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Litigation Releases Archives 2010

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Release No. Date Action
Fourth Quarter
LR-21795 Dec 27, 2010 Alcatel-Lucent, S.A.
See also:  SEC Complaint
LR-21794 Dec 23, 2010 One or More Unknown Purchasers of Options of InterMune, Inc.
See also:  SEC Complaint
LR-21793 Dec 23, 2010 Michael E. Kelly, et al.
LR-21792 Dec 23, 2010 One or More Unknown Purchasers of Securities of Martek Biosciences Corporation
LR-21791 Dec 22, 2010 Pharma Holdings, Inc., Edward Klapp IV and Edward Klapp Jr.
See also:  SEC Complaint
LR-21790 Dec 22, 2010 Amit V. Patel
See also:  SEC Complaint
LR-21789 Dec 22, 2010 Kenneth W. Burnt, Perimeter Wealth Financial Services, Inc., and KSB Financial, Inc.
See also:  SEC Complaint
LR-21788 Dec 22, 2010 Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-21787 Dec 21, 2010 Robert L. Buckhannon, Terry D. Rawstern. Dale E. St. Jean, Gregory D Tindall, Richard D. Mittasch, Christopher T. Paganes, Glenn M. Barikmo and Imperium Investment Advisors, LLC
See also:  SEC Complaint
LR-21786 Dec 21, 2010 Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants
LR-21785 Dec 20, 2010 Alfred Clay Ludlum III, Printz Capital Management, LLC, Printz Financial Group, Inc., and PCM Global Holdings, LLC
See also:  SEC Complaint
LR-21784 Dec 20, 2010 Joseph M. Elles
Other Release Number(s): AAER-3219
See also:  SEC Complaint
LR-21783 Dec 16, 2010 Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants
LR-21782 Dec 16, 2010 Kenneth Ira Starr, et al
See also:  SEC Complaint
LR-21781 Dec 16, 2010 William K. Harrison, et al.
LR-21780 Dec 15, 2010 Banc of America Securities LLC and Banc of America Investment Services, Inc.
LR-21779 Dec 15, 2010 Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc.
See also:  SEC Complaint
LR-21778 Dec 13, 2010 Alanar, Inc., et al.
LR-21777 Dec 13, 2010 William A. Huber and Hubadex, Inc.
LR-21776 Dec 13, 2010 Smart Online, Inc., et al.
LR-21775 Dec 13, 2010 Arthur Nadel, et al.
LR-21774 Dec 13, 2010 BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci
LR-21773 Dec 13, 2010 Superior Opportunities, Inc., et al.
LR-21772 Dec 13, 2010 Helvetia Pharmaceuticals, Inc., et al.
LR-21771 Dec 13, 2010 Mercer Capital, Inc, et al.
LR-21770 Dec 10, 2010 RAE Systems Inc.
See also:  SEC Complaint
LR-21769 Dec 10, 2010 Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan
Other Release Number(s): AAER-3217
See also:  SEC Complaint
LR-21768 Dec 10, 2010 Daniel Spitzer et al.
LR-21767 Dec 8, 2010 Brett A. Cohen and David V. Myers
See also:  SEC Complaint
LR-21766 Dec 8, 2010 One or More Unknown Purchasers of Securities of Wimm-Bill-Dann Foods OJSC
See also:  Temporary Restraining Order
LR-21765 Dec 7, 2010 Jeffery J. Temple and Benedict M. Pastro
See also:  SEC Complaint
LR-21764 Dec 6, 2010 Joshua Konigsberg, Louis Fischler, and MediSys Corp.
LR-21763 Dec 6, 2010 Daniel O'Riordan
LR-21762 Dec 6, 2010 Stephen F. Clifford d/b/a Clifford Financial Assocs.
LR-21761 Dec 3, 2010 Clifton K. Oram, et al.
LR-21760 Dec 2, 2010 BroCo Investments, Inc. and Valery Maltsev
LR-21759 Dec 1, 2010 Jennifer L. Dodge, Grant M. Carroll, Tamara M. Davis, and The Cornerstone TKD, LLC
LR-21758 Nov 30, 2010 Arnold McClellan and Annabel McClellan
See also:  SEC Complaint
LR-21757 Nov 24, 2010 One Equity Corp., et al.
LR-21756 Nov 24, 2010 Charles William Petty, II, et al.
LR-21755 Nov 24, 2010 Crossroads Financial Planning, Inc., and Julie M. Jarvis, et al.
LR-21754 Nov 23, 2010 Richard Dalton and Universal Consulting Resources LLC, Defendants, and Marie Dalton, Relief Defendant
See also:  SEC Complaint
LR-21753 Nov 23, 2010 Jacob (“Kobi”) Alexander, et al.
Other Release Number(s): AAER-3215
LR-21752 Nov 22, 2010 Financial Services Moskop and Associates, Inc. and Edward L. Moskop
See also:  SEC Complaint
LR-21751 Nov 22, 2010 George Georgiou
LR-21750 Nov 18, 2010 Joanne Crupi and Annette Bongiorno
See also:  SEC Complaints: Joann Crupi and Annette Bongiorno
LR-21749 Nov 18, 2010 Mohit A. Khanna, MAK 1 Enterprises Group, LLC, et al.
LR-21748 Nov 18, 2010 Steven L. Rattner
See also:  SEC Complaint
LR-21747 Nov 17, 2010 Richard Dalton and Universal Consulting Resources LLC, Defendants, and Marie Dalton, Relief Defendant
See also:  SEC Complaint
LR-21746 Nov 17, 2010 Merendon Mining (Nevada) Inc., Larry Lee Adair, Milowe Allen Brost a/k/a Milo Brost, M.B. Gonne or Phillip K. Collins, Ward K. Capstick, Bradley Dean Regier, Gary Allen Sorenson a/k/a Don Grey Fox, Martin M. Werner, Syndicated Gold Depository Inc., now known as Bahama Resources Alliance Ltd., Merendon Mining Corp. Ltd., Institute For Financial Learning Group of Companies, Inc.
LR-21745 Nov 17, 2010 Charles C. Conaway and John T. McDonald, Jr.
LR-21744 Nov 16, 2010 Scott M. Ross
LR-21743 Nov 15, 2010 Winning Kids, Inc., et al.
LR-21742 Nov 15, 2010 Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller
LR-21741 Nov 15, 2010 Lanexa Management LLC and Thomas C. Hardin and Franz N. Tudor
See also:  SEC Complaints: Lanexa Management LLC and Thomas C. Hardin and Franz N. Tudor
LR-21740 Nov 15, 2010 Thomas C. Hardin
See also:  SEC Complaint
LR-21739 Nov 15, 2010 Amit Mathur, Entrust Capital Management, Inc., and Raheev Johar
LR-21738 Nov 12, 2010 Great American Technologies, Inc. and Vincent Setteducate a/k/a Vincent Sette
LR-21737 Nov 10, 2010 Joseph Paul Zada and Zada Enterprises, LLC
See also:  SEC Complaint
LR-21736 Nov 10, 2010 Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant
See also:  SEC Complaint
LR-21735 Nov 10, 2010 LocatePlus Holdings Corporation
Other Release Number(s): AAER-3213
See also:  SEC Complaint
LR-21734 Nov 10, 2010 Robert J. Sucarato d/b/a New York Financial Company
LR-21733 Nov 9, 2010 Duane Martin and Gary Trump
Other Release Number(s): AAER-3212
LR-21732 Nov 8, 2010 Galleon Management, LP, et al.
LR-21731 Nov 4, 2010 Alero Odell Mack, Jr., et al.
See also:  SEC Complaint
LR-21730 Nov 4, 2010 Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter
LR-21729 Nov 4, 2010 Tidewater Inc.
Other Release Number(s): AAER-3207
See also:  SEC Complaint
LR-21728 Nov 4, 2010 Noble Corporation
Other Release Number(s): AAER-3206
See also:  SEC Complaint
LR-21727 Nov 4, 2010 Panalpina, Inc.
Other Release Number(s): AAER-3205
See also:  SEC Complaint
LR-21726 Nov 4, 2010 Pride International, Inc.
Other Release Number(s): AAER-3203
See also:  SEC Complaint
LR-21725 Nov 4, 2010 Transocean Inc.
Other Release Number(s): AAER-3202
See also:  SEC Complaint
LR-21724 Nov 4, 2010 GlobalSantaFe Corp.
Other Release Number(s): AAER-3201
See also:  SEC Complaint
LR-21723 Nov 3, 2010 Gary A. Reys
LR-21722 Nov 3, 2010 Cohmad Securities Corp., et al.
LR-21721 Nov 2, 2010 Dr. Yves M. Benhamou
See also:  SEC Complaint
LR-21720 Nov 2, 2010 Noor Mohammed
See also:  SEC Complaint
LR-21719 Nov 2, 2010 Javeed A. Matin and Wilshire Equity, Inc.
See also:  SEC Complaint
LR-21718 Nov 1, 2010 Cohmad Securities Corp., et al.
See also:  SEC Complaint
LR-21717 Oct 29, 2010 Michael Muzio
LR-21716 Oct 29, 2010 BIH Corporation, et al.
LR-21715 Oct 29, 2010 Steven Brewer, Adam Erickson, Brewer Investment Group, LLC, Brewer Financial Services, LLC, and Brewer Investment Advisors, LLC
See also:  SEC Complaint
LR-21714 Oct 29, 2010 James D. Sterling
See also:  SEC Complaint
LR-21713 Oct 29, 2010 Elite Resources, LLC, et al.
See also:  SEC Complaint
LR-21712 Oct 28, 2010 Boston Trading and Research, LLC, Ahmet Devrim Akyil and Craig Karlis
See also:  SEC Complaint
LR-21711 Oct 27, 2010 Stephen F. Clifford d/b/a Clifford Financial Assocs.
LR-21710 Oct 27, 2010 Presto Telecommunications, Inc. and Alfred Louis Vassallo, Jr.
LR-21709 Oct 25, 2010 Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks
See also:  SEC Complaint
LR-21708 Oct 25, 2010 Berkshire Resources, L.L.C., et al.
LR-21707 Oct 22, 2010 Winning Kids, Inc., et al.
LR-21706 Oct 22, 2010 Prime Time Group, Inc., et al.
LR-21705 Oct 21, 2010 Shawn A. Icely
LR-21704 Oct 21, 2010 Jose O. Vianna, Jr. and Creswell Equities, Inc.
LR-21703 Oct 21, 2010 Office Depot, Inc.
Other Release Number(s): AAER-3199
LR-21702 Oct 21, 2010 Online-Registries, Inc. and David G. Stern, as Defendants, and Michele Ritter, as Relief Defendant
See also:  SEC Complaint
LR-21701 Oct 21, 2010 Carlo G. Chiaese, et al.
LR-21700 Oct 19, 2010 East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel
LR-21699 Oct 19, 2010 Paul T. Mannion, Jr., Andrew S. Reckles, PEF Advisors LLC, and PEF Advisors Ltd.
See also:  SEC Complaint
LR-21698 Oct 19, 2010 Carl E. Binette and Peter E. Talbot
LR-21697 Oct 18, 2010 Thomas J. Petters, Gregory M. Bell and Lancelot Investment Management LLC, Defendants, and Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, and Gregory Bell Revocable Trust, Relief Defendants
LR-21696 Oct 15, 2010 Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds
LR-21695 Oct 15, 2010 Jason K. Fifield
See also:  SEC Complaint
LR-21694 Oct 14, 2010 Bruce F. Prévost, David W. Harrold, Palm Beach Capital Management LP, and Palm Beach Capital Management LLC
See also:  SEC Complaint
LR-21693 Oct 14, 2010 Algird M. Norkus and Financial Update, Inc.
See also:  SEC Complaint
LR-21692 Oct 14, 2010 LocatePlus Holdings Corporation
Other Release Number(s): AAER-3197
See also:  SEC Complaint
LR-21691 Oct 7, 2010 Scott R. Sand and Ingen Technologies, Inc; Jeffrey Galpern; Jean R. Charbit and Tzemach David Netzer Korem; Anthony Mellone, Alex Parsinia, Larry Wilcox, Macada Holding, Inc. f/k/a Tri-Star Holdings, Inc., Zcom Networks, Inc., and The UC HUB Group; Bruce Palmer and AccessKey IP, Inc.; John "Buckeye" Epstein, Steven E. Humphries, Earthworks Entertainment, Inc., and The Fight Zone, Inc. a/k/a Gold Recycle Corp.
LR-21690 Oct 7, 2010 Barbra Alexander et. al.
See also:  SEC Complaint
LR-21689 Oct 7, 2010 Archie Paul Reynolds and Success Trust
LR-21688 Oct 7, 2010 Robert R. Anderson and Rosand Enterprises, Inc.
See also:  SEC Complaint
LR-21687A Oct 7, 2010 Gianluca Di Nardo, et al.
See also:  SEC Complaint
LR-21686 Oct 7, 2010 Imperia Invest IBC
See also:  SEC Complaint
LR-21685 Oct 6, 2010 Marleen Jantzen and John Jantzen
See also:  SEC Complaint
LR-21684 Oct 5, 2010 Carlo G. Chiaese, et al.
See also:  SEC Complaint
LR-21683 Oct 4, 2010 (Intentionally omittted)
LR-21682 Oct 4, 2010 Regions Bank
LR-21681 Oct 4, 2010 Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter
LR-21680 Oct 4, 2010 U.S. Pension Trust Corp., et al.
Third Quarter
LR-21679A Sep 30, 2010 W. Anthony Huff, et al.
Other Release Number(s): AAER-3193A
LR-21678 Sep 30, 2010 Rex C. Steffes, Cliff M. Steffes, Rex R. Steffes, Bret W. Steffes, Robert J. Steffes and W. Gary Griffiths
See also:  SEC Complaint
LR-21677 Sep 30, 2010 Forman, et al.
Other Release Number(s): AAER-3192
LR-21676 Sep 30, 2010 Raymond Thomas and Strictly Stocks Investment Company, Inc.
LR-21675 Sep 30, 2010 Quri Resources, Inc. and Jaime Santiago Gomez
See also:  SEC Complaint
LR-21674 Sep 30, 2010 Atlantis Technology Group and Christoper Dubeau
See also:  SEC Complaint
LR-21673 Sep 29, 2010 ABB Ltd
Other Release Number(s): AAER-3191
LR-21672 Sep 29, 2010 Sage Advisory Group, LLC and Benjamin Lee Grant
See also:  SEC Complaint
LR-21671 Sep 28, 2010 Richard Dean Carter
LR-21670 Sep 28, 2010 Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger
LR-21669 Sep 28, 2010 Paul R. Beckwith, et al.
See also:  SEC Complaint
LR-21668 Sep 28, 2010 Robert L. Duncan
See also:  SEC Complaint
LR-21667 Sep 27, 2010 Richard A. Hansen, et al.
See also:  SEC Complaint
LR-21666 Sep 27, 2010 Brian Hollnagel and BCI Aircraft Leasing, Inc.
LR-21665 Sep 24, 2010 Michael Jobe and Richard Vlasich
See also:  SEC Complaint
LR-21664 Sep 24, 2010 Mark E. Salyer, et al.
LR-21663 Sep 24, 2010 Mark Johnson, et al.
LR-21662 Sep 24, 2010 Presto Telecommunications, Inc., et al.
See also:  SEC Complaint
LR-21661 Sep 23, 2010 M. Mark McAdams and R. Dane Freeman
LR-21660 Sep 22, 2010 Delphi Corporation, John Blahnik, et al.
Other Release Number(s): AAER-3188
LR-21659 Sep 22, 2010 Gustav George Bujkovsky, et al.
See also:  SEC Complaint
LR-21658 Sep 21, 2010 UBS Securities LLC and UBS Financial Services, Inc.
LR-21657 Sep 21, 2010 True North Finance Corporation, f/k/a CS Financing Corporation, et al.
Other Release Number(s): AAER-3187
LR-21656 Sep 20, 2010 BIH Corporation, et al.
See also:  SEC Complaint
LR-21655 Sep 16, 2010 LADP Acquisition, Inc., et al.
See also:  SEC Complaint
LR-21654 Sep 16, 2010 Randy M. Cho
LR-21653 Sep 16, 2010 David R. Slaine
LR-21652 Sep 16, 2010 Global Materials & Services, Inc., et al
LR-21651 Sep 16, 2010 Trade-LLC, et al.
LR-21650 Sep 15, 2010 Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
Other Release Number(s): AAER-3186
LR-21649 Sep 15, 2010 Amante Corporation, et al.
LR-21648 Sep 14, 2010 Robert A. Berlacher, Lancaster Investment Partners, L.P., Northwood Capital Partners, L.P., Cabernet Partners, L.P., Chardonnay Partners, L.P., Insignia Partners, L.P., VFT Special Ventures, Ltd., LIP Advisors, LLC, NCP Advisors, LLC, and RAB Investment Company, LLC
LR-21647 Sep 14, 2010 Wall Street Communications, Inc., et al.
LR-21646 Sep 14, 2010 FTC Capital Markets, Inc., FTC Emerging Markets, Inc. also d/b/a FTC Group, Guillermo David Clamens and Lina Lopez a/k/a Nazly Cucunuba Lopez
LR-21645 Sep 10, 2010 Thomas J. Dudchik
See also:  SEC Complaint
LR-21644 Sep 10, 2010 Dr. Bobby V. Khan
See also:  SEC Complaint
LR-21643 Sep 9, 2010 Affiliated Computer Services, Inc.
Other Release Number(s): AAER-3182
See also:  SEC Complaint
LR-21642 Sep 3, 2010 Berkshire Resources, L.L.C., et al.
LR-21641 Sep 2, 2010 Sandra Venetis, Systematic Financial Services, Inc., Systematic Financial Associates, Inc., and Systematic Financial Services, LLC
LR-21640 Sep 1, 2010 Sujata Sachdeva and Julie Mulvaney
Other Release Number(s): AAER-3180
See also:  SEC Complaint
LR-21639 Sep 1, 2010 Lucent Technologies, Inc., et al.
Other Release Number(s): AAER-3179
LR-21638 Sep 1, 2010 James W. Self Jr. and Stephen R. Goldfield
See also:  SEC Complaint
LR-21637 Sep 1, 2010 Halek Energy, LLC, CBO Energy, Inc., Jason A. Halek and Christopher Chad Wilbourn
See also:  SEC Complaint
LR-21636 Aug 31, 2010 Urs Kamber
Other Release Number(s): AAER-3178
LR-21635 Aug 30, 2010 PCS Edventures!.com, Inc.
See also:  SEC Amended Complaint
LR-21634 Aug 27, 2010 Robert W. Davis and Randall D. Imhoff
Other Release Number(s): AAER-3177
See also:  SEC Complaints SEC v. Davis and SEC v. Imhoff
LR-21633 Aug 27, 2010 Trevor G. Cook, et al.
LR-21632 Aug 25, 2010 K&L International Enterprises, Inc., et al.
LR-21631 Aug 25, 2010 Juan Jose Fernandez Garcia and Luis Martin Caro Sanchez
See also:  SEC Complaint
LR-21630 Aug 24, 2010 Escala Group, Inc., Gregory Manning, and Larry Lee Crawford, CPA
Other Release Number(s): AAER-3174
LR-21629 Aug 18, 2010 James E. Gansman et al.
LR-21628 Aug 18, 2010 Thompson Consulting, Inc.
LR-21627 Aug 18, 2010 Prime Time Group, Inc., et al.
LR-21626 Aug 13, 2010 Amante Corporation, Commonwealth Capital Management, Inc., Edward M. Denigris, and William D. Dyer
LR-21625 Aug 13, 2010 Kevin J. Schott
See also:  SEC Complaint
LR-21624 Aug 12, 2010 Jon C. Ginder, Northamerican Energy Group, Inc., and Northamerican Energy Group, Corp.
See also:  SEC Complaint
LR-21623 Aug 11, 2010 William A. Huber and Hubadex, Inc.
See also:  SEC Complaint
LR-21622 Aug 9, 2010 Karlheinz Redekopp and International Commercial Television, Inc.
See also:  SEC Complaints v. International Commercial Television and Karl Redekopp
LR-21621 Aug 6, 2010 Jason M. Genet
LR-21620 Aug 6, 2010 Michael E. Kelly, et al.
LR-21619 Aug 6, 2010 CJ's Financial and Candice D. Campbell
See also:  SEC Complaint
LR-21618 Aug 6, 2010 Universal Corporation, Inc. and Alliance One International, Inc.
Other Release Number(s): AAER-3170
See also:  SEC Complaints v. Universal Corporation and Alliance One International
LR-21617 Aug 5, 2010 Joe Summers
Other Release Number(s): AAER-3169
See also:  SEC Complaint
LR-21616 Aug 5, 2010 James W. McIntosh, et al., and Mark T. Schwetschenau
Other Release Number(s): AAER-3168
See also:  SEC Complaints v. McIntosh et al. and Schwetschenau
LR-21615 Aug 5, 2010 David P. Turner and Ousama M. Naaman
Other Release Number(s): AAER-3167
See also:  SEC Complaint
LR-21613A Aug 5, 2010 Al-Raya Investment Company and Waleed Khalid Al-Braikan as Representative of the Heirs of Hazem Khalid Al-Braikan, et al.
See also:  Amended SEC Complaint
LR-21614 Aug 4, 2010 Joseph R. Porche, et al.
See also:  SEC Complaint
LR-21612 Aug 4, 2010 Thomas P. Flanagan and Patrick T. Flanagan
Other Release Number(s): AAER-3164
See also:  SEC Complaint
LR-21611 Aug 4, 2010 Randy M. Cho
LR-21610 Aug 2, 2010 Gregory Todd Froning
See also:  SEC Complaint
LR-21609 Jul 30, 2010 Brad A. Morrice et al.
Other Release Number(s): AAER-3162
LR-21608 Jul 30, 2010 Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland
Other Release Number(s): AAER-3161
LR-21607 Jul 29, 2010 Samuel E. Wyly, et al.
See also:  SEC Complaint
LR-21606 Jul 29, 2010 WG Trading Investors, L.P.
LR-21605 Jul 29, 2010 Citigroup Inc.
See also:  SEC Complaint
LR-21604 Jul 28, 2010 Geotec, Inc. f/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor
LR-21603 Jul 28, 2010 Thomas Fisher, et al.
LR-21602 Jul 27, 2010 General Electric Company; Ionics, Inc.; and Amersham plc
Other Release Number(s): AAER-3159
See also:  SEC Complaint
LR-21601 Jul 23, 2010 Pequot Capital Management, Inc., et al.
LR-21600 Jul 23, 2010 Sunrise Senior Living, Inc., et al.
Other Release Number(s): AAER-3157
See also:  SEC Complaint
LR-21599 Jul 22, 2010 Dell Inc., Michael S. Dell, Kevin B. Rollins, James M. Schneider, Leslie L. Jackson, Nicholas A.R. Dunning
Other Release Number(s): AAER-3156
See also:  SEC Complaint
LR-21598 Jul 22, 2010 Carl W. Jasper
LR-21597 Jul 22, 2010 Laurence M. Brown, et al.
LR-21596 Jul 22, 2010 Maxo Francois, a/k/a "Max Francois", et al.
LR-21595 Jul 20, 2010 Larry P. Langford, et al.
LR-21594 Jul 19, 2010 Gary S. Becker, Gregory S. Schaefer, and Dillon Scott Securities, Inc.
LR-21593 Jul 16, 2010 Trident Microsystems, Inc., Frank C. Lin, and Peter Y. Jen
Other Release Number(s): AAER-3154
See also:  SEC Complaint
LR-21592 Jul 15, 2010 Goldman, Sachs & Co. and Fabrice Tourre
LR-21591 Jul 9, 2010 InvestSource, Inc. and Songkram Roy Sahachaisere
See also:  SEC Complaint
LR-21590 Jul 8, 2010 Prime Time Group, Inc., et al.
LR-21589 Jul 8, 2010 Winning Kids, Inc., et al.
LR-21588 Jul 7, 2010 ENI, S.p.A. and Snamprogetti Netherlands, B.V.
Other Release Number(s): AAER-3149
LR-21587 Jul 7, 2010 Brien Santarlas
LR-21586 Jul 2, 2010 Travis L. Wright
Second Quarter
LR-21585 Jun 30, 2010 Citigroup Global Markets, Inc.; RBC Capital Markets Corporation; and Wachovia Securities, LLC
LR-21584 Jun 29, 2010 Robert Stinson, Jr., et al.
See also:  SEC Complaint
LR-21583 Jun 29, 2010 Michael E. Kelly, et al.
LR-21582 Jun 29, 2010 Life Wealth Management, Inc. and Jeffery S. Preston
LR-21581 Jun 29, 2010 Veraz Networks, Inc.
See also:  SEC Complaint
LR-21580 Jun 29, 2010 Carol McKeown, Daniel F. Ryan, Meadow Vista Financial Corp., and Downshire Capital, Inc.
See also:  SEC Complaint
LR-21579 Jun 28, 2010 Daniel Spitzer et al.
See also:  SEC Complaint
LR-21578 Jun 28, 2010 Technip
Other Release Number(s): AAER-3147
See also:  SEC Complaint
LR-21577 Jun 28, 2010 Brian N. Lines, et al.
LR-21572 Jun 26, 2010 One or More Unknown Traders in the Common Stock of Certain Issuers (a/k/a AWE Trading, Inc. and Andrew Andersen)
LR-21576 Jun 25, 2010 Aamer Abdullah
See also:  SEC Complaint
LR-21575 Jun 25, 2010 Ricardo H. Goldman
LR-21574 Jun 25, 2010 North American Clearing, Inc., et al.
LR-21573 Jun 25, 2010 Southwestern Medical Solutions, Inc., John R. Hedges, Richard R. Powell, and Basil J. Meecham
LR-21571 Jun 25, 2010 BroCo Investments and Valery Maltsev
LR-21570 Jun 25, 2010 Anthony C. Zufelt, Joseph A. Nelson, David M. Decker, Jr., Cache D. Decker, Zufelt Business Services, Inc. (d.b.a. Zufelt, Inc.), Silver Leaf Investments, Inc., JCN, Inc., JCN Capital, LLC, and JCN International, LLC, Defendants, and Jennifer M. Zufelt, Shae L. Morgan, Garth W. Jarman, Jr., Eric R. Nelson, and Kevin J. Wilcox
See also:  SEC Complaint
LR-21569 Jun 25, 2010 Estate of Kenneth Wayne McLeod, Federal Employee Benefits Group, Inc., and F&S Asset Management Group, Inc.
See also:  SEC Complaint
LR-21568 Jun 24, 2010 Aura Financial Services, Inc. et al.
LR-21567 Jun 23, 2010 Advanced Technologies Group, Ltd., Alexander Stelmak and Abelis Raskas
See also:  SEC Complaint
LR-21566 Jun 22, 2010 Anthony T. Banas
LR-21565 Jun 22, 2010 Mobile Ready Entertainment Corp., Michael H. Magolnick, and Craig A. Mora
LR-21564 Jun 22, 2010 Trade-LLC, et. al
LR-21563 Jun 22, 2010 ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, and Thomas C. Priore
See also:  SEC Complaint
LR-21562 Jun 18, 2010 Seisma Oil Research, LLC (a/k/a Seisma Energy Research, LLC), Seisma Energy Research, AVV (a/k/a Seisma Oil Research, AVV), Permian Asset Management, AVV and Justin Solomon
LR-21561 Jun 17, 2010 Matthew Jennings, Westmoore Management, LLC, Westmoore Investment, L.P., Westmoore Capital Management, Inc., Westmoore Capital, LLC
LR-21560 Jun 17, 2010 Martin T. Wegener et al.
See also:  SEC Complaint
LR-21559 Jun 17, 2010 Andres Leyva
LR-21558 Jun 16, 2010 Gregg Thomas Rennie
LR-21557 Jun 16, 2010 Aaron Donald Vallett and A.D. Vallett & Co. LLC
LR-21556 Jun 14, 2010 United American Ventures, LLC, Philip Lee David Jack Thomas, Eric J. Hollowell, Matthew A. Dies, Integra Investment Group, LLC, and Anthony J. Oliva
See also:  SEC Complaint
LR-21555 Jun 14, 2010 Joseph P. Collins
Other Release Number(s): AAER-3145
LR-21554 Jun 11, 2010 Chimay Capital Management Inc. and Guy Albert de Chimay
See also:  SEC Complaint
LR-21553 Jun 11, 2010 Richard Elkinson
LR-21552 Jun 10, 2010 Merendon Mining (Nevada) Inc., Larry Lee Adair, Milowe Allen Brost a/k/a Milo Brost, M.B. Gonne or Phillip K. Collins, Ward K. Capstick, Bradley Dean Regier, Gary Allen Sorenson a/k/a Don Grey Fox, Martin M. Werner, Syndicated Gold Depository Inc., now known as Bahama Resources Alliance Ltd., Merendon Mining Corp. Ltd., Institute For Financial Learning Group of Companies, Inc.
See also:  SEC Complaint
LR-21551 Jun 9, 2010 Lucent Technologies, Inc., et al.
Other Release Number(s): AAER-3142
LR-21550 Jun 9, 2010 William G. Mortensen and Feng Zheng
Other Release Number(s): AAER-3141
LR-21549 Jun 8, 2010 Petrogas Overseas Trading, LP and Samuel O. LeMaire, Defendants, and Petroenergy, Inc., Relief Defendant
LR-21548 Jun 3, 2010 Walter A. Forbes and E. Kirk Shelton
Other Release Number(s): AAER-3138
LR-21547 Jun 3, 2010 Anthony A. James and James Asset Advisory, L.L.C.
LR-21546 Jun 3, 2010 Aaron Donald Vallett and A.D. Vallett & Co. LLC
See also:  SEC Complaint
LR-21545 Jun 2, 2010 Elizabeth A. Dragon
See also:  SEC Complaint
LR-21544 Jun 2, 2010 Luis Felipe Perez
See also:  SEC Complaint
LR-21543 Jun 2, 2010 Diebold, Inc.; Walden O'Dell; and Gregory Geswein, Kevin Krakora, and Sandra Miller
Other Release Number(s): AAER-3137
See also:  SEC Complaint v. Diebold; SEC Complaint v. O'Dell; SEC Complaint v. Geswein, Krakora, and Miller
LR-21542 Jun 1, 2010 Anthony Bonica
LR-21541 Jun 1, 2010 Kenneth Ira Starr, Starr Investment Advisors, LLC, and Starr & Company, LLC
LR-21540 May 28, 2010 Pequot Capital Management, Inc. and Arthur J. Samberg
See also:  SEC Complaint
LR-21539 May 27, 2010 Blake G. Williams, TBeck Capital, Inc., Warren Street Investments, Inc., Victoria Financial Consultants, LLC, BGW Enterprises, Inc., Emerging Resources, Inc., Valek Investments, Inc., Derek Lopez, and Da Big Kahuna, LLC
See also:  SEC Complaint
LR-21538 May 27, 2010 John M. Donnelly, et al.
LR-21537 May 27, 2010 GTF Enterprises, Inc., Gedrey Thompson, Dean Lewis, and Sezzie Goodluck
LR-21536 May 27, 2010 Yonni Sebbag and Bonnie Jean Hoxie
LR-21535 May 26, 2010 Mitchell, Porter & Williams, Inc., The Adivanala AA Investment Trust, AB3, Inc., Thomas L. Mitchell
LR-21534 May 26, 2010 Gene T. Mancinelli
LR-21533 May 25, 2010 Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P., Swiss Capital Harbor Fund B Partners, L.P., and Swiss Capital Harbor Fund C Partners, L.P.
See also:  SEC Complaint
LR-21532 May 25, 2010 Matthew J. Gagnon
See also:  SEC Complaint
LR-21531 May 25, 2010 Forest Resources Management Corp., et al.
LR-21530 May 21, 2010 Brian Hollnagel and BCI Aircraft leasing, Inc.
LR-21529 May 21, 2010 Edward A. Allen, David L. Olson, and A and O Investments, LLC
See also:  SEC Complaint
LR-21528 May 21, 2010 Lydia Capital, LLC et al.
LR-21527 May 20, 2010 Charles McCall
Other Release Number(s): AAER-3136
LR-21526 May 17, 2010 Galleon Management, LP, et al.
LR-21525 May 12, 2010 David F. Merrick, Traders International Return Network, MS, Inc., GTT Services, Inc., MDD Consulting, Inc., and Go ! Tourism, Inc.
LR-21524 May 11, 2010 Diatect International Corp., et al.
Other Release Number(s): AAER-3134
LR-21523 May 11, 2010 Robert S. Furst, et al.
Other Release Number(s): AAER-3133
LR-21522 May 11, 2010 Peter G. Grabler
See also:  SEC Complaint
LR-21521 May 11, 2010 Leonard J. Adams
See also:  SEC Complaint
LR-21520 May 6, 2010 Dennis Lee Keating II
See also:  SEC Complaint
LR-21519 May 6, 2010 Exotics.com, Inc., et al.
Other Release Number(s): AAER-3132
LR-21518 May 6, 2010 Stephen Clifford and Stephen F. Clifford d/b/a Clifford Financial Assocs.
LR-21517 May 5, 2010 William A. DiBella
LR-21516 May 5, 2010 CFO-5, LLC, Trinity International Enterprises, Inc., Stanley W. Anderson, Edwin A. Smith, Charles L. Kennedy, Michael D. Norton, individually and d/b/a Global Asset Services, and Nicholas R. Fair
See also:  SEC Complaint
LR-21515 May 5, 2010 Spongetech Delivery Systems, Inc., RM Enterprises International, Inc., Steven Y. Moskowitz, Michael E. Metter, George Speranza, Joel Pensley and Jack Halperin
Other Release Number(s): AAER-3131
See also:  SEC Complaint
LR-21514 May 4, 2010 Michael Graf and Larry E. Pust
LR-21513 May 4, 2010 Seven Palm Investments, LLC, et al.
See also:  SEC Complaint
LR-21512 May 4, 2010 New Day Atlanta, LLC d/b/a NDA Financial, LLC, Andrew L. Avery and Lee E. Marks
See also:  SEC Complaint
LR-21511 May 4, 2010 Matthew John Ryan and Prime Rate and Return, LLC, individually and doing business as American Integrity Financial Co.
See also:  SEC Complaint
LR-21510 Apr 30, 2010 TierOne Converged Networks, Inc., Kevin Mark Weaver, and Ronald Celmer
See also:  SEC Complaint
LR-21509 Apr 29, 2010 Bobby J. Elkin, Jr., Baxter J. Myers, Thomas G. Reynolds, and Tommy L. Williams
See also:  SEC Complaint
LR-21508 Apr 28, 2010 Peter W. Fisher, et al.; Phillip W. Offill, Jr., et al.; and David B. Stocker, et al.
LR-21507 Apr 26, 2010 Carl W. Jasper
LR-21506 Apr 26, 2010 Neil V. Moody and Christopher D. Moody
LR-21505 Apr 26, 2010 Gary J. Gross
LR-21504 Apr 26, 2010 Darrel West and Own My Travel, LLC, and Professionally Assisted Marketing, Inc.
LR-21503 Apr 26, 2010 BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci
LR-21502 Apr 23, 2010 Susan G. Slovak
See also:  SEC Complaint
LR-21501 Apr 23, 2010 Ainsworth, et al.
LR-21500 Apr 23, 2010 Onyx Capital Advisors, LLC, Roy Dixon, Jr. and Michael A. Farr
LR-21499 Apr 22, 2010 Osvaldo Pitters et al.
LR-21498 Apr 22, 2010 Exotics.com, Inc., et al.
Other Release Number(s): AAER-3128
LR-21497 Apr 21, 2010 Jeffrey R. Neufeld and Paridon Capital Management LLC f/k/a Tritone Capital Management, LLC
See also:  SEC Complaint
LR-21496 Apr 21, 2010 Richard Karp
LR-21495 Apr 21, 2010 Nevin K. Shapiro
See also:  SEC Complaint
LR-21494 Apr 20, 2010 Gryphon Holdings, Inc. et al.
See also:  SEC Complaint
LR-21493 Apr 20, 2010 Galleon Management, LP, et al.
LR-21492 Apr 19, 2010 Frank J. Custable, Jr., et al.
LR-21491 Apr 19, 2010 Collins & Aikman Corporation, et al.
Other Release Number(s): AAER-3127
LR-21490 Apr 16, 2010 Exotics.com, Inc., et al.
LR-21489 Apr 16, 2010 Goldman, Sachs & Co. and Fabrice Tourre
See also:  SEC Complaint
LR-21488 Apr 15, 2010 Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller
See also:  SEC Complaint
LR-21487 Apr 15, 2010 Quadrangle Group LLC and Quadrangle GP Investors II, L.P.
See also:  SEC Complaint; Final Consent Judgment
LR-21486 Apr 14, 2010 Innovative Advisory Services, Inc., Innovative Advisory Services LLC, Island Trader LLC, and Richard H. Nickles
See also:  SEC Complaint
LR-21485 Apr 14, 2010 Gerald Harold Levine, et al.
LR-21484 Apr 14, 2010 Trevor G. Cook, Patrick J. Kiley, et al.
LR-21483 Apr 9, 2010 Renee Marie Brown, et al
LR-21482 Apr 9, 2010 Scott D. Farah, Donald E. Dodge, Financial Resources Mortgage, Inc., and C L and M, Inc., as Defendants, and Center Harbor Christian Church, as Relief Defendant
See also:  SEC Complaint
LR-21481 Apr 8, 2010 Michael E. Kelly, et al.
LR-21480 Apr 7, 2010 Symbol Technologies, Inc., et al.
Other Release Number(s): AAER-3126
LR-21479 Apr 7, 2010 Stefan Benger, et al.
LR-21478 Apr 6, 2010 Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller
LR-21477 Apr 6, 2010 Founding Partners Capital Management Co, et. al.
LR-21476 Apr 2, 2010 Stanford International Bank, et al.
LR-21475 Apr 2, 2010 Ramy Y. El-Batrawi, GenesisIntermedia, Inc., Ultimate Holdings, Ltd., Adnan M. Khashoggi, Richard J. Evangelista, Wayne Breedon, and Douglas E. Jacobson
LR-21474 Apr 2, 2010 Daniel O'Riordan
See also:  SEC Complaint
LR-21473 Apr 1, 2010 Kevin H. Blood
See also:  SEC Complaint
LR-21472 Apr 1, 2010 Morando Berrettini and Ralph J. Pirtle
See also:  SEC Complaint
LR-21471 Apr 1, 2010 Stephen C. Bond
See also:  SEC Complaint
First Quarter
LR-21470 Mar 31, 2010 Arthur J. Cutillo, et al.
LR-21469 Mar 31, 2010 Gary Navarro
LR-21468 Mar 31, 2010 Creative Capital Consortium, LLC, et. al.
LR-21467 Mar 30, 2010 James M. Nicholson, et al.
LR-21466 Mar 29, 2010 Brian Travis, et al.
LR-21465 Mar 29, 2010 Oleksandr Dorozhko
LR-21464 Mar 29, 2010 Enrique F. Villalba, Jr.
See also:  SEC Complaint
LR-21463 Mar 29, 2010 Dynkowski, et al.
See also:  SEC Complaint
LR-21462 Mar 25, 2010 Richard V. Priddy, Charles L. Sample, and J. Michael Broullire
See also:  SEC Complaint
LR-21461 Mar 25, 2010 James H. Park
LR-21460 Mar 25, 2010 Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter
See also:  SEC Complaint
LR-21459 Mar 24, 2010 Douglas F. Vaughan, The Vaughan Company, Realtors, Inc., and Vaughan Capital, LLC
See also:  SEC Complaint
LR-21458 Mar 22, 2010 American Settlement Associates, LLC, Charles C. Jordan and Kelly T. Gipson
See also:  SEC Complaint
LR-21457 Mar 19, 2010 Bear, Stearns & Co. Inc., J.P. Morgan Securities Inc., Lehman Brothers, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Piper Jaffray, Inc., UBS Securities LLC, f/k/a UBS Warburg LLC, Goldman, Sachs & Co., Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation, Morgan Stanley & Co. Incorporated, Deutsche Bank Securities, Inc. and Thomas Weisel Partners LLC
LR-21456 Mar 19, 2010 Exotics.com, Inc., et al.
Other Release Number(s): AAER-3121
LR-21455 Mar 19, 2010 M. Mark McAdams and R. Dane Freeman
See also:  SEC Complaint
LR-21454 Mar 18, 2010 Innospec, Inc.
See also:  SEC Complaint
LR-21453 Mar 16, 2010 C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen
LR-21452 Mar 16, 2010 BroCo Investments and Valery Maltsev
See also:  SEC Complaint
LR-21451 Mar 15, 2010 Vinod Gupta; Vasant H. Raval; Rajnish K. Das and Stormy L. Dean
See also:  SEC Complaint vs. Gupta; SEC Complaint vs. Raval; SEC Complaint vs. Das and Dean
LR-21450 Mar 15, 2010 Stephen X. Kim and Spyglass Management, L.P., Defendants
See also:  SEC Complaint
LR-21449 Mar 11, 2010 Robert M. Esposito, Gregory A. King, Jack R. Belluscio and Anscott Industries, Inc.
LR-21448 Mar 11, 2010 Darryl Lamonth Clark
LR-21447 Mar 10, 2010 Richard Verdiramo, Vincent L. Verdiramo, Edward Meyer, Jr., and Victoria Chen
See also:  SEC Complaint
LR-21446 Mar 10, 2010 Jose O. Vianna, Jr. and Creswell Equities, Inc.
See also:  SEC Complaint
LR-21445 Mar 10, 2010 Francois E. Durmaz (aka Mahmut E. Durmaz), Robert C. Pribilski, USA Retirement Management Services (aka Usa Financial Management Services, Inc.), Defendants, and Sibel Ince, Mehmet Karakus, Marlali Gayrimenkul Yatirimlari, Marlali Investment Company, LLC, Gulen Enterprises, Inc., Relief Defendants
See also:  SEC Complaint
LR-21444 Mar 10, 2010 Jay Lapine
Other Release Number(s): AAER-3119
LR-21443 Mar 9, 2010 Presstek, Inc. and Edward J. Marino
See also:  SEC Complaint
LR-21442 Mar 9, 2010 Salvatore Zangari
See also:  SEC Complaint
LR-21441 Mar 8, 2010 Darko S. Mrakuzic
LR-21440 Mar 5, 2010 Wealth Management LLC et al.
LR-21439 Mar 5, 2010 Chaya Unger
See also:  SEC Complaint
LR-21438 Mar 5, 2010 Charles C. Conaway and John T. McDonald, Jr.
LR-21437 Mar 4, 2010 Kathleen S. Dobens, Charles T. Dobens, Joseph A. Roche, Silex Group, LLC, Preakness Apartments I & II, LLC, Cherry Hills Apartments of Forth Worth, LLC, and Clear River Partners, LLC, as Defendants, and East Coast Investment Solutions, LLC, The Dobens Company, LLC, Crosscreeks Apartments I and Crosscreeks Apartments II, LLC, as Relief Defendants
See also:  SEC Complaint
LR-21436 Mar 4, 2010 Alan Todd May and Prosper Oil and Gas, Inc. a/k/a Prosper Energy, Inc.
See also:  SEC Complaint
LR-21435 Mar 4, 2010 Joseph Grendys et al.
Other Release Number(s): AAER-3118
LR-21434 Mar 4, 2010 Rodney E. Wallace, Joe B. Dorman and John A. Blank
See also:  SEC Complaint
LR-21433 Mar 4, 2010 Sean David Morton, Vajra Productions, LLC, 27 Investments, LLC, and Magic Eight Ball Distributing, Inc., defendants, and Melissa Morton and Prophecy Research Institute, relief defendants
See also:  SEC Complaint
LR-21432 Mar 4, 2010 Mitchell, Porter & Williams, Inc., The Adivanala AA Investment Trust, AB3, Inc., Thomas L. Mitchell
See also:  SEC Complaint
LR-21431 Mar 3, 2010 American Equity Investment Life Holding Company, David J. Noble, and Wendy C. Waugaman
See also:  SEC Complaint
LR-21430 Mar 3, 2010 Gaston E. Cantens and Teresita Cantens
See also:  SEC Complaint
LR-21429 Mar 3, 2010 Ross Owen Haugen
LR-21428 Mar 3, 2010 Verint Systems Inc.
Other Release Number(s): AAER-3117
See also:  SEC Complaint against Verint; Order Instituting Proceedings
LR-21427 Mar 2, 2010 Envision Direct L.L.C. and Gary R. Headding
See also:  SEC Complaint
LR-21426 Feb 25, 2010 George Georgiou
LR-21425 Feb 25, 2010 John A. Foley et al.
See also:  SEC Complaint
LR-21424 Feb 25, 2010 Daniel Bonventre
Other Release Number(s): AAER-3115
See also:  SEC Complaint
LR-21423 Feb 23, 2010 Frank J. Custable, Jr., et al.
LR-21422 Feb 23, 2010 Lawrence "Lee" Loomis et al.
See also:  SEC Complaint
LR-21421 Feb 22, 2010 Kay Services, LLC, et al.
LR-21420 Feb 22, 2010 In Re Application for an Order Enforcing Administrative Subpoena
LR-21419 Feb 22, 2010 Suman, et al.
LR-21418 Feb 19, 2010 Steven W. Salutric
See also:  SEC Complaint
LR-21417 Feb 19, 2010 Pacific Asian Atlantic Foundation and Samuel M. Natt
See also:  SEC Complaint
LR-21416 Feb 18, 2010 Greenstone Holdings, Inc. et al.
See also:  SEC Complaint
LR-21415 Feb 16, 2010 Steven Scoppetuolo, et al.
See also:  SEC Complaint
LR-21414 Feb 16, 2010 Gerald D. Horn
See also:  SEC Complaint
LR-21413 Feb 16, 2010 Alliance Transcription Services, Inc., et al.
LR-21412 Feb 12, 2010 Michael J. Byrd
LR-21411 Feb 12, 2010 Samuel B. Vitale and Joyce D. Vitale
See also:  SEC Complaint
LR-21410 Feb 5, 2010 Richard Elkinson
LR-21409 Feb 4, 2010 Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
LR-21408 Feb 4, 2010 State Street Bank and Trust Company
See also:  SEC Complaint
LR-21407 Feb 4, 2010 Bank of America Corporation
See also:  Notice of Motion; Exhibit A; Supporting Brief
LR-21406 Feb 3, 2010 Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
LR-21405 Feb 3, 2010 Joshua Z. Levinberg
See also:  SEC Complaint
LR-21404 Feb 3, 2010 Bruce A. Macdonald and Robert A. Maresca, Defendants, and Bruce K. Bohlander, Relief Defendant
See also:  SEC Complaint
LR-21403 Feb 2, 2010 David R. Slaine
See also:  SEC Complaint
LR-21402 Feb 2, 2010 Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC
LR-21401 Feb 2, 2010 Stephen Czarnik
See also:  SEC Complaint
LR-21400 Feb 2, 2010 Winning Kids, Inc., Christian Hainsworth, Robert Comiskey, Edward Tamimi, and Victor Selenow, Defendants
See also:  SEC Complaint
LR-21399 Feb 1, 2010 David W. Wehrs and Maryland Title and Escrow Co., Inc.
See also:  SEC Complaint
LR-21398 Feb 1, 2010 Vincent Montagna and Christine Palmer
LR-21397 Jan 29, 2010 Galleon Management, LP, et al.
See also:  SEC Complaint
LR-21396A Jan 28, 2010 Tsukuda-America Inc. et al.
Other Release Number(s): AAER-3111A
See also:  SEC Complaint; SEC Rel. No. 33-9102 (January 26, 2010) and the related Division of Enforcement Statement.
LR-21395 Jan 26, 2010 East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel
See also:  SEC Complaint
LR-21394 Jan 25, 2010 Michael Lauer, et al.
LR-21393 Jan 22, 2010 Fleming, et al.
LR-21392 Jan 22, 2010 Avi Fogel
See also:  SEC Complaint
LR-21391 Jan 22, 2010 Nicor Inc. and Jeffrey L. Metz
LR-21390 Jan 22, 2010 Brian Travis, et al.
LR-21389 Jan 22, 2010 Steven E. Nothern
LR-21388 Jan 21, 2010 Assurant, Inc.
Other Release Number(s): AAER-3109
See also:  SEC Complaint
LR-21387 Jan 21, 2010 Robert Feeback, et al.
See also:  SEC Complaint
LR-21386 Jan 21, 2010 Bernard Daniel Braver
See also:  SEC Complaint
LR-21385 Jan 20, 2010 One Equity Corp., et al.
See also:  Claims Materials
LR-21384 Jan 20, 2010 General Re Corporation
Other Release Number(s): AAER-3108
See also:  SEC Complaint
LR-21383 Jan 20, 2010 Charles J. Marquardt
See also:  SEC Complaint
LR-21382 Jan 19, 2010 Jamie L. Solow
See also:  SEC Complaint; Order of Civil Contempt
LR-21381 Jan 19, 2010 Andres L. Pimstein, The Bottom Line of South Florida, Inc. and Summit Trading LLC
LR-21380 Jan 19, 2010 Berkshire Resources, et al.
LR-21379 Jan 15, 2010 Gregg Thomas Rennie
LR-21378 Jan 13, 2010 Zachariah P. Zachariah, et al.
LR-21377 Jan 12, 2010 Bank of America Corporation
See also:  SEC Complaint
LR-21376 Jan 12, 2010 Phillip Macdonald, Martin Gollan, and Michael Goodman
LR-21375 Jan 12, 2010 Robert E. Lane, et al.
LR-21374 Jan 11, 2010 NATCO Group Inc.
Other Release Number(s): AAER-3102
LR-21373 Jan 11, 2010 Lance Poulsen, et al.
LR-21372 Jan 11, 2010 Neil V. Moody and Christopher D. Moody
LR-21371 Jan 11, 2010 Bank of America Corporation
See also:  SEC Complaint
LR-21370 Jan 11, 2010 Brooke D. Wagner
See also:  SEC Complaint
LR-21369 Jan 11, 2010 NewPoint Financial Services, Inc., et al.
See also:  SEC Complaint
LR-21368 Jan 11, 2010 Ryan M. Reynolds, Desmond J. Milligan, Jason W. Brola, Timothy T. Page, Market 99 Ltd., f/k/a eCarfly, Inc., Tryst Capital Group, LLC, Griffdom Enterprises, Inc., Testre, L.P. and Bellatalia, L.P.
LR-21367 Jan 8, 2010 Edward P. May and E-M Management Co. LLC
LR-21366 Jan 8, 2010 Steve W. Salutric
See also:  SEC Complaint
LR-21365 Jan 8, 2010 Thomas A. Labry and Cherokee Gas Systems, Inc.
See also:  SEC Complaint
LR-21364 Jan 8, 2010 Richard Elkinson
See also:  SEC Complaint
LR-21363 Jan 7, 2010 Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc.
See also:  Judgment
LR-21362 Jan 6, 2010 Michael F. Shanahan, Sr., et al.
LR-21361 Jan 6, 2010 Daniel H. Bayly, et al.
Other Release Number(s): AAER-3094
LR-21360 Jan 5, 2010 Reza Saleh and Amir Saleh
LR-21359 Jan 5, 2010 Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC
LR-21358 Jan 4, 2010 Nolan Wayne Wade

 

http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2010.shtml

Modified: 10/16/2014