SEC NEWS DIGEST Issue 2002-179 September 16, 2002 COMMISSION ANNOUNCEMENTS ADDITIONAL PUBLIC APPEARANCES OF SENIOR COMMISSION OFFICIALS - SEPTEMBER 2002 The following are additions to the schedule of public appearances for September 2002 by senior SEC officials. For additional information on events hosted by groups other than the Commission, please call the contact numbers listed. As events are subject to change, please confirm them with the SEC's Office of Public Affairs or the sponsoring organizations. When: Tuesday, September 17 Who: Lori Richards, Director, Office of Compliance Inspections and Examinations What: SIA Legal and Compliance September Luncheon Where: New York City Contact: Irene Saulsbery, (518) 785-0721 When: Thursday, September 19 Who Paul Roye, Director, Division of Investment Management What: Commodity Futures Trading Commission Roundtable Discussion Where: Washington, DC Contact: Eileen Chotiner, (202) 418-5467 When: Monday, September 23 Who Chairman Harvey Pitt What: Council of Institutional Investors Fall Conference Where: New York City Contact: Donna Spell, (202) 822-0800 When: Friday, September 27 Who: Commissioner Cynthia Glassman What: American Society of Corporate Secretaries Where: Washington, DC Contact: Brian Stern, (202) 942-0607 Sara M. Sprague, (212) 681-2000 Neila Radin, (212) 270-0938 ENFORCEMENT PROCEEDINGS COMMISSION DECLARES DECISION AS TO HUBER HOGAN CONSULTING, INC. FINAL The decision of an administrative law judge with respect to Huber Hogan Consulting, Inc. has become final. The law judge sanctioned Huber Hogan for failing to file an updated Part I of Form ADV-Y2K by the June 7, 1999 deadline. The law judge ordered that Huber Hogan is censured for violating Section 204 of the Investment Advisers Act of 1940 and Rule 204-5 thereunder. The law judge further ordered that Huber Hogan cease- and-desist from committing or causing any violations or future violations of Section 204 of the Investment Advisers Act. (Rel. IA- 2056; File No. 3-9985) ADRIEN ARPEL CONSENTS TO REVOCATION OF REGISTRATION OF ITS SECURITIES On September 13, the Commission instituted a public administrative proceeding pursuant to Section 12(j) of the Securities Exchange Act of 1934 and issued an Order revoking the registration of Adrien Arpel, Inc.'s stock. Adrien Arpel is a New York corporation whose securities have been registered with the Commission since 1983. The Commission's Order found that Adrien Arpel ceased all operations by late 1999, has failed to file required periodic reports with the Commission since the quarter ended April 1999, and has not had a transfer agent due to unpaid fees since November 2000. The Commission's Order further found that Adrien Arpel's stock continued to trade publicly in the over-the-counter market and to be quoted on the Pink Sheets despite its defunct status. Adrien Arpel admitted the Commission's findings and consented to the revocation of the registration of its securities. (Rel. 34-46497; File No. 3-10889) RICHARD MANN BARRED FROM THE SECURITIES INDUSTRY On September 16, the Commission issued an Order Making Findings and Imposing Remedial Sanctions (Order) barring Richard Mann (Mann) from associating with any broker or dealer. The Commission found that on April 8, 2002, Mann was permanently enjoined for violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Sections 10(b), 15(a) and 15(c) of the Securities Exchange Act of 1934 and Rules 10b-5 and 15c1-2 promulgated thereunder arising from his role in a massive Ponzi scheme in which World Vision Entertainment, Inc. (World Vision) raised $64 million through the sale of nine-month promissory notes to over 1,000 investors. In the injunctive action, the Commission alleged that Mann distributed fraudulent offering materials for World Vision to a sales network he recruited, processed note transactions and was paid a commission on each note sold or renewed by the sales network. The Complaint also alleged that Mann acted as an unregistered broker-dealer in: devising the promissory note program for World Vision; introducing the company's officers to sales contacts, aiding in the preparation of offering materials; recruiting note marketers; distributing offering materials to sales network; processing note applications and interest checks for the notes; and receiving transaction-based compensation for marketing and selling the World Vision notes. In that action, the Court ordered Mann to pay disgorgement of $1,587,353.84, prejudgment interest and a civil penalty of $110,000. The Commission also found that on September 5, 2001, Mann pled guilty to conspiracy to commit securities fraud in the offer and sale of promissory notes for Lifeblood Biomedical, Inc., and that on November 30, 2001, he was sentenced to 18 months in federal prison. His indictment in that case alleged that Mann made material false and fraudulent representations with respect to the promissory notes and that he failed to disclose to investors that investor proceeds would be used to pay promissory note interest to other investors. (Rel. 34-46499; File No. 3-10844) COMMISSION INSTITUTES ADMINISTRATIVE PROCEEDING AGAINST ENRIQUE PERUSUIA On September 16, the Commission issued an Order Instituting Public Administrative Proceeding against Enrique E. Perusquia. The Commission's Order alleges that a United States District Court, pursuant to Perusquia's guilty plea, entered a criminal judgment of conviction against him for violating the antifraud provisions of the securities laws and ordered to him to pay restitution and a special assessment. In his written plea agreement, Perusquia admitted that he forged, and caused others to forge, the signatures on the accounts of a wealthy client to make tens of millions of dollars of unauthorized trades in the stocks of a small group of speculative gold mining companies. Perusquia also admitted to forging, or causing others to forge, client signatures to trade on margin, without the clients' knowledge or consent. As a result of Perusquia's conduct, the client lost at least $68 million. Perusquia further admitted that in order to conceal the foregoing and the disastrous results of Perusquia's trading in the gold mining companies and related securities from the client, Perusquia forwarded to him false monthly account statements. In his plea agreement, Perusquia estimated that he received a total of over $1.3 million in cash and over 600,000 shares of stock in undisclosed commissions from his unauthorized trades at both Lehman and PaineWebber. Perusquia also admitted in his plea agreement to misappropriating $1.68 million from the client's accounts. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Mr. Perusquia an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and in the public interest. (Rel. 34-46500; File No. 3-10890) SEC CHARGES ATLANTA PROMOTER WITH FRAUD, VIOLATING COMMISSION ORDER The Commission announced that the Honorable Marvin H. Shoob, United States District Judge for the Northern District of Georgia, entered a temporary restraining order, asset freeze and other relief against J. Scott Eskind (Eskind), Lorus Investments, Inc. (Lorus), and Capital Management Fund, Limited Partnership (Capital), all residing or with offices in Atlanta, Georgia. The Commission filed a civil injunctive action against them on September 3, 2002. The Commission's complaint alleges that Eskind is a recidivist violator who was preliminarily enjoined in June 1997 and permanently enjoined on January 12, 1998 from violating the antifraud provisions. Eskind was subsequently barred by the Commission from association with any investment adviser. That case was based upon fraudulent conduct by Eskind which included misappropriating investors' funds. The complaint further alleges that subsequent to being enjoined, and continuing until the present, Eskind has raised at least $3 million through sales of limited partnership units in Capital. Capital purportedly does business by trading in securities through initial or secondary public offerings. The sales materials misrepresent to investors Eskind's broker-dealer experience, and do not disclose his 1991 suspension, the Commission's 1997 civil action or the Commission's 2000 order barring him from association with an investment adviser. The complaint alleges that investors were falsely told that IRA accounts had been opened for them at a trust company which serves as an IRA custodian, and falsely state that a major law firm provides legal representation for Lorus. Finally, the complaint alleges that Lorus is an investment adviser and Eskind's continuing association with Lorus is a violation of the Commission's 2000 order. [SEC v. J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership, United States District Court for the Northern District of Georgia, Civil Action No. 1:02-CV- 2429-MHS] (LR-17725) INVESTMENT COMPANY ACT RELEASES THE MEXICO FUND, INC. The Commission has issued a release that (a) provides notice of an application filed by The Mexico Fund, Inc. (Fund) and (b) sets forth a Commission statement concerning the Fund's reimbursement of proxy solicitation expenses of an affiliated shareholder and similar transactions by registered investment companies under Section 17(d) of the Act and Rule 17d-1 under the Act. The notice gives interested persons until October 4, 2002, to request a hearing on the Fund's application for an order under Sections 6(c), 17(b) and 23(c)(3) of the Investment Company Act. The application seeks an order to permit the Fund to make periodic repurchase offers in compliance with Rule 23c-3 under the Act, except that (a) the repurchase offers would be for between one and one hundred percent of the Fund's outstanding shares provided that the Fund will offer to repurchase at least five percent of its outstanding shares each fiscal year; (b) shareholders participating in the repurchase offers would receive in-kind pro rata portfolio securities of the Fund for their shares; and (c) the board of directors of the Fund would be able to set and reset the periodic interval between repurchase offers at three, six or 12 months upon prior notice to shareholders. The application also requests that the order permit the Fund to remain a closed-end management investment company should the Fund's securities be deemed "redeemable securities" as a result of the repurchase offers and to permit certain affiliated shareholders to participate in the repurchases. (Rel. IC- 25729 - September 13) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 GREENLAND CORP, 1935 AVENIDA DEL ORO, SUITE D, OCEANSIDE, CA, 92056, 6194584226 - 93,127,000 ($93,127.00) Equity, (File 333-99479 - Sep. 13) (BR. 07) S-8 ARROW STOCK HOLDING CORP, 4211 SOUTH 102ND STREET, OMAHA, NE, 68127, 4023317856 - 0 ($87,869,476.20) Equity, (File 333-99481 - Sep. 13) (BR. 07) S-8 HANOVER CAPITAL MORTGAGE HOLDINGS INC, 379 THORNALL STREET, 2ND FLOOR, EDISON, NJ, 08837, 732-548-0101 - 0 ($4,585,713.00) Equity, (File 333-99483 - Sep. 13) (BR. 08) S-8 ATLANTA AKTIENGESELLSCHAFT, GUENTHER-QUANDT-HAUS SEEDAMMWEG 55, BAD HOMBURG VD HOEHE GERMANY, I8, D61352, 4961724040 - 0 ($6,885,374.00) Equity, (File 333-99485 - Sep. 13) (BR. ) S-8 AMERICAS SENIOR FINANCIAL SERVICES INC, 10800 BISCAYNE BLVD. #500, MIAMI, FL, 33161, 3057513232 - 1,250,000 ($50,000.00) Equity, (File 333-99487 - Sep. 13) (BR. 07) S-8 KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 0 ($26,965,000.00) Equity, (File 333-99493 - Sep. 13) (BR. 07) S-8 KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 0 ($13,482,500.00) Equity, (File 333-99495 - Sep. 13) (BR. 07) S-8 AIR PRODUCTS & CHEMICALS INC /DE/, 7201 HAMILTON BLVD, ALLENTOWN, PA, 18195-1501, 6104814911 - 0 ($325,332,000.00) Equity, (File 333- 99497 - Sep. 13) (BR. 02) S-3 HIGHWOODS REALTY LTD PARTNERSHIP, 3100 SMOKETREE CT STE 600, RALEIGH, NC, 27604, 9198724924 - 0 ($380,000,000.00) Non-Convertible Debt, (File 333-99499 - Sep. 13) (BR. 08) S-1 COMPLE TEL EUROPE NV, 2132 NA HOOFSDORP, KRUISWEG 609, NETHERLANDS, P7, 0113315353 - 326,778 ($3,202,673.00) Equity, (File 333-99501 - Sep. 13) (BR. 37) S-8 MANITOWOC CO INC, P O BOX 66, MANITOWOC, WI, 54221-0066, 9206844410 - 3,361,142 ($75,835,105.00) Equity, (File 333-99503 - Sep. 13) (BR. 36) S-8 TESSA COMPLETE HEALTH CARE INC/GA, 35 FULFORD AVE, SUITE 101, BEL AIR, MD, 21014, 4108930134 - 15,000,000 ($4,500,000.00) Equity, (File 333-99505 - Sep. 13) (BR. 09) S-3 BOEING CO, P O BOX 3707 MS 1F 31, SEATTLE, WA, 98124, 2066552121 - 0 ($1,000,000,000.00) Other, (File 333-99509 - Sep. 13) (BR. 05) S-8 KEYSTONE AUTOMOTIVE INDUSTRIES INC, 700 E BONITA AVE, POMONA, CA, 91767, 9096248041 - 500,000 ($7,360,000.00) Equity, (File 333-99511 - Sep. 13) (BR. 05) S-8 MANITOWOC CO INC, P O BOX 66, MANITOWOC, WI, 54221-0066, 9206844410 - 0 ($2,084,809.00) Equity, (File 333-99513 - Sep. 13) (BR. 36) SB-2 JOLLEY MARKETING INC, 750,000 ($75,000.00) Equity, (File 333-99515 - Sep. 13) (BR. ) S-3 CADIZ INC, 100 WILSHIRE BLVD., SUITE 1600, SANTA MONICA, CA, 90401, 3108994700 - 1,375,000 ($4,840,000.00) Equity, (File 333-99517 - Sep. 13) (BR. 04) S-8 EMERGENCY FILTRATION PRODUCTS INC/ NV, 4334 S INDUSTRIAL RD, STE 440, LAS VEGAS, NV, 89103, 7027984541 - 1,144,784 ($297,644.00) Equity, (File 333-99519 - Sep. 13) (BR. 37) S-8 EWORLD TRAVEL CORP, 668 NORTH COAST HIGHWAY, #261, LAGUNA BEACH, CA, 92651, 9494877295 - 5,000,000 ($100,000.00) Debt Convertible into Equity, (File 333-99523 - Sep. 13) (BR. 05) S-8 ELECTRONIC ARTS INC, 209 REDWOOD SHORES PARKWAY, REDWOOD CITY, CA, 94065, 4155717171 - 0 ($353,182,500.00) Equity, (File 333-99525 - Sep. 13) (BR. 03) S-3 JONES APPAREL GROUP INC, 250 RITTENHOUSE CIRCLE, KEYSTONE PK, BRISTOL, PA, 19007, 2157854000 - 828,683 ($30,545,255.00) Equity, (File 333-99527 - Sep. 13) (BR. 02) S-8 SYNAPTICS INC, 2381 BERING DRIVE, SAN JOSE, CA, 95131, 4084340110 - 4,500,000 ($26,337,760.00) Equity, (File 333-99529 - Sep. 13) (BR. 03) S-8 SYNAPTICS INC, 2381 BERING DRIVE, SAN JOSE, CA, 95131, 4084340110 - 231,827 ($1,353,869.68) Equity, (File 333-99531 - Sep. 13) (BR. 03) S-3 VIROPHARMA INC, 405 EAGLEVIEW BLVD, PO BOX 5000, EXTON, PA, 19341, 6104587300 - 0 ($3,780,000.00) Equity, (File 333-99533 - Sep. 13) (BR. 01) S-8 WEIS MARKETS INC, 1000 S SECOND ST, PO BOX 471, SUNBURY, PA, 17801, 570-286-4571 - 0 ($10,258,775.00) Equity, (File 333-99535 - Sep. 13) (BR. 02) S-8 NANTUCKET INDUSTRIES INC, 510 BROADHOLLOW RD, STE 300, MELVILLE, NY, 11747, 9178530475 - 300,000 ($120,000.00) Equity, (File 333-99537 - Sep. 13) (BR. 02) S-1 MMCA AUTO RECEIVABLES TRUST II, PO BOX 6038, CYPRESS, CA, 90630-0038, 7142368157 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-99539 - Sep. 13) (BR. 05) S-8 SIZELER PROPERTY INVESTORS INC, 2542 WILLIAMS BLVD, KENNER, LA, 70062, 5044716200 - 0 ($12,024,000.00) Equity, (File 333-99541 - Sep. 13) (BR. 08) S-8 SINGING MACHINE CO INC, 6601 LYONS ROAD, BLDG A-7, COCONUT CREEK, FL, 33073, 9545961000 - 1,950,000 ($2,488,356.00) Equity, (File 333-99543 - Sep. 13) (BR. 02) S-3 ELDERTRUST, 101 E STATE ST, STE 100, KENNETT SQUARE, PA, 19348, 6109254200 - 228,416 ($1,729,109.12) Equity, (File 333-99545 - Sep. 13) (BR. 08) SB-2 BLACK LAKE INC, 3187-G AIRWAY AVENUE, COSTA MESA, CA, 92626, 9498317874 - 2,000,000 ($100,000.00) Equity, (File 333-99547 - Sep. 13) (BR. ) S-8 HCC INSURANCE HOLDINGS INC/DE/, 13403 NORTHWEST FRWY, HOUSTON, TX, 77040-6094, 7136907300 - 5,500,000 ($129,250,000.00) Equity, (File 333-99551 - Sep. 13) (BR. 01) S-4 ENCORE ACQUISITION CO, 777 MAIN STREET, SUITE 1400, FORT WORTH, TX, 76102, 8178779955 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-99557 - Sep. 13) (BR. 04) S-3 ELECTRIC FUEL CORP, 120 WOOD AVE S, STE 300, ISELIN, NJ, 08830, 2128265536 - 0 ($569,316.00) Equity, (File 333-99559 - Sep. 13) (BR. 04) S-8 BOMBAY COMPANY INC, 550 BAILEY AVE STE 700, FORT WORTH, TX, 76107, 8173478200 - 300,000 ($810,000.00) Equity, (File 333-99561 - Sep. 13) (BR. 02) S-8 OCEANEERING INTERNATIONAL INC, 11911 FM 529, HOUSTON, TX, 77041, 713-329-4500 - 2,500,000 ($62,450,000.00) Equity, (File 333-99563 - Sep. 13) (BR. 04) S-3 COMPUTER ASSOCIATES INTERNATIONAL INC, ONE COMPUTER ASSOCIATES PLAZA, ISLANDIA, NY, 11749, 6313425224 - 0 ($660,000,000.00) Debt Convertible into Equity, (File 333-99565 - Sep. 13) (BR. 03) S-4 METALDYNE CORP, 47659 HALYARD DRIVE, PLYMOUTH, MI, 48170, 734-207-6200 - 0 ($250,000,000.00) Equity, (File 333-99569 - Sep. 13) (BR. 05) S-8 COMPLE TEL EUROPE NV, 2132 NA HOOFSDORP, KRUISWEG 609, NETHERLANDS, P7, 0113315353 - 49,750 ($975,175.62) Equity, (File 333-99571 - Sep. 13) (BR. 37) S-4 UNIONBANCAL CORP, 400 CALIFORNIA STREET, SAN FRANCISCO, CA, 94104-1476, 4157652969 - 1,604,625 ($22,690,752.50) Equity, (File 333-99573 - Sep. 13) (BR. 07) SB-2 BANCSHARES OF FLORIDA INC, 3411 TAMIAML TRAIL NORTH SUITE 200, NAPLES, FL, 341001, 9416434646 - 1,495,000 ($16,445,000.00) Equity, (File 333-99575 - Sep. 13) (BR. 07) S-8 EQUITY ONE INC, 1696 N E MIAMI GARDENS DR SUITE 200, NORTH MIAMI BEACH, FL, 33179, 3,607,500 ($47,947,327.50) Equity, (File 333-99577 - Sep. 13) (BR. 08) S-3 HARKEN ENERGY CORP, 16285 PARK TEN PLACE SUITE 600, HOUSTON, TX, 77084, 2817171300 - 0 ($31,428,571.68) Equity, (File 333-99579 - Sep. 13) (BR. 04) S-3 COOPER INDUSTRIES LTD, 600 TRAVIS, SUITE 5800, HOUSTON, TX, 77002-1001, 7132098400 - 0 ($1.00) Other, (File 333-99581 - Sep. 13) (BR. 36) S-4 H&E EQUIPMENT SERVICES LLC, 11100 MEAD ROAD, 2ND FLOOR, BATON ROUGE, LA, 70816, 2252985232 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-99587 - Sep. 13) (BR. ) S-4 H&E EQUIPMENT SERVICES LLC, 11100 MEAD ROAD, 2ND FLOOR, BATON ROUGE, LA, 70816, 2252985232 - 0 ($42,408,680.00) Non-Convertible Debt, (File 333-99589 - Sep. 13) (BR. ) S-3 IDEX CORP /DE/, 630 DUNDEE RD STE 400, NORTHBROOK, IL, 60062, 8474987070 - 0 ($42,309,000.00) Equity, (File 333-99591 - Sep. 13) (BR. 36) S-4 BIOANALYTICAL SYSTEMS INC, 2701 KENT AVE, WEST LAFAYETT, IN, 47906-1382, 3174634527 - 0 ($796,422.00) Equity, (File 333-99593 - Sep. 13) (BR. 36) S-3 IRWIN FINANCIAL CORPORATION, 500 WASHINGTON ST, PO BOX 929, COLUMBUS, IN, 47201, 8123761020 - 1,150,000 ($28,750,000.00) Equity, (File 333-99597 - Sep. 13) (BR. 07) SB-2 GLOBAL SPORTS & ENTERTAINMENT INC/, 5092 S JONES BLVD, LAS VEGAS, NV, 89118, 9786892080 - 7,558,333 ($4,590,999.86) Equity, (File 333-99599 - Sep. 13) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A21 INC TX X 04/30/02 AMEND ABERCROMBIE & FITCH CO /DE/ DE X X 09/13/02 ADEPT TECHNOLOGY INC DE X X 08/30/02 ADVANCED NUTRACEUTICALS INC/TX TX X X 09/13/02 ADVANCED TECHNOLOGY INDUSTRIES INC DE X X 09/09/02 AGEMARK CORP NV X 08/30/02 AGILENT TECHNOLOGIES INC DE X X 09/13/02 AGWAY INC DE X X 09/12/02 AMERICABILIA COM INC FL X 09/11/02 AMERICAN AIRLINES INC DE X 09/13/02 AMERICAN EAGLE OUTFITTERS INC DE X X 09/13/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 09/16/02 AMORITIZING RESIDENTIAL COL TR MOR PA X 08/30/02 AMR CORP DE X 09/13/02 ANWORTH MORTGAGE ASSET CORP MD X X 09/13/02 ARTEMIS INTERNATIONAL SOLUTIONS CORP DE X X 09/13/02 ASBURY AUTOMOTIVE GROUP INC DE X X 09/13/02 ASSET BACKED FUNDING CORP ASSET BK FU DE X X 01/31/00 ASSOCIATED AUTOMOTIVE GROUP INC FL X X 08/21/02 ASYST TECHNOLOGIES INC /CA/ CA X X 09/05/02 ATCHISON CASTING CORP KS X X 09/13/02 BARNES & NOBLE INC DE X X 09/13/02 BEAZER HOMES USA INC DE X X 09/13/02 BELDEN & BLAKE CORP /OH/ OH X 08/30/02 BENCHMARK TECHNOLOGY CORP NV X X X X 06/30/02 AMEND BERKLEY W R CORP DE X X 09/13/02 BIOMARIN PHARMACEUTICAL INC DE X 09/12/02 BLUE RIDGE ENERGY INC X 09/11/02 BMW FS SECURITIES LLC X 09/10/02 BMW FS SECURITIES LLC X 09/10/02 BRIAZZ INC WA X 09/12/02 CANAL CAPITAL CORP DE X X 09/23/02 CASEYS GENERAL STORES INC IA X X 09/09/02 CBES BANCORP INC DE X X 09/05/02 CENTERPOINT ENERGY INC X X 09/05/02 CHASE FUNDING INC NY X X 09/12/02 CHESAPEAKE FINANCIAL SHARES INC VA X X 09/03/02 CLAIRES STORES INC DE X X 09/13/02 CLARUS CORP DE X X 09/12/02 COASTCAST CORP CA X X 09/12/02 COCA COLA ENTERPRISES INC DE X 09/12/02 COLE COMPUTER CORP NV X 09/02/02 COMPUTER ASSOCIATES INTERNATIONAL INC DE X 09/13/02 COMVERSE TECHNOLOGY INC/NY/ NY X 09/13/02 CONCENTRAX INC NV X X X 09/04/02 CORPORATE ASSET BACKED CORP DE X X 09/03/02 CTN MEDIA GROUP INC DE X X 09/05/02 DCAP GROUP INC/ DE X X 08/30/02 DECADE COMPANIES INCOME PROPERTIES WI X 09/13/02 DECISIONLINK INC DE X X 08/12/02 DENTAL RESOURCES INC MN X X 09/06/02 DIGITRAN SYSTEMS INC /DE DE X X X X 09/12/02 DSET CORP NJ X 09/12/02 DVI RECEIVABLES CORP DE X 08/31/02 DVI RECEIVABLES CORP VIII DE X 08/31/02 EAGLE SUPPLY GROUP INC DE X X 09/11/02 EB2B COMMERCE INC /NY/ NJ X 09/11/02 ELDERTRUST MD X 09/12/02 ELECTROPURE INC CA X X 08/30/02 EMTEC INC/NJ UT X X 08/31/02 ENVIROMAT CO LTD DE X X 09/12/02 ERIE FAMILY LIFE INSURANCE CO PA X 09/13/02 ERIE INDEMNITY CO PA X 09/13/02 EUROTECH LTD DC X X 09/09/02 EXTENDED STAY AMERICA INC DE X X 09/12/02 FAIRFIELD MANUFACTURING CO INC DE X 09/13/02 FERRELLGAS PARTNERS L P DE X 09/13/02 FINGERHUT RECEIVABLES INC DE X 09/13/02 FIRST ALLIANCE CORP /DE/ DE X X 09/09/02 FIRST INVESTORS FINANCIAL SERVICES GR TX X 09/13/02 FIRST NATIONAL BANCSHARES INC/ FL/ FL X 09/12/02 FIRSTMARK CORP /ME/ ME X X 08/23/02 AMEND FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 08/31/02 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 08/29/02 FORTUNE DIVERSIFIED INDUSTRIES INC DE X X 09/01/02 FORTUNE NATURAL RESOURCES CORP DE X X 09/12/02 FRANKLIN ELECTRONIC PUBLISHERS INC PA X X 09/12/02 FREEREALTIME COM INC DE X X 09/03/02 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 09/13/02 FTI CONSULTING INC MD X X 08/30/02 FUTURE FUND IL X X 09/10/02 GAP INC DE X X 09/12/02 GENEVA STEEL CO UT X 08/29/02 GENEVA STEEL HOLDINGS CORP X 08/29/02 GENUITY INC DE X X 09/12/02 GEORGIA PACIFIC CORP GA X X 09/12/02 AMEND GLOBAL MAINTECH CORP /MN/ MN X 05/11/02 GRANITE BROADCASTING CORP DE X 09/09/02 GREYHOUND LINES INC DE X 08/30/02 GS MORTGAGE SECURITIES 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