SEC NEWS DIGEST Issue 2007-36 February 23, 2007 ENFORCEMENT PROCEEDINGS COURT ENTERS FINAL JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF AGAINST CHARLES EHRLICH The Commission announced that on Oct. 18, 2006, the Honorable James Lawrence King, U.S. District Judge for the Southern District of Florida entered a final judgment of permanent injunction against Charles Ehrlich. Ehrlich consented to the entry of an injunction against future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Sections 15(a)(1) and 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, the final judgment ordered Ehrlich to pay $531,179.35 in disgorgement, plus prejudgment interest of $59,363.75, and a $60,000 civil penalty, and barred him from participating in any offering of a penny stock. Previously, on March 3, 2004, the SEC filed a Motion for Leave to File an Amended Complaint, in which it sought to name Ehrlich and others as additional defendants. The Amended Complaint alleged, in pertinent part, that: (1) Ehrlich personally solicited funds from GetAnswers' investors while using the alias "John Lloyd." Ehrlich used the alias to mask his identity because he is a convicted felon; (2) Ehrlich told numerous untruths to lure investors to invest in GetAnswers. Among other things, Ehrlich told investors they were purchasing the GetAnswers' stock at $3.00 per share but that it was worth $5.00. Ehrlich also told over fourteen investors that GetAnswers was seeking SEC approval to go public and/or that GetAnswers was about to be acquired by a Fortune 500 company. Ehrlich misled investors by stating that their investment was "safe" with little or no risk and that he did not receive commissions; and (3) Ehrlich was GetAnswers' top sales agent and earned over $500,000 in transaction-based commissions for selling GetAnswers' stock. [SEC v. GetAnswers, Inc., et al., Case No. 03-20048-CIV-KING/O'SULLIVAN (S.D. Fla.)] (LR-20014) COURT ENTERS DEFAULT FINAL JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF AGAINST GETANSWERS, INC. The Commission announced that on Dec.15, 2006, the Honorable James Lawrence King, U.S. District Judge for the Southern District of Florida entered a default final judgment of permanent injunction against GetAnswers, Inc. The default final judgment enjoins GetAnswers against future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, the default final judgment ordered GetAnswers to pay $7,040,590.43 in disgorgement, plus prejudgment interest of $1,632,496.20 and a $7,040,590.43 civil penalty. [SEC v. GetAnswers, Inc., et al., Case No. 03-20048-CIV- KING/O'SULLIVAN (S.D. Fla.)] (LR-20015) INVESTMENT ADVISERS ACT RELEASES GATES CAPITAL PARTNERS, LLC BEAR CREEK INC. A notice has been issued giving interested persons until March 13, 2007, to request a hearing on an application filed by Gates Capital Partners, LLC and Bear Creek Inc. for an order under Section 202(a)(11)(F) of the Investment Advisers Act. The order would declare Gates Capital Partners, LLC and Bear Creek Inc., and their employees acting within the scope of their employment, to be persons not within the intent of Section 202(a)(11) of the Advisers Act, which defines the term "investment adviser." (Rel. IA-2590 - February 16) INVESTMENT COMPANY ACT RELEASES TRAVELERS SERIES TRUST An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Travelers Series Trust has ceased to be an investment company. (Rel. IC-27704 - February 22) MONEY MARKET PORTFOLIO An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that the Money Market Portfolio has ceased to be an investment company. (Rel. IC-27705 - February 22) MANAGED ASSETS TRUST An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that the Managed Assets Trust has ceased to be an investment company. (Rel. IC-27706 - February 22) HIGH YIELD BOND TRUST An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that the High Yield Bond Trust has ceased to be an investment company. (Rel. IC-27707 - February 22) CAPITAL APPRECIATION FUND An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that the Capital Appreciation Fund has ceased to be an investment company. (Rel. IC-27708 - February 22) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2007-011) filed by the National Association of Securities Dealers. relating to a new NASD trade reporting facility to be established in conjunction with NYSE Market, Inc. has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 26. (Rel. 34-55325) A proposed rule change (SR-Amex-2007-16), as modified by Amendment No. 1 thereto, filed by the American Stock Exchange relating to an amendment to the options marketing fee has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 26. (Rel. 34-55328) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2006-107) submitted by the Chicago Board Options Exchange relating to a permit program for CBSX. Publication is expected in the Federal Register during the week of February 26. (Rel. 34-55326) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 Spirit AeroSystems Holdings, Inc., 3801 SOUTH OLIVER, WICHITA, KS, 67210, (316) 526-1100 - 0 ($44,964,276.00) Equity, (File 333-140824 - Feb. 22) (BR. 05C) N-2 DWS STRATEGIC INCOME TRUST, 120 S LASALLE ST, CHICAGO, IL, 60603, 8005376006 - 0 ($1,000,000.00) Equity, (File 333-140825 - Feb. 22) (BR. 18) N-2 DWS MULTI-MARKET INCOME TRUST, 222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL, 60606, 3125371569 - 0 ($1,000,000.00) Equity, (File 333-140826 - Feb. 22) (BR. 18) S-3ASR Google Inc., 1600 AMPHITHEATRE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650 623 4000 - 100 ($46,418.00) Equity, (File 333-140828 - Feb. 22) (BR. 03A) S-8 MYRIAD GENETICS INC, 320 WAKARA WAY, SALT LAKE CITY, UT, 84108, 0 ($65,375,068.00) Equity, (File 333-140830 - Feb. 22) (BR. 01B) F-1 Gafisa S.A., AV. NACOES UNIDAS, 4.777 - #9 ANDAR, 05477-000 - ALTO DE PINHEIROS, SAO PAULO - SP, D5, 00000, 551130259000 - 0 ($774,308,687.30) ADRs/ADSs, (File 333-140831 - Feb. 22) (BR. 06) F-6 Gafisa S.A., AV. NACOES UNIDAS, 4.777 - #9 ANDAR, 05477-000 - ALTO DE PINHEIROS, SAO PAULO - SP, D5, 00000, 551130259000 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-140832 - Feb. 22) (BR. 06) S-8 PERVASIVE SOFTWARE INC, 12365 RIATA TRACE PARKWAY, AUSTIN, TX, 78727, 5122316000 - 5,396,725 ($21,020,244.00) Equity, (File 333-140833 - Feb. 22) (BR. 03A) SB-2 GEOCOM RESOURCES INC, 114 WEST MAGNOLIA ST., SUITE 413, BELLINGHAM, WA, 98225, 3603922898 - 5,012,588 ($1,203,021.12) Equity, (File 333-140834 - Feb. 22) (BR. 04A) S-3 TERREMARK WORLDWIDE INC, 2601 SOUTH BAYSHORE DRIVE, MIAMI, FL, 33133, 2123199160 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-140836 - Feb. 22) (BR. 11B) S-8 BOEING CO, P O BOX 3707 MS 1F 31, SEATTLE, WA, 98124, 2066552121 - 39,000,000 ($3,499,080,000.00) Equity, (File 333-140837 - Feb. 22) (BR. 05A) SB-2 LUCKY STRIKE EXPLORATIONS INC., 8290 WEST SAHARA AVE., LAS VEGAS, NV, 89117, 702-922-2700 - 3,000,000 ($60,000.00) Equity, (File 333-140839 - Feb. 22) (BR. ) S-3ASR NEWCASTLE INVESTMENT CORP, C/O FORTRESS, 1251 AVENUE OF THE AMERICAS 16TH FL, NEW YORK, NY, 10020, 2127986100 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-140840 - Feb. 22) (BR. 08C) SB-2 BALLISTIC RECOVERY SYSTEMS INC, 300 AIRPORT ROAD, SOUTH ST. PAUL, MN, 55075, 6514577491 - 0 ($5,556,038.96) Equity, (File 333-140841 - Feb. 22) (BR. 05A) S-11 Corporate Property Associates 17 - Global INC, 50 ROCKEFELLER PLAZA, NEW YORK, NY, 10020, 212-492-1100 - 0 ($2,500,000,000.00) Equity, (File 333-140842 - Feb. 22) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A.C. Moore Arts & Crafts, Inc. PA 2.02,5.02,7.01,9.01 02/16/07 ABRAXAS PETROLEUM CORP NV 7.01,9.01 02/22/07 ABX AIR INC 2.02,9.01 02/21/07 ACME COMMUNICATIONS INC DE 1.01,2.01,8.01,9.01 02/16/07 ACTIS GLOBAL VENTURES INC NV 1.01,9.01 02/22/07 ADHEREX TECHNOLOGIES INC 3.02,5.01,8.01,9.01 02/21/07 Advanced BioPhotonics Inc. DE 5.02 02/18/07 ADVO INC DE 8.01,9.01 02/22/07 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 02/22/07 ALBEMARLE CORP VA 5.02 02/20/06 Aleris International, Inc. DE 5.02 02/16/07 ALLIANCE IMAGING INC /DE/ DE 2.02,9.01 02/21/07 Alphatec Holdings, Inc. DE 2.02,9.01 02/22/07 AMB PROPERTY CORP MD 1.01,5.03,9.01 02/16/07 AMB PROPERTY LP DE 1.01,9.01 02/16/07 AMERI FIRST FINANCIAL GROUP INC 5.01,5.02,9.01 02/21/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01,8.01,9.01 02/22/07 AMERICAN CAMPUS COMMUNITIES INC MD 2.01,7.01,9.01 02/16/07 AMERICAN DENTAL PARTNERS INC DE 1.01,2.02,9.01 02/21/07 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 02/15/07 AMEND American Reprographics CO DE 2.02,9.01 02/22/07 AMETEK INC/ DE 8.01 02/20/07 AMIS HOLDINGS INC 5.02,9.01 02/22/07 ANADYS PHARMACEUTICALS INC 2.02,9.01 02/22/07 ANALYSTS INTERNATIONAL CORP 1.01,9.01 02/15/07 ANAVEX LIFE SCIENCES CORP. NV 1.01,3.02,7.01,9.01 02/08/07 APPLE HOSPITALITY TWO INC VA 1.01,9.01 02/15/07 ARCHER DANIELS MIDLAND CO DE 1.01,2.03,3.02,9.01 02/15/07 Ardent Acquisition CORP DE 3.02,7.01,9.01 02/22/07 ARIZONA LAND INCOME CORP AZ 8.01,9.01 02/22/07 Armitage Mining Corp 1.01,2.01,3.02,5.01,5.02,5.06, 02/14/07 9.01 ARROW ELECTRONICS INC NY 2.02,9.01 02/22/07 ARROW ELECTRONICS INC NY 1.01,9.01 02/22/07 Ascent Solar Technologies, Inc. DE 1.01 02/19/07 ASIA PAYMENT SYSTEMS INC NV 1.01,5.01,9.01 05/19/06 AMEND Aslahan Enterprises Ltd. NV 4.01,9.01 02/22/06 AspenBio Pharma, Inc. CO 2.02,7.01,9.01 02/22/07 ASTRONICS CORP NY 8.01,9.01 02/02/07 AT&S HOLDINGS INC NV 8.01 02/22/07 ATHEROGENICS INC GA 2.02,9.01 12/31/06 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 2.04 02/18/07 Avanade Inc. WA 5.02 02/15/07 AVANEX CORP DE 5.02 02/15/07 Averion International Corp. 1.01,2.02,2.05,9.01 02/15/07 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 02/21/07 BEA SYSTEMS INC DE 2.02,9.01 02/22/07 BELDEN CDT INC. DE 1.01,1.02,2.03,9.01 02/16/07 BERLINER COMMUNICATIONS INC DE 1.01,2.03,3.02,3.03,5.02,9.01 02/15/07 BERMAN CENTER, INC. DE 5.02 02/20/07 BETTER BIODIESEL, INC 1.01,9.01 02/20/07 BIO RAD LABORATORIES INC DE 2.02,9.01 12/31/06 BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 02/21/07 BIOTIME INC CA 4.01,9.01 02/15/07 BLACK GARDENIA CORP NV 1.01 02/22/07 BLACK HILLS CORP /SD/ SD 1.01,3.02,9.01 02/22/07 BOSTON BEER CO INC MA 5.02 02/15/07 Bristow Group Inc DE 1.01,9.01 02/19/07 Bronco Drilling Company, Inc. DE 2.02,9.01 02/22/07 BRUKER BIOSCIENCES CORP DE 2.02,9.01 02/22/07 BUCYRUS INTERNATIONAL INC DE 5.02,9.01 02/15/07 Builders FirstSource, Inc. DE 2.02,9.01 02/22/07 BV Financial, Inc. X1 5.02 02/21/07 C & F FINANCIAL CORP VA 8.01,9.01 02/21/07 C-BASS 2007-CB1 Trust DE 8.01,9.01 02/22/07 C-COR INC PA 7.01,9.01 02/22/07 CABELAS INC DE 2.02,7.01,9.01 02/22/07 CADENCE DESIGN SYSTEMS INC DE 5.02,9.01 02/15/07 CALPINE CORP DE 5.02 02/21/07 CAMBRIDGE HEART INC DE 2.02,5.02,9.01 02/22/07 CARSUNLIMITED COM INC NV 1.01,9.01 02/16/07 CARVER BANCORP INC DE 8.01,9.01 02/20/07 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 02/22/07 CASH AMERICA INTERNATIONAL INC TX 2.01 09/15/06 AMEND CATALINA MARKETING CORP/DE DE 7.01,9.01 02/22/07 CATUITY INC DE 1.01 02/16/07 CEDAR FAIR L P DE 1.01,1.02,2.03,9.01 02/15/07 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01 02/21/07 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01,9.01 02/22/07 CEPHEID CA 2.02,9.01 02/22/07 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 02/21/07 CERIDIAN CORP /DE/ DE 5.02 02/16/07 CET SERVICES INC CA 1.01,9.01 02/16/07 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/21/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/21/07 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 02/21/07 CHECKFREE CORP \GA\ DE 5.02,9.01 02/15/07 CHINA FUND INC MD 7.01,9.01 01/01/07 China Precision Steel, Inc. CO 1.01,3.02,5.02,8.01,9.01 02/16/07 China Premium Lifestyle Enterprise, I NV 4.01,9.01 02/15/07 China VoIP & Digital Telecom Inc. NV 8.01,9.01 02/14/07 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 02/22/07 CIBER INC DE 8.01,9.01 02/21/07 CLEVELAND CLIFFS INC OH 2.02,9.01 02/21/07 CMS Bancorp, Inc. DE 8.01,9.01 02/22/07 CMS ENERGY CORP MI 2.02,9.01 02/22/07 CNB BANCORP INC/VA VA 5.02 02/15/07 CNX Gas CORP DE 2.02,7.01,9.01 02/20/07 COHU INC DE 1.01,9.01 05/09/06 AMEND Columbia Equity Trust, Inc. MD 8.01,9.01 02/21/07 COMMERCE BANCSHARES INC /MO/ MO 7.01 02/20/07 COMMONWEALTH BIOTECHNOLOGIES INC VA 2.02,9.01 02/21/06 COMMUNITY CAPITAL BANCSHARES INC 5.05 02/20/07 COMPASS BANCSHARES INC DE 1.01,5.02,9.01 02/16/07 COMPETITIVE TECHNOLOGIES INC DE 4.01 02/20/07 Complete Production Services, Inc. DE 5.02,9.01 02/15/07 COMPUTER HORIZONS CORP NY 2.01,9.01 02/16/07 CONCEPT VENTURES CORP UT 1.01,2.01,3.02,4.01,5.01,5.02, 02/16/07 5.03,5.06,9.01 CONSOLIDATED TOMOKA LAND CO FL 5.02 02/22/07 CONVERGYS CORP OH 5.02 02/20/07 CORAUTUS GENETICS INC DE 5.02,8.01 02/16/07 Cornerstone Core Properties REIT, Inc MD 2.01,9.01 01/22/07 AMEND CORVU CORP MN 1.01,1.02,2.03,8.01,9.01 02/20/07 COSTAR GROUP INC 2.02,3.02,8.01 01/16/07 CRA INTERNATIONAL, INC. MA 5.02,9.01 02/15/07 CRAFTY ADMIRAL ENTERPRISES LTD NV 5.02 02/20/07 CSK AUTO CORP DE 2.02,7.01,9.01 02/20/07 CYBEX INTERNATIONAL INC NY 5.02,9.01 02/21/07 CYGNUS OIL & GAS CORP DE 2.04 02/15/07 DATARAM CORP NJ 2.02,8.01,9.01 02/22/07 DATATRAK INTERNATIONAL INC OH 2.02,9.01 02/15/07 DAVITA INC DE 8.01,9.01 02/22/07 DCP Midstream Partners, LP DE 2.02,9.01 02/21/07 DEFENSE INDUSTRIES INTERNATIONAL INC NV 8.01,9.01 02/22/07 DENBURY RESOURCES INC DE 2.02,9.01 02/22/07 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01 02/22/07 DISCOVER CARD MASTER TRUST I DE 1.01,9.01 02/22/07 DOCUCORP INTERNATIONAL INC DE 7.01,9.01 02/22/07 DONALDSON CO INC DE 2.02,9.01 02/22/07 DOT HILL SYSTEMS CORP NY 1.01,2.02,9.01 02/21/07 Dresser-Rand Group Inc. DE 5.02 02/15/07 DSLA 2007-AR1 DE 8.01,9.01 02/22/07 DUQUESNE LIGHT HOLDINGS INC PA 2.02,9.01 02/22/07 DYNCORP INTERNATIONAL INC. DE 5.02 02/21/07 E ENERGY ADAMS LLC 5.02 02/19/07 ECB BANCORP INC NC 2.02,9.01 02/21/07 EDO CORP NY 2.02 02/21/07 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 02/22/07 ELECTRO SCIENTIFIC INDUSTRIES INC OR 5.02 02/14/07 EMAGEON INC 2.02,9.01 02/22/07 EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 02/22/07 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 02/21/07 EMCOR GROUP INC DE 2.02,9.01 12/31/06 EMDEON CORP DE 2.02,7.01,9.01 02/22/07 EMERSON ELECTRIC CO MO 5.02,7.01,9.01 02/20/07 EMERSON RADIO CORP DE 1.01,2.02,2.04,3.01,5.02,8.01, 02/19/07 9.01 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 02/22/07 ENER1 INC FL 8.01,9.01 02/21/07 ENPATH MEDICAL, INC. MN 1.01,2.02,5.02,9.01 02/15/07 ENSCO INTERNATIONAL INC DE 8.01,9.01 02/22/07 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 02/22/07 EPIX Pharmaceuticals, Inc. 5.02 02/19/07 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,5.02,9.01 02/15/07 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 02/22/07 EXTREME NETWORKS INC DE 3.01,9.01 02/20/07 Federal Home Loan Bank of Boston X1 2.03 02/16/07 Federal Home Loan Bank of Boston X1 2.02,7.01,9.01 02/22/07 Federal Home Loan Bank of Boston X1 1.01 02/16/07 Federal Home Loan Bank of Chicago X1 2.03 02/16/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/20/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/20/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/16/07 Federal Home Loan Bank of New York X1 2.03,9.01 02/16/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/16/07 Federal Home Loan Bank of San Francis X1 2.03 02/20/07 Federal Home Loan Bank of Seattle 5.02,7.01,9.01 02/21/07 Federal Home Loan Bank of Seattle 2.03 02/22/07 Federal Home Loan Bank of Topeka 2.03 02/16/07 FelCor Lodging Trust Inc MD 8.01 02/21/07 FERRELLGAS PARTNERS L P DE 7.01 02/22/07 FIELDSTONE INVESTMENT CORP 1.01,5.02,8.01,9.01 02/14/07 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 02/20/07 FIRST BANCORP /PR/ PR 1.01,9.01 02/15/07 First Business Financial Services, In 5.02 02/16/07 FIRST DATA CORP DE 7.01,9.01 02/22/07 FIRST HORIZON NATIONAL CORP TN 1.01,9.01 02/15/07 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 02/21/07 FIRST MERCURY FINANCIAL CORP DE 2.02,9.01 02/22/07 FIRSTMERIT CORP /OH/ OH 5.02,9.01 02/15/07 Flagship Global Health, Inc. DE 1.01,9.01 02/22/07 FOCUS ENHANCEMENTS INC DE 1.01,2.03,9.01 02/20/07 FOSTER L B CO PA 5.04 02/22/07 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 02/22/07 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 02/22/07 FUTOMIC INDUSTRIES INC NJ 4.01,9.01 02/01/07 AMEND FUTOMIC INDUSTRIES INC NJ 3.02 12/12/06 AMEND G REIT INC MD 1.01,9.01 02/15/07 GCO Education Loan Funding Trust-I DE 8.01,9.01 02/16/07 GCO ELF LLC DE 8.01,9.01 02/16/07 GENERAL MARITIME CORP/ 7.01 02/21/07 GENESCO INC TN 1.01,9.01 02/20/07 GENESIS CAPITAL CORP OF NEVADA NV 3.02,3.03,9.01 02/22/07 GENEVA ACQUISITION CORP DE 8.01,9.01 02/16/07 GENTEK INC DE 2.01,7.01,9.01 02/16/06 GETTY IMAGES INC DE 1.01,7.01,9.01 02/21/07 GETTY REALTY CORP /MD/ MD 1.01 02/15/07 GFI Group Inc. DE 2.02,9.01 02/22/07 GLIMCHER REALTY TRUST MD 2.02,9.01 02/21/07 GLOBAL PARI-MUTUEL SERVICES, INC. NV 4.02 02/19/07 GOODRICH CORP NY 5.02 02/19/07 GRAPHIC PACKAGING CORP DE 2.02,9.01 02/21/07 GREAT AMERICAN FAMILY PARKS INC NV 2.01 02/22/07 AMEND GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 02/22/07 GRUBB & ELLIS CO DE 1.01,8.01,9.01 02/15/07 GS Cleantech Corp DE 5.03,9.01 02/21/07 GSAMP Trust 2007-NC1 DE 8.01,9.01 02/20/07 GTX INC /DE/ DE 2.02,9.01 02/20/07 H&R BLOCK INC MO 2.02,9.01 02/22/07 Halo Technology Holdings, Inc. NV 3.02 02/15/07 HALOZYME THERAPEUTICS INC NV 7.01,9.01 02/21/07 HAMPTONS LUXURY HOMES INC DE 8.01,9.01 02/22/07 Harbor Acquisition Corp. DE 8.01,9.01 02/22/07 HARMONIC INC DE 9.01 12/08/06 AMEND HEALTH ENHANCEMENT PRODUCTS INC NV 1.01,9.01 02/21/07 HEALTH GRADES INC DE 2.02,9.01 02/22/07 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,7.01,9.01 02/22/07 HEARTLAND OIL & GAS CORP NV 1.01,2.03,3.02,8.01,9.01 02/15/07 Heritage Financial Group DC 5.02,8.01,9.01 02/20/07 HINES HORTICULTURE INC DE 1.01 02/16/07 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 02/22/07 HouseValues, Inc. WA 2.02,9.01 02/22/07 Huron Consulting Group Inc. DE 2.02,9.01 12/31/06 I CRYSTAL INC DE 4.01,9.01 02/14/07 IBIS TECHNOLOGY CORP MA 2.02,9.01 02/22/07 ICON CASH FLOW PARTNERS L P SEVEN DE 8.01,9.01 02/21/07 ICT GROUP INC PA 2.02,9.01 02/22/07 IDEARC INC. DE 5.02 02/15/07 IKON OFFICE SOLUTIONS INC OH 8.01,9.01 02/21/07 IKONICS CORP 2.02,5.03,9.01 02/15/07 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 02/22/07 Impac Secured Assets Corp., Mortgage CA 9.01 02/22/07 INDALEX HOLDINGS FINANCE INC 5.02 02/20/07 INDUSTRIAL DISTRIBUTION GROUP INC DE 2.02 02/22/07 INERGY L P DE 1.01,7.01,9.01 02/21/07 INFOSPACE INC DE 8.01 02/20/07 INFOTEC BUSINESS SYSTEMS INC NV 1.01,3.02,9.01 01/24/07 INNERWORKINGS INC 2.02,9.01 02/21/07 INNKEEPERS USA TRUST/FL MD 2.02,9.01 02/22/07 INPHONIC INC 2.02,9.01 02/22/07 INSITE VISION INC DE 1.01,1.02 02/15/07 INSPIRE PHARMACEUTICALS INC DE 9.01 02/22/07 AMEND Integrative Health Technologies, Inc. DE 8.01 02/21/07 INTERACTIVE DATA CORP/MA/ DE 2.02,9.01 02/22/07 INTERACTIVE DATA CORP/MA/ DE 5.02,9.01 02/15/07 INTERACTIVE INTELLIGENCE INC IN 5.02,9.01 02/15/07 INTERFACE INC GA 2.02,9.01 02/21/07 INTERFACE INC GA 5.02 02/22/07 INTERLINE BRANDS, INC./DE DE 2.02,9.01 02/22/07 INTERNATIONAL BANCSHARES CORP TX 2.02 02/22/07 INTERNATIONAL GAME TECHNOLOGY NV 5.02,9.01 02/21/07 INTRAWARE INC DE 5.02,8.01 02/20/07 INTUIT INC DE 2.02,9.01 02/22/07 INVESTOOLS INC DE 1.01,2.01,2.03,5.02,8.01,9.01 02/15/07 IRWIN FINANCIAL CORP IN 5.02,5.03,8.01,9.01 02/22/07 ISCO INTERNATIONAL INC DE 2.02,9.01 02/22/07 ISECURETRAC CORP DE 1.01,9.01 02/21/07 ISTAR FINANCIAL INC MD 2.02,9.01 02/22/07 J C PENNEY CO INC DE 2.02,9.01 02/22/07 JAVELIN PHARMACEUTICALS, INC DE 1.01,9.01 02/15/07 JUPITER MARINE INTERNATIONAL HOLDINGS FL 5.02 02/09/07 JUPITERMEDIA CORP DE 8.01 02/22/07 K SWISS INC DE 2.02,9.01 02/22/07 KBS Real Estate Investment Trust, Inc MD 8.01 01/11/07 KENILWORTH SYSTEMS CORP NY 4.01,9.01 02/07/07 AMEND KEYCORP /NEW/ OH 5.02,9.01 02/20/07 KEYSPAN CORP NY 2.02,9.01 02/22/07 KFORCE INC FL 5.02 02/22/07 KLA TENCOR CORP DE 1.01,7.01,9.01 02/22/07 KNOLOGY INC DE 2.02,9.01 02/21/07 KSW INC NY 2.02,9.01 02/22/07 LAM RESEARCH CORP DE 5.02 02/15/07 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 02/22/07 LAND O LAKES INC 5.02,8.01 02/22/07 LANDAMERICA FINANCIAL GROUP INC VA 2.02,8.01,9.01 12/31/06 LANDAUER INC DE 2.02,2.06,9.01 02/22/07 LASALLE HOTEL PROPERTIES MD 5.03,9.01 02/15/07 LEGACY RESERVES L P 7.01,9.01 02/22/07 Lifevantage Corp CO 5.02 02/16/07 LINCOLN ELECTRIC HOLDINGS INC OH 2.02,9.01 02/22/07 LITHIUM TECHNOLOGY CORP DE 3.02,9.01 02/15/07 LOCKHEED MARTIN CORP MD 5.02,7.01,8.01 02/16/07 LODGIAN INC DE 5.02 02/15/07 LOJACK CORP MA 1.01,2.03,9.01 02/20/07 LSB BANCSHARES INC /NC/ NC 8.01,9.01 02/21/07 LUBRIZOL CORP OH 5.02,9.01 02/19/07 M&T BANK CORP NY 5.03,8.01,9.01 02/20/07 MACATAWA BANK CORP MI 1.01,5.02,5.03,9.01 02/15/07 MACDERMID INC CT 7.01,9.01 02/21/07 MACK CALI REALTY CORP MD 2.02,7.01,9.01 02/21/07 MANTECH INTERNATIONAL CORP DE 5.02 02/20/07 MARCHEX INC DE 7.01,9.01 02/22/07 MARCHEX INC DE 2.02,9.01 02/22/07 MARKWEST ENERGY PARTNERS L P 7.01,9.01 02/21/07 MARKWEST HYDROCARBON INC DE 7.01,9.01 02/21/07 MATRIA HEALTHCARE INC DE 5.02,9.01 02/15/07 MCGRATH RENTCORP CA 2.02,9.01 02/22/07 Medallion Trust Series 2007-1G 8.01,9.01 02/22/07 MEDAREX INC NJ 1.01,2.01,9.01 02/16/07 MEDICAL SOLUTIONS MANAGEMENT INC. NV 1.01,2.03 02/20/07 MEMORY PHARMACEUTICALS CORP 2.02,9.01 02/22/07 MERCER INTERNATIONAL INC. WA 7.01,9.01 02/21/07 MERIX CORP OR 5.02 01/09/07 AMEND MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 02/15/07 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 02/15/07 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 02/15/07 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 02/15/07 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 02/15/07 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 02/15/07 METROCORP BANCSHARES INC 7.01,9.01 02/22/07 MIDWAY GAMES INC DE 2.02,9.01 02/22/07 MIDWEST AIR GROUP INC WI 8.01,9.01 02/22/07 MILACRON INC DE 5.02 02/16/07 MOBILE MINI INC DE 2.02,9.01 02/22/07 MOBILITY ELECTRONICS INC DE 1.01,5.02,9.01 02/20/07 MODAVOX INC 4.01 01/19/07 MONARCH CASINO & RESORT INC NV 2.02 02/20/07 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 02/21/07 Morningstar, Inc. IL 7.01,9.01 02/22/07 Morningstar, Inc. IL 2.02,9.01 02/22/07 MOTIENT CORP DE 3.02 02/06/07 MOVE INC DE 2.02,5.02 02/22/07 MPC CORP CO 1.01,9.01 02/16/07 MS STRUCTURED SATURNS SERIES 2002-6 DE 8.01 02/20/07 NABI BIOPHARMACEUTICALS DE 2.02,5.02,8.01,9.01 02/15/07 Nalco Finance Holdings LLC 5.02 02/15/07 AMEND Nalco Holding CO 5.02 02/15/07 AMEND Nalco Holdings LLC DE 5.02 02/15/07 AMEND NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 02/22/07 NARROWSTEP INC DE 5.02 01/18/07 Nationstar Home Equity Loan Trust 200 DE 8.01,9.01 02/22/07 Nayna Networks, Inc. WY 5.02 02/14/07 NBOG BANCORPORATION INC GA 5.02 02/20/07 NESCO INDUSTRIES INC NV 1.01,3.02,9.01 02/15/07 NETFONE INC 5.02 02/20/07 NEW PLAN EXCEL REALTY TRUST INC MD 2.02,9.01 02/22/07 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 02/22/07 NEWMARKET CORP VA 1.01,8.01,9.01 02/22/07 NEWMONT MINING CORP /DE/ DE 2.02,9.01 02/22/07 NEWS CORP 8.01,9.01 02/22/07 NL INDUSTRIES INC NJ 7.01,9.01 02/22/07 NNN 2003 VALUE FUND LLC 1.01,9.01 02/15/07 NNN 2003 VALUE FUND LLC 1.01,2.03,9.01 02/15/07 NOBLE ENERGY INC DE 2.02,9.01 02/22/07 NORD RESOURCES CORP DE 8.01,9.01 02/21/07 NORDSON CORP OH 5.02,9.01 02/22/07 NORFOLK SOUTHERN CORP VA 7.01 02/22/07 NORTHERN EMPIRE BANCSHARES CA 8.01,9.01 02/21/07 NORTHROP GRUMMAN CORP /DE/ DE 1.01,2.03,9.01 02/21/07 Northstar Neuroscience, Inc. WA 2.02,9.01 02/22/07 NORTHWEST INDIANA BANCORP IN 8.01,9.01 02/22/07 NUVASIVE INC DE 1.01 02/15/07 OFFICEMAX INC DE 2.02,9.01 02/22/07 OLD REPUBLIC INTERNATIONAL CORP DE 5.02 02/22/07 ON THE GO HEALTHCARE INC 1.02 02/21/07 OneBeacon Insurance Group, Ltd. D0 5.02,9.01 02/16/07 ONEOK Partners LP DE 7.01,9.01 02/22/07 ONLINE RESOURCES CORP DE 2.02,4.02 02/22/07 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 02/15/07 ORTHODONTIX INC FL 4.01,9.01 02/04/07 AMEND ORTHOVITA INC 8.01,9.01 02/21/07 OVERSEAS SHIPHOLDING GROUP INC DE 5.02,9.01 02/15/07 OXFORD MEDIA, INC. NV 5.02 02/21/07 Pacific Coast National Bancorp CA 5.02,9.01 02/20/07 PACIFIC ENTERPRISES INC CA 2.02,9.01 02/22/07 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 02/22/07 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 02/22/07 PAPA JOHNS INTERNATIONAL INC DE 7.01,9.01 02/15/07 PARKER DRILLING CO /DE/ DE 2.02,9.01 02/22/07 PATTERSON COMPANIES, INC. MN 2.02,9.01 02/22/07 PATTERSON UTI ENERGY INC DE 2.02,9.01 02/22/07 PEETS COFFEE & TEA INC WA 2.02,9.01 02/22/07 PEMCO AVIATION GROUP INC DE 1.01,9.01 02/15/07 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 1.01,9.01 02/20/07 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 02/22/07 PEOPLES BANCORPORATION INC /SC/ SC 8.01 02/15/07 PEPSICO INC NC 7.01 02/22/07 PERFICIENT INC DE 2.02,9.01 02/21/07 PERRIGO CO MI 1.01,5.02,9.01 02/16/07 PERVASIVE SOFTWARE INC DE 5.02,9.01 02/22/07 PG&E CORP CA 2.02,7.01,9.01 02/22/07 PGT, Inc. DE 2.02,9.01 02/21/07 PHILADELPHIA CONSOLIDATED HOLDING COR PA 5.02,9.01 02/15/07 PHOENIX TECHNOLOGIES LTD DE 5.02 02/16/07 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 02/22/07 PIPEX PHARMACEUTICALS, INC. DE 5.02,9.01 02/20/07 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 02/22/07 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 02/22/07 PLAINS EXPLORATION & PRODUCTION CO DE 5.02 02/15/07 PLATINUM UNDERWRITERS HOLDINGS LTD D0 5.02,9.01 02/21/07 PLIANT CORPORORATION DE 8.01 02/16/07 PMA CAPITAL CORP PA 2.02,9.01 02/22/07 POINT 360 CA 2.02,9.01 02/22/07 POWER INTEGRATIONS INC CA 7.01 02/20/07 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 02/20/07 PPLUS Trust Series GSC-2 DE 8.01,9.01 02/15/07 PPLUS TRUST SERIES GSC-3 DE 8.01,9.01 02/15/07 PR SPECIALISTS INC DE 2.01,3.02,8.01,9.01 02/22/07 PREMIER COMMUNITY BANKSHARES INC VA 5.03,9.01 02/15/07 PREMIERE GLOBAL SERVICES, INC. GA 2.02,5.02,8.01,9.01 02/22/07 PRESSTEK INC /DE/ DE 2.02,9.01 02/21/07 Prime Mortgage Trust 2006-2 DE 9.01 11/30/06 PRIMEDIA INC DE 7.01,9.01 02/22/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/16/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/16/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/16/07 PRIVATEBANCORP, INC DE 7.01 02/22/07 PROCENTURY CORP 2.02,9.01 02/21/07 PROTECTION ONE INC DE 8.01,9.01 02/22/07 QCR HOLDINGS INC DE 8.01 02/20/07 QLT INC/BC A1 2.02,9.01 02/22/07 QUANTA SERVICES INC DE 2.02,9.01 02/22/07 QUICKSILVER RESOURCES INC DE 2.02,9.01 02/21/07 QUIKBYTE SOFTWARE INC CO 5.02,8.01 02/21/07 RADIAN GROUP INC DE 5.02 02/16/07 RAIT Financial Trust MD 2.02,9.01 02/21/07 RASC Series 2007-KS2 Trust DE 8.01,9.01 02/22/07 RED ROBIN GOURMET BURGERS INC DE 2.02,9.01 02/22/07 REDDY ICE HOLDINGS INC DE 2.02,5.02,9.01 02/22/07 Remote Dynamics Inc DE 5.02,9.01 02/16/07 REVLON CONSUMER PRODUCTS CORP DE 7.01,9.01 02/22/07 REVLON INC /DE/ DE 7.01,9.01 02/22/07 RIGHTNOW TECHNOLOGIES INC MT 7.01,9.01 02/22/07 ROGERS CORP MA 2.02,7.01,9.01 02/21/07 ROGERS CORP MA 5.03,9.01 02/21/07 Rosetta Resources Inc. DE 7.01,8.01 02/21/07 ROWAN COMPANIES INC DE 7.01,9.01 02/22/07 SAFEWAY INC DE 2.02,9.01 02/22/07 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/22/07 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 02/22/07 SANDY SPRING BANCORP INC MD 5.02,8.01,9.01 02/15/07 SATELLITE SECURITY CORP NV 5.02 02/21/07 SCANA CORP SC 5.02 02/15/07 SCHNITZER STEEL INDUSTRIES INC OR 5.02 02/21/07 SCHOOL SPECIALTY INC WI 5.02,9.01 02/21/07 SCIELE PHARMA, INC. DE 2.02,9.01 02/22/07 SEALED AIR CORP/DE DE 5.03,9.01 02/16/07 SEALY CORP DE 7.01,9.01 02/20/07 SEALY CORP DE 2.02,9.01 02/20/07 Searchlight Minerals Corp. NV 1.01,2.01,3.02,5.01,9.01 02/15/07 SEMPRA ENERGY CA 2.02,9.01 02/22/07 Shepard Inc. NV 5.03 02/16/07 SHILOH INDUSTRIES INC DE 2.02,9.01 02/22/07 SILGAN HOLDINGS INC DE 8.01,9.01 02/22/07 SLM FUNDING LLC DE 9.01 02/22/07 SM&A DE 7.01 02/21/07 SMF ENERGY CORP DE 3.02,9.01 02/15/07 SNAP ON INC DE 5.02,9.01 02/15/07 SPIRIT FINANCE CORP 2.02,7.01,9.01 02/22/07 SPORT HALEY INC CO 5.03 02/21/07 ST. BERNARD SOFTWARE, INC. CA 2.02,9.01 02/22/07 STATION CASINOS INC NV 8.01 02/16/07 Stereotaxis, Inc. DE 5.02 02/21/07 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 02/21/07 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/15/07 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/15/07 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/15/07 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 02/15/07 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 02/15/07 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 02/22/07 SUNOCO LOGISTICS PARTNERS LP DE 1.01,9.01 02/20/07 SUNTERRA CORP MD 5.02 02/15/07 Surge Global Energy, Inc. 5.03,9.01 02/22/07 Swank, Inc. DE 2.02,9.01 02/20/07 SYMBION INC/TN DE 2.02,9.01 02/21/07 SYNAPTICS INC CA 5.02 02/20/07 SYNERGETICS USA INC 8.01,9.01 02/21/07 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 02/22/07 Syzygy Entertainment Ltd OH 2.01,9.01 02/16/07 TANOX INC DE 8.01 02/20/07 TARGACEPT INC 2.02,9.01 02/22/07 TASTY BAKING CO PA 5.02 02/15/07 TECO ENERGY INC FL 8.01 02/16/07 TEKELEC CA 2.02,9.01 02/22/07 TELIK INC DE 2.02,9.01 02/22/07 TEXADA VENTURES INC NV 1.02 02/21/07 TEXHOMA ENERGY INC 5.02,9.01 02/21/07 TEXHOMA ENERGY INC 5.02,9.01 02/21/07 AMEND THIRD WAVE TECHNOLOGIES INC /WI DE 2.02,9.01 02/22/07 TIDELANDS BANCSHARES INC 2.02,9.01 02/22/07 TITAN INTERNATIONAL INC IL 8.01,9.01 02/21/07 TITANIUM METALS CORP DE 7.01,9.01 02/22/07 TOLL BROTHERS INC DE 2.02,7.01,9.01 02/22/07 TOLLGRADE COMMUNICATIONS INC \PA\ PA 5.02 02/15/07 TORCHMARK CORP DE 5.02,9.01 02/20/07 TOWER TECH HOLDINGS INC. NV 5.02 01/24/07 TRACEGUARD TECHNOLOGIES, INC. 5.02,5.03,8.01,9.01 02/15/07 TREATY OAK BANCORP INC TX 5.02 02/16/07 TRINITY INDUSTRIES INC DE 2.02,7.01 02/21/07 TRUSTREET PROPERTIES INC MD 8.01,9.01 02/22/07 TRW AUTOMOTIVE HOLDINGS CORP DE 2.02,9.01 02/22/07 TSB Financial CORP NC 2.02,9.01 02/21/07 Tube Media Corp. CO 1.01,1.02,9.01 02/14/07 TX Holdings, Inc. GA 9.01 02/21/07 U S GLOBAL INVESTORS INC TX 8.01,9.01 02/22/07 UGS Corp. DE 2.02,4.02,9.01 02/20/07 UNION PACIFIC CORP UT 5.02 11/16/06 AMEND UNIT CORP DE 2.02,9.01 02/22/07 UNITED WESTERN BANCORP INC CO 2.02,8.01,9.01 02/21/07 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 02/22/07 US DRY CLEANING CORP DE 2.01,3.02 02/15/07 US LEC CORP DE 1.01,9.01 02/06/07 AMEND UTAH MEDICAL PRODUCTS INC UT 5.02 02/22/07 VA SOFTWARE CORP DE 2.02,9.01 02/22/07 Valera Pharmaceuticals Inc 2.02,9.01 02/22/07 VALUECLICK INC/CA DE 5.02 02/16/07 VENTAS INC DE 7.01,9.01 02/21/07 Verigy Ltd. U0 2.02,5.02,8.01,9.01 02/15/07 VIASYS HEALTHCARE INC DE 2.02,2.05,7.01,9.01 02/22/07 VICOR CORP DE 2.02,9.01 02/22/07 VICORP RESTAURANTS INC CO 1.01,9.01 02/22/07 VITA EQUITY INC 8.01 02/20/07 VOICESERVE INC DE 1.01,2.01,3.02,5.01,9.01 01/25/07 Volcom Inc 2.02,7.01,9.01 02/22/07 VOXWARE INC DE 3.01,9.01 02/15/07 Vyteris Holdings (Nevada), Inc. NV 5.02 02/16/07 Vyteris Holdings (Nevada), Inc. NV 7.01,9.01 02/20/07 WARWICK VALLEY TELEPHONE CO NY 1.01,9.01 02/22/07 WEBSENSE INC DE 1.01,9.01 02/21/07 WELLMAN INC DE 2.02,9.01 02/21/07 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 02/22/07 WESTAFF INC DE 1.02,5.02,9.01 02/16/07 Western Refining, Inc. DE 5.02,9.01 02/21/07 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,8.01,9.01 02/22/07 WEYERHAEUSER CO WA 2.06 02/15/07 WHOLE FOODS MARKET INC TX 7.01,8.01,9.01 02/21/07 WILD OATS MARKETS INC DE 1.01,3.03,8.01,9.01 02/21/07 Willdan Group, Inc. DE 5.02,9.01 02/20/07 WILLIAMS COMPANIES INC DE 2.02,7.01,9.01 02/22/07 WILLIAMS COMPANIES INC DE 2.02,7.01 02/22/07 AMEND Williams Partners L.P. 2.02,7.01,9.01 02/22/07 WILLIS LEASE FINANCE CORP DE 1.01,9.01 02/20/07 WORLDSTAR ENERGY, CORP. NV 8.01,9.01 02/21/07 Wornick CO DE 5.02 02/19/07 XFONE INC NV 5.02 02/22/07 XL CAPITAL LTD 5.02 02/22/07 XM SATELLITE RADIO HOLDINGS INC DE 8.01 02/22/07 XTENT INC 2.02,9.01 02/21/07 YELLOWCAKE MINING INC. NV 3.02,5.02,9.01 02/20/07 Z TRIM HOLDINGS, INC IL 8.01,9.01 02/22/07 ZIFF DAVIS HOLDINGS INC DE 2.03,3.03 02/15/07 ZILOG INC CA 5.02,9.01 02/15/07 ZIPREALTY INC 2.02,9.01 02/22/07