Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Dec. 27, 2010	Alcatel-Lucent, S.A. Release No. LR-21795 See Also: SEC Complaint
Dec. 23, 2010	Michael E. Kelly, et al. Release No. LR-21793
Dec. 23, 2010	One or More Unknown Purchasers of Securities of Martek Biosciences Corporation Release No. LR-21792
Dec. 23, 2010	One or More Unknown Purchasers of Options of InterMune, Inc. Release No. LR-21794 See Also: SEC Complaint
Dec. 22, 2010	Kenneth W. Burnt, Perimeter Wealth Financial Services, Inc., and KSB Financial, Inc. Release No. LR-21789 See Also: SEC Complaint
Dec. 22, 2010	Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC Release No. LR-21788
Dec. 22, 2010	Pharma Holdings, Inc., Edward Klapp IV and Edward Klapp Jr. Release No. LR-21791 See Also: SEC Complaint
Dec. 22, 2010	Amit V. Patel Release No. LR-21790 See Also: SEC Complaint
Dec. 21, 2010	Robert L. Buckhannon, Terry D. Rawstern. Dale E. St. Jean, Gregory D Tindall, Richard D. Mittasch, Christopher T. Paganes, Glenn M. Barikmo and Imperium Investment Advisors, LLC Release No. LR-21787 See Also: SEC Complaint
Dec. 21, 2010	Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants Release No. LR-21786
Dec. 20, 2010	Alfred Clay Ludlum III, Printz Capital Management, LLC, Printz Financial Group, Inc., and PCM Global Holdings, LLC Release No. LR-21785 See Also: SEC Complaint
Dec. 20, 2010	Joseph M. Elles Release No. LR-21784, AAER-3219 See Also: SEC Complaint
Dec. 16, 2010	William K. Harrison, et al. Release No. LR-21781
Dec. 16, 2010	Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants Release No. LR-21783
Dec. 16, 2010	Kenneth Ira Starr, et al Release No. LR-21782 See Also: SEC Complaint
Dec. 15, 2010	Banc of America Securities LLC and Banc of America Investment Services, Inc. Release No. LR-21780
Dec. 15, 2010	Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc. Release No. LR-21779 See Also: SEC Complaint
Dec. 13, 2010	Superior Opportunities, Inc., et al. Release No. LR-21773
Dec. 13, 2010	William A. Huber and Hubadex, Inc. Release No. LR-21777
Dec. 13, 2010	Helvetia Pharmaceuticals, Inc., et al. Release No. LR-21772
Dec. 13, 2010	Smart Online, Inc., et al. Release No. LR-21776
Dec. 13, 2010	Mercer Capital, Inc, et al. Release No. LR-21771
Dec. 13, 2010	Arthur Nadel, et al. Release No. LR-21775
Dec. 13, 2010	BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci Release No. LR-21774
Dec. 13, 2010	Alanar, Inc., et al. Release No. LR-21778
Dec. 10, 2010	Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan Release No. LR-21769, AAER-3217 See Also: SEC Complaint
Dec. 10, 2010	Daniel Spitzer et al. Release No. LR-21768
Dec. 10, 2010	RAE Systems Inc. Release No. LR-21770 See Also: SEC Complaint
Dec. 8, 2010	Brett A. Cohen and David V. Myers Release No. LR-21767 See Also: SEC Complaint
Dec. 8, 2010	One or More Unknown Purchasers of Securities of Wimm-Bill-Dann Foods OJSC Release No. LR-21766 See Also: Temporary Restraining Order
Dec. 7, 2010	Jeffery J. Temple and Benedict M. Pastro Release No. LR-21765 See Also: SEC Complaint
Dec. 6, 2010	Joshua Konigsberg, Louis Fischler, and MediSys Corp. Release No. LR-21764
Dec. 6, 2010	Daniel O'Riordan Release No. LR-21763
Dec. 6, 2010	Stephen F. Clifford d/b/a Clifford Financial Assocs. Release No. LR-21762
Dec. 3, 2010	Clifton K. Oram, et al. Release No. LR-21761
Dec. 2, 2010	BroCo Investments, Inc. and Valery Maltsev Release No. LR-21760
Dec. 1, 2010	Jennifer L. Dodge, Grant M. Carroll, Tamara M. Davis, and The Cornerstone TKD, LLC Release No. LR-21759
Nov. 30, 2010	Arnold McClellan and Annabel McClellan Release No. LR-21758 See Also: SEC Complaint
Nov. 24, 2010	One Equity Corp., et al. Release No. LR-21757
Nov. 24, 2010	Charles William Petty, II, et al. Release No. LR-21756
Nov. 24, 2010	Crossroads Financial Planning, Inc., and Julie M. Jarvis, et al. Release No. LR-21755
Nov. 23, 2010	Jacob (“Kobi”) Alexander, et al. Release No. LR-21753, AAER-3215
Nov. 23, 2010	Richard Dalton and Universal Consulting Resources LLC, Defendants, and Marie Dalton, Relief Defendant Release No. LR-21754 See Also: SEC Complaint
Nov. 22, 2010	Financial Services Moskop and Associates, Inc. and Edward L. Moskop Release No. LR-21752 See Also: SEC Complaint
Nov. 22, 2010	George Georgiou Release No. LR-21751
Nov. 18, 2010	Mohit A. Khanna, MAK 1 Enterprises Group, LLC, et al. Release No. LR-21749
Nov. 18, 2010	Steven L. Rattner Release No. LR-21748 See Also: SEC Complaint
Nov. 18, 2010	Joanne Crupi and Annette Bongiorno Release No. LR-21750 See Also: Joann Crupi , and Annette Bongiorno
Nov. 17, 2010	Charles C. Conaway and John T. McDonald, Jr. Release No. LR-21745
Nov. 17, 2010	Richard Dalton and Universal Consulting Resources LLC, Defendants, and Marie Dalton, Relief Defendant Release No. LR-21747 See Also: SEC Complaint
Nov. 17, 2010	Merendon Mining (Nevada) Inc., Larry Lee Adair, Milowe Allen Brost a/k/a Milo Brost, M.B. Gonne or Phillip K. Collins, Ward K. Capstick, Bradley Dean Regier, Gary Allen Sorenson a/k/a Don Grey Fox, Martin M. Werner, Syndicated Gold Depository Inc., now known as Bahama Resources Alliance Ltd., Merendon Mining Corp. Ltd., Institute For Financial Learning Group of Companies, Inc. Release No. LR-21746
Nov. 16, 2010	Scott M. Ross Release No. LR-21744
Nov. 15, 2010	Lanexa Management LLC and Thomas C. Hardin and Franz N. Tudor Release No. LR-21741 See Also: Lanexa Management LLC and Thomas C. Hardin , and Franz N. Tudor
Nov. 15, 2010	Thomas C. Hardin Release No. LR-21740 See Also: SEC Complaint
Nov. 15, 2010	Amit Mathur, Entrust Capital Management, Inc., and Raheev Johar Release No. LR-21739
Nov. 15, 2010	Winning Kids, Inc., et al. Release No. LR-21743
Nov. 15, 2010	Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller Release No. LR-21742
Nov. 12, 2010	Great American Technologies, Inc. and Vincent Setteducate a/k/a Vincent Sette Release No. LR-21738
Nov. 10, 2010	Joseph Paul Zada and Zada Enterprises, LLC Release No. LR-21737 See Also: SEC Complaint
Nov. 10, 2010	Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant Release No. LR-21736 See Also: SEC Complaint
Nov. 10, 2010	LocatePlus Holdings Corporation Release No. LR-21735, AAER-3213 See Also: SEC Complaint
Nov. 10, 2010	Robert J. Sucarato d/b/a New York Financial Company Release No. LR-21734
Nov. 9, 2010	Duane Martin and Gary Trump Release No. LR-21733, AAER-3212
Nov. 8, 2010	Galleon Management, LP, et al. Release No. LR-21732
Nov. 4, 2010	Alero Odell Mack, Jr., et al. Release No. LR-21731 See Also: SEC Complaint
Nov. 4, 2010	Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter Release No. LR-21730
Nov. 4, 2010	Transocean Inc. Release No. LR-21725, AAER-3202 See Also: SEC Complaint
Nov. 4, 2010	Tidewater Inc. Release No. LR-21729, AAER-3207 See Also: SEC Complaint
Nov. 4, 2010	GlobalSantaFe Corp. Release No. LR-21724, AAER-3201 See Also: SEC Complaint
Nov. 4, 2010	Noble Corporation Release No. LR-21728, AAER-3206 See Also: SEC Complaint
Nov. 4, 2010	Panalpina, Inc. Release No. LR-21727, AAER-3205 See Also: SEC Complaint
Nov. 4, 2010	Pride International, Inc. Release No. LR-21726, AAER-3203 See Also: SEC Complaint
Nov. 3, 2010	Gary A. Reys Release No. LR-21723
Nov. 3, 2010	Cohmad Securities Corp., et al. Release No. LR-21722
Nov. 2, 2010	Dr. Yves M. Benhamou Release No. LR-21721 See Also: SEC Complaint
Nov. 2, 2010	Noor Mohammed Release No. LR-21720 See Also: SEC Complaint
Nov. 2, 2010	Mazhar Ul Haque Release No. LR-21719 See Also: SEC Complaint File Number: 3-14103
Nov. 1, 2010	Cohmad Securities Corp., et al. Release No. LR-21718 See Also: SEC Complaint
Oct. 29, 2010	Elite Resources, LLC, et al. Release No. LR-21713 See Also: SEC Complaint
Oct. 29, 2010	Michael Muzio Release No. LR-21717
Oct. 29, 2010	BIH Corporation, et al. Release No. LR-21716
Oct. 29, 2010	Steven Brewer, Adam Erickson, Brewer Investment Group, LLC, Brewer Financial Services, LLC, and Brewer Investment Advisors, LLC Release No. LR-21715 See Also: SEC Complaint
Oct. 29, 2010	James D. Sterling Release No. LR-21714 See Also: SEC Complaint
Oct. 28, 2010	Boston Trading and Research, LLC, Ahmet Devrim Akyil and Craig Karlis Release No. LR-21712 See Also: SEC Complaint
Oct. 27, 2010	Stephen F. Clifford d/b/a Clifford Financial Assocs. Release No. LR-21711
Oct. 27, 2010	Presto Telecommunications, Inc. and Alfred Louis Vassallo, Jr. Release No. LR-21710
Oct. 25, 2010	Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks Release No. LR-21709 See Also: SEC Complaint
Oct. 25, 2010	Berkshire Resources, L.L.C., et al. Release No. LR-21708
Oct. 22, 2010	Winning Kids, Inc., et al. Release No. LR-21707
Oct. 22, 2010	Prime Time Group, Inc., et al. Release No. LR-21706
Oct. 21, 2010	Carlo G. Chiaese, et al. Release No. LR-21701
Oct. 21, 2010	Shawn A. Icely Release No. LR-21705
Oct. 21, 2010	Jose O. Vianna, Jr. and Creswell Equities, Inc. Release No. LR-21704
Oct. 21, 2010	Office Depot, Inc. Release No. LR-21703, AAER-3199
Oct. 21, 2010	Online-Registries, Inc. and David G. Stern, as Defendants, and Michele Ritter, as Relief Defendant Release No. LR-21702 See Also: SEC Complaint
Oct. 19, 2010	East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel Release No. LR-21700
Oct. 19, 2010	Paul T. Mannion, Jr., Andrew S. Reckles, PEF Advisors LLC, and PEF Advisors Ltd. Release No. LR-21699 See Also: SEC Complaint
Oct. 19, 2010	Carl E. Binette and Peter E. Talbot Release No. LR-21698
Oct. 18, 2010	Thomas J. Petters, Gregory M. Bell and Lancelot Investment Management LLC, Defendants, and Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, and Gregory Bell Revocable Trust, Relief Defendants Release No. LR-21697
Oct. 15, 2010	Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds Release No. LR-21696

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