SEC NEWS DIGEST Issue 2007-126 July 2, 2007 COMMISSION ANNOUNCEMENTS PCAOB INCUMBENT DANIEL GOELZER REAPPOINTED TO SECOND TERM Securities and Exchange Commission Chairman Christopher Cox announced today that founding Public Company Accounting Oversight Board member Daniel L. Goelzer has been reappointed to the Board. The Commission unanimously selected Mr. Goelzer to serve a second five-year term as a member of the PCAOB. "I'm very pleased to join my fellow Commissioners in reappointing Dan Goelzer to serve as a PCAOB board member," Chairman Cox said. "His experience and skills in both the law and accounting, including service as a founding Board member of the PCAOB, as General Counsel of the SEC, and as a Certified Public Accountant and auditor at Touche Ross, will continue to be an invaluable resource to the Board. He also brings broad perspective to the Board through his substantial experience as a regulator and practitioner. We are fortunate that he is willing to serve the nation, investors, and our markets in this capacity." The PCAOB, established by the Sarbanes-Oxley Act of 2002, oversees the audits of the financial statements of public companies through registration, standard setting, inspection and disciplinary programs. Under the Act, the Commission selects members and the Chair of the Board after consultation with the Department of Treasury and the Federal Reserve Board. Biographical Notes: Mr. Goelzer was first appointed to the PCAOB in 2002. Prior to joining the PCAOB, he served as General Counsel of the SEC for more than seven years, making him the longest-serving General Counsel in the history of the agency. During his tenure as General Counsel, Mr. Goelzer represented the SEC and the interests of investors through the performance of duties in the areas of appellate litigation, rulemaking, and regulation of the securities markets. He has testified before Congress on these issues and assisted in drafting legislation. As both a lawyer and a Certified Public Accountant, he was a constant source of advice and counsel on legal, regulatory, and Congressional issues pending before the Commission. After leaving the Commission, Mr. Goelzer was in the private practice of law, focusing on securities law and financial institution regulation. He is the author of several articles on matters related to corporate governance and the securities laws. Early in his career, he was a member of the audit staff of Touche Ross & Co. (Press Rel. 2007-126) SEC ANNOUNCES $37 MILLION FAIR FUND DISTRIBUTION TO MUTUAL FUND INVESTORS INJURED BY COLUMBIA MARKET TIMING FRAUD The Securities and Exchange Commission today announced a $37 million Fair Fund distribution to more than 300,000 investors who were harmed by fraudulent mutual fund market timing in the Columbia Funds between 1998 and 2003. The distribution is the first in a series of disbursements from the Fair Fund that will distribute a total of approximately $140 million to more than 600,000 affected Columbia Funds account holders. The Fair Fund resulted from a Commission enforcement action charging unlawful conduct by Columbia Management Advisors, Inc. (the adviser to the Columbia Funds) and by Columbia Funds Distributor, Inc. (the Fund's underwriter and distributor) by entering or allowing arrangements for undisclosed market timing in the Funds. "The Commission has now returned more than $1.8 billion to injured investors through Fair Fund distributions in multiple cases," said Linda Chatman Thomsen, Director of the Division of Enforcement. "This first distribution from the Columbia Fair Fund marks another significant step in our continuing efforts to distribute fair funds to mutual fund investors." "We are very pleased to begin this distribution to Columbia Funds investors who were injured by market timing," said David Bergers, Director of the Commission's Boston Regional Office, which handled the Columbia matter. "The Columbia Fair Fund allows us to use financial penalties and disgorgement from wrongdoers to return money to harmed investors." In 2005, the Commission brought and settled public administrative and cease-and-desist proceedings against Columbia Management Advisors and Columbia Funds Distributor, which consented to a Commission Order charging anti-fraud violations without admitting or denying the Commission's findings. The Commission ordered the Columbia respondents to jointly pay $70 million in disgorgement and $70 million in penalties for distribution through the Fair Fund. The Commission anticipates that approximately four additional distributions from the Fair Fund will be made to Columbia Funds account holders to complete the distribution process. Investors can obtain additional information about the distribution process, including a copy of the Distribution Plan, by visiting http://www.columbiafairfund.com or by calling the Administrator of the Distribution Plan at (800) 410-5361. For further information contact: David P. Bergers, Regional Director John T. Dugan, Associate Regional Director Celia D. Moore, Deputy Assistant Regional Director Boston Regional Office 617-573-8900 Distribution plan: http://www.sec.gov/litigation/admin/2007/34-55598- pdp.pdf Order Approving the Distribution Plan: http://www.sec.gov/litigation/admin/2007/34-55598.pdf Order Instituting Proceedings against Columbia: http://www.sec.gov/litigation/admin/33-8534.htm Additional Documents and Background: http://www.sec.gov/divisions/enforce/claims/columbiamanage.htm (Press Rel. 2007-127) ENFORCEMENT PROCEEDINGS IN THE MATTER OF DWIGHT J. GOSLEE AND HARRY J. HILL On June 29, the Commission issued a settled Order Instituting Cease- And-Desist Proceedings, Making Findings, and Imposing a Cease-And- Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 (Order) against Dwight J. Goslee (Goslee) and Harry J. Hill (Hill). From 1994 to 2001, Goslee was a Vice President at ConAgra Foods, Inc. (ConAgra), and from approximately February 2001 to about May 2004 held the position of Executive Vice President of Operations and Control. From May 2004 to October 2005, Goslee held the position of Executive Vice President for Strategic Development for ConAgra. He resigned on Oct. 1, 2005, and has served as a consultant with the Company since then. From 1983 until his retirement in 2004, Hill was ConAgra's Director of Corporate Accounting. The Order finds that in the third quarter of fiscal year 2001, Goslee reversed $35 million of ConAgra's excess legal and environmental reserves to income. Goslee knew, or should have known, that the accounting for $23.8 million of this reduction was not in conformity with Generally Accepted Accounting Principles and should have been reported as a prior period adjustment. Goslee reviewed the Company's Form 10-Q for the third quarter of fiscal year 2001 which disclosed the $35 million reserve reduction but did so misleadingly because ConAgra failed to disclose that at least $23.8 million of these reserves were in excess in prior periods. The Order further finds that Hill, at the request of DiFonzo or Bolding, signed journal entries that improperly reduced or allocated certain excess reserves accounts from 1999 through 2001. Goslee and Hill, without admitting or denying the Commission's findings, have consented to the issuance of Orders finding that each committed violations of Exchange Act Rule 13b2-1 and caused violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Exchange Act Rules 12b-20 and 13a-13, and additionally as to Hill, Exchange Act Rule 13a-1, and ordering them to cease and desist from any further violations. (Rel. 34-55996; AAE Rel. 2628; File No. 3- 12674) SEC BRINGS SETTLED ACTIONS INVOLVING FINANCIAL DISCLOSURE AGAINST FORMER CONAGRA FOODS, INC. CORPORATE EXECUTIVES; RELIEF INCLUDES OVER $1.7 MILLION IN CIVIL PENALTIES, DISGORGEMENT AND PREJUDGMENT INTEREST The Commission today filed settled civil actions in the United States District Court for Colorado against the following former executives of ConAgra Foods, Inc., (ConAgra): the former Chief Financial Officer, James O'Donnell (O'Donnell), two former Corporate Controllers, Jay Bolding (Bolding) and Kenneth DiFonzo (DiFonzo), and the former Vice President for Taxes, Debra Keith. The Commission also instituted settled administrative proceedings and filed settled penalty actions against Dwight Goslee (Goslee), the former Executive Vice President of Operations and Control and Harry Hill (Hill), the former Director of Corporate Accounting. These enforcement actions variously address alleged improper accounting practices, inaccurate disclosure and income tax errors occurring between ConAgra's fiscal years 1999 and 2005 that resulted in ConAgra materially misstating its financial performance in its public statements and periodic filings with the Commission. According to the allegations set forth in the Commission's Complaints: * DiFonzo directed certain improper accounting practices in fiscal year 1999 relating to the establishment and use of excess tax, interest, and purchase accounting reserves and the use of a reserve account as a "cookie jar"; * After the end of the third quarter of fiscal year 2000, Bolding offset $6 million of unplanned-for and unreserved-for losses in a joint venture with a dollar-for-dollar reduction in an excess reserve account. Near the end of the fourth quarter of fiscal year 2000, Bolding reduced excess legal and environmental reserves to offset, dollar-for-dollar, more than $5.4 million in unrelated, unplanned-for and unreserved-for losses resulting from a ConAgra Frequent Flyer Miles promotion. In the fourth quarter of fiscal year 2000, Bolding improperly reduced a fiscal year 1996 restructuring reserve by $24.4 million; * O'Donnell, Bolding and Keith did not ensure in fiscal year 1999 that ConAgra properly accounted for its income tax expense, and O'Donnell and Bolding should have known that ConAgra's disclosure about the reduction of its income tax expense was inaccurate; * In the third quarter of fiscal year 2001, Goslee reversed $35 million of ConAgra's excess legal and environmental reserves to income. O'Donnell should have known, and Bolding and Goslee knew, or should have known, that the accounting for $23.8 million of this reduction was not in accordance with GAAP and should have been reported as a prior period adjustment. O'Donnell, Bolding and Goslee reviewed the Company's Form 10-Q for that quarter which disclosed the $35 million reserve reduction but misleadingly failed to disclose that at least $23.8 million of these reserves were excess in prior periods; * O'Donnell and Bolding should have known, based on information that had come to their attention by the end of fiscal year 2000 with respect to accounting improprieties at United Agri-Products, a former ConAgra subsidiary, that ConAgra's fiscal year 2000 Form 10-K and the financial statements contained in it were materially inaccurate; * Keith in fiscal year 2004 improperly calculated the stock basis following the sale by ConAgra of several beef/pork subsidiaries and, as a result, incorrectly determined that the sale had resulted in a capital loss for tax purposes. Keith also knew, or should have known, that ConAgra used an incorrect methodology to calculate its overall foreign loss in fiscal year 2003 and before, and accordingly, ConAgra's tax liability was incorrectly calculated. Keith did not consider appropriate tax strategies in fiscal year 2003 when ConAgra was able to utilize foreign tax credits; and * Hill, at the request of DiFonzo or Bolding, signed journal entries that improperly reduced or allocated certain excess reserves accounts from fiscal year 1999 through fiscal year 2001. O'Donnell, Bolding, and DiFonzo, without admitting or denying the allegations in the complaints, have each consented to the entry of final judgments that enjoin them from violating and/or aiding and abetting violations of certain reporting, books and records, and internal controls provisions of the federal securities laws. Specifically, O'Donnell, Bolding and DiFonzo have consented to final judgments that will enjoin them from violating and/or aiding and abetting violations of Exchange Act Rule 13b2-1, and Exchange Act Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) and Rules 12b-20, 13a-1 and 13a-13. Similarly, Keith, without admitting or denying the Commission's allegations, has consented to the entry of a final judgment that enjoins her from violating and/or aiding and abetting violations of these same provisions, with the exception of Exchange Act Rule 13a-13. O'Donnell has agreed to pay disgorgement in the amount of $425,531, to pay prejudgment interest thereon of $174,151, to divest 17,648 unexercised ConAgra stock options, and to pay a civil penalty of $100,000. Bolding has agreed to pay disgorgement of $345,790, prejudgment interest of $129,816, and a $125,000 civil penalty. DiFonzo has agreed to pay $139,988 in disgorgement and $65,590 in prejudgment interest, and to divest 20,192 unexercised ConAgra stock options. Keith has agreed to disgorge $132,456 and the monetary value of 2872 shares of ConAgra stock, to pay $19,225 in prejudgment interest, to divest 866 unexercised ConAgra stock options, and to pay a civil penalty of $60,000. The settlement terms for all the parties are subject to court approval. As part of these settlements, and following the entry of proposed final judgments against them, Bolding and DiFonzo, without admitting or denying the Commission's findings, have each consented to the issuance of administrative orders, pursuant to Rule 102(e)(3) of the Commission's Rules of Practice, suspending them from appearing or practicing before the Commission as accountants with leave to apply for reinstatement after one year. Additionally, in an administrative cease-and-desist proceeding, Goslee and Hill, without admitting or denying the Commission's findings, have consented to the issuance of Orders finding that each committed violations of Exchange Act Rule 13b2-1 and caused violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Exchange Act Rules 12b-20 and 13a-13, and additionally as to Hill, Exchange Act Rule 13a-1. In a separate civil action, Goslee also has agreed to pay a $45,000 civil penalty and Hill has agreed to pay disgorgement of $10,463, plus $4,756 of prejudgment interest, and a $20,000 civil penalty. [SEC v. James P. O'Donnell, Jay D. Bolding and Debra L. Keith, United States District Court for the District of Colorado, Civil Action No. 07-CV-01373 RPM-MJW (D.C. Colo. June 29, 2007); Securities and Exchange Commission v. Kenneth W. DiFonzo, United States District Court for the District of Colorado, Civil Action No. 07-CV-01374 WDM-MEH (D.C. Colo. June 29, 2007); Securities and Exchange Commission v. Dwight J. Goslee and Harry J. Hill, United States District Court for the District of Colorado, Civil Action No. 07-CV-01377 REB-MEH (D.C. Colo.)] (LR-20176; AAE Rel. 2629) COMMISSION MOVES FOR ORDER HOLDING DEFENDANT BRIAN ADLEY IN CIVIL CONTEMPT, SUBJECT TO DEFAULT JUDGMENT AND OTHER SANCTIONS FOR FAILING TO COMPLY WITH COURT ORDERS The Commission announced that on June 14, 2007, the Commission filed a motion for civil contempt, default judgment, and other sanctions against Defendant Brian Adley. Adley is the last remaining defendant in the Commission's accounting fraud case related to the now defunct Chancellor Corporation. The Commission filed its motion based on Adley's failure to comply with the Court's May 16, 2007 and June 11, 2007 Orders, entered by the Honorable Patti B. Saris of the United States District Court for the District of Massachusetts, requiring that Adley appear for a deposition, as well as Adley's failure to appear at properly noticed depositions. The Commission's June 14, 2007 Motion requests that the Court hold Adley in civil contempt, impose default judgment and other sanctions including (to the extent that the Court allows a trial to proceed): (1) prohibiting Adley from introducing his own testimony at trial; (2) allowing the Commission to introduce evidence of Adley's failure to appear at his deposition at trial and instructing the jury that they may draw an adverse inference from Adley's refusal to appear; (3) requiring Aldey to pay reasonable expenses, including attorney's fees; and (4) imposing other sanctions. The Court has set a hearing on the Commission's Motion for July 18th. [SEC v. Chancellor Corporation, et al. (United States District Court for the District of Massachusetts, C.A. No. 03-10762-PBS)] (LR-20177; AAE Rel. 2630) SEC CHARGES FIVE FORMER OFFICERS OF VERITAS SOFTWARE CORPORATION WITH PARTICIPATING IN ACCOUNTING FRAUD SCHEME The Commission today filed civil fraud charges in the United States District Court for the Northern District of California against five former officers of Veritas Software Corporation. The SEC's complaint alleges that the defendants artificially inflated and/or intentionally manipulated and distorted Veritas' reported financial results and misled Veritas' independent auditors. The complaint alleges that, as a result of this misconduct, Veritas filed false and misleading financial statements from 2000 through 2002. The individuals charged in the complaint are Mark Leslie, former chairman and chief executive officer, Kenneth E. Lonchar, former chief financial officer, Paul A. Sallaberry, former head of sales, Michael M. Cully, former controller, and Douglas S. Newton, former assistant controller. According to the complaint, Leslie, Lonchar and Sallaberry knowingly participated in a fraudulent scheme by artificially inflating Veritas publicly reported revenues and earnings through an improper round-trip transaction with America Online, Inc. and by lying to Veritas' independent auditors. In addition, it alleges that Lonchar, with the participation and assistance of Cully and Newton, intentionally manipulated and distorted Veritas' reported financial results from 2000 through 2002. Lonchar, Cully and Newton also misled Veritas' independent auditors. The complaint alleges that: (1) Leslie, Lonchar, Sallaberry and Cully violated the antifraud provisions of the federal securities laws; (2) all defendants violated the record-keeping provisions of the federal securities laws and a rule prohibiting false or misleading statements to auditors; (3) all defendants aided and abetted Veritas' violations of the reporting and books and records provisions of the federal securities laws; and (4) Lonchar, Cully and Newton violated the internal control provisions of the federal securities laws. The complaint seeks injunctive relief, disgorgement of ill-gotten gains plus prejudgment interest, civil monetary penalties and, as to Leslie, Sallaberry, Lonchar and Cully, officer and director bars. Without admitting or denying the allegations, Cully agreed to settle the SEC's charges by consenting to an injunction, a five-year officer and director bar, paying disgorgement and prejudgment interest of $181,470.67 and a civil penalty of $35,000. Without admitting or denying the allegations, Newton agreed to settle the SEC's charges by consenting to an injunction, paying disgorgement and prejudgment interest of $37,263.36 and a civil penalty of $25,000. If the court approves the Cully and Newton settlements, their disgorgement and penalties will be added to a Fair Fund for injured investors to be established in connection with SEC v. Veritas Software Corporation, Civil Action No. 07-364 (D.D.C. Feb. 20, 2007). See http://sec.gov/litigation/litreleases/2007/lr20008.htm. [SEC v. Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully and Douglas S. Newton, Civil Action No. C 07-3444 (JF) (N.D. Cal.)] (LR- 20178) (AAE Rel. 2631) CORRECTIONS AND ADDITIONS The civil action cite and litigation release number were omitted from a summary in the June 29th issue of the Digest entitled "IN THE MATTER OF CVS CAREMARK CORPORATION, PHILIP C. GALBO AND LARRY SOLBERG". The information is as follows: [SEC v. Philip C. Galbo and Larry Solberg, Civ. Action No. 07-245-S District of Rhode Island] (LR-20175). STANDARDS SETTING BOARDS PROPOSED RULE AMENDMENT The Commission published for comment a proposed rule amendment (PCAOB- 2007-01) submitted by the Public Company Accounting Oversight Board adjusting the implementation schedule for PCAOB Rule 3523, Tax Services For Persons in Financial Reporting Oversight Roles. The proposed rule amendment has been designated by the PCAOB as constituting a stated policy, practice, or interpretation with respect to the meaning, administration, or enforcement of an existing rule under Section 19(b)(3)(A)(i) of the Securities Exchange Act of 1934, which renders the proposal effective upon filing with the Commission. Publication of the proposed rule amendment is expected in the Federal Register during the week of July 9. The comment period will end 21 days after the proposed rule amendment is published in the Federal Register. (Rel. 34-55997) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2007-47) filed by the Philadelphia Stock Exchange relating to automating the rebate request process for dividend, merger and short stock interest strategies has become immediately effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55972) A proposed rule change (SR-ISE-2007-39), as modified by Amendment No. 1 thereto, filed by the International Securities Exchange relating to a fee reduction and fee cap in options on IWM has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55973) A proposed rule change (SR-NYSE-2007-52) filed by New York Stock Exchange to exclude interest expense on financial instruments classified under GAAP as liabilities from the Exchange's earnings standard has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55974) A proposed rule change (SR-ISE-2007-48) filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55975) A proposed rule change (SR CBOE-2007-69) filed by the Chicago Board Options Exchange to modify its fees applicable to the CBOE Stock Exchange has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(2) thereunder. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55977) A proposed rule change (SR-NASDAQ-2007-055) filed by The NASDAQ Stock Market to modify fees for members using the Nasdaq Market Center has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55979) A proposed rule change (SR-Amex-2007-67) filed by the American Stock Exchange to prohibit specialists in exchange-traded funds from charging commissions on transactions in their specialty securities has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55981) A proposed rule change (SR Amex-2007-68) filed by the American Stock Exchange to modify the fees charged to member organizations for transactions in exchange-traded funds and to implement a revenue sharing program for specialists in exchange-traded funds has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(2) thereunder. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55983) A proposed rule change (SR Amex-2007-69) filed by the American Stock Exchange to modify the fees charged to member organizations for transactions in equity securities has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(2) thereunder. Publication is expected to in the Federal Register during the week of July 2. (Rel. 34-55986) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 ESTERLINE TECHNOLOGIES CORP, 500 - 108TH AVENUE NE, SUITE 1500, BELLEVUE, WA, 98004, 4254539400 - 0 ($175,000,000.00) Non-Convertible Debt, (File 333-144161 - Jun. 29) (BR. 10B) S-1 Symetra Financial CORP, 777 108TH AVENUE NE, SUITE 1200, BELLEVUE, WA, 98004-5135, 425-256-8000 - 0 ($750,000,000.00) Equity, (File 333-144162 - Jun. 29) (BR. 01) F-6 OCE N V, PO BOX 101, VENLO NETHERLANDS, P7, 0 ($250,000.00) ADRs/ADSs, (File 333-144164 - Jun. 29) (BR. 03B) F-6 LEE & MAN PAPER MANUFACTURING LTD, CRICKET SQUARE, HUTCHINS DRI VE, P.O. BOX 2681, GRAND CAYMAN KY1-1111, E9, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-144165 - Jun. 29) (BR. ) S-8 DIVERSINET CORP, 2225 SHEPPARD AVE EAST STE 1801, TORONTO CANADA M2J 5C2, ONTARIO, A6, 00000, 4167562324 - 1,467,123 ($1,159,027.17) Equity, (File 333-144166 - Jun. 29) (BR. 03B) S-8 DIVERSINET CORP, 2225 SHEPPARD AVE EAST STE 1801, TORONTO CANADA M2J 5C2, ONTARIO, A6, 00000, 4167562324 - 221,000 ($174,590.00) Equity, (File 333-144167 - Jun. 29) (BR. 03B) S-8 DIVERSINET CORP, 2225 SHEPPARD AVE EAST STE 1801, TORONTO CANADA M2J 5C2, ONTARIO, A6, 00000, 4167562324 - 925,000 ($730,750.00) Equity, (File 333-144168 - Jun. 29) (BR. 03B) S-8 JA Solar Holdings Co., Ltd., JINGLONG GROUP INDUSTRIAL PARK, JINGLONG STREET, NINGJIN, HEBEI PROVINCE, F4, 055550, (86-319) 580-0760 - 12,099,000 ($114,171,780.00) Equity, (File 333-144170 - Jun. 29) (BR. 10) F-3 NUR MACROPRINTERS LTD, 5 DAVID NAVON STREET, MOSHAV MAGSHIMIM, PETAH-TIKVA ISRAEL, L3, 00000, 01197239087676 - 90,165,265 ($42,828,500.88) Equity, (File 333-144171 - Jun. 29) (BR. 10B) S-8 Bidz.com, Inc., 3562 EASTHAM DR, CULVER CITY, CA, 90232, 310-280-7373 - 0 ($28,356,000.00) Equity, (File 333-144172 - Jun. 29) (BR. 08C) S-8 BECKMAN COULTER INC, 4300 N HARBOR BLVD, PO BOX 3100, FULLERTON, CA, 92834-3100, 7147736907 - 2,350,000 ($152,914,500.00) Equity, (File 333-144173 - Jun. 29) (BR. 10A) S-8 AEGON NV, AEGONPLEIN 50, PO BOX 202 2501 CE, THE HAGUE, P7, 011-31-70-344-7308 - 0 ($63,895,650.00) Equity, (File 333-144174 - Jun. 29) (BR. 01A) S-8 AEGON NV, AEGONPLEIN 50, PO BOX 202 2501 CE, THE HAGUE, P7, 011-31-70-344-7308 - 0 ($45,504,745.00) Equity, (File 333-144175 - Jun. 29) (BR. 01A) S-8 CHARLES RIVER LABORATORIES INTERNATIONAL INC, 261 BALLARDVALE STREET, WILMINGTON, MA, 01867, 9786586000 - 6,300,000 ($306,306,000.00) Unallocated (Universal) Shelf, (File 333-144177 - Jun. 29) (BR. 01A) S-8 COLLEGIATE PACIFIC INC, 13950 SEMLAC, SUITE 200, DALLAS, TX, 75234, 9722438100 - 500,000 ($4,480,000.00) Equity, (File 333-144178 - Jun. 29) (BR. 02B) S-8 Venoco, Inc., 370 17TH STREET, SUITE 2950, DENVER, CO, 80202-1370, (303)626-8300 - 0 ($32,225,538.00) Other, (File 333-144179 - Jun. 29) (BR. 04B) S-8 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 350,000 ($9,768,500.00) Other, (File 333-144180 - Jun. 29) (BR. 07C) S-8 PEOPLES FINANCIAL CORP /MS/, 152 LAMEUSE STREET, P O BOX 529, BILOXI, MS, 39530, 2284355511 - 0 ($14,994,000.00) Equity, (File 333-144181 - Jun. 29) (BR. 07A) S-8 CHURCHILL DOWNS INC, 700 CENTRAL AVE, LOUISVILLE, KY, 40208, 5026364400 - 350,000 ($17,910,725.00) Equity, (File 333-144182 - Jun. 29) (BR. 05A) S-8 GULFMARK OFFSHORE INC, 10111 RICHMOND AVE, STE 340, HOUSTON, TX, 77042, 7139639522 - 1,300,000 ($67,385,500.00) Equity, (File 333-144183 - Jun. 29) (BR. 04B) S-8 Discover Financial Services, 2500 LAKE COOK ROAD, RIVERWOODS, IL, 60015, 224-405-0900 - 0 ($1,358,550,000.00) Equity, (File 333-144184 - Jun. 29) (BR. 11B) S-8 RENASANT CORP, 209 TROY ST, P O BOX 709, TUPELO, MS, 38802, 6016801001 - 100,000 ($2,352,000.00) Equity, (File 333-144185 - Jun. 29) (BR. 07B) S-8 ROTECH HEALTHCARE INC, 407-822-4600 - 0 ($4,171,000.00) Equity, (File 333-144186 - Jun. 29) (BR. 01A) S-3 UCN INC, 14870 PONY EXPRESS ROAD, NONE, BLUFFDALE, UT, 84065, (801) 320-3300 - 0 ($12,000,000.00) Equity, (File 333-144187 - Jun. 29) (BR. 11A) S-8 Discover Financial Services, 2500 LAKE COOK ROAD, RIVERWOODS, IL, 60015, 224-405-0900 - 0 ($15,095,000.00) Equity, (File 333-144188 - Jun. 29) (BR. 11B) S-8 Discover Financial Services, 2500 LAKE COOK ROAD, RIVERWOODS, IL, 60015, 224-405-0900 - 0 ($301,900,000.00) Equity, (File 333-144189 - Jun. 29) (BR. 11B) S-3ASR KILROY REALTY CORP, 12200 W. OLYMPIC BLVD., SUITE 200, LOS ANGELES, CA, 90064, 3104818400 - 0 ($441,001,554.00) Equity, (File 333-144190 - Jun. 29) (BR. 08B) S-8 CHURCHILL DOWNS INC, 700 CENTRAL AVE, LOUISVILLE, KY, 40208, 5026364400 - 45,000 ($2,302,807.50) Equity, (File 333-144191 - Jun. 29) (BR. 05A) S-8 CHURCHILL DOWNS INC, 700 CENTRAL AVE, LOUISVILLE, KY, 40208, 5026364400 - 1,630,000 ($83,412,805.00) Equity, (File 333-144192 - Jun. 29) (BR. 05A) S-3ASR LINEAR TECHNOLOGY CORP /CA/, 1630 MCCARTHY BLVD, MILPITAS, CA, 95035, 4084321900 - 1,700,000,000 ($1,700,000,000.00) Debt Convertible into Equity, (File 333-144193 - Jun. 29) (BR. 10B) S-3ASR MBIA INC, 113 KING ST, ARMONK, NY, 10504, 914-273-4545 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-144194 - Jun. 29) (BR. 01A) S-3ASR HOST HOTELS & RESORTS, INC., 6903 ROCKLEDGE DR, SUITE 1500, BETHESDA, MD, 20817, 240-744-1000 - 0 ($428,757,660.00) Equity, (File 333-144195 - Jun. 29) (BR. 08B) S-8 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 1,800,000 ($3,348,000.00) Equity, (File 333-144196 - Jun. 29) (BR. 03C) S-8 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 350,000 ($651,000.00) Equity, (File 333-144197 - Jun. 29) (BR. 03C) S-3 ACE COMM CORP, 704 QUINCE ORCHARD RD, GAITHERBURG, MD, 20878, 3012589850 - 8,416,233 ($8,584,557.60) Equity, (File 333-144198 - Jun. 29) (BR. 03A) SB-2 LPATH, INC, 6335 FERRIS SQUARE, SUITE A, SAN DIEGO, CA, 92121, 858-678-0800 - 0 ($34,467,700.23) Equity, (File 333-144199 - Jun. 29) (BR. 01A) SB-2 HC Innovations, Inc., SIX CORPORATE DRIVE, SUITE 420, SHELTON, CT, 06484, (203) 925-9600 - 0 ($43,529,467.00) Equity, (File 333-144200 - Jun. 29) (BR. 01B) S-1 CLEAN DIESEL TECHNOLOGIES INC, 300 ATLANTIC ST, STE 702, STAMFORD, CT, 06901, 2033277050 - 0 ($21,350,000.00) Equity, (File 333-144201 - Jun. 29) (BR. 06C) SB-2 Acropolis Precious Metals, Inc., 1 E. LIBERTY STREET, 6TH FLOOR, RENO, NV, 89504, 702-735-1772 - 3,035,000 ($151,750.00) Equity, (File 333-144202 - Jun. 29) (BR. ) SB-2 CELLCYTE GENETICS CORP, 5400 CARILLON POINT, KIRKLAND, WA, 98033, (425) 576-4106 - 9,523,448 ($51,426,619.20) Equity, (File 333-144203 - Jun. 29) (BR. 01B) S-8 FIRST PULASKI NATIONAL CORP, 206 S FIRST ST, PULASKI, TN, 38478, 6153632585 - 100,000 ($3,042,000.00) Equity, (File 333-144204 - Jun. 29) (BR. 07C) S-3 CANYON RESOURCES CORP, 14142 DENVER W PKWY STE 250, GOLDEN, CO, 80401, 3032788464 - 0 ($11,834,118.87) Equity, (File 333-144205 - Jun. 29) (BR. 04B) S-3 TBS INTERNATIONAL LTD, COMMERCE BLDG, CHANCERY LANE, HAMILTON BERMUDA, D0, 00000, 4412959230 - 0 ($300,000,000.00) Equity, (File 333-144206 - Jun. 29) (BR. 05B) SB-2 Dialpoint Communications Corp, 767 VILLAGE MANOR PLACE, SUWANEE, GA, 30024, 877-463-7864 - 1,000,000 ($100,000.00) Equity, (File 333-144207 - Jun. 29) (BR. ) S-8 SIMTEK CORP, 4250 BUCKINGHAM DR 100, COLORADO SPRINGS, CO, 80907, 7195319444 - 500,000 ($2,575,000.00) Equity, (File 333-144208 - Jun. 29) (BR. 10C) S-8 Clearpoint Business Resources, Inc, 1600 MANOR DRIVE, SUITE 110, CHALFONT, PA, 18914, 215-569-5693 - 0 ($14,375,300.00) Equity, (File 333-144209 - Jun. 29) (BR. 08A) S-8 BARR PHARMACEUTICALS INC, 2 QUAKER RD BOX 2900, POMONA, NY, 10970-0519, 8453621100 - 0 ($331,695,000.00) Equity, (File 333-144210 - Jun. 29) (BR. 01C) S-8 SIGMA DESIGNS INC, 1221 CALIFORNIA CIRCLE, MILPITAS, CA, 95035, 4082629003 - 941,157 ($23,326,576.25) Equity, (File 333-144213 - Jun. 29) (BR. 03C) S-8 GENERAL GROWTH PROPERTIES INC, 110 N WACKER DRIVE, STE 3100, CHICAGO, IL, 60606, 3129605000 - 0 ($78,900,000.00) Equity, (File 333-144214 - Jun. 29) (BR. 08B) S-8 NATURAL HEALTH TRENDS CORP, 2050 DIPLOMAT DRIVE, --, DALLAS, TX, 75234, 972-241-4080 - 0 ($717,400.00) Equity, (File 333-144215 - Jun. 29) (BR. 02A) S-8 Bank of New York Mellon CORP, ONE WALL STREET, NEW YORK, NY, 10286, 212-495-1784 - 175,000,000 ($7,556,500,000.00) Equity, (File 333-144216 - Jun. 29) (BR. 07) S-3D Bank of New York Mellon CORP, ONE WALL STREET, NEW YORK, NY, 10286, 212-495-1784 - 10,000,000 ($431,800,000.00) Equity, (File 333-144217 - Jun. 29) (BR. 07) S-1 Ideation Acquisition Corp., 100 NORTH CRESCENT DRIVE, BEVERLY HILLS, CA, 90210, 310-694-8150 - 0 ($169,500,100.00) Equity, (File 333-144218 - Jun. 29) (BR. ) S-3 NATURAL HEALTH TRENDS CORP, 2050 DIPLOMAT DRIVE, --, DALLAS, TX, 75234, 972-241-4080 - 0 ($12,906,915.00) Equity, (File 333-144219 - Jun. 29) (BR. 02A) S-8 AMERICAN GREETINGS CORP, ONE AMERICAN ROAD, CLEVELAND, OH, 44144, 2162527300 - 3,500,000 ($97,580,000.00) Equity, (File 333-144220 - Jun. 29) (BR. 05A) S-8 AVANIR PHARMACEUTICALS, 101 ENTERPRISE, SUITE 300, ALISO VIEJO, CA, 92656, 949-389-6700 - 0 ($6,313,910.00) Equity, (File 333-144221 - Jun. 29) (BR. 01C) F-1 North American Energy Partners Inc., ZONE 3, ACHESON INDUSTRIAL AREA, 2-53016 HIGHWAY 60, ACHESON, A0, T7X 5A7, 780-960-7171 - 16,962,500 ($337,214,500.00) Equity, (File 333-144222 - Jun. 29) (BR. 04) S-8 DYNAMOTIVE ENERGY SYSTEMS CORP, 1700 WEST 75TH AVENUE, SUITE 230, VANCOUVER, BC, A1, V6P 6G2, 6042676000 - 22,098,367 ($23,866,236.36) Equity, (File 333-144223 - Jun. 29) (BR. 02C) S-3 HEARUSA INC, 1250 NORTHPOINT PARKWAY, WEST PALM BEACH, FL, 33407, 5614788770 - 6,402,747 ($10,756,615.00) Equity, (File 333-144224 - Jun. 29) (BR. 02B) S-8 CKE RESTAURANTS INC, 6307 CARPINTERIA AVENUE, SUITE A, CARPINTERIA, CA, 93013, (805)898-8408 - 0 ($63,660,000.00) Equity, (File 333-144225 - Jun. 29) (BR. 05A) SB-2 BIG BEAR RESOURCES INC., SUITE 804, 1238 MELVILLE STREET, VANCOUVER, A1, V6E 4N2, (778)839-5533 - 1,910,000 ($19,100.00) Equity, (File 333-144226 - Jun. 29) (BR. ) S-1 GateHouse Media, Inc., 350 WILLOWBROOK OFFICE PARK, FAIRPORT, NY, 14450, (585)598-0030 - 0 ($368,126,500.00) Equity, (File 333-144227 - Jun. 29) (BR. 05B) SB-2 Gateway Certifications, Inc., 250 WEST 57TH STREET, SUITE 917, NEW YORK, NY, 10107, 212-586-6103 - 867,000 ($173,400.00) Equity, (File 333-144228 - Jun. 29) (BR. ) N-2 Old Mutual Tax-Advantaged Equity Income Fund, ONE INTERNATIONAL PLACE, BOSTON, MA, 02110, 6179517046 - 50,000 ($1,000,000.00) Equity, (File 333-144229 - Jun. 29) (BR. ) S-8 TOLL BROTHERS INC, 250 GIBRALTAR ROAD, HORSHAM, PA, 19044, 2159388000 - 0 ($50,340,000.00) Equity, (File 333-144230 - Jun. 29) (BR. 06A) S-3ASR LIONS GATE ENTERTAINMENT CORP /CN/, 555 BROOKSBANK AVENUE, NORTH VANCOUVER, A1, V7J3S5, 604-983-5555 - 0 ($0.00) Equity, (File 333-144231 - Jun. 29) (BR. 05B) S-8 FROZEN FOOD EXPRESS INDUSTRIES INC, 1145 EMPIRE CENTRAL PLACE, DALLAS, TX, 75247, 2146308090 - 2,200,000 ($22,484,000.00) Equity, (File 333-144232 - Jun. 29) (BR. 05A) S-8 MERIDIAN RESOURCE CORP, 1401 ENCLAVE PARKWAY SUITE 300, HOUSTON, TX, 77077, 7135588080 - 500,000 ($1,520,000.00) Equity, (File 333-144234 - Jun. 29) (BR. 04A) S-1 West Coast Car CO, 45 OLD MILLSTONE DRIVE,, UNIT 6,, EAST WINDSOR, NJ, 08520, 609) 426 - 8996 - 13,125,000 ($52,500,000.00) Equity, (File 333-144235 - Jun. 29) (BR. 02A) S-8 MERIDIAN RESOURCE CORP, 1401 ENCLAVE PARKWAY SUITE 300, HOUSTON, TX, 77077, 7135588080 - 4,000,000 ($12,160,000.00) Equity, (File 333-144236 - Jun. 29) (BR. 04A) S-4 Bank of the Carolinas CORP, 135 BOXWOOD VILLAGE DRIVE, MOCKSVILLE, NC, 27028, 336-751-5755 - 0 ($20,362,922.00) Equity, (File 333-144237 - Jun. 29) (BR. 07) S-4 HOLOGIC INC, 35 CROSBY DRIVE, BEDFORD, MA, 01730, 7819997300 - 73,723,173 ($3,559,978,637.00) Equity, (File 333-144238 - Jun. 29) (BR. 10B) S-4 Tropicana Entertainment, LLC, 207 GRANDVIEW DRIVE, FORT MITCHELL, KY, 41017, 8595781100 - 0 ($960,000,000.00) Non-Convertible Debt, (File 333-144239 - Jun. 29) (BR. ) S-8 StealthGas Inc., 331 KIFISSIAS AVENUE, ERITHREA 14561, ATHENS, J3, 00000, 30 210 625 2849 - 0 ($25,200,000.00) Equity, (File 333-144240 - Jun. 29) (BR. 05C) S-8 ADHEREX TECHNOLOGIES INC, 4620 CREEKSTONE DRIVE, SUITE 200, DURHAM, NC, 27703, 919-484-8484 - 14,400,000 ($7,920,000.00) Equity, (File 333-144241 - Jun. 29) (BR. 01C) S-4 CRUM & FORSTER HOLDINGS CORP, 305 MADISON AVE., MORRISTOWN, NJ, 07962, 9734906600 - 330,000,000 ($330,000,000.00) Non-Convertible Debt, (File 333-144242 - Jun. 29) (BR. 01B) SB-2 CHINA NORTHERN MEDICAL DEVICE INC, 14TH FL, NO 33, HUA YUAN SHI QIAO RD, PUDONG NEW AREA, SHANGHAI, F4, 200120, 435-688-7317 - 600,000 ($120,000.00) Equity, (File 333-144243 - Jun. 29) (BR. ) SB-2 IVPSA CORP, 2859 ALISO, HENDERSON, NV, 89074, 702-732-4023 - 10,873,750 ($217,475.00) Equity, (File 333-144244 - Jun. 29) (BR. 10) S-1 United Financial Bancorp, Inc., 95 ELM STREET, WEST SPRINGFIELD, MA, 01089, (413) 787-1700 - 0 ($343,955,290.00) Equity, (File 333-144245 - Jun. 29) (BR. ) S-4 US BioEnergy CORP, 5500 CENEX DRIVE, MAIL STATION 175, INVER GROVE HEIGHTS, MN, 55077, (651) 355-8300 - 0 ($63,050,735.00) Equity, (File 333-144246 - Jun. 29) (BR. 06A) S-8 Lifevantage Corp, 6400 SOUTH FIDDLER, SUITE 1750, ENGLEWOOD, CO, 80111, 720-488-1711 - 6,000,000 ($1,200,000.00) Equity, (File 333-144247 - Jun. 29) (BR. 06A) S-4 ATLANTIC EXPRESS TRANSPORTATION CORP, 7 NORTH STREET, STATEN ISLAND, NEW YORK, NY, 10302-1205, 7184427000 - 0 ($185,000,000.00) Non-Convertible Debt, (File 333-144249 - Jun. 29) (BR. 05A) S-8 NT MEDIA CORP OF CALIFORNIA INC, 5410 WILSHIRE BLVD, LOS ANGELES, CA, 90036, 5613479938 - 30,000,000 ($360,000.00) Equity, (File 333-144250 - Jun. 29) (BR. 05B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 1 800 FLOWERS COM INC DE 5.02 06/27/07 ABBOTT LABORATORIES IL 5.02 06/26/07 ACCENTIA BIOPHARMACEUTICALS INC 5.02,7.01,9.01 06/25/07 Access Plans USA, Inc. OK 2.06,7.01 06/25/07 ACE Securities Corp. Home Equity Loan DE 9.01 06/29/07 ACTUANT CORP WI 5.02,9.01 06/25/07 ACUITY BRANDS INC DE 5.02,8.01,9.01 06/26/07 ADVANCE DISPLAY TECHNOLOGIES INC CO 1.01,3.02,9.01 06/27/07 ADVANCED PHOTONIX INC DE 2.02,9.01 06/29/07 AEROFLEX INC DE 8.01,9.01 06/29/07 AETNA INC /PA/ PA 5.02 06/28/07 ALCiS Health, Inc. DE 8.01,9.01 03/31/06 AMEND ALESCO FINANCIAL INC 1.01,9.01 06/25/07 ALNYLAM PHARMACEUTICALS, INC. 3.01 06/29/07 American Casino & Entertainment Prope DE 5.02,9.01 06/25/07 American Home Mortgage Assets Trust 2 DE 9.01 06/06/07 American Home Mortgage Assets Trust 2 DE 9.01 06/29/07 AMERICAN TECHNOLOGY CORP /DE/ DE 5.02,9.01 06/29/07 AMERICAS CARMART INC TX 2.02,9.01 06/28/07 AMGEN INC DE 1.01 06/28/07 APA Enterprises, Inc. MN 2.01,5.02,9.01 06/29/07 APPALACHIAN BANCSHARES INC GA 5.02 03/21/07 AMEND APPLIED DIGITAL SOLUTIONS INC MO 3.02 06/27/07 ARBITRON INC DE 1.01,7.01,9.01 06/26/07 ARTES MEDICAL INC 5.02,7.01 06/26/07 Ascent Solar Technologies, Inc. DE 5.02,8.01,9.01 06/27/07 ASPEN INSURANCE HOLDINGS LTD D0 1.01,9.01 06/28/07 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 06/28/07 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 06/28/07 Atlas Energy Resources, LLC DE 1.01,2.01,2.03,3.02,5.03, 06/29/07 9.01 AUTOMATIC DATA PROCESSING INC DE 1.01,2.03,9.01 06/29/07 AVANIR PHARMACEUTICALS CA 5.02 06/25/07 AZZ INC TX 2.02,8.01,9.01 06/29/07 BANC OF AMERICA FUNDING CORP DE 9.01 06/29/07 BANK OF NEW YORK CO INC NY 5.02,9.01 06/25/07 Bear Stearns ARM Trust 2007-2 DE 9.01 06/29/07 Bear Stearns ARM Trust 2007-4 DE 8.01,9.01 05/31/07 Bear Stearns Asset Backed Securities DE 9.01 06/29/07 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 06/27/07 AMEND Bear Stearns Mortgage Funding Trust 2 DE 9.01 06/29/07 Behringer Harvard Opportunity REIT I, MD 9.01 05/02/07 AMEND BIOGEN IDEC INC. DE 5.02,9.01 06/29/07 BIOVEST INTERNATIONAL INC DE 1.01,2.03,3.02,7.01,9.01 06/26/07 BIW LTD CT 1.01,9.01 06/29/07 BLUE NILE INC DE 5.02,9.01 06/25/07 BNC Mortgage Loan Trust 2007-3 DE 8.01,9.01 06/29/07 BOSTON COMMUNICATIONS GROUP INC MA 8.01,9.01 06/25/07 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 8.01,9.01 06/28/07 BRINKER INTERNATIONAL INC DE 8.01,9.01 06/27/07 CADIZ INC DE 8.01 06/15/07 CALIFORNIA COASTAL COMMUNITIES INC DE 7.01,9.01 06/28/07 CALIPER LIFE SCIENCES INC DE 1.01,9.01 06/28/07 Cambridge Display Technology, Inc. DE 1.01 06/25/07 CAPITAL BANK CORP NC 8.01,9.01 06/28/07 CARDINAL HEALTH INC OH 8.01 06/27/07 CARMAX INC VA 5.02,5.03,8.01,9.01 06/25/07 CARVER BANCORP INC DE 3.01 06/25/07 CASCADE NATURAL GAS CORP WA 8.01,9.01 06/28/07 CATALINA MARKETING CORP/DE DE 5.02 06/26/07 CENTURY BANCORP INC MA 5.02,9.01 06/29/07 CHAD THERAPEUTICS INC CA 2.02 06/29/07 CHANNELL COMMERCIAL CORP DE 1.01,9.01 06/26/07 CHAPEAU INC UT 8.01 06/29/07 CHARLES & COLVARD LTD NC 1.01,9.01 06/26/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 06/29/07 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 8.01 06/19/07 CHINA BAK BATTERY INC NV 5.02 06/25/07 China Discovery Acquisition Corp. E9 8.01,9.01 06/26/07 China Natural Health, Inc FL 5.02 06/27/07 China Ritar Power Corp. UT 1.01,9.01 06/29/07 CITIGROUP INC DE 9.01 06/26/07 Citigroup Mortgage Loan Trust 2007-AH 9.01 05/18/07 CITIZENS FINANCIAL CORP /KY/ KY 1.01,2.03,9.01 06/27/07 CLARIENT, INC DE 5.02,9.01 06/27/07 CLEAR CHOICE FINANCIAL, INC. NV 1.01,9.01 06/28/07 Coley Pharmaceutical Group, Inc. DE 8.01,9.01 06/28/07 COLLECTORS UNIVERSE INC DE 7.01,9.01 06/29/07 COLUMBUS MCKINNON CORP NY 2.01,9.01 06/29/07 COMFORCE CORP DE 7.01,9.01 06/28/07 COMMERCE BANCORP INC /NJ/ NJ 1.01,5.02,8.01,9.01 06/28/07 COMVERSE TECHNOLOGY INC/NY/ NY 5.02,9.01 06/28/07 CONSECO INC DE 1.01,2.03,9.01 06/12/07 CONSECO INC DE 7.01,9.01 06/29/07 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03,9.01 06/27/07 CONVERGYS CORP OH 5.02,9.01 06/29/07 CORUS BANKSHARES INC MN 5.02 06/25/07 COTT CORP /CN/ 5.02 06/25/07 CPI INTERNATIONAL, INC. DE 1.01 06/28/07 CRDENTIA CORP DE 1.01,3.02,9.01 06/25/07 Credit Suisse Commercial Mortgage Tru DE 9.01 06/29/07 CREE INC NC 9.01 03/30/07 AMEND CROWN CASTLE INTERNATIONAL CORP DE 1.01,8.01,9.01 06/28/07 CROWN CRAFTS INC DE 1.02 06/28/07 CRYOCOR INC DE 1.01,3.02,9.01 06/28/07 CUBIST PHARMACEUTICALS INC DE 1.01 06/28/07 CULP INC NC 5.02 06/25/07 CVS CAREMARK CORP DE 8.01 06/29/07 CWABS Asset-Backed Certificates Trust DE 9.01 06/29/07 CWABS Asset-Backed Certificates Trust DE 9.01 06/29/07 CWABS Asset-Backed Certificates Trust DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWALT INC DE 9.01 06/29/07 CWMBS INC DE 9.01 06/29/07 CYBER DIGITAL INC NY 2.01 06/22/07 CYBEX INTERNATIONAL INC NY 2.01,2.03,9.01 06/28/07 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.03 06/27/07 DANA CORP VA 7.01,9.01 06/29/07 DANKA BUSINESS SYSTEMS PLC 2.02,9.01 06/27/07 DELPHI CORP DE 7.01,9.01 06/29/07 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 7.01,9.01 06/27/07 Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 06/28/07 Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 06/29/07 Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 06/29/07 DOR BIOPHARMA INC DE 5.02,9.01 06/28/07 DOUBLE EAGLE PETROLEUM CO MD 5.03,7.01,8.01,9.01 06/29/07 Education Realty Trust, Inc. MD 7.01,9.01 06/29/07 Education Realty Trust, Inc. MD 7.01,9.01 06/27/07 ELANDIA, INC. DE 2.03,9.01 06/25/07 ELCOM INTERNATIONAL INC DE 8.01,9.01 06/26/07 ELECTRONICS FOR IMAGING INC DE 5.02,5.03,8.01,9.01 06/25/07 Elite Artz, Inc NV 1.01,2.01,9.01 06/29/07 EMERITUS CORP\WA\ WA 8.01,9.01 06/29/07 EMERSON RADIO CORP DE 2.02,9.01 06/29/07 EMISPHERE TECHNOLOGIES INC DE 5.02,9.01 06/25/07 EMPIRE DISTRICT ELECTRIC CO KS 2.03,9.01 06/25/07 ENER1 INC FL 1.01,3.02,7.01,9.01 06/29/07 EnerJex Resources, Inc. NV 5.02,8.01,9.01 06/19/07 EnerSys DE 7.01,9.01 06/29/07 ENTERGY GULF STATES INC TX 9.01 06/29/07 ENVIRONMENTAL TECTONICS CORP PA 8.01 06/28/07 EPICEPT CORP 1.01,3.02,9.01 06/28/07 EPLUS INC DE 1.01,9.01 06/27/07 EQUIFAX INC GA 8.01,9.01 06/25/07 Euoko, Inc. NV 5.03,9.01 06/22/07 EVANS BOB FARMS INC DE 1.01,9.01 06/28/07 EVERLAST WORLDWIDE INC DE 1.01,1.02,9.01 06/28/07 EXCELSIOR LASALLE PROPERTY FUND INC 3.02 06/29/07 Federal Home Loan Bank of Topeka 7.01,9.01 06/29/07 Fidelity National Information Service 1.01,8.01,9.01 06/26/07 FIRST AMERICAN CORP CA 5.02,9.01 06/25/07 FIRST COMMUNITY BANCORP /CA/ CA 3.02,8.01,9.01 06/25/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/29/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/29/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/29/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/29/07 First Valley Bancorp, Inc. CT 5.02,8.01,9.01 06/25/07 FLOWSERVE CORP NY 8.01 06/26/07 FMS FINANCIAL CORP NJ 8.01,9.01 06/28/07 FOREFRONT HOLDINGS, INC. FL 5.02,9.01 06/25/07 FORGENT NETWORKS INC DE 1.01 06/25/07 GALAXY ENERGY CORP CO 2.03,9.01 05/31/07 Gales Industries Inc DE 9.01 04/24/07 AMEND GANNETT CO INC /DE/ DE 8.01,9.01 06/26/07 GENERAL MILLS INC DE 5.02 06/25/07 GENUINE PARTS CO GA 7.01,8.01,9.01 06/28/07 GeoPharma, Inc. FL 7.01,9.01 06/26/07 GEVITY HR INC FL 1.01,5.02,7.01,9.01 06/28/07 Global Wataire, Inc. NV 8.01,9.01 06/28/07 Global Wataire, Inc. NV 8.01,9.01 06/28/07 GLOBETEL COMMUNICATIONS CORP DE 4.02 05/04/07 AMEND GREIF INC DE 8.01,9.01 06/27/07 GSR Mortgage Loan Trust 2007-4F DE 8.01,9.01 06/29/07 GULFMARK OFFSHORE INC DE 8.01,9.01 06/29/07 HANCOCK FABRICS INC DE 4.01,7.01,8.01,9.01 06/29/07 HANDLEMAN CO /MI/ MI 2.02,9.01 06/28/07 Hanesbrands Inc. MD 4.01,9.01 05/14/07 HarborView 2007-4 DE 8.01,9.01 06/29/07 HARLEYSVILLE NATIONAL CORP PA 8.01 06/29/07 HARTFORD LIFE INSURANCE CO CT 9.01 06/29/07 HELICOS BIOSCIENCES CORP 8.01 06/27/07 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 06/25/07 HINES REAL ESTATE INVESTMENT TRUST IN 1.01 06/25/07 HUDSON HIGHLAND GROUP INC DE 9.01 05/02/07 AMEND HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 06/28/07 I A EUROPE GROUP INC DE 8.01 06/27/07 ICF International, Inc. DE 1.01,9.01 06/25/07 ICO INC TX 1.01,9.01 06/25/07 IDAHO GENERAL MINES INC ID 8.01,9.01 06/29/07 II-VI INC PA 8.01 06/26/07 IMMUNOMEDICS INC DE 5.02,9.01 06/28/07 IndyMac IMSC Mortgage Loan Trust 2007 8.01,9.01 06/01/07 IndyMac IMSC Mortgage Loan Trust 2007 9.01 06/29/07 INFOUSA INC DE 5.02,9.01 06/27/07 INNKEEPERS USA TRUST/FL MD 8.01,9.01 06/29/07 Innovive Pharmaceuticals, Inc. DE 7.01,9.01 06/29/07 INSIGNIA SOLUTIONS PLC 5.02 06/27/07 INTER TEL (DELAWARE), INC DE 8.01,9.01 06/29/07 INTERLINK GLOBAL CORP NV 1.01,2.03,3.02,9.01 06/28/07 INVESTORS REAL ESTATE TRUST ND 2.02,9.01 06/29/07 ITRON INC /WA/ WA 9.01 04/18/07 AMEND J P MORGAN CHASE & CO DE 9.01 06/27/07 J.P. Morgan Alternative Loan Trust 20 DE 6.04 06/25/07 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 06/14/07 J.P. Morgan Mortgage Acquisition Trus DE 8.01,9.01 06/29/07 JONES SODA CO WA 1.01,9.01 06/25/07 K SWISS INC DE 1.01,9.01 06/28/07 K&F Industries Holdings, Inc. 1.02,3.01,3.03,5.01,5.02, 06/22/07 5.03,8.01,9.01 KAISER ALUMINUM CORP DE 8.01,9.01 06/27/07 KB HOME DE 5.02,8.01,9.01 06/26/07 KENEXA CORP 4.01 06/07/07 KINETIC CONCEPTS INC /TX/ TX 5.02 06/12/07 KNOLL INC DE 1.01,2.03,9.01 06/29/07 KOMAG INC /DE/ DE 7.01,9.01 06/28/07 KOMAG INC /DE/ DE 1.01,9.01 06/28/07 LAKES ENTERTAINMENT INC MN 8.01,9.01 06/26/07 LANCASTER COLONY CORP OH 8.01,9.01 06/29/07 LEGACY RESERVES L P 9.01 06/29/07 LEGACY RESERVES L P 9.01 06/29/07 AMEND LEGACY RESERVES L P 9.01 06/29/07 AMEND LEGACY RESERVES L P 9.01 06/29/07 AMEND LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 06/15/07 Lehman Mortgage Trust 2007-6 DE 8.01,9.01 06/29/07 Lehman XS Trust 2007-10H DE 8.01,9.01 06/29/07 Lehman XS Trust 2007-10H DE 8.01,9.01 06/29/07 Lehman XS Trust 2007-11 DE 8.01,9.01 06/29/07 Lehman XS Trust Series 2007-12N DE 8.01,9.01 06/29/07 LEVEL 3 COMMUNICATIONS INC DE 1.01,9.01 06/28/07 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.01,5.01,5.06,9.01 06/22/07 LIFECORE BIOMEDICAL INC MN 5.02 06/25/07 LIFEPOINT HOSPITALS, INC. 5.02,9.01 06/27/07 Lightstone Value Plus Real Estate Inv MD 8.01 06/29/07 LSB INDUSTRIES INC DE 1.01,2.03,3.02,8.01,9.01 06/28/07 MAGNUS INTERNATIONAL RESOURCES, INC. NV 5.02,8.01,9.01 06/21/07 MARKLAND TECHNOLOGIES INC FL 1.01,3.02,5.02,5.03 06/14/07 MBF Healthcare Acquisition Corp. DE 8.01,9.01 06/29/07 MEDICALCV INC MN 5.02,9.01 06/27/07 MEDIRECT LATINO INC FL 5.02,9.01 06/21/07 MELLON FINANCIAL CORP PA 8.01,9.01 06/28/07 MERRILL LYNCH & CO INC DE 8.01,9.01 06/29/07 Merrill Lynch Alternative Note Asset DE 8.01,9.01 06/29/07 METALICO INC 1.01,9.01 06/25/07 METRETEK TECHNOLOGIES INC DE 8.01,9.01 06/28/07 MGT CAPITAL INVESTMENTS INC DE 8.01,9.01 06/28/07 Modern City Entertainment Inc. WA 4.01,9.01 06/01/07 AMEND Molecular Insight Pharmaceuticals, In MA 1.01,9.01 06/26/07 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 06/29/07 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 06/22/07 AMEND MOTORCAR PARTS AMERICA INC NY 4.02 06/26/07 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 06/25/07 NABORS INDUSTRIES LTD D0 8.01,9.01 06/28/07 NATIONAL RV HOLDINGS INC DE 5.02 06/29/07 NAVISITE INC DE 3.02 06/28/07 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 06/29/07 NGP Capital Resources CO MD 7.01,9.01 06/29/07 Nomura Asset Acceptance Corporation, DE 2.01,9.01 05/10/07 Nomura Home Equity Loan, Inc., Home E 9.01 06/29/07 NORCROSS SAFETY PRODUCTS LLC DE 5.02 06/27/07 NORTH CENTRAL BANCSHARES INC IA 8.01,9.01 06/29/07 NOVACEA INC DE 7.01 06/06/07 NYER MEDICAL GROUP INC FL 1.01,2.03,5.02 06/25/07 ODYSSEY MARINE EXPLORATION INC NV 3.01,9.01 06/28/07 OLD STONE CORP RI 8.01,9.01 06/29/07 OLIN CORP VA 1.01,2.03,9.01 06/26/07 ONEOK INC /NEW/ OK 1.01,9.01 06/29/07 Organic To Go Food CORP DE 3.02,9.01 06/28/07 ORTEC INTERNATIONAL INC DE 3.02,3.03,5.02 06/26/07 OXIGENE INC DE 5.02,9.01 06/25/07 PACKETEER INC DE 8.01 06/27/07 PARKE BANCORP, INC. NJ 1.01,2.03,9.01 06/21/07 AMEND PEERLESS SYSTEMS CORP DE 5.02,8.01 06/25/07 PENTAIR INC MN 8.01,9.01 06/28/07 PETROLEUM DEVELOPMENT CORP NV 2.02,9.01 06/29/07 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 06/29/07 PHARSIGHT CORP CA 3.02,5.02,9.01 06/26/07 PINNACLE BANCSHARES INC AL 5.02 06/29/07 PIZZA INN INC /MO/ MO 1.01 06/29/07 PLURIS ENERGY GROUP INC NV 3.02 06/27/07 POLYONE CORP 7.01,9.01 06/29/07 Polypore International, Inc. 5.03,8.01,9.01 06/25/07 POMEROY IT SOLUTIONS INC DE 1.01,2.03,9.01 06/28/07 PRIMUS TELECOMMUNICATIONS GROUP INC DE 1.01,9.01 06/28/07 ProLink Holdings Corp. DE 5.02 06/22/07 AMEND PROSPECT ENERGY CORP MD 8.01,9.01 06/29/07 ProUroCare Medical Inc. 1.01 06/25/07 PURCHASESOFT INC DE 4.01 03/08/07 AMEND QUEST GROUP INTERNATIONAL INC NV 1.01,9.01 06/25/07 R&G FINANCIAL CORP PR 7.01,9.01 06/29/07 REALNETWORKS INC WA 5.02,9.01 06/25/07 Red Mile Entertainment Inc 2.03,9.01 06/25/07 RENAISSANCERE HOLDINGS LTD 1.01,9.01 06/25/07 RENOVIS INC DE 5.02,9.01 06/26/07 Residential Asset Securitization Trus 9.01 06/29/07 RICA FOODS INC NV 5.02,8.01 06/25/07 RITE AID CORP DE 5.02,9.01 06/27/07 ROBBINS & MYERS INC OH 2.02 06/28/07 Robcor Properties Inc 8.01,9.01 06/29/07 RYERSON INC. DE 8.01,9.01 06/28/07 Safety Products Holdings, Inc. DE 5.02 06/27/07 SANTA FE ENERGY TRUST TX 8.01,9.01 06/28/07 Santa Lucia Bancorp CA 5.02 06/27/07 SCOLR Pharma, Inc. DE 3.01,9.01 06/28/07 SEA CONTAINERS LTD /NY/ 8.01,9.01 06/15/07 Securitized Asset Backed Receivables 8.01,9.01 05/17/07 Security With Advanced Technology, In CO 4.02 06/26/07 SK3 Group, Inc. DE 1.01,9.01 06/29/07 SLC Student Loan Trust 2007-1 DE 1.01,2.01,9.01 06/28/07 SOLAR ENERTECH CORP NV 4.02,9.01 06/25/07 SOLUTIA INC DE 7.01,9.01 06/29/07 SONTRA MEDICAL CORP MN 1.01,3.02,9.01 06/29/07 SOUTHERN CO DE 8.01 06/29/07 SOUTHERN COPPER CORP/ DE 8.01 06/27/07 SOUTHWEST BANCORP INC OK 5.02 06/28/07 SOVEREIGN BANCORP INC PA 1.01,3.03,9.01 06/29/07 AMEND SPARK NETWORKS PLC X0 7.01 06/26/07 SPATIALIGHT INC NY 2.04,8.01 06/22/07 SPECTRE GAMING INC MN 3.02 06/25/07 Spectrum Brands, Inc. WI 5.02,9.01 06/29/07 Standard Aero Holdings Inc. DE 7.01,9.01 06/28/07 STEEL DYNAMICS INC IN 7.01,9.01 06/29/07 Structured Adjustable Rate Mortgage L DE 8.01,9.01 06/29/07 Super Micro Computer, Inc. CA 1.01,9.01 06/28/07 SUPERIOR ESSEX INC DE 7.01,9.01 06/27/07 SUPERTEL HOSPITALITY INC VA 1.01,9.01 06/28/07 Surge Global Energy, Inc. 1.01 06/25/07 SYCAMORE NETWORKS INC DE 2.05,9.01 06/29/07 SYNTROLEUM CORP DE 5.02 06/29/07 TASKER PRODUCTS CORP NV 8.01 06/29/07 TEKTRONIX INC OR 1.01,2.03,3.02,9.01 06/25/07 Teleplus World, Corp. 8.01,9.01 06/26/07 THERAVANCE INC DE 8.01,9.01 06/29/07 TODCO DE 7.01,9.01 06/29/07 TONGA CAPITAL CORP CO 7.01,9.01 06/25/07 TOWER AUTOMOTIVE INC DE 7.01,9.01 06/29/07 TRANSACTION SYSTEMS ARCHITECTS INC DE 7.01,9.01 06/29/07 TRANSWITCH CORP /DE DE 7.01,9.01 06/29/07 TRIBUNE CO DE 5.02,9.01 06/25/07 Triton Petroleum Group Inc 8.01,9.01 06/26/07 True North Energy CORP 1.01,9.01 06/21/07 TRUE RELIGION APPAREL INC NV 4.01,9.01 05/11/07 AMEND TRUEYOU.COM DE 5.02 06/29/07 TRULITE INC DE 1.01,2.03,3.02,9.01 06/26/07 TRULITE INC DE 7.01 06/28/07 TULLYS COFFEE CORP 3.03,5.03,7.01,9.01 06/27/07 TURBOCHEF TECHNOLOGIES INC DE 3.01,9.01 06/26/07 TWIN DISC INC WI 2.05 06/27/07 UAL CORP /DE/ DE 1.01,2.03,9.01 06/26/07 UIL HOLDINGS CORP CT 5.02,8.01,9.01 06/29/07 UNICA CORP 4.01,9.01 06/25/07 UNICORP INC /NEW NV 5.02,9.01 06/25/07 UNITED AIR LINES INC DE 1.01,2.03,9.01 06/26/07 UNITED NATURAL FOODS INC DE 5.02,9.01 06/25/07 UNITED RENTALS INC /DE DE 1.01,9.01 06/26/07 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 06/29/07 USEC INC DE 1.01 06/25/07 VALENTIS INC DE 1.01,5.02,8.01,9.01 06/25/07 VELOCITY EXPRESS CORP DE 3.01,9.01 06/29/07 VERINT SYSTEMS INC 5.02 06/29/07 VIEWCAST COM INC DE 5.02,9.01 06/29/07 VILLAGE SUPER MARKET INC NJ 7.01,9.01 06/29/07 VION PHARMACEUTICALS INC DE 1.01,9.01 06/26/07 AMEND VITA FOOD PRODUCTS INC NV 1.02,3.02,5.01,9.01 06/29/07 VITESSE SEMICONDUCTOR CORP DE 4.01 06/04/07 VITESSE SEMICONDUCTOR CORP DE 5.02,9.01 06/26/07 VORNADO REALTY LP DE 3.02,5.03,9.01 06/28/07 VORNADO REALTY TRUST MD 3.02,5.03,9.01 06/27/07 VUBOTICS INC NV 4.01,9.01 06/29/07 AMEND WALGREEN CO IL 2.02,9.01 06/25/07 WALKER FINANCIAL CORP DE 4.02,9.01 06/29/07 WALT DISNEY CO/ DE 5.03,9.01 06/27/07 WASHINGTON GAS LIGHT CO DC 5.03,9.01 06/28/07 WASHINGTON REAL ESTATE INVESTMENT TRU MD 7.01 06/29/07 WATSON PHARMACEUTICALS INC NV 5.02 06/26/07 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 06/28/07 WDS Receivables LLC 8.01,9.01 06/28/07 WEIS MARKETS INC PA 5.02 06/27/07 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 06/25/07 WESTAFF INC DE 1.02,5.02 06/25/07 WESTERN DIGITAL CORP DE 1.01,1.02,9.01 06/28/07 WGL HOLDINGS INC VA 5.03,9.01 06/28/07 Whos Your Daddy Inc NV 2.02,8.01 06/29/07 WORLD ACCEPTANCE CORP SC 5.02 06/29/07 WORLDGATE COMMUNICATIONS INC DE 3.01,9.01 06/25/07 WORLDWIDE STRATEGIES INC NV 1.03,9.01 06/08/07 WYNN RESORTS LTD 1.01 06/27/07 ZUNICOM INC TX 3.02,4.01,9.01 06/25/07 ZYNEX MEDICAL HOLDINGS INC NV 1.01,9.01 06/15/07