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Litigation Release No. 19359 / September 2, 2005

SEC v. Bear, Stearns & Co. Inc., No. 03 Civ. 2937 (WHP) (S.D.N.Y.)

SEC v. Jack Benjamin Grubman, No. 03 Civ. 2938 (WHP) (S.D.N.Y.)

SEC v. J.P. Morgan Securities Inc., No. 03 Civ. 2939 (WHP) (S.D.N.Y.)

SEC v. Lehman Brothers, Inc., No. 03 Civ. 2940 (WHP) (S.D.N.Y.)

SEC v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, No. 03 Civ. 2941 (WHP) (S.D.N.Y.)

SEC v. U.S. Bancorp Piper Jaffray, Inc., No. 03 Civ. 2942 (WHP) (S.D.N.Y.)

SEC v. UBS Securities LLC, f/k/a UBS Warburg LLC, No. 03 Civ. 2943 (WHP) (S.D.N.Y.)

SEC v. Goldman, Sachs & Co., No. 03 Civ. 2944 (WHP) (S.D.N.Y.)

SEC v. Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., No. 03 Civ. 2945 (WHP) (S.D.N.Y.)

SEC v. Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation, No. 03 Civ. 2946 (WHP) (S.D.N.Y.)

SEC v. Henry McKelvey Blodget, No. 03 Civ. 2947 (WHP) (S.D.N.Y.)

SEC v. Morgan Stanley & Co. Incorporated, No. 03 Civ. 2948 (WHP) (S.D.N.Y.)

SEC v. Deutsche Bank Securities, Inc., No. 04 Civ. 6909 (WHP) (S.D.N.Y.)

SEC v. Thomas Weisel Partners LLC, No. 04 Civ. 6910 (WHP) (S.D.N.Y.)

Federal Court Approves Revised Investor Education Funding Plan In Global Research Analyst Settlement

The Securities and Exchange Commission today announced that the Honorable William H. Pauley III, United States District Judge for the Southern District of New York, has approved the Commission's revised plan to fund investor education initiatives nationwide. Judge Pauley issued an order that enables the nonprofit NASD Investor Education Foundation to distribute the entire $55 million set aside for investor education by federal regulators in settlements with twelve investment banks to resolve analyst conflict of interest charges.

* Order

http://www.sec.gov/litigation/litreleases/lr19359 .htm

Modified: 09/02/2005