      06/28/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      06/29/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      06/29/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      06/29/07

First Horizon Asset Sec Mort Pass Thr   DE       8.01,9.01                      06/29/07

Florida East Coast Industries, Inc.              8.01,9.01                      07/13/07

Florida East Coast Industries, Inc.              8.01,9.01                      07/13/07

FRANKLIN COVEY CO                       UT       2.02,8.01,9.01                 07/12/07

FRANKLIN FINANCIAL SERVICES CORP /PA/   PA       8.01,9.01                      07/13/07

FREEPORT MCMORAN COPPER & GOLD INC      DE       1.01,9.01                      07/10/07

FROMEX EQUITY CORP                      DE       4.02,8.01                      05/11/07

GANDER MOUNTAIN CO                      MN       5.02,9.01                      07/09/07

GENERAL ELECTRIC CO                     NY       2.02,7.01                      07/13/07

GENTA INC DE/                           DE       8.01,9.01                      07/11/07

GEOKINETICS INC                         DE       2.02,8.01,9.01                 07/11/07

GILLA INC.                              NV       8.01                           07/12/07

GLOBAL ENERGY INC                       NV       1.01,9.01                      07/10/07

GMACM Home Equity Loan Trust 2007-HE2   DE       8.01,9.01                      07/13/07

GoFish Corp.                                     8.01,9.01                      07/12/07

GRAFTECH INTERNATIONAL LTD              DE       2.04                           07/13/07

GRANT ENTERPRISES INC.                  DE       8.01,9.01                      05/31/07

GRYPHON GOLD CORP                       NV       7.01,9.01                      07/13/07

GSAA Home Equity Trust 2007-7           DE       8.01,9.01                      06/28/07

GSC INVESTMENT CORP.                    MD       2.02,9.01                      07/12/07

GSR Mortgage Loan Trust 2007-4F         DE       8.01,9.01                      06/29/07

GUESS INC                               DE       5.02                           07/09/07

GUNDLE SLT ENVIRONMENTAL INC            DE       8.01,9.01                      07/09/07

HALLIBURTON CO                          DE       1.01,1.02,9.01                 07/09/07

HAMPTONS LUXURY HOMES INC               DE       8.01,9.01                      07/13/07

HARTFORD LIFE INSURANCE CO              CT       9.01                           07/13/07

HEALTHCARE BUSINESS SERVICES GROUPS,             8.01                           07/11/07

HINES REAL ESTATE INVESTMENT TRUST IN            3.03                           07/09/07

HINES REAL ESTATE INVESTMENT TRUST IN            8.01                           07/01/07

HOME DEPOT INC                          DE       1.01,5.04,9.01                 07/09/07

HUDSON HIGHLAND GROUP INC               DE       5.02,8.01,9.01                 07/13/07

Huntsman CORP                           DE       1.01,1.02,9.01                 07/12/07

HUNTSMAN INTERNATIONAL LLC              DE       1.01,1.02,9.01                 07/12/07

HYBRID DYNAMICS CORP                    NV       8.01,9.01                      07/11/07

HYPERCOM CORP                           DE       5.02,9.01                      07/11/07

I2 TELECOM INTERNATIONAL INC            WA       1.01                           07/13/07

IDAHO GENERAL MINES INC                 ID       5.02,9.01                      07/13/07

IMATION CORP                            DE       2.02,9.01                      07/09/07

IMCLONE SYSTEMS INC                     DE       8.01,9.01                      07/12/07

IndyMac IMJA Mortgage Loan Trust 2007            8.01,9.01                      06/28/07

IndyMac IMSC Mortgage Loan Trust 2007            8.01,9.01                      05/30/07

IndyMac IMSC Mortgage Loan Trust 2007            8.01,9.01                      05/30/07

IndyMac INDX Mortgage Loan Trust 2007            8.01,9.01                      06/28/07

IndyMac INDX Mortgage Loan Trust 2007            8.01,9.01                      06/27/07

InfoLogix Inc                                    2.02,9.01                      07/12/07

INNOVA PURE WATER INC /FL/              FL       5.03                           06/29/07

INTAC INTERNATIONAL INC                 NV       8.01,9.01                      07/12/07

INTEGRA LIFESCIENCES HOLDINGS CORP      DE       8.01,9.01                      07/13/07

INTER TEL (DELAWARE), INC               DE       8.01,9.01                      07/12/07

INTERNATIONAL ASSETS HOLDING CORP       DE       9.01                           05/04/07    AMEND

INTERNATIONAL PAPER CO /NEW/            NY       5.02,9.01                      07/10/07

INTERNATIONAL SMART SOURCING INC        DE       5.02                           07/10/07

INTERPHARM HOLDINGS INC                 DE       5.02                           07/10/07

INTUITIVE SURGICAL INC                  DE       5.02,9.01                      07/12/07

ION MEDIA NETWORKS INC.                 DE       8.01                           07/13/07

IPARTY CORP                             DE       5.02,8.01                      07/10/07

IPSCO INC                                        7.01,9.01                      07/12/07

IPSCO INC                                        8.01,9.01                      07/13/07

JACKSONVILLE BANCORP INC /FL/           FL       8.01,9.01                      07/12/07

JDA SOFTWARE GROUP INC                  DE       5.02                           07/03/07

JUNIPER GROUP INC                       NY       1.01,2.03,3.02,4.02,8.01,9.01  07/05/07    AMEND

KANSAS CITY SOUTHERN                    DE       8.01,9.01                      07/11/07

KBR, INC.                               DE       9.01                           06/28/07    AMEND

KINDRED HEALTHCARE, INC                 DE       8.01,9.01                      07/12/07

LAND O LAKES INC                                 8.01                           07/10/07

LAPOLLA INDUSTRIES INC                  DE       4.01,8.01                      07/10/07

LARGE SCALE BIOLOGY CORP                DE       8.01,9.01                      07/12/07

LECG CORP                               DE       5.02                           07/12/07

LEHMAN ABS CORP BACKED TR CERT FED EX   DE       8.01,9.01                      07/01/07

Lehman Mortgage Trust 2007-6            DE       8.01,9.01                      06/29/07

Lehman XS Trust 2007-11                 DE       8.01,9.01                      06/29/07

Lehman XS Trust Series 2007-12N         DE       8.01,9.01                      06/29/07

LIGHTSCAPE TECHNOLOGIES INC.            NV       5.02                           07/09/07

LOCAL.COM                               DE       8.01                           07/13/07

M&F BANCORP INC /NC/                    NC       8.01,9.01                      07/12/07

MATERIAL SCIENCES CORP                  DE       8.01                           07/12/07

MATRITECH INC/DE/                       DE       1.01,9.01                      07/09/07

MAXIMUM AWARDS INC                               1.01,2.01,3.02,9.01            07/09/07

MERCER INSURANCE GROUP INC              PA       8.01                           07/13/07

MESABI TRUST                            NY       2.02,9.01                      07/13/07

MGM MIRAGE                              DE       5.02,9.01                      07/09/07

Midland International CORP              NV       1.01,3.02,5.01,5.02,9.01       02/07/07

MILLENNIUM CELL INC                     DE       3.02,7.01,9.01                 07/09/07

MIV THERAPEUTICS INC                    NV       1.01,3.02,9.01                 07/09/07

Monarch Financial Holdings, Inc.        VA       8.01                           07/13/07

Morgan Stanley Mortgage Loan Trust 20   DE       8.01,9.01                      06/28/07

MOTHERS WORK INC                        DE       2.02,9.01                      07/12/07

NATCO GROUP INC                         DE       3.02                           07/11/07

NATIONAL BEVERAGE CORP                  DE       2.02,9.01                      07/13/07

NEUSTAR INC                                      1.01,5.02,5.03,9.01            07/09/07

NEWS CORP                                        7.01                           07/13/07

NightHawk Radiology Holdings Inc                 1.01,2.03                      07/10/07

NMT MEDICAL INC                         DE       5.02,9.01                      07/12/07

NNN Apartment REIT, Inc.                MD       1.01,9.01                      07/10/07

Northstar Neuroscience, Inc.            WA       7.01,9.01                      07/12/07

NS8 CORP                                DE       3.02,5.03,9.01                 07/09/07

NTS MORTGAGE INCOME FUND                DE       7.01,9.01                      07/13/07

OAK HILL FINANCIAL INC                  OH       2.02,9.01                      07/12/07

ODYSSEY RE HOLDINGS CORP                DE       1.01,2.03                      07/13/07

OHIO VALLEY BANC CORP                   OH       2.02,9.01                      06/30/07

ORION ETHANOL, INC                      KS       1.02,9.01                      07/11/07

OSCIENT PHARMACEUTICALS CORP            MA       8.01,9.01                      07/13/07

OTELCO INC.                             AL       1.01,9.01                      07/13/07

PACTIV CORP                             DE       5.03                           07/12/07

PANDA ETHANOL, INC.                     NV       8.01,9.01                      07/10/07

PARKWAY PROPERTIES INC                  MD       5.03,9.01                      07/12/07

PAXTON ENERGY INC                                8.01,9.01                      07/12/07

PEERLESS SYSTEMS CORP                   DE       7.01,9.01                      07/13/07

PEMCO AVIATION GROUP INC                DE       1.01,9.01                      07/10/07

PFF BANCORP INC                         DE       8.01,9.01                      07/11/07

PHH Alternative Mortgage Trust, Serie   DE       8.01,9.01                      07/13/07

PHOENIX FOOTWEAR GROUP INC              DE       1.01                           07/09/07

PITNEY BOWES INC /DE/                   DE       5.02,7.01,9.01                 07/13/07

PLANAR SYSTEMS INC                      OR       5.02                           07/09/07

PLAYTEX PRODUCTS INC                    DE       1.01,5.02,8.01,9.01            07/12/07

PLUG POWER INC                          DE       5.02,9.01                      07/09/07

POLYMEDICA CORP                         MA       5.02                           07/09/07

POMEROY IT SOLUTIONS INC                DE       1.01,5.02,8.01,9.01            07/12/07

PRIMEGEN ENERGY CORP                             1.01,9.01                      07/07/07

PROCENTURY CORP                                  8.01                           07/06/07

ProLink Holdings Corp.                  DE       1.01,2.03                      07/09/07

PROSPECT ENERGY CORP                    MD       8.01,9.01                      07/13/07

Protalix BioTherapeutics, Inc.          FL       8.01,9.01                      07/13/07

PROTECTIVE LIFE CORP                    DE       2.03                           07/13/07

PROTECTIVE LIFE INSURANCE CO            TN       2.03                           07/13/07

PS BUSINESS PARKS INC/CA                CA       7.01,9.01                      07/11/07

PSYCHIATRIC SOLUTIONS INC               DE       5.02                           07/12/07

PUREDEPTH, INC.                         CO       4.01                           07/09/07

QUANTUM CORP /DE/                       DE       1.01,2.03                      07/12/07

QUEST SOFTWARE INC                      CA       5.02                           05/23/07

RAE SYSTEMS INC                         DE       8.01,9.01                      07/13/07

RALI Series 2007-QH6 Trust              DE       8.01,9.01                      07/13/07

RALI Series 2007-QS8 Trust              DE       8.01,9.01                      07/13/07

RAMCO GERSHENSON PROPERTIES TRUST       MD       1.01,9.01                      07/10/07

REGIS CORP                              MN       2.02,9.01                      07/12/07

RESMED INC                              DE       5.02,9.01                      07/09/07

REYNOLDS AMERICAN INC                            5.02,9.01                      07/12/07

RFMSI Series 2007-S6 Trust              DE       8.01,9.01                      07/12/07

RIDGEWOOD ELECTRIC POWER TRUST V        DE       4.02                           07/10/07

ROLLINS INC                             DE       8.01                           07/11/07

SCBT FINANCIAL CORP                     SC       4.01,9.01                      06/07/07    AMEND

Security With Advanced Technology, In   CO       1.01,1.02,2.01,7.01,9.01       07/10/07

SEMITOOL INC                            MT       2.02,9.01                      07/12/07

SEQUENOM INC                            DE       5.02                           07/10/07

SIGMA ALDRICH CORP                      DE       8.01,9.01                      07/10/07

SIGMATRON INTERNATIONAL INC             DE       2.02,9.01                      07/13/07

Smarts Oil & Gas, Inc.                  NV       5.02                           07/13/07

SONOMA VALLEY BANCORP                   CA       2.02,9.01                      07/13/07

SPECIALIZED HEALTH PRODUCTS INTERNATI   DE       5.02,9.01                      07/13/07

Spectrum Brands, Inc.                   WI       2.02,9.01                      07/12/07

ST LAWRENCE SEAWAY CORP                 IN       8.01,9.01                      07/10/07

STAGE STORES INC                        NV       8.01,9.01                      07/12/07

Standard Aero Holdings Inc.             DE       7.01,9.01                      07/13/07

STEAK & SHAKE CO                        IN       5.02                           07/11/07

Structured Adjustable Rate Mortgage L   DE       8.01,9.01                      06/29/07

SULPHCO INC                             NV       4.01,9.01                      07/09/07

SYMS CORP                               NJ       8.01,9.01                      07/12/07

Synova Healthcare Group Inc                      1.01,5.02                      04/27/07

TANDY BRANDS ACCESSORIES INC            DE       5.03,8.01,9.01                 07/12/07

TECH LABORATORIES INC                   NJ       5.03,9.01                      07/09/07

TELOS CORP                              MD       4.01                           07/09/07

TEREX CORP                              DE       8.01,9.01                      07/12/07

TERRA ENERGY & RESOURCE TECHNOLOGIES,   DE       5.02                           07/10/07

TERRA NOSTRA RESOURCES CORP.            NV       2.02,9.01                      07/12/07

THERMO FISHER SCIENTIFIC INC.           DE       5.02,5.03,9.01                 07/12/07

TIDEWATER INC                           DE       7.01,9.01                      07/12/07

TOWER AUTOMOTIVE INC                    DE       1.01,9.01                      07/11/07

TOWER AUTOMOTIVE INC                    DE       7.01,9.01                      07/13/07

TRIBEWORKS INC                          DE       1.01,2.03,3.02,9.01            07/11/07

TRICO MARINE SERVICES INC               DE       2.02,5.01,9.01                 07/09/07

TULLYS COFFEE CORP                               2.02,9.01                      07/13/07

TUNEX INTERNATIONAL INC /UT/            UT       1.02,9.01                      07/10/07

TXCO Resources Inc                      DE       7.01,9.01                      07/11/07

UBS Managed Futures LLC (Aspect Serie            5.02                           07/12/07

ULTRA PETROLEUM CORP                             3.01,9.01                      07/09/07

UNICA CORP                                       1.01,2.01,9.01                 07/09/07

UNION BANKSHARES INC                    VT       2.02,8.01,9.01                 07/13/07

UNITED WISCONSIN GRAIN PRODUCERS LLC    WI       2.02,7.01,9.01                 07/13/07

UNIVERSAL DETECTION TECHNOLOGY          CA       1.02,9.01                      07/05/07

UNIVERSAL INSURANCE HOLDINGS, INC.      DE       8.01,9.01                      07/13/07

UTSTARCOM INC                           DE       5.02                           07/09/07

VCG HOLDING CORP                        CO       2.01,9.01                      03/20/07    AMEND

VCG HOLDING CORP                        CO       2.01,9.01                      03/21/07    AMEND

VCG HOLDING CORP                        CO       2.01,9.01                      01/19/07    AMEND

Veri-Tek International, Corp.           MI       5.02,9.01                      07/12/07

VINEYARD NATIONAL BANCORP               CA       2.02,9.01                      07/12/07

W&T OFFSHORE INC                        TX       2.02,9.01                      07/13/07

Wachovia Bank Commercial Mortgage Tru   NC       8.01,9.01                      06/28/07

Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      06/28/07

Wells Fargo Mortgage Backed Securitie   DE       8.01,9.01                      06/28/07

WILLIAM LYON HOMES                      DE       2.02,9.01                      07/10/07

WILLIAMS SONOMA INC                     CA       1.01                           07/10/07

XL CAPITAL LTD                                   8.01,9.01                      07/13/07

ZONE 4 PLAY INC                         NV       5.02                           07/13/07

 

http://www.sec.gov/news/digest/2007/dig071607.htm


Modified: 07/16/2007