SEC NEWS DIGEST Issue 2007-43 March 6, 2007 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - MONDAY, MARCH 12, 2007 - 2:00 P.M. The subject matter of the closed meeting scheduled for Monday, March 12, will be: formal orders of investigation; institution and settlement of injunctive actions; institution and settlement of administrative proceedings of an enforcement nature; an adjudicatory matter; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF FIVE ISSUERS FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On March 6, the Commission instituted a settled proceeding pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act) revoking the registration of each class of registered securities of each of the following issuers for failure to make required periodic filings with the Commission (ticker symbols provided where available). * ABS Industries, Inc. (ABSI) * Mill Creek Research, Inc. * Preview Systems, Inc. (PRVWZ) * SVT, Inc. (SVTV) * Washington Corp. Without admitting or denying the findings of the order pertaining to that issuer, except as to jurisdiction, which each admitted, each of the foregoing issuers separately consented to the entry of an order pertaining to that issuer finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of the issuer's securities pursuant to Section 12(j) of the Exchange Act Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . * Order Instituting Proceedings, Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of ABS Industries, Inc., Administrative Proceeding File No. 3-12580, Exchange Act Release No. 34-55400 (March 6, 2007). * Order Instituting Proceedings, Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Mill Creek Research, Inc., Administrative Proceeding File No. 3-12581, Exchange Act Release No. 34-55401 (March 6, 2007). * Order Instituting Proceedings, Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Preview Systems, Inc., Administrative Proceeding File No. 3-12582, Exchange Act Release No. 34-55402 (March 6, 2007). * Order Instituting Proceedings, Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of SVT, Inc., Administrative Proceeding File No. 3-12583, Exchange Act Release No. 34-55403 (March 6, 2007). * Order Instituting Proceedings, Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Washington Corp., Administrative Proceeding File No. 3-12584, Exchange Act Release No. 34-55404 (March 6, 2007). IN THE MATTER OF DAVID DISRAELI An Administrative Law Judge has issued an Initial Decision in the matter of David Henry Disraeli. The Initial Decision finds that David Henry Disraeli (Disraeli) improperly registered as an investment adviser with the Securities and Exchange Commission when the State of Texas denied him registration and that Disraeli filed Forms ADV that contained false and misleading information to obtain Commission registration. The Initial Decision finds further that Disraeli, the sole board member, officer, and employee of Lifeplan Associates, Inc. (Lifeplan), misrepresented and omitted material facts in connection with a private offering by Lifeplan that Disraeli offered and sold to many of his adviser clients. The Initial Decision also finds that Disraeli failed to maintain required books and records and that the books and records he did maintain were incomplete and inaccurate. The Initial Decision concludes that Disraeli and Lifeplan violated the antifraud provisions of the federal securities statutes and rules thereunder and that Disraeli violated Sections 203A and 207 of the Investment Advisers Act of 1940 (Advisers Act) concerning registration and Sections 204 of the Advisers Act and Advisers Act rules dealing with books and records. The Initial Decision (1) bars Disraeli from association with any investment adviser, broker, or dealer; (2) revokes the investment adviser registration of David Henry Disraeli d/b/a/ Lifeplan; (3) orders Disraeli to cease and desist from violations of the antifraud provisions, the registration provisions, and the books and records requirements of the securities statutes and rules thereunder; (4) orders Disraeli to disgorge $84,300, plus prejudgment interest; (4) orders Disraeli to pay a civil money penalty of $120,000; and (5) orders Lifeplan to cease and desist from any violations of the antifraud provisions of the securities statutes and rules thereunder. Finally, the Initial Decision orders the creation of a Fair Fund so that the amounts of disgorgement, penalties, and interest collected can be used for the investors who were harmed by the violations. (Initial Decision No. 328; File No. 3-12288) SEC SUES FORMER SENIOR MONSANTO MANAGER CHARLES MARTIN FOR AUTHORIZING A BRIBE OF $50,000 Martin Agrees To Pay A Penalty of $30,000 On March 6, the Commission filed a settled complaint against Charles Martin (Martin), the former Government Affairs Director for Asia for Monsanto Company (Monsanto), a global producer of technology-based solutions and agricultural products. In its complaint, the Commission alleged that in 2002, Martin authorized and directed an Indonesian consulting firm (Consulting Firm) to pay a bribe of $50,000 to a senior Indonesian Ministry of Environment official (the Senior Environment Official). The complaint alleged that the illegal payment was made to influence the Senior Environment Official to repeal language in a decree that was unfavorable to Monsanto's business in Indonesia. The complaint further alleged that to generate the funds to make the illegal $50,000 payment and to conceal the unlawful activity, Martin directed the Consulting Firm to create a set of invoices to falsely bill Monsanto in an amount sufficient to cover the illegal payment. Martin subsequently approved the false invoices for payment by Monsanto, and took steps to ensure that Monsanto paid the false invoices, thereby causing Monsanto's books and records to be falsified and circumventing Monsanto's system of internal accounting controls. Even though Martin's scheme was carried out pursuant to his instructions and the $50,000 payment was made to the Senior Environment Official, the unfavorable decree remained in place. Without admitting or denying the Commission's allegations, Martin consented to the entry of a final judgment permanently enjoining him from violating and/or aiding and abetting violations of the anti- bribery, books and records, and internal control provisions of the Foreign Corrupt Practices Act (Sections 30A, 13(b)(2)(A), 13(b)(2)(B), and 13(b)(5) of the Securities Exchange Act of 1934 and Exchange Act Rule 13b2-1). Martin also agreed to pay a civil penalty of $30,000. Based, in part, on these allegations, the Commission previously filed a settled enforcement action and instituted settled administrative proceedings against Monsanto. [SEC v. Monsanto Co., Case No. 1:05CV00014 (D.D.C. Jan. 6, 2005); Monsanto Company, No. 3-11789, Exchange Act Rel. No. 19023 (Jan. 6, 2005)]. The Commission acknowledges the assistance of the U.S. Department of Justice. [SEC v. Charles Michael Martin, Case No. 1:07CV0434 (D.D.C.)] (LR-20029; AAE Rel. 2572) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the American Stock Exchange and Amendment No. 1 thereto revising the AEMI and AEMI-One Rules relating to Portfolio Depositary Receipts and Index Fund Shares (SR-Amex-2007- 17) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55378) A proposed rule change (SR-CBOE-2007-18) filed by the Chicago Board Options Exchange to request permanent approval of a pilot program relating to Market-Makers quoting remotely has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55381) A proposed rule change (SR-NYSE-2007-23) filed by the New York Stock Exchange to amend Rule 15A.50 clarifying the circumstances under which the Exchange will automatically route orders to other market centers to prevent trade-throughs, and rename Rule 15A has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55387) A proposed rule change filed by The Depository Trust Company to add a new definition to its rules that clarifies that its By-Laws, Rules, and Procedures are governed by New York state law (SR-DTC-2007-03) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55390) A proposed rule change filed by the National Securities Clearing Corporation to eliminate references to the Collateral Management Service in its rules and procedures (SR-NSCC-2007-04) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55391) A proposed rule change (SR-NASD-2007-016) filed by the National Association of Securities Dealers to reflect "as/of" trade reporting and the automated reporting of trade cancellations to the NASD/NSX Trade Reporting Facility and the NASD/BSE Trade Reporting Facility has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55393) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NASDAQ-2007-018) submitted by The NASDAQ Stock Market under Rule 19b-4 of the Securities Exchange Act of 1934 to trade shares of the iShares Silver Trust pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55385) The Commission granted accelerated approval of a proposed rule change (SR-NASDAQ-2007-016) filed by The NASDAQ Stock Market relating to the trading of 16 Commodity-Related Securities pursuant to unlisted trading privileges on a pilot basis. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55386) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change to retroactively reduce fees for Nasdaq's Risk Management Service submitted by The NASDAQ Stock Market (SR-NASDAQ-2006-067). Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55388) The Commission granted approval to a proposed rule change as modified by Amendment No. 1 thereto and published notice of and granted accelerated approval to Amendment Nos. 2 and 3 thereto filed by the Chicago Board Options Exchange relating to the establishment of the CBOE Stock Exchange, LLC (SR-CBOE-2006-110) pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34- 55389) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 La Solucion Inc, 127 CAMERON WOODS DR, APEX, NC, 27523, 9193727038 - 1,666,000 ($166,600.00) Equity, (File 333-141054 - Mar. 5) (BR. 08) S-3 Xenonics Holdings, Inc., 2236 RUTHERFORD RD., SUITE 123, CARLSBAD, CA, 92008, 760-438-4004 - 0 ($6,952,563.00) Equity, (File 333-141055 - Mar. 5) (BR. 10C) S-8 MAGELLAN HEALTH SERVICES INC, 6950 COLUMBIA GATEWAY, STE 400, COLUMBIA, MD, 21046, 4109531000 - 341,716 ($10,631,004.00) Equity, (File 333-141056 - Mar. 5) (BR. 01B) SB-2 Printing Components Inc., 2795 BARTON STREET, EAST, UNIT 2, HAMILTON, A6, L8E 2J8, (905) 399-5862 - 800,000 ($200,000.00) Equity, (File 333-141057 - Mar. 5) (BR. 02) S-3ASR Boardwalk Pipeline Partners, LP, 3800 FREDERICA STREET, OWENSBORO, KY, 42301, 270-926-8686 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-141058 - Mar. 5) (BR. 02C) SB-2 VB Trade Inc, 506-5770 OAK STREET, VANCOUVER, A1, V6M 4M5, 604-729-4229 - 789,920 ($78,992.00) Equity, (File 333-141059 - Mar. 5) (BR. ) SB-2 MINHAS ENERGY CONSULTANTS, INC., 110, 1915 27 AVENUE NE, CALGARY, A0, T2E 7E4, 403 735 5009 - 1,975,000 ($98,750.00) Equity, (File 333-141060 - Mar. 5) (BR. ) S-8 CHINA MOBILITY SOLUTIONS, INC. (formerly Xin Net Corp.), SUITE 900, 789 WEST PENDER ST, VANCOUVER, A1, V6C 1H2, 604-632-9638 - 8,000,000 ($720,000.00) Equity, (File 333-141062 - Mar. 5) (BR. 11C) S-8 FAMILY ROOM ENTERTAINMENT CORP, 8530 WILSHIRE BLVD., SUITE 420, BEVERLY HILLS, CA, 90211, 3238502800 - 63,000,000 ($72,450.00) Equity, (File 333-141063 - Mar. 5) (BR. 05A) F-1 Nagao Group Holdings LTD, 12B, LIPPO LEIGHTON TOWER, 103 LEIGHTON ROAD, CAUSEWAY BAY, K3, 00000, (852) 2232 6100 - 0 ($170,953,225.00) Equity, (File 333-141064 - Mar. 5) (BR. 09) S-3 ADVANTA BUSINESS RECEIVABLES CORP, 639 ISBELL RD., SUITE 390, RENO, NV, 89509, 215 444-5380 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-141065 - Mar. 5) (BR. 05D) S-8 GIVEMEPOWER CORP, 5925 12TH STREET SE, SUITE 230, -, CALGARY, A0, T2H 2M3, 4032876001 - 750,000 ($157,500.00) Equity, (File 333-141066 - Mar. 5) (BR. 03B) S-8 TIMKEN CO, 1835 DUEBER AVE SW, CANTON, OH, 44706-2798, 3304713078 - 10,000 ($284,400.00) Equity, (File 333-141067 - Mar. 5) (BR. 06A) S-8 TIMKEN CO, 1835 DUEBER AVE SW, CANTON, OH, 44706-2798, 3304713078 - 200,000 ($5,688,000.00) Equity, (File 333-141068 - Mar. 5) (BR. 06A) S-3 TELKONET INC, 902A COMMERCE ROAD, ., ANNAPOLIS, MD, 21401, 410-897-5900 - 6,600,000 ($18,282,000.00) Equity, (File 333-141069 - Mar. 5) (BR. 11B) S-3ASR OHIO CASUALTY CORP, 9450 SEWARD ROAD, FAIRFIELD, OH, 45014, 5136032400 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-141070 - Mar. 5) (BR. 01B) S-3ASR WACHOVIA CORP NEW, ONE WACHOVIA CTR, CHARLOTTE, NC, 28288-0013, 7043746565 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-141071 - Mar. 5) (BR. 07A) S-8 DR REDDYS LABORATORIES LTD, 7-1-27 AMEERPET, HYDERABAD INDIA, K7, 500-016, 0 ($22,272,834.45) Equity, (File 333-141072 - Mar. 5) (BR. 01A) SB-2 ARGENTEX MINING CORP, SUITE 2300, 1066 WEST HASTINGS STREET, VANCOUVER, A1, V6E3X2, 604-601-8366 - 2,527,830 ($3,387,291.00) Equity, (File 333-141073 - Mar. 5) (BR. 04A) S-4 NEWMARKET CORP, 0 ($150,000,000.00) Non-Convertible Debt, (File 333-141074 - Mar. 5) (BR. 06B) S-3ASR LILLY ELI & CO, LILLY CORPORATE CTR, DROP CODE 1112, INDIANAPOLIS, IN, 46285, 3172762000 - 0 ($0.00) Debt Convertible into Equity, (File 333-141075 - Mar. 5) (BR. 01B) SB-2 Sun Energy Solar Inc, 1358 FRUITVILLE RD STE 209, SARASOTA, FL, 34326, 107,432,728 ($16,114,909.00) Equity, (File 333-141076 - Mar. 5) (BR. ) S-8 PAETEC Holding Corp., (585) 340-2500 - 0 ($182,366,551.00) Equity, (File 333-141077 - Mar. 5) (BR. 11A) S-3 MWI Veterinary Supply, Inc., 651 S. STRATFORD DRIVE, SUITE 100, MERIDIAN, ID, 83642, (800) 824-3703 - 0 ($122,361,888.00) Equity, (File 333-141078 - Mar. 5) (BR. 09B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES IL 5.02 02/28/07 ACACIA RESEARCH CORP DE 8.01 03/03/07 ACCO BRANDS CORP DE 5.02 02/27/07 ADC TELECOMMUNICATIONS INC MN 2.02,4.02 03/05/07 ADC TELECOMMUNICATIONS INC MN 2.02,7.01,9.01 03/05/07 ADVANTA CORP DE 8.01,9.01 03/05/07 AEROFLEX INC DE 5.02,8.01,9.01 03/02/07 AES CORP DE 5.02,9.01 03/05/07 Alexza Pharmaceuticals Inc. DE 5.02 03/02/07 ALICO INC FL 8.01,9.01 03/01/07 ALICO INC FL 8.01,9.01 03/01/07 ALKERMES INC PA 5.02,9.01 02/27/07 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 03/05/07 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 03/05/07 ALLIED WASTE INDUSTRIES INC DE 5.02,7.01,9.01 02/28/07 ALLIED WASTE INDUSTRIES INC DE 7.01 03/05/07 ALLOS THERAPEUTICS INC DE 2.02,9.01 03/05/07 Alon USA Energy, Inc. DE 1.01,9.01 02/28/07 ALPHA PRO TECH LTD DE 7.01,9.01 03/05/07 AMERICA SERVICE GROUP INC /DE DE 2.02,9.01 03/05/07 American Tire Distributors Holdings, 5.02 01/18/07 API Nanotronics Corp. DE 5.02,9.01 02/14/07 AMEND ARCHSTONE SMITH TRUST MD 7.01,9.01 03/05/07 ARDEN GROUP INC DE 5.02 02/27/07 ARENA PHARMACEUTICALS INC DE 8.01 03/05/07 ART TECHNOLOGY GROUP INC DE 5.02,9.01 02/27/07 ASCENDIA BRANDS, INC. DE 5.02,7.01,9.01 02/27/07 ASG Consolidated LLC DE 8.01,9.01 03/05/07 ASI ENTERTAINMENT INC DE 2.01 03/05/07 ATHEROS COMMUNICATIONS INC DE 9.01 12/18/06 AMEND ATS MEDICAL INC MN 2.02,9.01 03/05/07 AURIGA LABORATORIES, INC. DE 5.02,9.01 03/05/07 AVIS BUDGET GROUP, INC. DE 5.02,9.01 03/02/07 AXIS CAPITAL HOLDINGS LTD 5.02 02/27/07 AXT INC DE 1.01,9.01 02/27/07 BACKWEB TECHNOLOGIES LTD 2.02,9.01 03/02/07 BAKER HUGHES INC DE 1.01 03/02/07 BankFinancial CORP 7.01,9.01 03/05/07 BARNES GROUP INC DE 8.01,9.01 03/05/07 BEHRINGER HARVARD REIT I INC MD 2.02,9.01 03/05/07 BERKSHIRE HATHAWAY INC DE 5.02,9.01 03/01/07 BERRY PETROLEUM CO DE 5.02,9.01 03/02/07 BIO KEY INTERNATIONAL INC MN 2.02,9.01 03/05/07 BLACK BOX CORP DE 1.01 02/28/07 Bluestar Health, Inc. CO 1.01,1.02,5.01,5.02,9.01 11/03/06 BODYTEL SCIENTIFIC INC. NV 8.01,9.01 02/19/07 BOEING CO DE 5.02,5.03,8.01,9.01 02/27/07 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,9.01 03/03/07 BreitBurn Energy Partners L.P. DE 2.02,5.05,9.01 02/28/07 BROOKFIELD HOMES CORP DE 1.01,9.01 03/05/07 BRYN MAWR BANK CORP PA 5.02 02/28/07 Builders FirstSource, Inc. DE 5.02,5.03,9.01 02/27/07 CABCO TRUST FOR J.C. PENNEY DEBENTURE DE 8.01,9.01 03/01/07 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 03/02/07 CANYON RESOURCES CORP DE 2.02,9.01 03/02/07 CAPITAL TRUST INC MD 7.01,9.01 03/02/07 CapitalSouth Bancorp DE 1.01,5.02,9.01 02/28/07 Caribou Coffee Company, Inc. MN 5.02,9.01 03/05/07 CATALINA MARKETING CORP/DE DE 5.02 02/28/07 CELADON GROUP INC DE 1.01,2.01,7.01,9.01 02/28/07 Celanese CORP DE 8.01,9.01 03/05/07 CELLSTAR CORP DE 1.01,9.01 02/27/07 Cellu Tissue Holdings, Inc. DE 5.02 01/31/07 Chino Commercial Bancorp CA 5.02 02/27/07 CHUBB CORP NJ 5.02 03/01/07 CLAIBORNE LIZ INC DE 5.02 02/26/07 CLARIENT, INC DE 1.01 02/28/07 COACHMEN INDUSTRIES INC IN 2.02,9.01 03/05/07 COCA COLA ENTERPRISES INC DE 1.01 02/28/07 COLE KENNETH PRODUCTIONS INC NY 2.02 03/02/07 COLLINS & AIKMAN CORP DE 5.02 02/28/07 COMMONWEALTH EDISON CO IL 5.02 02/26/07 COMMUNITY BANKSHARES INC /SC/ SC 5.02 02/27/07 COMPUTER HORIZONS CORP NY 8.01,9.01 03/02/07 CONSOLIDATED CONTAINER CO LLC DE 2.02,7.01,9.01 03/05/07 Cornerstone Core Properties REIT, Inc MD 8.01,9.01 02/28/07 CORPORATE OFFICE PROPERTIES TRUST MD 5.02 02/28/07 CORVU CORP MN 1.01,9.01 03/05/07 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 4.02 02/28/07 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 5.02,7.01,8.01,9.01 03/01/07 CUISINE SOLUTIONS INC DE 5.02,9.01 03/05/07 CYBER DEFENSE SYSTEMS INC FL 1.01,9.01 02/27/07 CYBER DIGITAL INC NY 1.01 02/27/07 Cyberkinetics Neurotechnology Systems DE 5.02 02/27/07 CYBERONICS INC DE 5.02,8.01 02/27/07 DANA CORP VA 1.01 02/27/07 DENALI SCIENCES, INC. DE 1.01,2.01,3.02,5.01,5.02, 02/27/07 5.06, 9.01 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 03/02/07 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 02/28/07 DIAMOND HILL INVESTMENT GROUP INC OH 8.01,9.01 03/05/07 DiamondRock Hospitality Co 1.01,2.03,9.01 02/28/07 DIGITAL ANGEL CORP DE 2.02 03/05/07 Digital Realty Trust, Inc. MD 7.01 03/02/07 Digital Realty Trust, Inc. MD 7.01,9.01 03/05/07 AMEND DNAPRINT GENOMICS INC UT 1.01,2.01 02/27/07 DRAGON INTERNATIONAL GROUP CORP. NV 1.01,9.01 02/28/07 DUCOMMUN INC /DE/ DE 5.02,9.01 03/01/07 DYCOM INDUSTRIES INC FL 5.03 02/27/06 ECASH, INC DE 1.01,5.01,5.02,9.01 03/01/07 EDISON INTERNATIONAL CA 7.01,9.01 03/05/07 EMERGE INTERACTIVE INC DE 1.01,8.01,9.01 03/01/07 EMS TECHNOLOGIES INC GA 2.02,9.01 03/05/07 ENCORE CAPITAL GROUP INC DE 5.02 02/27/07 Energy Transfer Equity, L.P. DE 1.01,3.02,9.01 03/02/07 ENTRUST INC MD 5.02 03/05/07 ERP OPERATING LTD PARTNERSHIP MD 1.01,2.03,9.01 02/28/07 Federal Home Loan Bank of Atlanta X1 5.02 01/25/07 AMEND FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 03/05/07 FEDERATED DEPARTMENT STORES INC /DE/ DE 5.02 03/01/07 FelCor Lodging Trust Inc MD 8.01 02/27/07 FINISAR CORP DE 2.02,9.01 03/05/07 FIRST ADVANTAGE CORP DE 5.02,9.01 03/01/07 FIRST AMERICAN CORP CA 1.01,5.02,9.01 02/27/07 FIRST CITIZENS BANC CORP /OH OH 2.02,9.01 03/02/07 First Clover Leaf Financial Corp. MD 2.02,9.01 03/02/07 FIRSTENERGY CORP OH 2.03,9.01 03/01/07 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 03/05/07 FOREVERGREEN WORLDWIDE CORP NV 1.01,2.01,3.02,3.03,5.01, 12/14/06 AMEND 5.03, 9.01 FORRESTER RESEARCH INC DE 4.02 03/02/07 FREMONT GENERAL CORP NV 2.02,8.01 03/02/07 FULLER H B CO MN 5.02,9.01 02/28/07 GANDER MOUNTAIN CO MN 1.01,9.01 02/28/07 GASTAR EXPLORATION LTD 7.01,9.01 03/05/07 GEO GROUP INC FL 2.02,9.01 02/27/07 GLOBAL SUNRISE, Inc. CO 5.02,9.01 03/05/07 Globetech Environmental, Inc. NV 1.01,3.02,9.01 02/27/07 GLOWPOINT INC DE 4.01,5.02,9.01 03/01/07 Goodman Global Inc 5.02,9.01 02/27/07 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.02 02/28/07 Google Inc. DE 5.02 02/28/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.01,8.01,9.01 03/04/07 GREENBRIER COMPANIES INC DE 1.01,5.02,9.01 03/02/07 Greenpoint Mortgage Funding Trust 200 DE 9.01 03/05/07 Greenpoint Mortgage Funding Trust 200 DE 8.01,9.01 03/05/07 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 03/05/07 HANDHELD ENTERTAINMENT, INC. DE 9.01 12/18/06 AMEND HASTINGS ENTERTAINMENT INC TX 1.01 02/27/07 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 03/05/07 Health Fitness Corp /MN/ MN 2.02,9.01 03/05/07 HEALTHCARE PROVIDERS DIRECT INC. NV 5.03 01/31/07 AMEND HEALTHSOUTH CORP DE 5.03,8.01,9.01 02/28/07 HERITAGE COMMERCE CORP CA 8.01 03/05/07 HERITAGE OAKS BANCORP CA 8.01,9.01 03/05/07 HMS HOLDINGS CORP 2.02,7.01,9.01 03/01/07 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 03/05/07 HOME SOLUTIONS OF AMERICA INC DE 1.01,2.02,5.02,7.01,9.01 03/02/07 HORIZON OFFSHORE INC DE 7.01,9.01 03/02/07 HOSPIRA INC DE 5.02 02/27/07 HOSPITALITY PROPERTIES TRUST MD 8.01,9.01 03/01/07 HouseValues, Inc. WA 5.02 02/27/07 HUMAN GENOME SCIENCES INC DE 5.02 02/27/07 HYPERCOM CORP DE 5.02 02/27/07 ICO INC TX 7.01 02/28/07 ID SYSTEMS INC DE 5.02,9.01 03/05/07 Ignis Petroleum Group, Inc. 5.02 03/01/07 IMMERSION CORP DE 7.01,9.01 03/01/07 IMMERSION CORP DE 5.02,5.03,9.01 02/28/07 IMPERIAL OIL LTD 8.01,9.01 02/27/07 INFRASOURCE SERVICES INC DE 2.02,9.01 03/05/07 INLAND REAL ESTATE CORP MD 8.01,9.01 03/05/07 INNOCOM TECHNOLOGY HOLDINGS, INC. NV 8.01,9.01 03/02/07 INTERMUNE INC DE 5.02 02/26/07 INTERMUNE INC DE 8.01,9.01 03/05/07 International Securities Exchange Hol 1.01,9.01 03/05/07 International Stem Cell CORP 5.02,9.01 03/01/07 INTERNET CAPITAL GROUP INC DE 5.02,5.03,9.01 02/28/07 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 03/05/07 INTERVOICE INC TX 2.02,8.01,9.01 02/28/07 INTEST CORP DE 5.04,9.01 03/05/06 INTRALASE CORP 1.01,1.02,8.01,9.01 02/27/07 INVESTMENT TECHNOLOGY GROUP INC DE 1.01,9.01 03/05/07 IPALCO ENTERPRISES, INC. IN 8.01 03/05/07 IRON MOUNTAIN INC DE 8.01,9.01 03/05/07 IRONCLAD PERFORMANCE WEAR CORP 2.02,9.01 03/05/07 JACKSONVILLE BANCORP INC IL 5.02,9.01 03/01/07 JL HALSEY CORP 1.01,9.01 02/28/07 JUNIPER NETWORKS INC DE 5.02 02/27/07 KADANT INC DE 5.02 02/27/07 KLONDIKE STAR MINERAL CORP DE 1.01 03/02/07 KOSAN BIOSCIENCES INC CA 2.02,9.01 02/27/06 Kreido Biofuels, Inc. NV 8.01,9.01 02/28/07 LABARGE INC DE 3.01,9.01 03/02/07 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 03/02/07 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 02/27/07 AMEND LEVI STRAUSS & CO DE 2.04 03/05/07 LIGAND PHARMACEUTICALS INC DE 1.01,5.02 03/05/07 Lightstone Value Plus Real Estate Inv MD 2.01,9.01 12/21/06 AMEND LILLY ELI & CO IN 8.01 03/05/07 LITHIA MOTORS INC OR 5.02,8.01,9.01 03/02/07 LITTLEFIELD CORP DE 3.02 02/27/07 LNB BANCORP INC OH 5.02 03/05/07 LUNA INNOVATIONS INC 2.02,9.01 03/05/07 MAGMA DESIGN AUTOMATION INC DE 1.01,2.03,3.02,9.01 03/05/07 MAGNA ENTERTAINMENT CORP DE 1.01,5.02,9.01 02/27/07 MAJESCO ENTERTAINMENT CO DE 8.01,9.01 02/27/07 MANTECH INTERNATIONAL CORP DE 8.01 03/05/07 MARKWEST ENERGY PARTNERS L P 2.02,9.01 03/05/07 MARSH & MCLENNAN COMPANIES, INC. DE 5.02 03/01/07 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 03/05/07 MARWICH II LTD CO 5.02 02/28/07 MASTR Adjustable Rate Mortgages Trust 8.01,9.01 03/05/07 AMEND MATRIXX INITIATIVES INC DE 8.01 03/02/07 MCKESSON CORP DE 1.01,2.03,9.01 02/28/07 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 03/05/07 MEDICAL TECHNOLOGY & INNOVATIONS INC FL 5.02 03/02/07 MEDTOX SCIENTIFIC INC DE 2.02,9.01 02/27/07 MEMC ELECTRONIC MATERIALS INC DE 5.02 02/28/07 MEMORY PHARMACEUTICALS CORP 8.01,9.01 03/05/07 Mercantile Bancorp, Inc. DE 5.02,5.03,9.01 02/27/07 MERCK & CO INC NJ 1.01,9.01 02/27/07 MEREDITH CORP IA 8.01,9.01 03/05/07 MERRILL LYNCH & CO INC DE 8.01,9.01 03/05/07 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 03/01/07 MERRILL LYNCH DEPOSITOR INC PUBLIC ST DE 8.01,9.01 03/01/07 METLIFE INC DE 8.01,9.01 03/05/07 MICRON TECHNOLOGY INC DE 1.01 03/05/07 MICROTUNE INC DE 5.02,9.01 02/28/07 MIDLAND CO OH 7.01 03/05/07 MIDWEST BANC HOLDINGS INC DE 5.02,7.01,9.01 02/25/07 MILLER HERMAN INC MI 7.01 03/05/07 MIRANT CORP DE 2.02,9.01 03/05/07 MOLINA HEALTHCARE INC DE 5.02 02/27/07 MONACO COACH CORP /DE/ DE 5.02 02/27/07 Morgan Stanley Mortgage Loan Trust 20 DE 1.01 02/28/07 Morgan Stanley Mortgage Loan Trust 20 DE 1.01 02/28/07 MOSAIC CO 7.01,9.01 02/27/07 MoSys, Inc. CA 5.02 03/02/07 MOTHERS WORK INC DE 8.01,9.01 02/28/07 MRV COMMUNICATIONS INC DE 5.02 02/28/07 MUELLER INDUSTRIES INC DE 1.01,9.01 02/27/07 NATIONAL OILWELL VARCO INC DE 5.02,9.01 03/01/07 NATURADE INC DE 5.01,5.02 03/05/07 NAVISITE INC DE 2.02,9.01 03/05/07 NEUSTAR INC 5.02,5.03,9.01 02/27/07 NEVADA GOLD & CASINOS INC NV 1.02,9.01 03/02/07 NEW YORK COMMUNITY BANCORP INC DE 5.02,9.01 02/27/07 NewGen Technologies, Inc NV 1.01 03/02/07 NEWS CORP 8.01,9.01 03/05/07 NNN Healthcare/Office REIT, Inc. MD 1.01,9.01 01/17/07 Nomura Asset Acceptance Corporation, DE 6.02,9.01 03/01/07 Nomura Asset Acceptance Corporation, DE 9.01 01/05/07 AMEND Nomura Asset Acceptance Corporation, DE 1.01,6.02,9.01 03/01/07 NORTHSTAR REALTY 2.03 02/28/07 OFFICE DEPOT INC DE 5.02,9.01 02/28/07 OHIO CASUALTY CORP OH 5.02,9.01 02/27/07 OM GROUP INC DE 2.02,9.01 03/05/07 OMNICOM GROUP INC NY 2.02,7.01,9.01 03/05/07 OMNIVISION TECHNOLOGIES INC DE 1.01 02/27/07 ORBCOMM Inc. DE 5.02 02/27/07 ORLEANS HOMEBUILDERS INC DE 5.02,9.01 02/27/07 Orsus Xelent Technologies Inc DE 5.03,9.01 02/28/07 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 03/02/07 OSTEOTECH INC DE 1.01 02/27/07 OXFORD MEDIA, INC. NV 2.02,7.01,9.01 03/05/07 OXIGENE INC DE 1.01,5.02,9.01 02/28/07 PAC-WEST TELECOMM INC 1.01,2.03,9.01 03/05/07 Pacific Ethanol, Inc. DE 1.01,2.03,9.01 02/27/07 PACIFIC GAS & ELECTRIC CO CA 7.01,9.01 03/02/07 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 03/05/07 PAINCARE HOLDINGS INC CT 2.01,9.01 02/28/07 Palace Entertainment Holdings, Inc. DE 1.01,5.02,9.01 03/01/07 PARALLEL PETROLEUM CORP DE 5.02,9.01 02/27/07 PATHMARK STORES INC DE 1.01,5.02,7.01,9.01 03/04/07 Patriot Capital Funding, Inc. DE 2.02,9.01 03/05/07 Payless Telecom Solutions, Inc. WY 1.01,3.02,5.03,9.01 02/09/07 PAYMENT DATA SYSTEMS INC NV 3.02,8.01,9.01 02/28/07 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 02/27/07 People's United Financial, Inc. DE 5.02 03/01/07 PETROLEUM DEVELOPMENT CORP NV 2.02,9.01 03/05/07 PG&E CORP CA 7.01,9.01 03/02/07 PHYSICAL SPA & FITNESS INC DE 2.01 03/05/07 PINNACLE ENTERTAINMENT INC DE 1.01,5.02,9.01 02/27/07 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 03/05/07 Platinum Research Organization, Inc. NV 8.01,9.01 02/28/07 PLUM CREEK TIMBER CO INC DE 5.02 03/01/07 PLUMAS BANCORP CA 5.02,9.01 03/01/07 Porter Bancorp, Inc. KY 8.01,9.01 03/05/07 Porter Bancorp, Inc. KY 7.01,9.01 03/02/07 Premier Commercial Bancorp CA 1.01,9.01 03/01/07 PRICELINE COM INC DE 5.02,9.01 03/05/07 PROASSURANCE CORP DE 7.01,9.01 03/02/07 PROTECTIVE LIFE INSURANCE CO TN 9.01 03/01/07 PURE VANILLA EXCHANGE INC NV 1.01,2.03,3.02,9.01 02/27/07 QLT INC/BC A1 1.01 02/27/07 QLT INC/BC A1 1.01,8.01 03/05/07 QUANTA CAPITAL HOLDINGS LTD 5.02,9.01 02/28/07 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 5.02 03/05/07 QUESTAR CORP UT 5.02,9.01 02/28/07 QUESTAR CORP UT 5.02,9.01 03/05/07 AMEND QUIPP INC FL 5.03,9.01 02/27/07 Rand Logistics, Inc. DE 8.01,9.01 03/02/07 RARE HOSPITALITY INTERNATIONAL INC GA 1.01,9.01 02/27/07 RED ROBIN GOURMET BURGERS INC DE 5.02,9.01 02/27/07 REGAL ENTERTAINMENT GROUP DE 8.01,9.01 03/02/07 REHABCARE GROUP INC DE 1.01,9.01 03/01/07 RENAISSANCERE HOLDINGS LTD 5.02 02/27/07 REWARDS NETWORK INC DE 5.02,9.01 02/28/07 RUBY TUESDAY INC GA 1.01,1.02,2.03,9.01 03/05/07 RURAL CELLULAR CORP MN 2.02,9.01 03/05/07 SABRE HOLDINGS CORP DE 8.01 03/05/07 Sadhana Equity Investment, Inc. FL 4.01,9.01 03/05/07 SAFLINK CORP DE 1.01,2.01,5.02,9.01 02/27/07 SANTARUS INC DE 2.02,9.01 03/05/07 SEABOARD CORP /DE/ DE 2.02,5.02,9.01 03/05/07 Searchlight Minerals Corp. NV 1.01,3.02,9.01 02/23/07 SEAWRIGHT HOLDINGS INC DE 5.02 02/28/07 SECURED FINANCIAL NETWORK, INC. NV 1.01,9.01 09/27/06 AMEND SEDONA CORP PA 1.01,3.02 03/02/07 SentiSearch, Inc. DE 4.01,9.01 02/27/07 SEQUIAM CORP CA 2.02,9.01 03/05/07 SERVICE AIR GROUP INC NJ 3.02,9.01 12/11/06 AMEND SGS International, Inc. DE 1.01 02/28/07 Shire plc 8.01,9.01 03/02/07 SILVER DRAGON RESOURCES, INC. DE 4.02 03/05/07 SILVERSTAR HOLDINGS LTD B0 7.01,9.01 02/27/07 SIRICOMM INC DE 5.02,9.01 03/01/07 SKYSTAR BIO-PHARMACEUTICAL CO NV 1.01,2.03,3.02,9.01 02/27/07 SKYWORKS SOLUTIONS INC DE 1.01,2.03,9.01 03/02/07 SOUTH FINANCIAL GROUP INC SC 5.02,9.01 03/05/07 SouthEast Bancshares, Inc. TN 2.03,7.01,9.01 03/01/07 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 03/02/07 SOUTHWESTERN ENERGY CO AR 7.01 03/05/07 STAGE STORES INC NV 8.01,9.01 03/02/07 STARTEK INC DE 2.02,5.02,9.01 02/28/07 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 02/27/07 AMEND STONEPATH GROUP INC DE 1.01,2.03,5.02,9.01 11/17/06 STRATEGIC DIAGNOSTICS INC/DE/ DE 5.02 02/27/07 STRATOS INTERNATIONAL INC DE 2.02,9.01 03/01/07 SUNRISE SENIOR LIVING INC DE 3.01 03/02/07 SUSQUEHANNA BANCSHARES INC PA 5.02 02/28/07 Synovics Pharmaceuticals NV 8.01 03/02/07 TAPESTRY PHARMACEUTICALS, INC DE 7.01,9.01 03/05/07 TELEFLEX INC DE 5.02 02/26/07 TELEPHONE & DATA SYSTEMS INC /DE/ DE 8.01,9.01 03/05/07 Terra Nova Financial Group Inc TX 2.02,9.01 03/02/07 TESORO CORP /NEW/ DE 5.02,9.01 03/01/07 TEXADA VENTURES INC NV 4.01,9.01 03/01/07 THINKENGINE NETWORKS, INC. 2.02,9.01 03/02/07 TIAA REAL ESTATE ACCOUNT NY 2.01,2.03,7.01,9.01 02/27/07 TMSF HOLDINGS INC UT 8.01 02/14/07 TODD SHIPYARDS CORP WA 8.01 03/05/07 TONGA CAPITAL CORP CO 2.04,3.02,5.02,8.01 03/05/07 TOR MINERALS INTERNATIONAL INC DE 1.01,2.03,9.01 02/28/07 TORCH ENERGY ROYALTY TRUST DE 7.01,9.01 03/02/07 TOREADOR RESOURCES CORP DE 1.01,1.02,2.03 02/27/07 TOWER TECH HOLDINGS INC. NV 1.01,1.02,3.02,5.01,5.02,9.01 02/26/07 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.03,9.01 02/27/07 TRACTOR SUPPLY CO /DE/ DE 7.01 03/05/07 TRADESTAR SERVICES, INC. NV 5.02,7.01,9.01 03/05/07 TRANSGENOMIC INC DE 5.02,9.01 03/01/07 TRAVELCENTERS OF AMERICA LLC 1.02,5.02,8.01,9.01 02/27/07 TRICO MARINE SERVICES INC DE 7.01,9.01 03/01/07 TRUEYOU.COM DE 5.02 02/19/07 TVIA INC DE 5.02 03/01/07 TXU CORP /TX/ TX 1.01,1.02,2.03,5.02 02/27/07 U S GOLD CORP CO 7.01,9.01 03/04/07 UIL HOLDINGS CORP CT 8.01,9.01 03/05/07 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 03/05/07 UNIVERSAL AMERICAN FINANCIAL CORP NY 8.01,9.01 03/05/07 UNUMPROVIDENT CORP DE 5.03,9.01 02/27/07 US GLOBAL NANOSPACE INC DE 8.01,9.01 03/02/07 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 03/02/07 VAALCO ENERGY INC /DE/ DE 2.02,9.01 03/05/07 VARSITY GROUP INC 5.03 02/27/07 VENTANA MEDICAL SYSTEMS INC DE 1.01 03/05/07 VERAMARK TECHNOLOGIES INC DE 5.02,9.01 02/27/07 VIASYS HEALTHCARE INC DE 5.02 03/01/07 VICORP RESTAURANTS INC CO 5.02 03/05/07 VIEWSONIC CORP DE 2.02,9.01 02/28/07 VITRIA TECHNOLOGY INC DE 8.01,9.01 03/05/07 VIVUS INC CA 2.02,9.01 03/02/07 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 03/05/07 WELLPOINT INC IN 5.02 03/01/07 WELLS REAL ESTATE INVESTMENT TRUST II MD 8.01 03/02/07 WELLS REAL ESTATE INVESTMENT TRUST IN MD 8.01 03/02/07 WELLS REAL ESTATE INVESTMENT TRUST IN MD 8.01 03/05/07 WESTERN GOLDFIELDS INC ID 7.01,9.01 03/05/07 WGL ENTERTAINMENT HOLDINGS, INC. DE 8.01,9.01 03/01/07 WHERIFY WIRELESS INC DE 5.02 02/28/07 WILLIAM LYON HOMES DE 5.02 02/27/07 X RITE INC MI 5.02 02/27/07 XCEL ENERGY INC MN 8.01,9.01 02/28/07 XEDAR CORP CO 2.01,9.01 03/01/07 XILINX INC DE 2.03,3.02,8.01,9.01 02/27/07 YELLOWCAKE MINING INC. NV 3.02,5.02,9.01 03/01/07 Zagg INC NV 5.03 03/01/07