SEC NEWS DIGEST Issue 2007-38 February 27, 2007 COMMISSION ANNOUNCEMENTS ROUNDTABLE ON INTERNATIONAL FINANCIAL REPORTING STANDARDS "ROADMAP" On Tuesday, March 6, 2007, the Commission will hold a roundtable discussion on the "roadmap" regarding International Financial Reporting Standards (IFRS). The roadmap describes the path toward eliminating the need for non-U.S. companies to reconcile to U.S. GAAP financial statements they prepare pursuant to IFRS issued by the International Accounting Standards Board in filings with the Commission. The subject matter of the roundtable will be the effect on the capital raising process in the U.S. capital markets with respect to the roadmap, the effect on investors in the U.S. capital markets with respect to the roadmap, and the effect on issuers in the U.S capital markets with respect to the roadmap. Representative(s) of the following have been invited to participate: issuers, investors, securities counsel, underwriters, credit rating agencies, stock exchanges, academia, and audit firms. The roundtable will take place at the Commission's headquarters at 100 F Street, NE, Auditorium, Room L-002, Washington, D.C., at 10:00 a.m. The public is invited to observe the roundtable discussions. Seating is available on a first-come, first-serve basis. (Rels. 33-8782; 34- 55350; File No. 4-532) ENFORCEMENT PROCEEDINGS IN THE MATTER OF MELHADO, FLYNN & ASSOCIATES, INC., GEORGE MOTZ AND JEANNE MCCARTHY On February 26, the Commission issued an Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act (Order) against Melhado, Flynn & Associates, Inc. (MFA), George M. Motz (Motz) and Jeanne McCarthy (McCarthy). In the Order, the Division of Enforcement alleges that, from at least January 2001 through April 2005, George M. Motz, the President, CEO and Chairman of the Executive Committee of MFA, engaged in fraudulent trade allocation - "cherry- picking" - at MFA, a registered investment adviser and broker-dealer. During the initial period of the scheme, from at least January 2001 until approximately September 2003, Motz unfairly allocated trades that had appreciated in value during the course of the day to MFA's proprietary trading account and allocated purchases that had depreciated in value during the day to the accounts of his advisory clients. Beginning in the summer of 2003, Motz engaged in cherry- picking to favor one of the firm's advisory clients, a hedge fund affiliated with MFA, over his other advisory clients. In addition, in the fall of 2003, Motz, with the assistance of McCarthy, altered order tickets in an attempt to cover-up these fraudulent trade allocations. As a result of this fraud, MFA realized ill-gotten gains of approximately $1.4 million. In addition, MFA and Motz earned commissions and fees from advisory clients who were disadvantaged by the cherry-picking scheme. Based on the above, the Division of Enforcement alleges that MFA, Motz and McCarthy committed primary or secondary violations of the antifraud provisions of the securities laws, among other provisions. The Division of Enforcement seeks cease-and-desist orders, disgorgement, civil penalties, prejudgment interest, and all other remedial sanctions that are appropriate and in the public interest. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondents with an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions are appropriate in the public interest. The Order requires the Respondents to file an answer to the allegations contained in the Order within 20 days after service of the Order, pursuant to Rule 220 of the Commission's Rules of Practice and the Administrative Law Judge to issue an initial decision no later than 300 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-55356; IA-2593; File No. 3-12574) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Phlx-2007-04) filed by the Philadelphia Stock Exchange relating to listing LEAPS pursuant to the $2.50 Strike Price Program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 26. (Rel. 34-55338) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 Quest Minerals & Mining Corp, 3454 STATE HIGHWAY, 292 WEST, P.O. BOX 843, BELFRY, KY, 41514, 606-433-1926 - 70,000,000 ($819,000.00) Equity, (File 333-140872 - Feb. 26) (BR. 09B) S-3ASR ISHARES COMEX GOLD TRUST, 23,350,000 ($1,587,099,500.00) Equity, (File 333-140874 - Feb. 26) (BR. 04A) S-1 INFINERA CORP, 169 JAVA DRIVE, SUNNYVALE, CA, 94089, 408-572-5200 - 0 ($150,000,000.00) Equity, (File 333-140876 - Feb. 26) (BR. 11) S-3 RAINMAKER SYSTEMS INC, 1800 GREEN HILLS ROAD, SCOTTS VALLEY, CA, 95006, 8314617299 - 425,714 ($4,027,254.44) Equity, (File 333-140877 - Feb. 26) (BR. 08C) S-8 Global Cash Access Holdings, Inc., 3525 EAST POST ROAD, SUITE 120, LAS VEGAS, NV, 89120, 705-855-3000 - 2,469,376 ($39,188,997.12) Equity, (File 333-140878 - Feb. 26) (BR. 07) S-4 FIRST PRIORITY FINANCIAL CORP., 2 WEST LIBERTY BOULEVARD, SUITE 104, MALVERN, PA, 19355, 610-280-7100 - 2,529,000 ($26,343,750.00) Equity, (File 333-140879 - Feb. 26) (BR. 07) SB-2 Gryphon Oil & Gas Inc., 6550 RALEIGH ST, VANCOUVER, A1, V5S 2W8, 778 891 7072 - 2,450,000 ($122,500.00) Equity, (File 333-140880 - Feb. 26) (BR. 04) S-11 Behringer Harvard Opportunity REIT II, Inc., 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX, 75001, 214-655-1600 - 0 ($1,250,000,000.00) Equity, (File 333-140887 - Feb. 26) (BR. 08A) F-1 TONGJITANG CHINESE MEDICINES CO, 5/F BLK B, BAIYING MEDICAL DEVICE PARK, NANHAI AVENUE SOUTH, NANSHAN DISTRICT, SHENZHEN, GUANGDONG, F4, 518067, (86-755) 2667-0969 - 0 ($192,860,750.00) ADRs/ADSs, (File 333-140888 - Feb. 26) (BR. 01) SB-2 Synova Healthcare Group Inc, 1400 N PROVIDENCE RD, BLDG 2 SUITE 2, MEDIA, PA, 19063, 610-565-7080 - 10,106,034 ($10,611,336.00) Equity, (File 333-140889 - Feb. 26) (BR. 01C) S-4 DGSE COMPANIES INC, 2817 FOREST LANE, STE 202, DALLAS, TX, 75234, 9724843662 - 0 ($15,517,894.00) Equity, (File 333-140890 - Feb. 26) (BR. 02B) F-6 TONGJITANG CHINESE MEDICINES CO, 5/F BLK B, BAIYING MEDICAL DEVICE PARK, NANHAI AVENUE SOUTH, NANSHAN DISTRICT, SHENZHEN, GUANGDONG, F4, 518067, (86-755) 2667-0969 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-140891 - Feb. 26) (BR. 01) S-8 SAVVIS, Inc., 1 SAVVIS PARKWAY, TOWN & COUNTRY, MO, 63017, 314-628-7000 - 0 ($140,790,000.00) Equity, (File 333-140892 - Feb. 26) (BR. 08C) S-4 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 0 ($275,000,000.00) Non-Convertible Debt, (File 333-140893 - Feb. 26) (BR. 10A) S-4 CHITTENDEN CORP /VT/, TWO BURLINGTON SQ P O BOX 820, C/O STOCKHOLDER RELATIONS, BURLINGTON, VT, 05401, 8026584000 - 0 ($71,255,250.00) Equity, (File 333-140896 - Feb. 26) (BR. 07A) S-4 HUNTINGTON BANCSHARES INC/MD, HUNTINGTON CTR, 41 S HIGH ST HC0632, COLUMBUS, OH, 43287, 6144808300 - 0 ($3,217,154,494.00) Other, (File 333-140897 - Feb. 26) (BR. 07C) S-8 SKY PETROLEUM, INC., 108 WILD BASIN ROAD, AUSTIN, TX, 78746, 7805549476 - 4,657,148 ($4,805,337.60) Equity, (File 333-140898 - Feb. 26) (BR. 04B) SB-2 LITTLE SQUAW GOLD MINING CO, 3412 S. LINCOLN DRIVE, N/A, SPOKANE, WA, 99203-1650, (509) 624-5831 - 4,743,903 ($6,378,667.06) Equity, (File 333-140899 - Feb. 26) (BR. 04C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- Abraxis BioScience, Inc. DE 2.02,5.02,9.01 02/20/07 ACCESS NATIONAL CORP VA 8.01,9.01 02/26/07 ACME PACKET INC DE 2.02 02/23/07 ACROSS AMERICA REAL ESTATE CORP CO 7.01,9.01 02/26/07 Advance America, Cash Advance Centers DE 5.02,9.01 02/20/07 ADVANCE AUTO PARTS INC DE 5.02,9.01 02/20/07 AES CORP DE 2.02,8.01,9.01 02/22/07 AK STEEL HOLDING CORP DE 7.01,9.01 02/23/07 ALLIED DEFENSE GROUP INC DE 2.04 02/20/07 ALLIED HOLDINGS INC GA 7.01,9.01 02/26/07 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 02/26/07 ALLIED WASTE INDUSTRIES INC DE 8.01 02/26/07 AMERICAN SKIING CO /ME DE 5.02,9.01 02/26/07 ANTIGENICS INC /DE/ DE 5.02,9.01 02/20/07 APAC CUSTOMER SERVICE INC IL 8.01 02/26/07 APOLLO GOLD CORP 1.01,2.03,3.02,9.01 02/23/07 APOLO GOLD & ENERGY INC. 1.02,7.01,8.01,9.01 02/14/07 ARADIGM CORP CA 5.02 02/20/07 ARGO TECH CORP DE 8.01,9.01 02/20/07 ARROW INTERNATIONAL INC PA 8.01 02/22/07 ASBURY AUTOMOTIVE GROUP INC DE 8.01,9.01 02/26/07 ASCENDANT SOLUTIONS INC DE 1.01 02/23/07 ASIA TIME CORP 4.01,9.01 02/23/07 AURIGA LABORATORIES, INC. DE 1.01,9.01 02/23/07 AVAX TECHNOLOGIES INC DE 8.01,9.01 02/20/07 AVENTINE RENEWABLE ENERGY HOLDINGS IN 2.02,9.01 02/22/07 Avicena Group, Inc. DE 7.01,9.01 02/24/07 AXA FINANCIAL INC DE 2.02,8.01,9.01 02/22/07 AZCO MINING INC DE 3.02,9.01 02/23/07 BALDWIN TECHNOLOGY CO INC DE 5.02,9.01 02/20/07 BANK OF THE JAMES FINANCIAL GROUP INC VA 5.02 02/26/07 BANKUNITED FINANCIAL CORP FL 7.01,9.01 02/26/07 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 02/26/07 BigString CORP DE 8.01,9.01 02/22/07 BILL BARRETT CORP 5.02,7.01,9.01 02/20/07 BIOANALYTICAL SYSTEMS INC IN 5.03,9.01 02/21/07 BIOSPECIFICS TECHNOLOGIES CORP DE 5.02,9.01 02/16/07 Bloodhound Search Technologies, Inc. NV 1.01,9.01 02/23/07 BMB MUNAI INC 4.01,9.01 02/21/07 BOND LABORATORIES, INC. 3.02,9.01 02/26/07 BOSTON SCIENTIFIC CORP DE 5.02,9.01 02/20/07 BOWATER INC DE 5.02,8.01,9.01 02/20/07 BRAINTECH INC NV 3.02 02/05/07 BRINKS CO VA 5.02,5.03,9.01 02/21/07 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 02/26/07 BSD MEDICAL CORP DE 7.01,9.01 02/26/07 CADIZ INC DE 3.02 02/21/07 CALGON CARBON CORPORATION DE 8.01 02/26/07 CALGON CARBON CORPORATION DE 8.01 02/26/07 CANEUM INC NV 8.01 02/14/07 AMEND CAPITAL CROSSING PREFERRED CORP MA 5.01,5.03,8.01,9.01 02/15/07 CAPITAL GOLD CORP NV 5.02,5.03,8.01 02/21/07 CARDINAL FINANCIAL CORP VA 8.01,9.01 02/21/07 CAREMARK RX INC DE 8.01,9.01 02/23/07 CAREMARK RX INC DE 8.01,9.01 02/24/07 CASCADE BANCORP OR 7.01,9.01 02/26/07 CASELLA WASTE SYSTEMS INC DE 7.01,8.01 02/26/07 CATAPULT COMMUNICATIONS CORP CA 8.01 02/26/07 CATHAY GENERAL BANCORP DE 5.02 02/23/07 AMEND CBRL GROUP INC TN 7.01,9.01 02/22/07 CENTER BANCORP INC NJ 5.02,9.01 02/20/07 CERADYNE INC DE 2.02,9.01 02/26/07 Chaparral Steel CO DE 8.01 02/23/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/26/07 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 02/26/07 CHECKPOINT SYSTEMS INC PA 2.02,4.02,9.01 02/23/07 CHICOS FAS INC FL 5.02,9.01 02/22/07 CIRCOR INTERNATIONAL INC DE 2.02,5.05,9.01 02/21/07 Citicorp Mortgage Securities Trust, S DE 9.01 02/26/07 CITIGROUP COMMERCIAL MORTGAGE SECURIT DE 9.01 02/26/07 CITIGROUP MORTGAGE LOAN TRUST 2007-WF 2.01,9.01 01/08/07 CITY NATIONAL BANCSHARES CORP NJ 1.01,2.03,9.01 02/21/07 CKE RESTAURANTS INC DE 5.03,9.01 02/20/07 CLARK INC DE 5.02 02/20/07 CLEAN HARBORS INC MA 5.02,9.01 02/21/07 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,9.01 02/23/07 Clear Channel Outdoor Holdings, Inc. DE 2.02,9.01 02/23/07 CLEVELAND CLIFFS INC OH 2.02,9.01 02/21/07 AMEND CMGI INC DE 2.02,8.01,9.01 02/26/07 CNB FINANCIAL SERVICES INC WV 2.02,9.01 02/26/07 CNL Hotels & Resorts, Inc. MD 1.01,9.01 02/21/07 Cogent, Inc. DE 2.02,9.01 02/26/07 COLONIAL BANCGROUP INC DE 5.02,9.01 02/26/07 COMFORT SYSTEMS USA INC 1.01,5.02,9.01 02/20/07 Commerce Planet UT 2.02,9.01 02/22/07 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 02/23/07 Community Bancorp NV 7.01,9.01 02/26/07 COMPUTER SCIENCES CORP NV 5.02,5.03 02/26/07 COMSYS IT PARTNERS INC DE 7.01 02/20/07 CONSECO INC DE 2.02,9.01 02/23/07 Consolidated Communications Holdings, DE 5.02,9.01 02/20/07 CONSOLIDATED CONTAINER CO LLC DE 5.02,8.01,9.01 02/21/07 CORDIA CORP NV 8.01 02/26/07 COREL CORP A6 9.01 12/12/06 AMEND CORRECTIONS CORP OF AMERICA MD 5.02,8.01,9.01 02/20/07 CREDO PETROLEUM CORP CO 7.01,9.01 02/21/07 CVS CORP DE 8.01,9.01 02/23/07 CYTORI THERAPEUTICS, INC. DE 1.01,9.01 02/23/07 DAVITA INC DE 8.01,9.01 02/23/07 DAYSTAR TECHNOLOGIES INC DE 2.02,9.01 02/20/07 DEVELOPERS DIVERSIFIED REALTY CORP OH 1.01,9.01 02/20/07 Dhanoa Minerals Ltd. NV 1.01,3.02,7.01,9.01 02/12/07 Dhanoa Minerals Ltd. NV 1.01,7.01,9.01 02/05/07 Dhanoa Minerals Ltd. NV 5.02,9.01 02/05/07 AMEND DIOMED HOLDINGS INC NV 7.01,9.01 02/20/07 DIXIE GROUP INC TN 1.01,5.03,9.01 02/26/07 DOMINION HOMES INC OH 2.02,7.01,9.01 02/23/07 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 02/26/07 DPL INC OH 2.02,5.02,5.03,7.01,9.01 02/20/07 DUCOMMUN INC /DE/ DE 2.02,9.01 02/26/07 DYAX CORP DE 1.01,1.02,3.03 02/20/07 EARTH BIOFUELS INC DE 5.02 02/20/07 Eastern Goldfields, Inc. NV 5.02 02/23/07 EDUCATE INC DE 2.02,9.01 02/26/07 EFUNDS CORP DE 1.01 02/16/07 AMEND EL PASO ELECTRIC CO /TX/ TX 8.01 02/26/07 ELDORADO ARTESIAN SPRINGS INC CO 1.01 02/20/07 ELECTRONIC ARTS INC DE 5.02,9.01 02/21/07 EMMIS COMMUNICATIONS CORP IN 1.01,9.01 02/20/07 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 02/26/07 ENWIN RESOURCES INC NV 1.02,5.02 02/18/07 EPIC CAPITAL GROUP, INC. CO 4.01,9.01 02/21/07 EPIX Pharmaceuticals, Inc. 4.02,7.01,9.01 02/26/07 EPLUS INC DE 3.01,7.01 02/20/07 ERIE INDEMNITY CO PA 2.02,9.01 02/26/07 ESCALADE INC IN 2.02,9.01 02/26/07 ESCHELON TELECOM INC 2.02,9.01 02/26/07 EVANS BANCORP INC NY 8.01,9.01 02/20/07 EVERLAST WORLDWIDE INC DE 2.02,9.01 02/22/07 EXACTECH INC FL 2.02,7.01,9.01 02/26/07 EXPLORATION CO OF DELAWARE INC DE 1.01 02/20/07 EXPRESS SCRIPTS INC DE 8.01,9.01 02/23/07 EXPRESSJET HOLDINGS INC DE 5.02 02/20/07 FBL FINANCIAL GROUP INC IA 7.01 02/26/07 FBL FINANCIAL GROUP INC IA 5.02 02/21/07 FCB Bancorp CA 5.02 02/20/07 FCCC INC CT 5.02 02/20/07 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,9.01 02/26/07 FIRST BANCTRUST CORP DE 2.02,9.01 02/22/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 02/26/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 02/23/07 FIRST HORIZON NATIONAL CORP TN 5.02,9.01 02/20/07 FIRST LITCHFIELD FINANCIAL CORP DE 8.01,9.01 02/22/07 FIRST MONTAUK FINANCIAL CORP NJ 5.02,9.01 02/22/07 FIRST NATIONAL BANCSHARES INC /SC/ SC 1.01 02/16/07 AMEND FIRST PLACE FINANCIAL CORP /DE/ DE 8.01,9.01 02/26/07 FMC TECHNOLOGIES INC DE 2.02,9.01 02/26/07 AMEND FOREFRONT HOLDINGS, INC. FL 2.01,9.01 12/20/06 AMEND FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 02/26/07 FRISCHS RESTAURANTS INC OH 5.02,9.01 02/26/07 FTD Group, Inc. 7.01,8.01,9.01 02/21/07 AMEND G REIT INC MD 1.01,9.01 02/22/07 GAP INC DE 2.05,7.01,9.01 02/26/07 GATEWAY INC DE 1.01,2.02,5.02,9.01 02/20/07 GEHL CO WI 2.02,9.01 02/26/07 GEO GROUP INC FL 9.01 01/24/07 GLOBAL CROSSING LTD 1.01,9.01 02/22/07 GLOBAL GREEN SOLUTIONS INC. WA 5.02,9.01 02/23/07 GoFish Corp. 8.01,9.01 02/23/07 GOLDEN CHIEF RESOURCES INC KS 4.02 10/13/06 GOLDEN STAR RESOURCES LTD 4.02 02/22/07 GREAT SOUTHERN BANCORP INC MD 5.02 02/20/07 GREY WOLF INC TX 2.02,9.01 02/26/07 GSAA Home Equity Trust 2007-S1 DE 8.01,9.01 02/26/07 GTX INC /DE/ DE 8.01,9.01 02/23/07 GUITAR CENTER INC DE 7.01,9.01 02/26/07 GUITAR CENTER INC DE 2.02,8.01,9.01 02/26/07 GUITAR CENTER INC DE 1.01,9.01 02/21/07 GULFMARK OFFSHORE INC DE 2.02,9.01 02/26/07 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 02/26/07 HAYES LEMMERZ INTERNATIONAL INC DE 3.02,7.01 02/26/07 HEADLINERS ENTERTAINMENT GROUP, INC. DE 1.01,2.01,9.01 02/20/07 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 02/26/07 HEALTH NET INC DE 8.01,9.01 02/23/07 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 02/26/07 HEARTLAND, INC. MD 5.02,8.01 02/24/07 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 02/20/07 HERBALIFE LTD. E9 2.02,9.01 02/26/07 HOME DEPOT INC DE 5.02,9.01 02/21/07 Home Equity Loan Trust 2007-HSA1 8.01,9.01 09/27/06 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 02/15/07 HSBC PRIVATE LABEL CREDIT CARD MASTER DE 9.01 02/15/07 ICT GROUP INC PA 5.02 10/30/06 IMMEDIATEK INC NV 1.01,9.01 02/21/07 IMPSAT FIBER NETWORKS INC DE 1.01,9.01 02/22/07 INDUSTRIAL ELECTRIC SERVICES INC 3.02,5.01,5.02,9.01 02/20/07 IndyMac Home Equity Mortgage Loan Ass DE 2.01,9.01 11/29/06 IndyMac RAST 2004-R2 8.01 02/26/07 INFOCUS CORP OR 1.01,9.01 02/23/07 INNOSPEC INC. DE 8.01,9.01 02/20/07 INTEGRA BANK CORP IN 7.01,9.01 02/26/07 Integrated Healthcare Holdings Inc NV 1.01,9.01 02/21/07 Integrated Management Information, In 3.02,7.01,9.01 02/20/07 INTERFACE INC GA 2.02,9.01 02/26/07 Intermec, Inc. DE 5.02,9.01 02/20/07 INTERNAP NETWORK SERVICES CORP DE 2.01,2.03,9.01 02/20/07 International Coal Group, Inc. DE 5.02 02/21/07 INTERNATIONAL FOOD PRODUCTS GROUP INC NV 4.01,9.01 02/12/07 AMEND INVERNESS MEDICAL INNOVATIONS INC DE 2.02,9.01 02/26/07 IPC HOLDINGS LTD 5.02 02/20/07 IPSCO INC 1.01,3.03,9.01 02/26/07 IROBOT CORP DE 1.01 02/22/07 ISOTIS INC DE 5.02,9.01 01/31/07 ISOTIS INC DE 2.02,9.01 02/26/07 ISOTIS SA V8 2.02,9.01 02/26/07 ISRAMCO INC DE 1.01,2.03,9.01 02/20/07 ITERIS, INC. DE 8.01 02/23/07 ITRON INC /WA/ WA 1.01,8.01,9.01 02/25/07 JACOBS ENGINEERING GROUP INC /DE/ DE 5.02,9.01 02/21/07 JAKKS PACIFIC INC DE 2.02,9.01 02/26/07 JOHN D. OIL & GAS CO 2.03,9.01 02/20/07 KAISER ALUMINUM CORP DE 8.01 02/26/07 KAMAN CORP CT 5.02,9.01 02/26/07 Keewatin Windpower Corp. NV 3.02 02/26/07 KMG CHEMICALS INC TX 5.02,9.01 02/26/07 KODIAK ENERGY, INC. DE 1.01,3.02,9.01 02/26/07 KRISPY KREME DOUGHNUTS INC NC 5.02,9.01 02/22/07 KUHLMAN COMPANY, INC MN 1.01 02/21/07 LAMPERD LESS LETHAL INC NV 1.01,3.02,9.01 12/04/06 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 02/26/07 Lexington Master Limited Partnership DE 2.02 02/26/07 LIBERTY BANCORP INC 8.01,9.01 02/21/07 Liberty Global, Inc. 7.01 02/26/07 LIGHTBRIDGE INC DE 1.01,2.01,9.01 02/20/07 LITFUNDING CORP NV 5.02 02/22/07 LOCAL.COM DE 1.01,3.02,9.01 02/22/07 LOCAL.COM DE 2.02,9.01 02/26/07 LORAL SPACE & COMMUNICATIONS INC. DE 8.01,9.01 02/26/07 LSB FINANCIAL CORP IN 5.02 02/22/07 LYONDELL CHEMICAL CO DE 1.01,2.02,2.05,2.06,9.01 02/22/07 LYONDELL CHEMICAL CO DE 5.02,9.01 02/22/07 MADISON GAS & ELECTRIC CO WI 2.02,9.01 02/26/07 MAINSOURCE FINANCIAL GROUP IN 5.02 02/20/07 MAINSTREET FINANCIAL CORP 5.02 02/21/07 MANNKIND CORP 5.02 02/20/07 MARCO COMMUNITY BANCORP INC FL 2.02,9.01 02/26/07 MARINER ENERGY INC DE 2.02,7.01,8.01,9.01 02/22/07 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 02/26/07 MAX & ERMAS RESTAURANTS INC DE 1.01,5.02,8.01,9.01 02/22/07 MB FINANCIAL INC /MD MD 7.01 02/26/07 MCCLATCHY CO DE 5.02 02/26/07 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 02/26/07 MELLON FINANCIAL CORP PA 5.02 02/20/07 Meritage Homes CORP MD 1.01,2.03,9.01 02/23/07 Merrill Lynch Alternative Note Asset 8.01,9.01 02/09/07 METALS USA INC DE 2.02,9.01 02/26/07 METRETEK TECHNOLOGIES INC DE 5.02 02/20/07 MGE ENERGY INC WI 2.02,9.01 02/26/07 MILLENNIUM CELL INC DE 3.02 02/21/07 MILLENNIUM CHEMICALS INC DE 1.01,2.05,9.01 02/21/07 MKS INSTRUMENTS INC MA 5.02,9.01 02/23/07 MOBILITY ELECTRONICS INC DE 2.02,9.01 02/26/07 MOBILITY ELECTRONICS INC DE 2.02,9.01 02/26/07 AMEND MORTONS RESTAURANT GROUP INC DE 2.02,9.01 02/26/07 NATIONAL MEDICAL HEALTH CARD SYSTEMS DE 2.02,9.01 02/23/07 NATIONAL SECURITY GROUP INC DE 7.01,9.01 02/26/07 NATURAL HEALTH TRENDS CORP DE 1.01,1.02,5.02,8.01,9.01 02/21/07 NAVISTAR INTERNATIONAL CORP DE 1.01,9.01 02/20/07 NEAH POWER SYSTEMS, INC. NV 2.02,9.01 02/26/07 NEKTAR THERAPEUTICS DE 5.02,9.01 02/20/07 NETBANK INC GA 7.01,9.01 02/26/07 NEUROLOGIX INC/DE DE 5.02 02/23/07 NEW GENERATION HOLDINGS INC DE 2.01,9.01 02/20/07 NEW JERSEY RESOURCES CORP NJ 5.02,9.01 02/26/07 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 02/23/07 NEWCASTLE INVESTMENT CORP MD 5.02 02/21/07 NEWS CORP 8.01,9.01 02/26/07 NNN Apartment REIT, Inc. MD 7.01,8.01,9.01 02/22/07 NORD RESOURCES CORP DE 1.01,9.01 02/23/07 NORDSTROM INC WA 2.02,5.02,7.01,9.01 02/26/07 NORDSTROM INC WA 8.01 02/26/07 NORTH PITTSBURGH SYSTEMS INC PA 8.01,9.01 02/26/07 NORTHWESTERN CORP DE 2.02,8.01,9.01 02/26/07 NTR Acquisition Co. DE 8.01,9.01 02/22/07 NYMEX HOLDINGS INC DE 8.01,9.01 02/26/07 Obagi Medical Products, Inc. DE 2.02,5.02,9.01 02/20/07 ODYSSEY HEALTHCARE INC DE 5.02,9.01 02/26/07 OneBeacon Insurance Group, Ltd. D0 5.02 02/20/07 ONLINE RESOURCES CORP DE 1.01,2.03,9.01 02/21/07 OPENTV CORP 5.02 02/22/07 PACIFIC ENTERPRISES INC CA 5.02 02/23/07 PACIFIC FUEL CELL CORP NV 3.02 01/24/07 PACIFICAP ENTERTAINMENT HOLDINGS INC NV 4.02 03/01/06 PAPA JOHNS INTERNATIONAL INC DE 8.01,9.01 02/22/07 PATRON SYSTEMS INC DE 1.01,2.03 02/20/07 PEDIATRIC PROSTHETICS INC 1.01,3.02,9.01 02/16/07 PENN NATIONAL GAMING INC PA 5.02 02/21/07 PENN VIRGINIA CORP VA 5.02,5.03,9.01 02/20/07 PHILADELPHIA CONSOLIDATED HOLDING COR PA 5.02 02/07/06 PHOTON DYNAMICS INC CA 2.05,9.01 02/16/07 PIERRE FOODS INC NC 2.01,9.01 12/11/06 AMEND PIONEER BANKSHARES INC/VA 2.02,9.01 02/26/07 PIXELWORKS, INC OR 5.02,9.01 02/20/07 PLANETOUT INC DE 5.02 02/22/07 PLIANT CORPORORATION DE 3.02,5.02 02/20/07 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 02/23/07 Porter Bancorp, Inc. KY 8.01,9.01 02/26/07 PRIDE BUSINESS DEVELOPMENT HOLDINGS, 3.02 02/22/07 PRIVATEBANCORP, INC DE 7.01 02/26/07 PS BUSINESS PARKS INC/CA CA 7.01,9.01 02/23/07 PSB HOLDINGS INC /WI/ WI 5.02,9.01 02/22/07 Public Steers(R) Trust Certificates, DE 8.01,9.01 02/16/07 QUAKER FABRIC CORP /DE/ DE 2.02,9.01 02/26/07 RALI Series 2007-QA2 Trust DE 8.01,9.01 02/23/07 RALI Series 2007-QH2 Trust DE 8.01,9.01 02/23/07 RAM Holdings Ltd. D0 5.02,8.01 02/20/07 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 02/26/07 READERS DIGEST ASSOCIATION INC DE 7.01,9.01 02/26/07 REFAC OPTICAL GROUP DE 8.01,9.01 02/23/07 RELIANT ENERGY INC DE 5.02,9.01 02/21/07 RENHUANG PHARMACEUTICALS INC NV 7.01,9.01 02/23/07 RENTRAK CORP OR 5.02,9.01 02/02/07 REPUBLIC AIRWAYS HOLDINGS INC DE 5.02,9.01 02/26/07 REUNION INDUSTRIES INC DE 3.01 02/20/07 RF MONOLITHICS INC /DE/ DE 2.05,9.01 02/20/07 RG GLOBAL LIFESTYLES INC CA 8.01 02/16/07 RIMAGE CORP MN 2.02,5.02,9.01 02/20/07 RITE AID CORP DE 1.01,2.03,8.01,9.01 02/21/07 ROFIN SINAR TECHNOLOGIES INC DE 8.01,9.01 09/30/06 ROKWADER, INC. 1.01,2.03,9.01 02/23/07 S Y BANCORP INC KY 5.02,9.01 02/20/07 SAFEGUARD SCIENTIFICS INC PA 5.02 02/20/07 SAN DIEGO GAS & ELECTRIC CO CA 5.02 02/23/07 SAUL CENTERS INC MD 2.02,9.01 02/22/07 SEARCHHELP INC 1.01,3.02,9.01 02/20/07 Searchlight Minerals Corp. NV 4.01,9.01 02/16/07 AMEND SECURED FINANCIAL NETWORK, INC. NV 1.01,9.01 09/27/06 SELECT COMFORT CORP 7.01,9.01 02/26/07 SELECT COMFORT CORP 1.01,9.01 02/22/07 SELECTIVE INSURANCE GROUP INC NJ 5.03,9.01 02/20/07 SERENA SOFTWARE INC DE 5.02,9.01 02/21/07 SGS International, Inc. DE 1.01,9.01 02/20/07 SHANDONG RUITAI CHEMICAL CO., LTD DE 5.03 02/26/07 SHEARSON FINANCIAL NETWORK INC NV 1.01,9.01 01/29/07 SHERWIN WILLIAMS CO OH 5.02,9.01 02/21/07 SILVERSTAR HOLDINGS LTD B0 2.02,9.01 02/21/07 SIMULATIONS PLUS INC 8.01,9.01 02/23/07 SINOFRESH HEALTHCARE INC FL 5.02 02/20/07 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 8.01,9.01 02/26/07 SONIC INNOVATIONS INC DE 1.01,2.01,8.01,9.01 02/20/07 SOUTHERN CO DE 5.02 02/20/07 SOUTHWEST BANCORP INC OK 7.01,9.01 02/22/07 SPARK NETWORKS PLC X0 5.02 02/20/07 SPATIALIGHT INC NY 1.01,9.01 02/23/07 SPECTRANETICS CORP DE 1.01 02/20/07 SPX CORP DE 5.02,9.01 02/22/07 ST MARY LAND & EXPLORATION CO DE 2.02,9.01 02/26/07 AMEND STANDARD PARKING CORP DE 5.02 02/23/07 STANDARD REGISTER CO OH 2.02,9.01 02/23/07 STAR BUFFET INC DE 7.01,9.01 02/23/07 STATION CASINOS INC NV 1.01,3.03,7.01,8.01,9.01 02/23/07 Summit Global Logistics, Inc. DE 3.03,5.03,9.01 02/20/07 SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 02/23/07 SYMANTEC CORP DE 5.02 02/20/07 SYMBION INC/TN DE 5.02,9.01 02/20/07 SYNAGRO TECHNOLOGIES INC DE 8.01,9.01 02/26/07 Synovics Pharmaceuticals NV 8.01 02/20/07 TBW Mortgage-Backed Trust Series 2007 DE 8.01,9.01 02/26/07 TD BANKNORTH INC. DE 5.02,9.01 02/21/07 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 02/23/07 TEMPLE INLAND INC DE 7.01,9.01 02/26/07 Thomas Weisel Partners Group, Inc. DE 5.02,7.01 02/23/07 TNS INC 2.02,7.01,9.01 02/26/07 TRANSGENOMIC INC DE 1.02 02/21/07 TRIPOS INC UT 8.01 02/26/07 TRULITE INC DE 1.01,2.03,4.01,5.02,9.01 01/01/07 TRUSTREET PROPERTIES INC MD 5.01,8.01,9.01 02/26/07 TWEEN BRANDS, INC. DE 5.02 02/20/07 TXU CORP /TX/ TX 1.01,9.01 02/25/07 U-Store-It Trust MD 5.02,9.01 02/20/07 UNITED STATES CELLULAR CORP DE 2.02,9.01 02/23/07 UNITED WESTERN BANCORP INC CO 2.02,7.01,9.01 02/23/07 US CONCRETE INC DE 2.02,9.01 02/26/07 USEC INC DE 2.02,9.01 02/26/07 VENTANA MEDICAL SYSTEMS INC DE 5.02,9.01 02/26/07 VIASPACE Inc. NV 8.01,9.01 02/26/07 VINEYARD NATIONAL BANCORP CA 2.02,9.01 02/26/07 VITALSTREAM HOLDINGS INC NV 2.01,3.01,3.03,5.01,5.02, 02/20/07 8.01, 9.01 Vivid Learning Systems, Inc. DE 5.02 02/23/07 VORNADO REALTY LP DE 2.02,9.01 02/24/07 VORNADO REALTY TRUST MD 2.02,9.01 02/24/07 VSE CORP DE 2.02,9.01 12/31/06 Vyta Corp NV 5.02,9.01 02/22/07 W&T OFFSHORE INC TX 1.01,5.02,7.01,9.01 02/26/07 WADDELL & REED FINANCIAL INC DE 1.01,9.01 02/21/07 WARNACO GROUP INC /DE/ DE 2.02,9.01 02/26/07 WEBSIDESTORY INC CA 2.02,9.01 02/26/07 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 02/22/07 WELLPOINT INC IN 5.02,8.01 02/24/07 WELLS REAL ESTATE INVESTMENT TRUST IN MD 8.01 02/26/07 WESBANCO INC WV 5.02,8.01,9.01 02/26/07 WESTAMERICA BANCORPORATION CA 5.03 02/22/07 WESTSIDE ENERGY CORP NV 8.01,9.01 02/26/07 WEYERHAEUSER CO WA 7.01 02/15/07 AMEND WILD OATS MARKETS INC DE 5.02,8.01,9.01 02/20/07 WSFS FINANCIAL CORP DE 5.02,9.01 02/22/07 X RITE INC MI 1.01,9.01 02/20/07 XEDAR CORP CO 1.01,9.01 02/20/07 XEROX CORP NY 8.01 02/22/07 XFONE INC NV 2.02 02/26/07 XINHUA CHINA LTD NV 3.02,8.01,9.01 02/13/07 XL CAPITAL LTD 8.01,9.01 02/23/07 XM SATELLITE RADIO HOLDINGS INC DE 2.02,7.01,9.01 02/26/07 XVARIANT INC NV 1.02,9.01 02/26/07 YTB International, Inc. NY 4.02 02/23/07 ZALE CORP DE 5.02 02/26/07 ZAP CA 1.01,2.03,3.02,9.01 02/20/07 ZIOPHARM ONCOLOGY INC 3.02,9.01 02/23/07