SEC NEWS DIGEST Issue 2002-105 May 31, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - WEDNESDAY, JUNE 5, 2002 - 2:00 P.M. The subject matter of the closed meeting scheduled for Wednesday, June 5, at 2:00 p.m., will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and a Litigation matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS ALEXIS ARLETT BARRED FROM ASSOCIATION WITH ANY INVESTMENT ADVISER On May 30, the Commission instituted administrative proceedings against Alexis A. Arlett, of Skillman, New Jersey, and simultaneously accepted Arlett's Offer of Settlement in which, without admitting or denying the Commission's findings, she agreed to be barred from association with any investment adviser. The Commission's Order finds that, on February 8, 2001, an Order of Permanent Injunction was entered against Arlett by the United States District Court for the District of New Jersey, in Securities and Exchange Commission v. Alexis A. Arlett, et al., Civil Action No. 01-621 (AET), pursuant to her consent. The Order of Permanent Injunction permanently enjoined Arlett from violating Section 17(a) of the Securities Act of 1933; Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. From April 1995 through January 2001, Arlett was the president, sole owner and operator of Arlett and Associates, Inc., an investment adviser registered with the state of New Jersey. The Commission's complaint in the civil action alleged that, between September 1995 and November 2000, Arlett, through Arlett and Associates, misappropriated approximately $4.1 million in client funds from accounts maintained at a broker-dealer, falsely claiming that these funds represented fees owed by clients. Arlett's clients had signed agreements allowing her to obtain the funds directly from the broker- dealer upon presentation of a request for fees. Arlett and her company took approximately $2.5 million of this total from the accounts of one family. During this period, the total value of assets under management by Arlett and Arlett and Associates never exceeded $6.04 million. The complaint further alleged that, in order to perpetrate and conceal the fraud, Arlett created and distributed false account statements to clients, and made misrepresentations and omissions of material fact in correspondence, e-mails and oral statements to investors. Arlett transferred the stolen funds to several bank accounts and used these funds for lavish personal living expenses, including more than $1.3 million spent on jewelry, and hundreds of thousands of dollars on artwork. (Rel. IA-2034; File No. 3-10788) INVESTMENT COMPANY ACT RELEASES BARCLAYS GLOBAL FUND ADVISORS, ET AL. A notice has been issued giving interested persons until June 24, 2002, to request a hearing on an application filed by Barclays Global Fund Advisors, et al. for an order to permit an open-end management investment company, whose series will consist of the component securities of certain fixed-income indices, to issue shares of limited redeemability that will trade in the secondary market at negotiated prices. The order also will permit certain affiliated persons of the series to deposit securities into, and receive securities from, the series. (Rel. IC-25594 - May 29) ISHARES, INC., ET AL. A notice has been issued giving interested persons until June 24, 2002, to request a hearing on an application filed by iShares, Inc., et al. for an order that would amend certain prior orders to permit dealers to sell shares of certain open-end management investment companies in the secondary market unaccompanied by a prospectus, when the Securities Act of 1933 does not require prospectus delivery. The order would also provide such relief to certain series of iShares Trust that would be based on fixed income securities indices. (Rel. IC-25595 - May 29) NEW YORK STATE COLLEGE CHOICE TUITION SAVINGS PROGRAM TRUST FUND, ET AL. An order has been issued on an application filed by New York State College Choice Tuition Savings Program Trust Fund, et al. under Section 17(b) of the Investment Company Act for an exemption from Section 17(a) of the Act. The order permits New York State College Choice Tuition Savings Program Trust Fund to purchase shares of certain series of a registered open-end investment company in-kind. (Rel. IC-25596 - May 29) HOLDING COMPANY ACT RELEASES XCEL ENERGY, ET AL. An order has been issued, with conditions, authorizing a proposal by Xcel Energy, Inc. (Xcel), a registered holding company, and its wholly owned subsidiary, NRG Acquisition Company, LLC, to acquire the outstanding common stock of NRG Energy, Inc. by means of a tender or exchange offer. The order also denies a request for a hearing. (Rel. 35-27533) KEYSPAN CORPORATION AND EASTERN ENTERPRISES An order has been issued authorizing a proposal by KeySpan Corporation (KeySpan), a registered holding company and Eastern Enterprises (Eastern), a wholly-owned subsidiary of KeySpan and an exempt holding company (collectively, Applicants). Applicants have been authorized to change the organizational form of Eastern from a Massachusetts business trust to a Massachusetts limited liability company to be named KeySpan New England, LLC (KeySpan New England) and to form KSNE, LLC (KSNE), a Delaware limited liability company that will hold a membership interest in the newly formed KeySpan New England. In addition, KeySpan New England, upon its formation, is approved as an exempt holding company. (Rel. 35-27532) SELF-REGULATORY ORGANIZATIONS AMENDMENT OF PROPOSED RULE CHANGE An amendment of a proposed rule change has been filed by the National Association of Securities Dealers (SR-NASD-2001-90) relating to Nasdaq's proposed separation from the NASD and the establishment of the NASD's Alternative Display Facility. Publication of the amendment of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34-45991) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of J Net Enterprises, Inc., effective at the opening of business on May 30, 2002. (Rel. 34-45999) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $5.00 par value, of Federal-Mogul Corporation, effective at the opening of business on May 30, 2002. (Rel. 34-46000) WITHDRAWAL GRANTED An order has been issued granting the application of Transfinancial Holdings, Inc. to withdraw its Common Stock, par value $.01, from listing and registration on the American Stock Exchange, effective at the opening of business on May 31, 2002. (Rel. 34-46004) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 HORTON D R INC /DE/, 1901 ASCENSION BLVD, STE 100, ARLINGTON, TX, 76006, 8178568200 - 0 ($14,717,391.30) Equity, (File 333-89344 - May. 30) (BR. 06) S-8 HORTON D R INC /DE/, 1901 ASCENSION BLVD, STE 100, ARLINGTON, TX, 76006, 8178568200 - 0 ($61,152,000.00) Equity, (File 333-89346 - May. 30) (BR. 06) S-4 HORTON D R INC /DE/, 1901 ASCENSION BLVD, STE 100, ARLINGTON, TX, 76006, 8178568200 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-89348 - May. 30) (BR. 06) S-3 POTASH CORP OF SASKATCHEWAN INC, 122 1ST AVE S, STE 500, SASKATOON, SASKATCHEWAN CANADA, A9, S7K 7G3, 3069338500 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-89350 - May. 30) (BR. 04) S-8 BRASS EAGLE INC, 1201 SE 30TH ST., BENTONVILLE, AR, 72712, 479-464-8700 - 30,000 ($175,500.00) Equity, (File 333-89352 - May. 30) (BR. 02) S-8 FIRSTENERGY CORP, 76 SOUTH MAIN ST, AKRON, OH, 44308-1890, 3303845100 - 0 ($257,325,000.00) Equity, (File 333-89356 - May. 30) (BR. 02) F-10 CP SHIPS LTD, 62-65 TRAFALGAR SQUARE, LONDON ENGLAND, X0, WC2N 5DY, 0 ($106,840,750.00) Equity, (File 333-89360 - May. 30) (BR. 05) S-8 UNITED SECURITY BANCSHARES, 1525 E SHAW AVENUE, FRESO, CA, 93710, 0 ($7,229,250.00) Equity, (File 333-89362 - May. 30) (BR. 07) S-3 VICOM INC, 9449 SCIENCE CENTER DR, NEW HOPE, MN, 55428, 6125043000 - 1,175,000 ($1,445,250.00) Equity, (File 333-89364 - May. 30) (BR. 37) S-8 SYNERGY TECHNOLOGIES CORP, 335 25TH ST. S.E., C/O SYNERGY TECHNOLOGIES CORP, CALGARY ALBERTA CA, A0, T2A 7H8, 4032692274 - 90,627 ($54,376.20) Equity, (File 333-89366 - May. 30) (BR. 05) S-8 LANDEC CORP \CA\, 3603 HAVEN AVE, MENLO PARK, CA, 94025, 4152613697 - 0 ($1,562,400.00) Equity, (File 333-89368 - May. 30) (BR. 06) S-3 PLANAR SYSTEMS INC, 1400 NORTHWEST COMPTON DR, BEAVERTON, OR, 97008, 5036901100 - 0 ($10,523,148.00) Equity, (File 333-89372 - May. 30) (BR. 06) S-3 ABGENIX INC, 7601 DUMBARTON CIRCLE, FREMONT, CA, 94555, 5106086500 - 0 ($323,408,613.00) Other, (File 333-89374 - May. 30) (BR. 01) S-8 BEL FUSE INC /NJ, 206 VAN VORST ST., JERSEY CITY, NJ, 07032, 2014320463 - 1,000,000 ($26,060,000.00) Equity, (File 333-89376 - May. 30) (BR. 36) S-4 PUBLIC STORAGE INC /CA, 701 WESTERN AVE, STE 200, GLENDALE, CA, 91201-2349, (818) 244-8080 - 0 ($11,825,780.00) Equity, (File 333-89378 - May. 30) (BR. 08) SB-2 VIRILITEC INDUSTRIES INC, 100 CEDARURST AVE, SUITE 201, CEDARHURST, NY, 11516, 425,000 ($106,250.00) Equity, (File 333-89380 - May. 30) (BR. 09) S-3 ALBERTO CULVER CO, 2525 ARMITAGE AVE, MELROSE PARK, IL, 60160, 7084503039 - 0 ($361,077,000.00) Equity, (File 333-89382 - May. 30) (BR. 02) SB-2 SYNERGY FINANCIAL GROUP INC, 310 N. AVE EAST, CRANFORD, NJ, 07016, 8006935838 - 0 ($13,225,000.00) Equity, (File 333-89384 - May. 30) (BR. ) S-4 PLANETCAD INC, 2425 55TH STREET, STE 100, BOULDER, CO, 80301, 3034490649 - 0 ($19,984.67) Equity, (File 333-89386 - May. 30) (BR. 03) S-8 INTERNET BUSINESS INTERNATIONAL INC, 4634 SOUTH MARYLAND PARKWAY SUITE 101, LAS VEGAS, NV, 89119, 7029680008 - 0 ($450,000.00) Equity, (File 333-89390 - May. 30) (BR. 04) S-8 HUMAN GENOME SCIENCES INC, 9410 KEY W AVE, ROCKVILLE, MD, 20850-3338, 3013098504 - 0 ($107,593,508.00) Equity, (File 333-89392 - May. 30) (BR. 01) S-8 PIXELWORKS INC, 7700 SW MOHAWK, TUALATIN, OR, 97062, 0 ($32,970,000.00) Equity, (File 333-89394 - May. 30) (BR. 36) S-8 VALUECLICK INC/CA, 4360 PARK TERRACE DR, SUITE 100, WESTLAKE VILLAGE, CA, 91361, 8056846060 - 0 ($58,907,076.33) Equity, (File 333-89396 - May. 30) (BR. 02) S-8 PACEL CORP, 8870 RIXLEW LANE SUITE 201, MANASSAS, VA, 20109, 7032574759 - 0 ($300,000.00) Equity, (File 333-89398 - May. 30) (BR. 03) SB-2 NORTHEAST MORTGAGE CORP, 800 MAIN STREET SOUTH, SOUTHBURY, CT, 06488, 203-252-6110 - 4,000,000 ($400,000.00) Equity, (File 333-89404 - May. 30) (BR. 09) S-3 TRANSMEDIA NETWORK INC /DE/, 11900 BISCAYNE BLVD, STE 460, MIAMI, FL, 33181, 3058923300 - 3,000,000 ($29,490,000.00) Equity, (File 333-89406 - May. 30) (BR. 08) S-1 MONTPELIER RE HOLDINGS LTD, ACE BUILDING, 30 WOODBOURNE AVE P O BOX HM 2079, PEMBROKE, D0, 00000, 441 296 5550 - 0 ($250,000,000.00) Equity, (File 333-89408 - May. 30) (BR. ) S-3 US BANCORP \DE\, 601 2ND AVENUE SOUTH, FIRST BANK PLACE, MINNEAPOLIS, MN, 55402-4302, 6129731111 - 0 ($2,350,824.00) Equity, (File 333-89410 - May. 30) (BR. 07) S-3 CANYON RESOURCES CORP, 14142 DENVER W PKWY STE 250, GOLDEN, CO, 80401, 3032788464 - 0 ($8,948,963.00) Equity, (File 333-89412 - May. 30) (BR. 04) S-8 APPLIED MOLECULAR EVOLUTION INC, 3520 DUNHILL STREET, SAN DIEGO, CA, 92121, 5855974990 - 0 ($4,719,229.00) Equity, (File 333-89416 - May. 30) (BR. 01) S-4 FIDELITY NATIONAL INFORMATION SOLUTIONS INC, 5060 SHOREHAM PL. #300, SAN DIEGO, CA, 92122, 6194506100 - 0 ($342,261,077.08) Equity, (File 333-89418 - May. 30) (BR. 08) S-8 FLAGSTAR BANCORP INC, 2600 TELEGRAPH ROAD, BLOOMFIELD HILLS, MI, 48032-0953, 8103387700 - 1,000,000 ($28,300,000.00) Equity, (File 333-89420 - May. 30) (BR. 07) S-3 SSB VEHICLE SECURITIES INC, SEVEN WORLD TRADE CENTER, NEW YORK, NY, 10048, 2127837000 - 1,000,000 ($1,000,000.00) Debt Convertible into Equity, (File 333-89422 - May. 30) (BR. 05) S-8 FLAGSTAR BANCORP INC, 2600 TELEGRAPH ROAD, BLOOMFIELD HILLS, MI, 48032-0953, 8103387700 - 750,000 ($21,225,000.00) Equity, (File 333-89424 - May. 30) (BR. 07) S-2 TAYLOR INVESTMENT CORP /MN/, 43 MAIN ST SE, STE 506, MINNEAPOLIS, MN, 55414, 6123316929 - 6,000 ($6,000.00) Equity, (File 333-89426 - May. 30) (BR. 08) F-3 ADVANCED SEMICONDUCTOR ENGINEERING INC, 26 CHIN THIRD ROAD, NANTZE EXPORT PROCESSING ZONE, KAOHSIUNG TAIWAN, F5, 00000, 0 ($167,247,080.00) ADRs/ADSs, (File 333-89428 - May. 30) (BR. 36) S-1 GPC CAPITAL CORP I, 1110 EAST PRINCESS STREET, YORK, PA, 17403, 7178498500 - 0 ($100,000,000.00) Debt Convertible into Equity, (File 333-89430 - May. 30) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A CONSULTING TEAM INC NY X X 05/16/02 ABN AMRO MORTGAGE CORP DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-2 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-3 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-4 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-5 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-2 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-3 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-4 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-5 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-6 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-7 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-2 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-3 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-4 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-1A DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-7 DE X 05/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-4 DE X 05/01/02 ACTV INC /DE/ DE X X 05/24/02 ALFORD REFRIGERATED WAREHOUSES INC X 05/24/02 ALTEON INC /DE DE X X 05/30/02 AMC ENTERTAINMENT INC DE X 06/27/02 AMEREN CORP MO X X 05/30/02 AMERENENERGY GENERATING CO IL X X 05/30/02 AMERICAN CLASSIC VOYAGES CO DE X X 05/06/02 AMERICAN RESOURCES & DEVELOPMENT CO UT X X 04/05/02 AMEND AMERICAN SCIENCE & ENGINEERING INC MA X X 05/29/02 AMERICAN SOUTHWEST FINANCIAL SECURITI AZ X 05/01/02 AMERISTAR CASINOS INC NV X X 05/23/02 AMF BOWLING WORLDWIDE INC DE X 05/28/02 AMSOUTH AUTO RECEIVABLES LLC X X 05/15/02 AON CORP DE X 05/30/02 AQUACELL TECHNOLOGIES INC DE X X 03/19/02 AMEND ARCH WIRELESS COMMUNICATIONS INC DE X X 05/30/02 ARCH WIRELESS COMMUNICATIONS INC DE X X 05/15/02 ARCH WIRELESS INC DE X X 05/30/02 ARCH WIRELESS INC DE X X 05/15/02 AT HOME CORP DE X X 05/23/02 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 05/29/02 BANKATLANTIC BANCORP INC FL X X 03/22/02 AMEND BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 05/01/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 05/01/02 BICO INC/PA PA X 05/30/02 BIOSPECIFICS TECHNOLOGIES CORP DE X X 05/14/02 BLUE MARTINI SOFTWARE INC X 05/14/02 BRANDYWINE REALTY TRUST MD X X 05/23/02 BRIGGS & STRATTON CORP WI X X 05/20/02 AMEND CAMBEX CORP MA X X 03/12/02 AMEND CARING PRODUCTS INTERNATIONAL INC DE X X X 05/17/02 CARLYLE INDUSTRIES INC DE X X 05/24/02 CENTRAL ILLINOIS PUBLIC SERVICE CO IL X X 05/30/02 CEPHALON INC DE X X 05/15/02 CHARMING SHOPPES INC PA X 05/29/02 CHASE MORTGAGE FINANCE CORP DE X X 05/30/02 CIT EQUIPMENT COLLATERAL 2001-1 X X 05/16/02 CITICORP MORTGAGE SECURITIES INC DE X 05/30/02 CITIZENS BANCSHARES CORP /GA/ GA X X 05/30/02 CNF INC DE X X 05/30/02 COAST FEDERAL LITIGATION CONTINGENT P DE X X 05/30/02 COLLAGENEX PHARMACEUTICALS INC DE X 05/30/02 COMFORT SYSTEMS USA INC DE X X 05/24/02 COMPLE TEL EUROPE NV X X 05/30/02 COMTREX SYSTEMS CORP DE X X 05/30/02 CONCEPTUS INC DE X 05/29/02 CORNERSTONE PROPANE PARTNERS LP DE X X 05/16/02 AMEND CREDIT SUISSE FST BOS MOR SEC CSFB MO DE X X 05/28/02 CREE INC NC X X 05/30/02 CROWN AMERICAN REALTY TRUST MD X 05/30/02 CSFB MORTGAGE BACKED PASS THRU CERTS DE X X 05/28/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X 05/29/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 05/28/02 CT COMMUNICATIONS INC /NC NC X X 05/28/02 CWMBS INC DE X 05/30/02 CWMBS INC DE X X 05/24/02 CYCLO3PSS CORP DE X 05/30/02 AMEND DBS INDUSTRIES INC DE X X 05/23/02 DECODE GENETICS INC DE X 03/18/02 AMEND DIANON SYSTEMS INC DE X X 05/23/02 AMEND DISCOVER CARD MASTER TRUST I DE X X 05/29/02 DORAL FINANCIAL CORP PR X X 05/28/02 DORAL FINANCIAL CORP PR X X 05/28/02 AMEND DQE INC PA X X 05/28/02 DUPONT PHOTOMASKS INC DE X X X 05/15/02 EAGLE BUILDING TECHNOLOGIES INC NV X 05/30/02 EL PASO CORP/DE DE X 05/30/02 ENTERTAINMENT PROPERTIES TRUST MD X 05/23/02 EQUITY ONE ABS INC DE X X 05/28/02 EVTC INC DE X X 05/20/02 AMEND FAB INDUSTRIES INC DE X X 05/30/02 FEDERAL AGRICULTURAL MORTGAGE CORP X 05/30/02 FIRST HORIZON ASSET SECURITIES INC DE X X 05/30/02 FIRST SIERRA RECEIVABLES III INC DE X X 05/01/02 FRANKLIN RECEIVABLES LLC DE X X 05/30/02 GABLES REALTY LIMITED PARTNERSHIP DE X X 05/28/02 GABLES RESIDENTIAL TRUST MD X X 05/28/02 GARDENBURGER INC OR X X 05/16/02 AMEND GFSI HOLDINGS INC DE X X 05/30/02 GFSI INC DE X X 05/30/02 GS MORTGAGE SECURITIES CORP DE X 05/30/02 HORIZON MEDICAL PRODUCTS INC GA X X 03/01/02 HORSESHOE GAMING HOLDING CORP DE X X 05/30/02 HORTON D R INC /DE/ DE X X 05/29/02 HUDSON UNITED BANCORP NJ X X 05/22/02 INTERNATIONAL DISPENSING CORP DE X X 05/29/02 INTERVOICE BRITE INC TX X X X X 05/29/02 ION NETWORKS INC DE X X 05/21/02 JACOBSON STORES INC MI X X 05/23/02 JCM PARTNERS LLC DE X 05/22/02 JLG INDUSTRIES INC PA X X 05/30/02 JONES PROGRAMMING PARTNERS 1-A LTD CO X X 05/28/02 AMEND JONES PROGRAMMING PARTNERS 2-A LTD CO X X 05/28/02 AMEND JORDAN INDUSTRIES INC IL X 05/29/02 KEYSTONE PROPERTY TRUST MD X X 05/28/02 KITTY HAWK INC DE X X 05/30/02 KLEVER MARKETING INC DE X 05/17/02 LEVCOR INTERNATIONAL INC DE X X 11/20/01 LMI AEROSPACE INC MO X X 05/16/02 LOGIMETRICS INC DE X X 05/24/02 MAVERICK TUBE CORPORATION DE X X 05/29/02 MBNA CORP MD X 05/30/02 MENTOR GRAPHICS CORP OR X X 05/29/02 MERGE TECHNOLOGIES INC WI X X 05/22/02 METASOURCE GROUP INC NV X 05/28/02 MICRON ENVIRO SYSTEMS INC X 05/29/02 MMCA AUTO OWNER TRUST 1999-2 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2000-1 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2000-2 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2001 2 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2001-1 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2001-3 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2001-4 DE X X 05/15/02 MMCA AUTO OWNER TRUST 2002-1 DE X X 05/15/02 MODEM MEDIA INC DE X X 05/28/02 MULTIMEDIA GAMES INC TX X 05/29/02 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY X 02/15/02 NATIONAL PROPERTY ANALYSTS MASTER LIM DE X X 05/29/02 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 05/01/02 NAVISTAR FINANCIAL RETAIL RECEIVABLES DE X 04/30/02 NAVISTAR FINANCIAL SECURITIES CORP DE X 04/30/02 NEOWARE SYSTEMS INC DE X X 05/23/02 NETPLEX GROUP INC NY X X 05/30/02 NETSTAFF INC/IN IN X X X X 05/17/02 NEW ENERGY CORP X X 05/17/02 NEWFIELD EXPLORATION CO /DE/ DE X X 05/29/02 NEWMONT MINING CORP /DE/ DE X X 05/23/02 NIKE INC OR X X 05/29/02 OAK RIDGE MICRO-ENERGY INC CO X X X 04/01/02 OHIO CASUALTY CORP OH X X 05/30/02 OSTEX INTERNATIONAL INC /WA/ WA X X 05/22/02 PANERA BREAD CO DE X 05/30/02 PHARMACEUTICAL FORMULATIONS INC DE X 05/29/02 PHILIP MORRIS COMPANIES INC VA X 05/30/02 PINNACLE ENTERTAINMENT INC DE X X X 05/28/02 PROGRESS ENERGY INC NC X X 05/30/02 PROLOGIS TRUST MD X 05/30/02 PROTECTION ONE INC DE X X 05/30/02 PROXIM CORP DE X 03/26/02 AMEND QLOGIC CORP DE X 05/16/02 RADIO ONE INC DE X 05/30/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 05/28/02 RESOURCE ASSET MANAGEMENT CORP NV X X 05/30/02 AMEND RESTORAGEN INC DE X 05/22/02 RFS HOTEL INVESTORS INC TN X X X 05/30/02 ROTONICS MANUFACTURING INC/DE DE X X 05/24/02 SANMINA-SCI CORP DE X X 05/28/02 SEITEL INC DE X X 05/30/02 SIERRA PACIFIC RESOURCES /NV/ NV X X 05/28/02 SIGNALSOFT CORP DE X X 05/30/02 SOFTNET SYSTEMS INC DE X X 05/20/02 SPARTECH CORP DE X X 05/30/02 ST MARY LAND & EXPLORATION CO DE X X 05/31/02 STRATEGIC CAPITAL RESOURCES INC DE X X 05/30/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 05/28/02 STRUCTURED ASSET SECURITIES CORP DE X 05/29/02 SUN HYDRAULICS CORP FL X X 05/28/02 SUPERIOR NATIONAL INSURANCE GROUP INC DE X X 05/30/02 THACKERAY CORP DE X X 05/30/02 TLC LASER CENTER INC A6 X X 05/15/02 UNION ELECTRIC CO MO X X 05/30/02 USA INTERACTIVE DE X 05/29/02 USFREIGHTWAYS CORP DE X X 05/29/02 VARSITY BRANDS INC DE X X 05/30/02 VIRGINIA COMMERCE BANCORP INC X X 05/29/02 VISTA GOLD CORP X 05/29/02 VOLT INC NV X 05/17/02 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC X 05/01/02 WARWICK COMMUNITY BANCORP INC DE X 05/30/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 04/29/02 WESTERN RESOURCES INC /KS KS X X X 05/30/02