Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Dec. 30, 2008	Creative Capital Consortium, LLC, et. al. Release No. LR-20840 See Also: Complaint in this matter
Dec. 29, 2008	Rica Foods, Inc. and Calixto Chaves Release No. LR-20839
Dec. 23, 2008	Ryan M. Reynolds, et al. Release No. LR-20838 See Also: Complaint in this matter
Dec. 23, 2008	Star Exploration, Inc. and James T. Gurgainers Release No. LR-20837
Dec. 22, 2008	Fiat S.p.A. and CNH Global N.V. Release No. LR-20835 See Also: Complaint in this matter
Dec. 22, 2008	UnitedHealth Group Inc. and David J. Lubben Release No. LR-20836 See Also: SEC v. UnitedHealth , and SEC v. Lubben
Dec. 19, 2008	Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC Release No. LR-20834 See Also: Complaint in this matter
Dec. 19, 2008	Robert R. Ross, et al. Release No. LR-20833
Dec. 19, 2008	World Information Technology, Inc., et al. Release No. LR-20832
Dec. 18, 2008	Matthew C. Devlin, Jamil A. Bouchareb, Daniel A. Corbin, Frederick E. Bowers, Thomas R. Faulhaber, Eric A. Holzer, Jeffrey R. Glover, Corbin Investment Holdings, LLC and Augustus Management, defendants, and Maria T. Checa, Lee H. Corbin, LLC and Checa International, Inc., relief defendants Release No. LR-20831 See Also: Complaint in this matter
Dec. 15, 2008	Rick A. Marano, William Marano and Carl Loizzi Release No. LR-20827
Dec. 15, 2008	Pinnacle Business Management, Inc. et al. Release No. LR-20830
Dec. 15, 2008	Siemens Aktiengesellschaft Release No. LR-20829, AAER-2911 See Also: Complaint in this matter
Dec. 15, 2008	National Lampoon, Inc., et al.; Advatech Corporation, et al.; and Alex Kanakaris, et al. Release No. LR-20828 See Also: Complaint v. National Lampoon et al. , Complaint v. Advatech et al. , Complaint v. Kanakaris et al.
Dec. 12, 2008	One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, also known as John Latorri Release No. LR-20826
Dec. 11, 2008	Zurich Financial Services Release No. LR-20825, AAER-2910 See Also: Complaint in this matter
Dec. 11, 2008	Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc. Release No. LR-20824 See Also: UBS , Citigroup
Dec. 8, 2008	Marc S. Dreier Release No. LR-20823 See Also: Complaint in this matter
Dec. 5, 2008	James Tambone and Robert Hussey Release No. LR-20822
Dec. 5, 2008	Larry P. Langford, William B. Blount, and Albert W. LaPierre Release No. LR-20821
Dec. 4, 2008	William J. "Boots" Del Biaggio III Release No. LR-20820 See Also: Complaint in this matter
Dec. 2, 2008	Cristian De Colli Release No. LR-20819 See Also: Final Judgement
Nov. 26, 2008	Boutraille Corp., et al. Release No. LR-20818
Nov. 26, 2008	Robert G. Cole Release No. LR-20817
Nov. 21, 2008	Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan Release No. LR-20816A
Nov. 20, 2008	Jack Calvin, et al. Release No. LR-20815
Nov. 19, 2008	Robert Todd Beardsley and George Lindenberg; Dennis K. McNell Release No. LR-20814A See Also: Complaint v. Beardsley and Lindenberg , Complaint v. McNell
Nov. 19, 2008	J.C. Reed & Company, Inc., J.C. Reed Advisory Group, LLC, Barron A. Mathis, and Estate of John C. Reed, Lana L. Reed, Executor Release No. LR-20813 See Also: Complaint in this matter
Nov. 18, 2008	David Lee, et al. Release No. LR-20811, AAER-2901 See Also: Complaint in this matter
Nov. 18, 2008	Chancellor Corporation, et al. Release No. LR-20812, AAER-2902
Nov. 17, 2008	Mark Cuban Release No. LR-20810 See Also: Complaint in this matter
Nov. 14, 2008	Michael W. Crow, et al. Release No. LR-20809
Nov. 14, 2008	Alan C. Goldsworthy and Walter T. Hilger Release No. LR-20808, AAER-2900
Nov. 13, 2008	Biltmore Financial Group, Inc., J. V. Huffman, Jr., Defendants, and Gilda Bolick Huffman, Relief Defendant Release No. LR-20807 See Also: Complaint in this matter
Nov. 13, 2008	Patrick D. Quinlan et al. Release No. LR-20806, AAER-2899
Nov. 13, 2008	Jonathan Wilson Release No. LR-20805A See Also: Complaint in this matter
Nov. 13, 2008	William M. Gallahair Release No. LR-20804A See Also: Complaint in this matter
Nov. 13, 2008	Lawrence B. Evans et al. Release No. LR-20803, AAER-2898 File Number: 3-12718
Nov. 12, 2008	Larry W. Kerschenbaum Release No. LR-20802
Nov. 12, 2008	Blue Coat Systems, Inc. and Robert P. Verheecke Release No. LR-20801, AAER-2897 See Also: Complaint in this matter
Nov. 7, 2008	Jeffrey Laumbattus, and Joni Laumbattus, relief defendant Release No. LR-20800
Nov. 6, 2008	Michael E. Kelly, et al. Release No. LR-20799
Nov. 3, 2008	Frank J. Russo et al. Release No. LR-20798
Nov. 3, 2008	Karnig H. Durgarian, Jr., et al. Release No. LR-20797
Oct. 31, 2008	Donald A. Erickson Release No. LR-20796
Oct. 30, 2008	Adelphia Communications Corp., et al. Release No. LR-20795 See Also: Notice of Motion for Order Authorizing Distribution of Funds , Proposed Order Approving Distribution Plan
Oct. 30, 2008	Andres L. Pimstein, The Bottom Line of South Florida, Inc. and Summit Trading LLC Release No. LR-20794
Oct. 28, 2008	Steven B. Misner Release No. LR-20793 See Also: Complaint in this matter
Oct. 27, 2008	Robert Ray White Samples, et al. Release No. LR-20792 File Number: 3-12912
Oct. 24, 2008	Alliance Transcription Services, Inc., et al. Release No. LR-20791
Oct. 24, 2008	M45 Mining Resources, Inc. and Eden Miller Release No. LR-20790 See Also: Complaint in this matter
Oct. 23, 2008	Brett C. Maas Release No. LR-20789 See Also: Complaint in this matter
Oct. 22, 2008	Raymond Thomas and Strictly Stocks Investment Company, Inc. Release No. LR-20787 See Also: Complaint in this matter
Oct. 22, 2008	Stephen P. Gardner, et al. Release No. LR-20788, AAER-2895
Oct. 20, 2008	Stephen L. Hochberg Release No. LR-20786
Oct. 20, 2008	Spiro Germenis, et al. Release No. LR-20785
Oct. 20, 2008	Brian D. Ladin et al. Release No. LR-20784 See Also: Complaint in this matter
Oct. 16, 2008	Competitive Technologies, Inc. , et. al. Release No. LR-20783
Oct. 16, 2008	Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett Release No. LR-20782
Oct. 16, 2008	Excellency Investment Realty Trust, Inc. and David Mladen Release No. LR-20781 See Also: Complaint in this matter
Oct. 16, 2008	Wayne F. Gorsek, et al. Release No. LR-20780
Oct. 14, 2008	James D. Zeglis, Gautam Gupta, Jim W. Dixon and Lance D. McKee Release No. LR-20779
Oct. 9, 2008	Anthony J. Cuti and William J. Tennant Release No. LR-20778, AAER-2894 See Also: Complaint in this matter
Oct. 8, 2008	Jason Jadidian Release No. LR-20777 See Also: Complaint in this matter
Oct. 8, 2008	Glenn Grossman, Lawrence Steven Cohen, David Schmidt, and John Zanic Release No. LR-20776 See Also: Complaint in this matter
Oct. 7, 2008	Lion Gate Capital, Inc. and Kenneth Rickel Release No. LR-20775 See Also: Complaint in this matter
Oct. 7, 2008	Francis Elias Axiaq, Ciriaco Israel Rivor, Emmanuel Mario Axiaq and Steven Craig Lusardi Release No. LR-20774 See Also: Complaint in this matter
Oct. 6, 2008	Concorde America, Inc., et al. Release No. LR-20771
Oct. 6, 2008	Southwestern Medical Solutions, Inc., et al. Release No. LR-20770
Oct. 6, 2008	North American Clearing, Inc., et al. Release No. LR-20769
Oct. 6, 2008	Jonathan W. Mikula, John B. Craddock, JW&P Consulting, LLC, and Nations Warranty Group, Inc. Release No. LR-20773 See Also: Complaint in this matter
Oct. 6, 2008	Next Components, Ltd. and Norman Hsu Release No. LR-20772 See Also: Complaint in this matter
Oct. 3, 2008	Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo Release No. LR-20768 See Also: Complaint in this matter
Oct. 2, 2008	James N. Turek, Plasticon International, Inc., et al. Release No. LR-20767 See Also: Complaint in this matter
Oct. 2, 2008	Michael Jinyong Park, Individually, and Doing Business as Park Capital Management Group Release No. LR-20766 See Also: Complaint in this matter
Oct. 1, 2008	International Fiduciary Corp., S.A., et al. Release No. LR-20763
Oct. 1, 2008	Joseph J. Queri Jr., Gary M. Gosson, et al.; Joseph J. Queri Jr., Joseph J. Queri Sr., et al. Release No. LR-20765 See Also: et al. , et al.
Oct. 1, 2008	Christopher Castaldo, Daniel James Gallagher, Frank J. Zangara, B.H.I. Group, Inc., Corporate Communications Corp., and Vision Securities Inc. Release No. LR-20764 See Also: Complaint in this matter
Sept. 30, 2008	Samir I. Abed and Elias J. Antoun Release No. LR-20759 See Also: Complaint in this matter
Sept. 30, 2008	Randolph Leone and Randall Clark Wall Release No. LR-20758 See Also: Complaint in this matter
Sept. 30, 2008	Luis E. Pallais and Rodedawg International Industries, Inc Release No. LR-20762 See Also: Complaint in this matter
Sept. 30, 2008	Leonard L. Zanello, Sr., Ihor A."Gary" Humesky, Steven B. Rodd, and Robert F. Broege, Jr. Release No. LR-20757
Sept. 30, 2008	William H. Eichengreen and David L. Myatt Release No. LR-20761 See Also: Complaint in this matter
Sept. 30, 2008	Steven Wevodau Release No. LR-20756 See Also: Complaint in this matter
Sept. 30, 2008	The Penn Traffic Company Release No. LR-20760 See Also: Complaint in this matter
Sept. 29, 2008	Michael Lauer, et al. Release No. LR-20751
Sept. 29, 2008	Delta Onshore Management, LLC, Jerry P. Jackson, Peter J. Brooks, Daniel Cohen, and Jason Hertz, Defendants, and Onshore Leasing, LLC and PJB Enterprises, Inc., Relief Defendants Release No. LR-20755
Sept. 29, 2008	Carlos J. Petry Release No. LR-20754 See Also: Complaint in this matter
Sept. 29, 2008	Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann Release No. LR-20753
Sept. 29, 2008	Carole Argo Release No. LR-20752
Sept. 26, 2008	Stephen Michael Strauss Release No. LR-20750 See Also: Complaint in this matter
Sept. 26, 2008	Thomas J. Smith Release No. LR-20749
Sept. 26, 2008	Charles Adams Release No. LR-20748 See Also: Application Order
Sept. 25, 2008	Video Without Boundaries, Inc. (d/b/a China Logistics Group Inc.), Vernon Jeffery Harrell, and David J. Aubel Release No. LR-20739 See Also: Complaint in this matter
Sept. 25, 2008	Jan A. Norelid and Pedro Gil Simoes Release No. LR-20743 See Also: Complaint in this matter
Sept. 25, 2008	Rey Salomon, Jr. and Ellen H Development LLC Release No. LR-20747 See Also: Complaint in this matter
Sept. 25, 2008	Ryan M. Reynolds, Desmond J. Milligan, Jason W. Brola, Timothy T. Page, Market 99, Ltd., formerly known as eCarfly, Inc., Tryst Capital Group, L.L.C., Griffdom Enterprises, Inc., Testre, L.P., and Bellatalia, L.P. Release No. LR-20742 See Also: Complaint in this matter
Sept. 25, 2008	Ricardo H. Goldman Release No. LR-20746
Sept. 25, 2008	Anthony A. James and James Asset Advisory, L.L.C. Release No. LR-20741 See Also: Complaint in this matter
Sept. 25, 2008	Matthew A. Sarad, Jeremy D. Jobe, and Telomolecular Corp. Release No. LR-20745 See Also: Complaint in this matter

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