SEC NEWS DIGEST Issue 2007-131 July 10, 2007 COMMISSION ANNOUNCEMENTS ROSALIND TYSON NAMED ACTING REGIONAL DIRECTOR OF LOS ANGELES REGIONAL OFFICE The Commission today announced the appointment of Rosalind R. Tyson as Acting Regional Director of the SEC's Los Angeles Regional Office. She will assume this position upon the departure of Randall R. Lee, who is returning to the private sector. The Los Angeles Regional Office conducts enforcement, examination, and investor assistance activities in Southern California, Arizona, Nevada, and Hawaii. Ms. Tyson currently serves as Associate Regional Director for Examinations in the Los Angeles Regional Office, a position she has held since 1993. In that capacity, she oversees the office's examination program, which conducts inspections of broker-dealers, investment advisers, mutual funds, and transfer agents, as well as its bankruptcy program. Ms. Tyson joined the Los Angeles Regional Office as an enforcement attorney in 1982 following several years in private practice. She has since held a number of positions of increasing responsibility within the Los Angeles office. She also previously served as Acting Regional Director of that office. Lori Richards, Director of the SEC's Office of Compliance Inspections and Examinations, said, "Roz has been a distinguished leader of our examination program for many years, and is familiar with all aspects of securities activities in the region. Investors in the region are well-served by her considerable talents and experience. I'm pleased that she has agreed to serve as acting director of the Los Angeles office." Linda Thomsen, Director of the SEC's Division of Enforcement, said, "Roz Tyson is an accomplished lawyer with excellent judgment, strong management skills, and a wealth of Commission experience. Roz has made significant contributions to the SEC for over two decades, and I know that under her leadership, the Los Angeles office will continue its outstanding record of protecting investors and our securities markets." Ms. Tyson graduated from Georgetown University's School of Languages and Linguistics in 1970, received her Master's degree in 1972 from the University of Hawaii, and received her J.D. degree from Stanford Law School in 1978. (Press Rel. 2007-132) ANDREW DONOHUE TO TESTIFY Andrew Donohue, Director of the Commission's Division of Investment Management, will testify before the U.S. Senate Finance Committee on Wednesday, July 11, 2007, concerning proposals that would ensure that investment hedge fund managers who take a share of fund profits as compensation for investment management services, known as "carried interest," would be taxed at an appropriate ordinary income tax rate. The hearing will begin at 10:00 a.m. in Room 215 of the Dirksen Senate Office Building. Mr. Donohue also will testify before the U.S. House Oversight and Government Reform Subcommittee on Domestic Policy on Wednesday, July 11, 2007, concerning "After Blackstone: Should Small Investors be Exposed to Risks of Hedge Funds?" The hearing will begin at 2:00 p.m. in Room 2154 of the Rayburn House Office Building. ERIK SIRRI TO TESTIFY Erik R. Sirri, Director of the Commission's Division of Market Regulation, will testify before the U.S. House Financial Services Committee on Wednesday, July 11, 2007, concerning "Hedge Funds and Systemic Risk: Perspectives of the President's Working Group on Financial Markets." The hearing will begin at 10:00 a.m. in Room 2128 of the Rayburn House Office Building. ERIK SIRRI AND ETHIOPIS TAFARA TO TESTIFY Erik R. Sirri, Director of the Commission's Division of Market Regulation, and Ethiopis Tafara, Director of the Commission's Office of International Affairs, will testify before the U.S. Senate Banking, Housing and Urban Affairs Subcommittee on Securities, Insurance and Investment on Thursday, July 12, 2007, concerning cross-border stock exchange mergers, focusing on the global implications. The hearing will begin at 10:00 a.m. in Room 538 of the Dirksen Senate Office Building. ENFORCEMENT PROCEEDINGS IN THE MATTER OF BRENDAN E. MURRAY An Administrative Law Judge has issued an Initial Decision in the matter of Brendan E. Murray. The Initial Decision finds that Respondent Brendan E. Murray (Murray), while associated with Cornerstone Equity Advisors, Inc. (Cornerstone Advisors), engaged in a fraudulent billing scheme bilking funds from Cornerstone Funds, a family of mutual funds registered with the Securities and Exchange Commission as investment companies and advisory clients of Cornerstone Advisors. As Cornerstone Funds headed for liquidation and eventual bankruptcy, Murray and another person associated with Cornerstone Advisors began submitting doctored vendor invoices to the Funds requesting payment for certain vendor services that were never provided or were inflated from the actual amounts due. When Cornerstone Funds remitted payment to Voyager Institutional Services, LLC, a Cornerstone Advisors affiliate which paid the vendors, Murray and the associate fraudulently skimmed a portion of these payments for their personal gain. The Initial Decision concludes that Murray, for his role in the fraud, willfully aided and abetted and caused Cornerstone Advisors to violate Section 206 of the Investment Advisers Act of 1940 and that Murray also willfully violated Section 37 of the Investment Company Act of 1940. The Initial Decision orders Murray to cease and desist from committing or causing future violations of these statutory provisions, bars him from associating with an investment adviser and from working for an investment company, and orders him to disgorge $27,200 in ill- gotten gains (plus prejudgment interest) and to pay a civil penalty of $60,000. (Initial Decision No. 332; File No. 3-12436) IN THE MATTER OF PHIL D. KERLEY On July 9, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Phil D. Kerley. The Order finds that on May 31, 2007, an order was entered against Kerley permanently enjoining him from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Exchange Act and Rule 10b-5 thereunder, in the civil action entitled SEC v. William P. Sauer, James M. Jordan and Phil D. Kerley, Civil Action Number 1:02-CV-2191, in the U.S. District Court for the Northern District of Georgia. The Commission's complaint alleged that, in connection with the unregistered sale of investment contracts, Kerley fraudulently sold at least $1 million each of the ETS and GTSW/GCC sale-leaseback investments. According to the complaint, the ETS, GTS and GCC investment agreements were substantially similar in structure, although each investment had a different purchase price and promised investors a slightly different return varying from 14 percent to 15 percent. The complaint alleged that Kerley knew, or was severely reckless in failing to discover, that ETS, GTS and GCC were functioning as Ponzi schemes. The Commission's complaint also alleged that Kerley knew, or was severely reckless in not knowing, that his representations that ETS, GTS and GCC, were safe investments and that ETS, GTS and GCC were profitable companies, were false. The complaint also alleged that by virtue of his conduct, Kerley engaged in business as a broker-dealer and induced and attempted to induce the purchase and sale of securities. Kerley was not registered with the Commission as a broker or dealer, and was not associated with any broker or dealer. Based on the above, the Order bars Kerley from association with any broker or dealer. Kerley consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-56033; File No. 3-12680) FINAL JUDGMENT AS TO DEFENDANTS RAYMOND C. CHOP AND NICHOLAS F. CHOP On July 2, the Honorable J. Owen Forrester, U. S. District Judge for the Northern District of Georgia, entered a Final Judgment as to defendants Raymond C. Chop and Nicholas F. Chop. The order restrained and enjoined the defendants from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The defendants consented to the entry of the order without admitting or denying any of the allegations of the Commission's complaint. Further, the Court ordered disgorgement against Raymond C. Chop in the amount of $3,785, plus prejudgment interest of $172, and a civil penalty of $3,785. The Court also ordered disgorgement against Nicholas F. Chop in the amount of $2,897, plus prejudgment interest of $132, and a civil penalty of $2,897. The Commission's complaint, filed on May 23, 2007, alleged that on April 23, 2006, the defendants met with a Serologicals employee who informed the defendants that Serologicals was in the process of being sold. The complaint further alleged that on April 24, 2006, the morning after learning of Serologicals' impending merger and based upon that knowledge, defendant Raymond C. Chop purchased 500 shares of Serologicals stock and defendant Nicholas F. Chop purchased 400 shares of Serologicals stock. On April 25, 2006, before the market opened, Millipore Corporation publicly announced its agreement to acquire Serologicals at $31.55 per share. Serologicals' stock subsequently closed up $7.83 from the previous day to $31.55 per share (a more than 34% increase). Defendant Raymond Chop reaped a profit of approximately $3,785 and defendant Nicholas Chop gained $2,897. [SEC v. Raymond C. Chop and Nicholas F. Chop, Civil Action No. 1:07-CV-1176 (N.D. Ga.)] (LR-20188) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2007-61) filed by the New York Stock Exchange relating to Rule 97, Limitation on Members' Trading Because of Block Positioning, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 9. (Rel. 34-56024) A proposed rule change (SR-CBOE-2007-72) filed by Chicago Board Options Exchange relating to exchange fees has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of July 9. (Rel. 34-56026) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASDAQ-2007-031) submitted by The NASDAQ Stock Market relating to three-character ticker symbols. Publication is expected in the Federal Register during the week of July 9. (Rel. 34-56028) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-11 WELLS REAL ESTATE INVESTMENT TRUST II INC, 6200 THE CORNERS PARKWAY, SUITE 250, NORCROSS, GA, 30092, 7704497800 - 0 ($3,716,250,000.00) Equity, (File 333-144414 - Jul. 9) (BR. 08C) S-8 TOTAL SA, 2 PLACE DE LA COUPOLE, LA DEFENSE 92078, PARIS FRANCE, I0, 00000, 2129693300 - 416,753 ($28,228,563.54) Equity, (File 333-144415 - Jul. 9) (BR. 04A) S-3 NGAS Resources Inc, 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY, 40509, 8592633948 - 0 ($100,000,000.00) Equity, (File 333-144417 - Jul. 9) (BR. 04C) F-3ASR FRESH DEL MONTE PRODUCE INC, 241 SEVILLA AVENUE, 12TH FLOOR, C/O DEL MONTE FRESH PRODUCE CO, CORAL GABLES, FL, 33134, 3055208400 - 0 ($0.00) Equity, 0 ($0.00) Non-Convertible Debt, (File 333-144418 - Jul. 9) (BR. 04B) SB-2 I-LEVEL MEDIA GROUP INC, SUITE 310, 2174 YORK AVENUE, VANCOUVER, A1, V6K 1C3, 604-734-7026 - 11,285,714 ($7,567,142.68) Equity, (File 333-144419 - Jul. 9) (BR. 11C) S-8 CHICOPEE BANCORP, INC., 70 CENTER STREET, CHICOPEE, MA, 01013, 413-594-6692 - 1,041,510 ($15,903,858.00) Equity, (File 333-144420 - Jul. 9) (BR. 07A) S-8 NEUROGEN CORP, 35 NORTHEAST INDUSTRIAL RD, BRANFORD, CT, 06405, 2034888201 - 750,000 ($4,980,000.00) Debt Convertible into Equity, (File 333-144423 - Jul. 9) (BR. 01B) S-4 VMWARE, INC., 3401 HILLVIEW AVENUE, PALO ALTO, CA, 94304, (650) 427-5000 - 0 ($325,800,000.00) Equity, (File 333-144424 - Jul. 9) (BR. 03C) S-3 WorldSpace, Inc, 2400 N STREET, NW, WASHINGTON, DC, 20037, (202)969-6000 - 0 ($99,750.00) Equity, (File 333-144425 - Jul. 9) (BR. 11C) S-8 RAVEN MOON ENTERTAINMENT INC, 2005 TREE FORK LANE, STE 101, LONGWOOD, FL, 32750, 407-774-4462 - 1,000,000,000 ($20,000,000.00) Equity, (File 333-144426 - Jul. 9) (BR. 05C) S-4 SALLY HOLDINGS LLC, 3001 COLORADO BOULEVARD, DENTON, TX, 76210, 940-898-7500 - 0 ($710,000,000.00) Debt, (File 333-144427 - Jul. 9) (BR. ) S-4 NEFF CORP, 3750 NW 87TH AVE, SUITE 400, MIAMI, FL, 33178, 3055133350 - 0 ($230,000,000.00) Other, (File 333-144428 - Jul. 9) (BR. 06C) S-3 WESTERN SIZZLIN CORP, 317 KIMBALL AVENUE NW, ROANOKE, VA, 24016, 5403453195 - 0 ($7,627,687.50) Equity, (File 333-144429 - Jul. 9) (BR. 05C) S-3 BABYUNIVERSE, INC., 150 SOUTH U.S. HIGHWAY ONE, SUITE 500, JUPITER, FL, 33477, 561-277-6400 - 0 ($9,487,980.00) Equity, (File 333-144430 - Jul. 9) (BR. 02A) S-3 NELNET STUDENT LOAN FUNDING LLC, 1215 13TH ST, SUITE 301, LINCOLN, NE, 68508, 4024239583 - 1,000,000 ($100.00) Asset-Backed Securities, (File 333-144431 - Jul. 9) (BR. 05D) SB-2 Whos Your Daddy Inc, 5840 EL CAMINO REAL, SUITE 108, CARLSBAD, CA, 92008, (760) 438-5470 - 8,951,355 ($6,489,489.00) Equity, (File 333-144432 - Jul. 9) (BR. 02A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ABLEAUCTIONS COM INC FL 8.01,9.01 07/09/07 ACETO CORP NY 5.02 07/05/07 ACTIVANT SOLUTIONS INC /DE/ DE 1.01,9.01 07/02/07 Ad.Venture Partners, Inc. DE 1.01,9.01 07/02/07 ALCOA INC PA 2.02,9.01 07/09/07 ALLIED WASTE INDUSTRIES INC DE 5.02 07/02/07 ALLIN CORP DE 1.01,9.01 07/05/07 ALONG MOBILE TECHNOLOGIES INC NV 2.01 04/10/07 Alternative Construction Company, Inc FL 1.01,2.03,3.02,9.01 06/30/07 ALTUS EXPLORATIONS INC NV 5.02,9.01 05/29/07 AMEND AMERICAN BIO MEDICA CORP NY 5.02 07/09/07 AMERICAN ENTERPRISE DEVELOPMENT CORP TX 1.01 03/31/07 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,8.01,9.01 07/09/07 AMERIGROUP CORP 5.02,7.01,9.01 07/09/07 ANADARKO PETROLEUM CORP DE 8.01,9.01 07/09/07 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 07/09/07 ATMEL CORP DE 5.02 07/02/07 AtriCure, Inc. DE 8.01,9.01 07/05/07 AVANEX CORP DE 1.01,9.01 07/02/07 Avantair, Inc DE 9.01 03/21/07 AMEND AVISTAR COMMUNICATIONS CORP DE 5.02,9.01 07/09/07 BAY NATIONAL CORP 5.02 07/09/07 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 07/09/07 BIOMET INC IN 2.02,8.01,9.01 07/09/07 BOSTON CAPITAL TAX CREDIT FUND V LP 8.01 03/31/07 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,2.03,3.02,7.01,9.01 07/05/07 BREEZE-EASTERN CORP DE 4.01,9.01 07/02/07 BROOKFIELD HOMES CORP DE 2.02,9.01 07/05/07 CALIFORNIA MICRO DEVICES CORP CA 5.02 06/29/07 CAPITAL ONE FINANCIAL CORP DE 5.02,7.01,9.01 07/09/07 CAPITOL BANCORP LTD MI 5.02 07/04/07 CARRIER ACCESS CORP DE 2.02,2.05,5.02,9.01 07/02/07 CB RICHARD ELLIS REALTY TRUST 1.01,9.01 07/03/07 CECO ENVIRONMENTAL CORP DE 1.02 07/02/07 Celanese CORP DE 8.01,9.01 07/06/07 CERIDIAN CORP /DE/ DE 3.03,9.01 07/09/07 CHART INDUSTRIES INC DE 1.01,5.02,9.01 07/09/07 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 8.01 07/09/07 CHILDRENS PLACE RETAIL STORES INC 8.01,9.01 07/09/07 CHILDRENS PLACE RETAIL STORES INC 5.02 07/06/07 China Discovery Acquisition Corp. E9 8.01,9.01 07/09/07 CHINA ORGANIC AGRICULTURE, INC. 7.01,9.01 07/05/07 CHINA SECURITY & SURVEILLANCE TECHNOL D8 1.01,2.01,3.02,9.01 07/09/07 CHINA SECURITY & SURVEILLANCE TECHNOL D8 7.01,9.01 07/09/07 CITIZENS COMMUNICATIONS CO DE 1.01,8.01,9.01 07/05/07 CKX, Inc. DE 8.01,9.01 07/09/07 CLEAN DIESEL TECHNOLOGIES INC DE 3.02 07/02/07 CLEAN POWER CONCEPTS INC. 5.02 05/15/07 COACHMEN INDUSTRIES INC IN 5.02 07/09/07 COFFEE PACIFICA INC NV 8.01 07/06/07 COGNOS INC CA 5.02,9.01 07/09/07 CONSECO INC DE 7.01,9.01 07/09/07 CONVERGYS CORP OH 5.02 07/02/07 Courtside Acquisition Corp DE 1.01,2.01,2.02,3.02,3.03,5.02, 07/02/07 5.03,5.06,9.01 CRYSTAL INTERNATIONAL TRAVEL GROUP, I DE 1.01,3.02,9.01 07/02/07 CSMG TECHNOLOGIES, INC. TX 4.01 07/03/07 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/22/07 CWABS Asset-Backed Certificates Trust DE 7.01,9.01 06/22/07 DELPHI CORP DE 1.02,8.01,9.01 07/07/07 DHB INDUSTRIES INC DE 8.01,9.01 07/03/07 Diners Acquisition CORP NV 8.01 07/06/07 Disaboom, Inc. CO 5.02 07/03/07 Discover Financial Services DE 5.02,9.01 07/02/07 DOMINION HOMES INC OH 2.02,7.01,9.01 07/06/07 DOMINION RESOURCES INC /VA/ VA 2.06 07/02/07 DOMINION RESOURCES INC /VA/ VA 2.01,9.01 07/02/07 DREAMS INC UT 2.02,9.01 07/09/07 DYADIC INTERNATIONAL INC DE 3.01,5.02,9.01 07/02/07 DYNAMEX INC DE 5.02,9.01 07/09/07 DYNATRONICS CORP UT 1.01,2.01,3.02,7.01,9.01 07/02/07 DYNATRONICS CORP UT 1.01,2.01,2.03,3.02,7.01,9.01 06/30/07 AMEND ELEMENT 21 GOLF CO DE 1.01,9.01 06/21/07 ENCYSIVE PHARMACEUTICALS INC DE 5.02 07/02/07 ENERCORP INC CO 2.01,8.01 06/04/07 ENXNET INC OK 7.01,9.01 07/09/07 EURONET WORLDWIDE INC DE 5.02 06/19/07 AMEND EXTREME NETWORKS INC DE 3.01,9.01 07/02/07 EYI INDUSTRIES INC. 7.01 06/26/07 FAIRPOINT COMMUNICATIONS INC DE 1.01,8.01,9.01 07/03/07 Federal Home Loan Bank of Indianapoli X1 5.02 07/06/07 FIRST BANCORP /PR/ PR 2.02,4.02,9.01 07/03/07 FIRST BANCORP /PR/ PR 2.02,7.01,9.01 07/09/07 FIRST INDIANA CORP IN 1.01,7.01,8.01,9.01 07/08/07 FIRST SOLAR, INC. DE 1.01,9.01 07/06/07 FISCHER IMAGING CORP DE 7.01,9.01 07/09/07 FRANKLIN COVEY CO UT 8.01,9.01 07/06/07 FX ENERGY INC NV 7.01,9.01 07/09/07 GENERAL GROWTH PROPERTIES INC DE 8.01,9.01 07/06/07 GEORGIA POWER CO GA 8.01,9.01 07/09/07 GERBER SCIENTIFIC INC CT 5.02 07/02/07 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 4.01,9.01 07/09/07 Global Logistics Acquisition CORP DE 9.01 05/18/07 AMEND GLOBALSANTAFE CORP 7.01,9.01 07/09/07 Great Lakes Dredge & Dock CORP DE 5.02,9.01 07/02/07 GRYPHON GOLD CORP NV 1.01,7.01,9.01 07/06/07 GS CARBON CORP DE 8.01 07/09/07 GULFMARK OFFSHORE INC DE 3.01,7.01,9.01 07/09/07 HALOZYME THERAPEUTICS INC NV 1.01 07/02/07 HEALTH DISCOVERY CORP TX 1.01 07/05/07 HEALTH SYSTEMS SOLUTIONS INC NV 5.02 06/29/07 HERCULES OFFSHORE, INC. DE 8.01,9.01 07/09/07 HF FINANCIAL CORP DE 5.02,9.01 07/02/07 HOLMES FUNDING LTD 9.01 06/28/07 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 07/09/07 IMATION CORP DE 2.02,7.01,9.01 07/09/07 IMPERIAL INDUSTRIES INC DE 5.02,7.01,9.01 07/09/07 INDEPENDENT BANK CORP /MI/ MI 2.02,9.01 07/09/07 INNOFONE COM INC NV 1.01,8.01,9.01 07/03/07 INNOVO GROUP INC DE 1.01,9.01 07/03/07 Integrated Healthcare Holdings Inc NV 3.02,5.01,9.01 07/02/07 INTER TEL (DELAWARE), INC DE 8.01,9.01 07/09/07 InterDigital, Inc. PA 5.02 07/09/07 INTERNET COMMERCE CORP DE 1.01,2.03,9.01 07/02/07 INVENTURE GROUP, INC. DE 1.01,2.03 06/29/07 ISIS PHARMACEUTICALS INC DE 8.01,9.01 07/09/07 ISTAR FINANCIAL INC MD 2.01,9.01 07/02/07 ITONIS INC. NV 5.02,8.01 07/02/07 JONES APPAREL GROUP INC PA 8.01,9.01 07/05/07 JUPITER MARINE INTERNATIONAL HOLDINGS FL 1.01,3.02,9.01 07/03/07 KEMET CORP DE 9.01 04/26/07 AMEND KEY TECHNOLOGY INC OR 5.02,9.01 07/03/07 LAMAR ADVERTISING CO/NEW DE 1.01,9.01 07/03/07 LEAR CORP DE 1.01,3.02,8.01,9.01 07/09/07 LEVITT CORP FL 8.01,9.01 07/09/07 LEXINGTON REALTY TRUST MD 8.01 06/30/07 LEXMARK INTERNATIONAL INC /KY/ DE 7.01,9.01 07/09/07 LIMITED BRANDS INC DE 1.01,8.01,9.01 07/06/07 LINN ENERGY, LLC DE 8.01 07/05/07 LITTLE SIOUX CORN PROCESSORS LLC 2.03 07/05/07 LONG-E INTERNATIONAL, INC. UT 4.01,9.01 06/25/07 LUDVIK CAPITAL INC DE 1.01,8.01,9.01 02/28/07 MAGUIRE PROPERTIES INC MD 2.01,9.01 05/25/07 MARSHALL & ILSLEY CORP/WI/ WI 8.01,9.01 07/08/07 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 07/09/07 MATTEL INC /DE/ DE 5.02,7.01,9.01 07/09/07 MEADOWBROOK INSURANCE GROUP INC MI 7.01,8.01,9.01 07/09/07 MEDWAVE INC DE 3.01,9.01 07/06/07 Mellanox Technologies, Ltd. L3 5.02,8.01,9.01 07/06/07 MFRI INC DE 8.01 07/09/07 MIDAS INC DE 7.01 07/09/07 MOBILEPRO CORP DE 1.01,8.01,9.01 06/30/07 MORGAN STANLEY PORTFOLIO STRATEGY FUN DE 1.01,1.02,9.01 06/15/07 MoSys, Inc. CA 1.01 07/02/07 MOVENTIS CAPITAL, INC. DE 7.01,9.01 07/09/07 MRS FIELDS FAMOUS BRANDS LLC DE 1.01 07/02/07 MS STRUCTURED SATURNS SERIES 2001-6 DE 8.01,9.01 07/02/07 MS STRUCTURED SATURNS SERIES 2001-7 DE 8.01 07/09/07 MS STRUCTURED SATURNS SERIES 2002-5 DE 8.01 07/09/07 MS STRUCTURED SATURNS SERIES 2003-3 DE 8.01,9.01 07/02/07 MS STRUCTURED SATURNS SERIES 2005-2 DE 8.01,9.01 07/02/07 MV Oil Trust DE 7.01,9.01 07/09/07 N VISION TECHNOLOGY INC DE 1.01 05/30/07 Nascent Wine Company, Inc. 3.02,9.01 07/03/07 NEOPROBE CORP DE 1.01,2.03,3.02,8.01,9.01 07/03/07 NETBANK INC GA 3.01,9.01 07/03/07 NEVADA GOLD & CASINOS INC NV 1.01,9.01 07/06/07 Nomura Asset Acceptance Corporation, DE 1.01,6.02,9.01 07/02/07 NORTH POINTE HOLDINGS CORP 1.01,2.01,2.03,7.01,9.01 07/02/07 NORTHLAND CABLE PROPERTIES EIGHT LIMI WA 1.01,9.01 07/03/07 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 1.01,9.01 07/03/07 NOVAVAX INC DE 1.01,9.01 07/05/07 NOVAVAX INC DE 1.01,9.01 07/05/07 AMEND NPS PHARMACEUTICALS INC DE 1.01,8.01,9.01 07/02/07 NU SKIN ENTERPRISES INC DE 5.02,9.01 07/02/07 NYER MEDICAL GROUP INC FL 2.03 07/03/07 O2DIESEL CORP 1.01,3.02,9.01 07/06/07 ONEOK INC /NEW/ OK 7.01,9.01 07/09/07 ONEOK Partners LP DE 7.01,9.01 07/09/07 ORIENT EXPRESS HOTELS LTD 5.03,9.01 07/09/07 OUVO, INC. 2.01,2.03,3.02,4.01,5.01,5.02, 06/30/07 5.06,8.01,9.01 PACIFIC GAS & ELECTRIC CO CA 5.02,9.01 07/09/07 PALADIN REALTY INCOME PROPERTIES INC MD 1.01,9.01 07/02/07 PARLUX FRAGRANCES INC DE 3.01,9.01 07/02/07 PENGE CORP NV 1.01,2.01,9.01 06/30/07 PetroHunter Energy Corp MD 5.02,8.01,9.01 07/03/07 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 07/09/07 PFIZER INC DE 8.01,9.01 07/09/07 PG&E CORP CA 5.02,9.01 07/09/07 Phantom Entertainment, Inc. DE 5.02 07/05/07 Phantom Entertainment, Inc. DE 1.01,9.01 07/02/07 PHOENIX FOOTWEAR GROUP INC DE 1.01,2.01,9.01 06/02/07 PLANETOUT INC DE 2.02 07/06/07 POWERCOLD CORP NV 2.03,3.02 06/29/07 POWERCOLD CORP NV 2.03,3.02 05/21/07 AMEND Pregis Holding II CORP DE 1.01,2.01,9.01 07/04/07 QMED INC DE 2.02,9.01 07/09/07 RAIT Financial Trust MD 8.01,9.01 07/05/07 RAPTOR NETWORKS TECHNOLOGY INC 4.01,9.01 07/06/07 RG GLOBAL LIFESTYLES INC CA 4.02 07/07/07 Rocketinfo Inc. DE 3.02 07/06/07 Rosetta Resources Inc. DE 1.01,5.02,7.01,9.01 07/06/07 ROYAL CARIBBEAN CRUISES LTD 7.01,9.01 07/08/07 SCANSOURCE INC SC 2.02,9.01 07/09/07 SCHNITZER STEEL INDUSTRIES INC OR 2.02,9.01 07/09/07 SCOTTISH RE GROUP LTD E9 5.02,9.01 07/06/07 SCOTTS MIRACLE-GRO CO OH 7.01,9.01 07/09/07 Securitized Asset Backed Receivables 8.01,9.01 06/13/07 Select Notes Trust LT 2004-1 DE 8.01,9.01 07/02/07 SEMOTUS SOLUTIONS INC NV 1.01,9.01 07/05/07 SEQUENOM INC DE 5.02 07/02/07 SILVERGRAPH INTERNATIONAL INC NV 1.01,3.02,9.01 07/09/07 SMART ONLINE INC 1.01 07/02/07 SONOSITE INC 7.01,9.01 07/09/07 SPARK NETWORKS INC X0 1.01,3.03,5.02,5.03,8.01,9.01 07/09/07 Spectra Energy Partners, LP DE 1.01,2.01,2.03,3.02,5.03,9.01 06/27/07 SPEEDHAUL HOLDINGS, INC. NJ 1.01,2.01,3.02,5.01,5.02,5.03, 06/29/07 5.06,9.01 SPEEDHAUL HOLDINGS, INC. NJ 1.01,2.01,3.02,5.01,5.02,5.03, 06/29/07 AMEND 5.06,9.01 STRUCTURED PRODUCTS CORP TIERSSM CORP DE 8.01,9.01 06/29/07 SUBJEX CORP MN 8.01 07/09/07 SUBJEX CORP MN 4.01 07/09/07 AMEND SupportSave Solutions Inc NV 4.01,9.01 07/02/07 SUSQUEHANNA BANCSHARES INC PA 8.01,9.01 07/09/07 SUTRON CORP VA 3.01,9.01 06/28/07 SYNTROLEUM CORP DE 1.01 06/09/07 T REIT INC VA 7.01,9.01 07/09/07 TAKE TWO INTERACTIVE SOFTWARE INC DE 1.01,2.03,9.01 07/03/07 Tarpon Industries, Inc. MI 2.03,3.02,9.01 07/02/07 TELESTONE TECHNOLOGIES CORP CO 4.01,9.01 06/29/07 AMEND TERREMARK WORLDWIDE INC DE 5.02 07/06/07 THERAVANCE INC DE 7.01,9.01 07/09/07 TOPPS CO INC DE 8.01,9.01 06/28/07 TRANSMETA CORP DE 1.01,3.02,9.01 07/02/07 TRANSOCEAN INC E9 7.01,9.01 07/06/07 AMEND TRAVELERS COMPANIES, INC. MN 8.01,9.01 07/06/07 TRIDENT MICROSYSTEMS INC DE 3.01,9.01 07/02/07 TUMBLEWEED COMMUNICATIONS CORP DE 2.02,9.01 07/05/07 UNICA CORP 2.02,9.01 07/09/07 Utilicraft Aerospace Industries, Inc. NV 5.02 07/09/07 Utilicraft Aerospace Industries, Inc. NV 4.01,9.01 07/09/07 AMEND VELCERA, INC. DE 5.02,9.01 07/05/07 VENTAS INC DE 9.01 04/25/07 AMEND VIPER POWERSPORTS INC 3.02 07/09/07 Waterbank of America (USA) Inc. UT 2.03,3.02,5.03,9.01 06/21/07 WATERFORD GAMING LLC DE 8.01 07/09/07 WATSCO INC FL 1.01,9.01 07/03/07 WD 40 CO DE 2.02,9.01 07/09/07 WELLS FARGO & CO/MN DE 9.01 07/09/07 WELLS REAL ESTATE INVESTMENT TRUST IN MD 5.03,8.01,9.01 07/02/07 WESTMORELAND COAL CO DE 8.01,9.01 06/22/07 WGNB CORP GA 2.02,9.01 07/09/07 Wonder Auto Technology, Inc NV 5.03,9.01 07/02/07 Wonder Auto Technology, Inc NV 9.01 06/09/07 AMEND YOUBET COM INC DE 5.02,9.01 07/09/07 ZIOPHARM ONCOLOGY INC 8.01,9.01 07/09/07