SEC NEWS DIGEST Issue 2002-223 November 19, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CLOSED MEETING - MONDAY, NOVEMBER 25, 2002 - 2:30 P.M. The subject matter of the closed meeting scheduled for Monday, Nov. 25, 2002, will be: Institution and settlement of administrative proceedings of an enforcement nature; and Institution and settlement of injunctive actions. OPEN MEETING - TUESDAY, NOVEMBER 26, 2002 - 10:00 A.M. The subject matter of the open meeting scheduled for Tuesday, Nov. 26, 2002, will be: 1. The Commission will consider whether to issue a release proposing amendments to Rule 10b-18 (the safe harbor for issuer repurchases), and amendments to Regulations S-K and S-B under the Securities and Exchange Act of 1934, Exchange Act Forms 10-Q, 10-QSB, 10-K, 10- KSB, and 20-F, and proposed Form N-CSR under the Exchange Act and the Investment Company Act of 1940, regarding disclosure of issuer repurchases. 2. The Commission will consider whether to propose new Rule 3a-8 under the Investment Company Act of 1940 that would provide a nonexclusive safe harbor from the definition of investment company for certain bona fide research and development companies. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS PRIME BANK SCHEME PROMOTER CHARLES REIVES BARRED FROM THE SECURITIES INDUSTRY J. Charles Reives, who promoted a fraudulent, "prime bank", scheme, has been barred from the securities industry. The sanction was ordered in an administrative proceeding before an administrative law judge. In August 2002, Reives was permanently enjoined from violating antifraud and registration provisions of the federal securities laws by a U.S. District Court in Georgia. The wrongdoing that led to the injunction occurred from March 1998 until September 1999. Reives and others used Tri-Star Investment Group (Tri-Star) to offer and sell unregistered securities to over 900 investors in at least thirty-five states and to raise over $15 million. Tri-Star alleged that it would invest in "prime bank" debentures and other international trade opportunities. Tri-Star promoters led investors to expect profits of twenty percent per month. Reives and others misled investors concerning the use of investor funds, the expected returns and investment risks, and caused false account statements to be issued to investors. (Rel. 34-46842; IA-2082, File No. 3-10923) JUDGMENTS ENTERED AGAINST TWO DEFENDANTS IN CONNECTION WITH PRIME BANK OFFERING The Commission announced the entry of separate judgments against two defendants in a prime bank securities fraud case. First, on Oct. 30, 2002, the United States District Court for the Middle District of Florida granted the Commission's motion for summary judgment against Kenneth C. Nunn (Nunn) of Kent, England, the scheme's central figure. According to the Commission's complaint, Nunn solicited U.S. promoters and falsely told them that his prime bank trading program would pay 15% a month for twelve months and that investor funds were fully collateralized by U.S. Treasury Bills. U.S. investors invested $3.55 million in the scheme. None of those funds were used to buy securities. Investors did not receive their promised return or return of all principal. Nunn allegedly used over $400,000 of the funds for his personal benefit. The Court's judgment enjoins Nunn from future violations of the securities and broker-dealer registration provisions as well as the general antifraud provisions of the federal securities laws. The judgment orders Nunn to pay disgorgement of $401,000 plus prejudgment interest of $126,421. Further, the Court ordered Nunn to pay a civil penalty of $200,000. Second, the Commission announced that on Nov. 8, 2002, a judgment by consent was entered against Earl A. Abbott of Titusville, Florida in the same matter. The Commission's complaint alleged that Abbott recruited others to sell the $3.55 million of non-existent prime bank securities to investors in five different states. Abbott, without admitting or denying the Commission's allegations, agreed to settle the matter by agreeing to the entry of an injunction against future violations of the securities and broker-dealer registration provisions and the antifraud provisions of the federal securities laws and the payment of a $25,000 civil penalty. [SEC v. Earl A. Abbott, Richard L. Stalvey, Glenn Perdue, Robert E. Gerwin, Kenneth C. Nunn and Thomas J. O' Keefe, USDC, MDFL, Civil Action No. 6:01-CV-364-ORL-31-KRS] (LR-17845) SEC SUES THREE MEMBERS OF AUDIT TEAM FOR IMPROPER PROFESSIONAL CONDUCT On Nov. 18, 2002, the Commission entered a settled administrative order related to certain audits of MERL Holdings, Inc.com (MERL), a New Jersey- based company. The order alleges that the respondents, three members of MERL's independent auditors, failed to conduct their audits of MERL's financial statements in accordance with Generally Accepted Auditing Standards (GAAS), and issued an audit report that wrongly stated that MERL's financial statements were prepared in conformity with Generally Accepted Accounting Principles. MERL's financial statements and this audit report were included in MERL's Form SB-2 and Form 10-SB Registration Statements, which were filed with the Commission in January and May 2000, respectively. The Order alleges that the respondents' audits of MERL's 1997 and 1998 financial statements failed to comply with GAAS because the respondents failed to exercise due professional care and maintain an attitude of professional skepticism, failed to obtain sufficient competent evidential matter, and failed to staff the audits with accountants who had adequate technical training and audit proficiency. Without admitting or denying the Commission's findings, Michael G. Horsey, CPA, the engagement partner, Michael D. Watson, CPA, the concurring review partner, and Sallie D. Feldman, CPA, the audit manager, consented to an order pursuant to Rule 102(e) of the Commission's Rules of Practice, finding that each engaged in improper professional conduct. The order denies Horsey, Watson and Feldman the privilege of appearing or practicing before the Commission as accountants for periods of two years, ten months and six months, respectively. Simultaneously with the filing of the order, the Commission filed a civil injunctive action in the United States District Court for the District of New Jersey alleging that MERL and Ed Johnson, its chairman, president and CEO, violated the antifraud provisions of the federal securities laws by engaging in a multi-faceted fraud designed to raise money in the public markets. The Commission's Complaint alleges that MERL inflated its assets and financial results in two of the company's registration statements filed with the Commission and disseminated to investors. [SEC v. Ed Johnson and MERL Holdings Inc.com, Civil Action No. 02-5490, JEB, DNJ] (LR-17846, AAE Rel. 1668); (Administrative Proceedings - Rel. 34-46845, AAE Rel. 1667; File No. 3-10937) U.S. ATTORNEY'S OFFICE INDICTS WICHITA, KANSAS, RESIDENT EDWARD WILLIAMSON, III, FOR WIRE FRAUD On Oct. 23, 2002, the United States Attorney's Office for the District of Kansas, Wichita Division, filed a two count indictment against Wichita, Kansas, resident Edward B. Williamson, III, the owner and controlling officer of Fifth Avenue Communications, Inc. and an undisclosed control person of AutoAuction.com, Inc. The indictment charges Williamson with fraudulently raising money by falsely claiming that AutoAuction.com sold 1,000 cars per month and that the company serviced business clients including Car Max and Auto Nation. Previously, on Nov. 7, 2000, the Securities and Exchange Commission had filed a civil complaint against Williamson, Fifth Avenue and others alleging that they illegally sold over $1.3 million of unregistered securities to approximately 900 investors nationwide. The SEC's complaint in Securities and Exchange Commission v. Net World Marketing, Inc. et al., Civil Action No. 00-1459WEB (D. Kansas, filed Nov. 7, 2000) is based on the same fraudulent conduct related to AutoAuction.com, as well as a host of other fraudulent claims by Williamson concerning companies he controlled; including Net World Marketing, Inc., Andros Hotel and Casino, Inc., and New Horizons Airways, Inc. For additional information, see Litigation Release No. 16794, Nov. 8, 2000. [U.S. v. Edward B. Williamson, III, Criminal Action No. 02-10150-01-MLB, D. Kansas]; [SEC v. Net World Marketing, Inc., et al., Civil Action No. 00- 1459web, D. Kansas] (LR-17847) INVESTMENT COMPANY ACT RELEASES CORVIS CORPORATION An order has been issued under Section 3(b)(2) of the Investment Company Act on an application filed by Corvis Corporation declaring that it is primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities. (Rel. IC-25804 - Nov. 18) HOLDING COMPANY ACT RELEASES PG&E CORP., ET AL. An order has been issued granting the California Public Utilities Commission an extension of time -- until Dec. 4, 2002 -- to comment on an application filed by PG&E Corporation (PG&E Corp.), a holding company claiming exemption from registration under Section 3(a)(1) of the Act by Rule 2, Pacific Gas and Electric Company (PG&E), a direct public-utility company subsidiary of PG&E Corp., Newco Energy Corporation (Newco), and Electric Generation LLC, a direct nonutility subsidiary of PG&E. (Rel. 35-27601) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Phlx-2002-59) submitted by the Philadelphia Stock Exchange to extend a pilot program to disengage its automatic execution system (AUTO-X) for a period of thirty seconds after the number of contracts automatically executed in a given option meets the AUTO-X minimum guarantee for that option. Publication is expected in the Federal Register during the week of Nov. 18. (Rel. 34-46840) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Dec. 12, 2002, to comment on the application of Huntsman Polymers Corporation, to withdraw its 11 _% Senior Notes (due 2002), from listing and registration on the New York Stock Exchange. (Rel. 34-46846) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 XYBERNAUT CORP, 12701 FAIR LAKES CIRCLE, STE 550, FAIRFAX, VA, 22033, 7036316925 - 17,183,332 ($11,684.66) Equity, (File 333-101257 - Nov. 18) (BR. 03) S-3 INKTOMI CORP, 4100 E 3RD AVE, FOSTER CITY, CA, 94404, 6506532800 - 0 ($3,700,000.00) Equity, (File 333-101258 - Nov. 18) (BR. 03) S-8 PTEK HOLDINGS INC, 3399 PEACHTREE RD NE, LENOX BLDG STE 400, ATLANTA, GA, 30326, 4042628400 - 0 ($3,840,000.00) Equity, (File 333-101262 - Nov. 18) (BR. 37) S-8 NEW SKIES SATELLITES NV, ROOSEVELYPLANTSOEN 4, 011-31-70-306-4100, HAGUE NETHERLANDS, P7, 2517 KR, 0 ($25,648,190.99) Equity, (File 333-101263 - Nov. 18) (BR. 37) S-4 AT&T COMCAST CORP, 939,864,118 ($939,864,118.00) Equity, (File 333-101264 - Nov. 18) (BR. 37) S-8 ZIMMER HOLDINGS INC, 345 EAST MAIN STREET, WARSAW, IN, 46580, 2192676131 - 0 ($30,075,000.00) Equity, (File 333-101265 - Nov. 18) (BR. 36) S-8 T-3 ENERGY SERVICES INC, 7135 ARDMORE, HOUSTON, TX, 77054, 7137471025 - 1,000,000 ($6,805,000.00) Equity, (File 333-101266 - Nov. 18) (BR. 06) S-3 MDU RESOURCES GROUP INC, 918 EAST DIVIDE AVENUE, BISMARCK, ND, 58506-5650, 7012227900 - 400,363 ($9,376,501.46) Equity, (File 333-101268 - Nov. 18) (BR. 02) S-3 MEAD CORP, MEAD WORLD HEADQUARTERS, COURTHOUSE PLZ NORTHEAST, DAYTON, OH, 45463, 9374954439 - 50,000,000 ($50,000,000.00) Debt Convertible into Equity, (File 333-101269 - Nov. 18) (BR. 04) S-8 MODERNGROOVE ENTERTAINMENT INC, 1801 E. TROPICANA STE 9, LAS VEGAS, NV, 89119, 7028932556 - 40,000,000 ($800,000.00) Equity, (File 333-101270 - Nov. 18) (BR. 05) S-3 ACTIVISION INC /NY, 3100 OCEAN PARK BLVD, STE 1000, SANTA MONICA, CA, 90405, 3102552000 - 110,391 ($2,147,105.00) Unallocated (Universal) Shelf, (File 333-101271 - Nov. 18) (BR. 03) S-8 TASTY FRIES INC, 650 SENTRY PKWY STE ONE, BLUE BELL, PA, 19422, 6109412109 - 250,000 ($50,000.00) Equity, (File 333-101272 - Nov. 18) (BR. 04) S-8 HORIZON ORGANIC HOLDING CORP, 6311 HORIZON LN, SUITE 201, LONGMONT, CO, 80308-7577, 3035302711 - 0 ($11,587,500.00) Equity, (File 333-101273 - Nov. 18) (BR. 04) S-8 TORCHMAIL COMMUNICATIONS INC, 268 WEST 400 SOUTH SUITE 300, SALT LAKE CITY, X1, 84101, 801-575-8073 - 800,000 ($280,000.00) Equity, (File 333-101275 - Nov. 18) (BR. 08) S-8 HYSEQ INC, 670 ALMANOR AVE, SUNNYVALE, CA, 94085, 4085248100 - 500,000 ($490,000.00) Equity, (File 333-101276 - Nov. 18) (BR. 01) SB-2 DELTA INTERNATIONAL MINING & EXPLORATION INC, 11649 EAST CORTEZ DR, SCOTTSDALE, AZ, 85259, 4804515456 - 0 ($3,000,000.00) Equity, (File 333-101277 - Nov. 18) (BR. 04) S-3 AMYLIN PHARMACEUTICALS INC, 9373 TOWNE CENTRE DR, SAN DIEGO, CA, 92121, 6195522200 - 0 ($175,000,000.00) Equity, (File 333-101278 - Nov. 18) (BR. 01) S-8 AMERICAN TECHNOLOGY CORP /DE/, 13114 EVENING CREEK DRIVE SOUTH, SAN DIEGO, CA, 92128, 6196792114 - 2,550,000 ($11,148,000.00) Equity, (File 333-101279 - Nov. 18) (BR. 02) S-8 CHECKFREE CORP \GA\, 4411 E JONES BRIDGE RD, NORCROSS, GA, 30092, 7704413387 - 2,407,127 ($40,873,016.46) Equity, (File 333-101280 - Nov. 18) (BR. 08) S-8 G&K SERVICES INC, 6129125500 - 0 ($50,122,500.00) Equity, (File 333-101282 - Nov. 18) (BR. 08) S-4 J C PENNEY CORP INC, 6501 LEGACY DR, PLANO, TX, 75024-3698, 9724311000 - 0 ($230,203,000.00) Non-Convertible Debt, (File 333-101283 - Nov. 18) (BR. 02) S-8 CHECKFREE CORP \GA\, 4411 E JONES BRIDGE RD, NORCROSS, GA, 30092, 7704413387 - 1,000,000 ($15,585,000.00) Equity, (File 333-101284 - Nov. 18) (BR. 08) S-8 ELECTRONIC DATA SYSTEMS CORP /DE/, 5400 LEGACY DR, H3-3D-05, PLANO, TX, 75024, 9726046000 - 12,000,000 ($168,480,000.00) Other, (File 333-101285 - Nov. 18) (BR. 03) S-8 ELECTRONIC DATA SYSTEMS CORP /DE/, 5400 LEGACY DR, H3-3D-05, PLANO, TX, 75024, 9726046000 - 50,000 ($702,000.00) Other, (File 333-101286 - Nov. 18) (BR. 03) S-8 ELECTRONIC DATA SYSTEMS CORP /DE/, 5400 LEGACY DR, H3-3D-05, PLANO, TX, 75024, 9726046000 - 4,000,000 ($56,160,000.00) Other, (File 333-101287 - Nov. 18) (BR. 03) S-3 XL CAPITAL LTD, XL HOUSE, ONE BERMUDIANA ROAD, HAMILTON HM11 BERMUD, D2, 4412928515 - 0 ($1,500,000,000.00) Other, (File 333-101288 - Nov. 18) (BR. 01) S-8 OPTIMUMCARE CORP /DE/, 30011 IVY GLENN DR STE 219, LAGUNA NIGUEL, CA, 92677, 7144951100 - 0 ($393,500.00) Equity, (File 333-101289 - Nov. 18) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE X 11/18/02 AAMES FINANCIAL CORP/DE DE X 11/14/02 ABFS MORTGAGE LOAN TRUST 2002-2 MTG P X X 11/15/02 ACCREDITED HOME LENDERS INC DE X X 11/18/02 ACE CASH EXPRESS INC/TX TX X X 11/13/02 ACTUATE CORP DE X 11/15/02 ADVANCED MICRO DEVICES INC DE X X 11/18/02 AEI INCOME & GROWTH FUND 24 LLC DE X X 11/07/02 AEI REAL ESTATE FUND 85-B LTD PARTNER MN X X 11/05/02 ALLERGAN INC DE X X 11/18/02 AMERICABILIA COM INC FL X 11/14/02 AMERICABILIA COM INC FL X 11/13/02 AMEND AMERICAN GENERAL FINANCE CORP IN X X 11/15/02 AMERICAN HONDA RECEIVABLES CORP CA X 11/15/02 AMERIMMUNE PHARMACEUTICALS INC CO X 11/14/02 ANAREN MICROWAVE INC NY X 11/15/02 ANGELCITI ENTERTAINMENT INC NV X X 11/18/02 APPALACHIAN POWER CO VA X 11/18/02 ARCHIBALD CANDY CORP IL X 11/01/02 ARCHSTONE SMITH OPERATING TRUST MD X X 11/15/02 ATA HOLDINGS CORP IN X X 11/15/02 ATWOOD OCEANICS INC TX X X 11/18/02 AVERY COMMUNICATIONS INC DE X X 11/18/02 BEAR STEARNS ASSET BK SEC INC SERIES DE X 10/30/02 BOND SECURITIZATION LLC DE X X 11/18/02 BRAZIL FAST FOOD CORP DE X 11/18/02 CALPROP CORP CA X X 09/30/02 CENTEX CORP NV X X 11/18/02 CENTRAL POWER & LIGHT CO /TX/ TX X 11/18/02 CHASE MANHATTAN BANK USA DE X 11/15/02 CHATEAU COMMUNITIES INC MD X X 11/18/02 CNL RETIREMENT PROPERTIES INC MD X X 11/01/02 COASTAL CARIBBEAN OILS & MINERALS LTD D0 X X 11/15/02 COLUMBUS SOUTHERN POWER CO /OH/ OH X 11/18/02 COMCAST CABLE COMMUNICATIONS INC DE X 11/18/02 COMCAST HOLDINGS CORP PA X 11/18/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 11/15/02 COMPUTER ASSOCIATES INTERNATIONAL INC DE X X 09/13/02 CONSECO FINANCE CORP DE X X 11/14/02 CONSECO FINANCE CORP DE X X 11/14/02 CONSECO FINANCE CORP DE X X 11/14/02 CORN PRODUCTS INTERNATIONAL INC DE X X 11/18/02 COUNTY BANK CORP MI X 11/18/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 11/12/02 CSFB MORTGAGE SEC CORP ABFS MORT LN DE X X 11/15/02 CSK AUTO CORP DE X X 11/15/02 AMEND CWABS INC DE X X 08/14/02 CWABS INC DE X X 06/28/02 CWABS INC DE X X 09/30/02 CWABS INC DE X X 10/31/02 DELTA MUTUAL INC X 11/08/02 DOWNEY FINANCIAL CORP DE X X 10/31/02 EARTH SEARCH SCIENCES INC UT X X 11/15/02 EL PASO ENERGY PARTNERS LP DE X 11/15/02 ELCOM INTERNATIONAL INC DE X X 11/18/02 EMPIRE DISTRICT ELECTRIC CO KS X 11/15/02 FARREL CORP DE X 11/18/02 FBR ASSET INVESTMENT CORP/VA VA X X 11/14/02 FEDERAL REALTY INVESTMENT TRUST MD X 11/18/02 FEDERATED DEPARTMENT STORES INC /DE/ DE X 11/18/02 FIDELITY NATIONAL INFORMATION SOLUTIO DE X X 11/18/02 FINANCIAL INDUSTRIES CORP TX X 11/15/02 FIRST NIAGARA FINANCIAL GROUP INC DE X X 11/14/02 FLEET CREDIT CARD FUNDING TRUST X X 11/18/02 FORD MOTOR CO DE X 11/15/02 FORD MOTOR CREDIT CO DE X 11/18/02 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X X 11/14/02 GE CAPITAL COM MORT CORP COM MORT PAS DE X X 11/18/02 GOLDEN EAGLE INTERNATIONAL INC CO X X 11/01/02 HANCOCK JOHN FINANCIAL SERVICES INC X 11/14/02 HANCOCK JOHN LIFE INSURANCE CO MA X 11/14/02 HANCOCK JOHN VARIABLE LIFE INSURANCE MA X 11/14/02 HOLLY CORP DE X 11/15/02 HOPFED BANCORP INC DE X X 09/06/02 AMEND HOUSEHOLD FINANCE CORP DE X 11/14/02 HOUSEHOLD INTERNATIONAL INC DE X X 11/14/02 IMCLONE SYSTEMS INC/DE DE X 11/15/02 IMH ASSETS CORP DE X X 10/30/02 INDIANA MICHIGAN POWER CO IN X 11/18/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 09/25/02 INSPIRE INSURANCE SOLUTIONS INC TX X X 11/13/02 INTERNET VIP INC DE X 11/18/02 IOMEGA CORP DE X X 11/01/02 J2 COMMUNICATIONS /CA/ CA X 09/03/02 AMEND JACKSON RIVERS CO FL X 11/15/02 JAMES CABLE PARTNERS LP /DE/ DE X 11/13/02 JAMESON INNS INC GA X X 11/18/02 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 11/14/02 KENTUCKY POWER CO KY X 11/18/02 KIMCO REALTY CORP MD X 11/15/02 KOHLS CORPORATION WI X X 11/14/02 KULICKE & SOFFA INDUSTRIES INC PA X X 11/15/02 LIBERTY LIVEWIRE CORP DE X 11/15/02 LIFEPOINT INC DE X 12/31/02 LIFESTYLE INNOVATIONS INC ID X X X X 11/15/02 AMEND LONG BEACH SECURITIES CORP ASSET BACK DE X 07/25/02 AMEND MACERICH CO MD X X 11/18/02 MANUFACTURED HOUSING CONT SEN/SUB PAS TN X 10/25/02 MCMORAN EXPLORATION CO /DE/ DE X 11/18/02 MDU RESOURCES GROUP INC DE X 11/18/02 MELLON FINANCIAL CORP PA X 11/18/02 AMEND MERRILL LYNCH & CO INC DE X X 11/18/02 MILITARY RESALE GROUP INC FL X X 11/05/02 MINDEN BANCORP INC X X 11/07/02 MOBILITY ELECTRONICS INC DE X 09/03/02 AMEND MODERNGROOVE ENTERTAINMENT INC NV X X X X 11/12/02 MONMOUTH REAL ESTATE INVESTMENT CORP DE X 11/06/02 MONSANTO CO /NEW/ DE X X 11/15/02 MOORE MEDICAL CORP DE X X 11/18/02 MORGAN STANLEY ABS CAPITAL I INC DE X X 11/14/02 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 11/26/02 MORTGAGE PASS THR CERTS SER 1998-1 DE X X 08/25/98 MORTGAGE PASS THR CERTS SER 1998-1 DE X X 10/26/98 MORTGAGE PASS THR CERTS SER 1998-1 DE X X 01/25/99 MORTGAGE PASS THR CERTS SER 1998-1 DE X X 04/26/99 MORTGAGE PASS THR CERTS SER 1998-1 DE X X 07/26/99 MORTGAGE PASS THR CERTS SER 1998-1 DE X X 10/25/99 MS STRUCTURED ASSET CORP DE X 11/14/02 NASH FINCH CO DE X 11/18/02 NATIONAL GOLF PROPERTIES INC MD X X 11/05/02 NCO GROUP INC PA X X 11/05/02 NEW CINEMA PARTNERS INC X X 11/18/02 NEW VISUAL CORP UT X X 10/31/02 NORTH COUNTRY FINANCIAL CORP MI X X 11/11/02 NOVITRON INTERNATIONAL INC DE X 11/15/02 NS GROUP INC KY X X 11/18/02 OAKWOOD HOMES CORP NC X X 11/15/02 OHIO POWER CO OH X 11/18/02 OPEN TEXT CORP K6 X X 11/01/02 PACIFICARE HEALTH SYSTEMS INC /DE/ DE X X 11/18/02 PENN AMERICA GROUP INC PA X 11/15/02 PEOPLES BANCORP INC OH X 11/18/02 PG&E CORP CA X 11/18/02 PG&E NATIONAL ENERGY GROUP INC DE X 11/18/02 PNC MORTGAGE ACCEPTANCE CORP MO X X 11/12/02 AMEND PROVIDIAN FINANCIAL CORP DE X 10/31/02 PUBLIC SERVICE CO OF OKLAHOMA OK X 11/18/02 RADVISION LTD X 11/18/02 RENTRAK CORP OR X 11/15/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 11/18/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 11/18/02 RIVERSTONE NETWORKS INC DE X 11/15/02 RYANS FAMILY STEAKHOUSES INC SC X 10/02/02 SALOMON BROTHERS COMMERCIAL MORTGAGE DE X X 11/13/02 SAXON ASSET SECURITIES TRUST 2002-2 VA X 08/26/02 AMEND SCOTTISH ANNUITY & LIFE HOLDINGS LTD E9 X X 11/18/02 SECURED DIVERSIFIED INVESTMENT LTD NV X 11/15/02 AMEND SEGWAY V CORP NJ X 05/08/02 AMEND SI DIAMOND TECHNOLOGY INC TX X X 11/15/02 SI INTERNATIONAL INC X X 11/15/02 SIMON PROPERTY GROUP INC /DE/ DE X X 11/18/02 SINA COM X 11/04/02 SMARTFORCE PUBLIC LTD CO X X 06/10/02 SOLUTIA INC DE X X 11/18/02 SOUTHWESTERN ELECTRIC POWER CO DE X 11/18/02 SPARTAN MOTORS INC MI X X 11/18/02 SPARTAN MOTORS INC MI X X 11/18/02 SRS LABS INC DE X 11/01/02 STEINWAY MUSICAL INSTRUMENTS INC DE X X 11/11/02 SUSQUEHANNA MEDIA CO DE X X 11/15/02 SYNTEL INC MI X X 11/11/02 TEXAS REGIONAL BANCSHARES INC TX X X 11/18/02 TGFIN HOLDINGS INC DE X X X X 09/12/02 AMEND TOLL BROTHERS INC DE X X 11/18/02 TYCO INTERNATIONAL LTD /BER/ D0 X 11/18/02 UMPQUA HOLDINGS CORP OR X X 11/18/02 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE X X 11/14/02 US AIRWAYS GROUP INC DE X X 11/18/02 USI HOLDINGS CORP DE X X 11/15/02 VALERO ENERGY CORP/TX DE X X 11/15/02 VANDERBILT MORT & FIN INC SENIOR SUB TN X 10/25/02 VANDERBILT MORTGAGE & FIN INC SEN SUB TN X 10/25/02 VENTAS INC DE X X 11/05/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 11/14/02 WHEELING ISLAND GAMING INC DE X X 11/15/02 WORLDCOM INC GA X X 11/15/02 WYNN RESORTS LTD X X 10/30/02 YORK WATER CO PA X 11/18/02