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Litigation Releases Archives 2008

Archive of older Litigation Releases available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Release No. Date Action
Fourth Quarter
LR-20840 Dec. 30, 2008 Creative Capital Consortium, LLC, et. al.
See also: Complaint in this matter
LR-20839 Dec. 29, 2008 Rica Foods, Inc. and Calixto Chaves
LR-20838 Dec. 23, 2008 Ryan M. Reynolds, et al.
See also: Complaint in this matter
LR-20837 Dec. 23, 2008 Star Exploration, Inc. and James T. Gurgainers
LR-20836 Dec. 22, 2008 UnitedHealth Group Inc. and David J. Lubben See also Complaints: SEC v. UnitedHealth and SEC v. Lubben
LR-20835 Dec. 22, 2008 Fiat S.p.A. and CNH Global N.V.
See also: Complaint in this matter
LR-20834 Dec. 19, 2008 Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC
See also: Complaint in this matter
LR-20833 Dec. 19, 2008 Robert R. Ross, et al.
LR-20832 Dec. 19, 2008 World Information Technology, Inc., et al.
LR-20831 Dec. 18, 2008 Matthew C. Devlin, Jamil A. Bouchareb, Daniel A. Corbin, Frederick E. Bowers, Thomas R. Faulhaber, Eric A. Holzer, Jeffrey R. Glover, Corbin Investment Holdings, LLC and Augustus Management, defendants, and Maria T. Checa, Lee H. Corbin, LLC and Checa International, Inc., relief defendants
See also: Complaint in this matter
LR-20830 Dec. 15, 2008 Pinnacle Business Management, Inc. et al.
LR-20829 Dec. 15, 2008 Siemens Aktiengesellschaft
Other Release No.: AAER-2911
See also: Complaint in this matter
LR-20828 Dec. 15, 2008 National Lampoon, Inc., et al.; Advatech Corporation, et al.; and Alex Kanakaris, et al.
See also:
Complaint v. National Lampoon et al.
Complaint v. Advatech et al.
Complaint v. Kanakaris et al.
LR-20827 Dec. 15, 2008 Rick A. Marano, William Marano and Carl Loizzi
LR-20826 Dec. 12, 2008 One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, also known as John Latorri
LR-20825 Dec. 11, 2008 Zurich Financial Services
Other Release No.: AAER-2910
See also: Complaint in this matter
LR-20824 Dec. 11, 2008 Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.
See also SEC Complaints in this matter: UBS; Citigroup
LR-20823 Dec. 8, 2008 Marc S. Dreier
See also: Complaint in this matter
LR-20822 Dec. 5, 2008 James Tambone and Robert Hussey
LR-20821 Dec. 5, 2008 Larry P. Langford, William B. Blount, and Albert W. LaPierre
LR-20820 Dec. 4, 2008 William J. "Boots" Del Biaggio III
See also: Complaint in this matter
LR-20819 Dec. 2, 2008 Cristian De Colli
See also: Final Judgement
LR-20818 Nov. 26, 2008 Boutraille Corp., et al.
LR-20817 Nov. 26, 2008 Robert G. Cole
LR-20816A Nov. 21, 2008 Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan
LR-20815 Nov. 20, 2008 Jack Calvin, et al.
LR-20814A Nov. 19, 2008 Robert Todd Beardsley and George Lindenberg; Dennis K. McNell
See also:
Complaint v. Beardsley and Lindenberg
Complaint v. McNell
LR-20813 Nov. 19, 2008 J.C. Reed & Company, Inc., J.C. Reed Advisory Group, LLC, Barron A. Mathis, and Estate of John C. Reed, Lana L. Reed, Executor
See also: Complaint in this matter
LR-20812 Nov. 18, 2008 Chancellor Corporation, et al.
Other Release No.: AAER-2902
LR-20811 Nov. 18, 2008 David Lee, et al.
Other Release No.: AAER-2901
See also: Complaint in this matter
LR-20810 Nov. 17, 2008 Mark Cuban
See also: Complaint in this matter
LR-20809 Nov. 14, 2008 Michael W. Crow, et al.
LR-20808 Nov. 14, 2008 Alan C. Goldsworthy and Walter T. Hilger
Other Release No.: AAER-2900
LR-20807 Nov. 13, 2008 Biltmore Financial Group, Inc., J. V. Huffman, Jr., Defendants, and Gilda Bolick Huffman, Relief Defendant
See also: Complaint in this matter
LR-20806 Nov. 13, 2008 Patrick D. Quinlan et al.
Other Release No.: AAER-2899
LR-20805A Nov. 13, 2008 Jonathan Wilson
See also: Complaint in this matter
LR-20804A Nov. 13, 2008 William M. Gallahair
See also: Complaint in this matter
LR-20803 Nov. 13, 2008 Lawrence B. Evans et al.
Other Release No.: AAER-2898
LR-20802 Nov. 12, 2008 Larry W. Kerschenbaum
LR-20801 Nov. 12, 2008 Blue Coat Systems, Inc. and Robert P. Verheecke
Other Release No.: AAER-2897
See also: Complaint in this matter
LR-20800 Nov. 7, 2008 Jeffrey Laumbattus, and Joni Laumbattus, relief defendant
LR-20799 Nov. 6, 2008 Michael E. Kelly, et al.
LR-20798 Nov. 3, 2008 Frank J. Russo et al.
LR-20797 Nov. 3, 2008 Karnig H. Durgarian, Jr., et al.
LR-20796 Oct. 31, 2008 Donald A. Erickson
LR-20795 Oct. 30, 2008 Adelphia Communications Corp., et al.
See also: Notice of Motion for Order Authorizing Distribution of Funds; Proposed Order Approving Distribution Plan
LR-20794 Oct. 30, 2008 Andres L. Pimstein, The Bottom Line of South Florida, Inc. and Summit Trading LLC
LR-20793 Oct. 28, 2008 Steven B. Misner
See also: Complaint in this matter
LR-20792 Oct. 27, 2008 Robert Ray White Samples, et al.
LR-20791 Oct. 24, 2008 Alliance Transcription Services, Inc., et al.
LR-20790 Oct. 24, 2008 M45 Mining Resources, Inc. and Eden Miller
See also: Complaint in this matter
LR-20789 Oct. 23, 2008 Brett C. Maas
See also: Complaint in this matter
LR-20788 Oct. 22, 2008 Stephen P. Gardner, et al.
Other Release No.: AAER-2895
LR-20787 Oct. 22, 2008 Raymond Thomas and Strictly Stocks Investment Company, Inc.
See also: Complaint in this matter
LR-20786 Oct. 20, 2008 Stephen L. Hochberg
LR-20785 Oct. 20, 2008 Spiro Germenis, et al.
LR-20784 Oct. 20, 2008 Brian D. Ladin et al.
See also: Complaint in this matter
LR-20783 Oct. 16, 2008 Competitive Technologies, Inc. , et. al.
LR-20782 Oct. 16, 2008 Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett
LR-20781 Oct. 16, 2008 Excellency Investment Realty Trust, Inc. and David Mladen
See also: Complaint in this matter
LR-20780 Oct. 16, 2008 Wayne F. Gorsek, et al.
LR-20779 Oct. 14, 2008 James D. Zeglis, Gautam Gupta, Jim W. Dixon and Lance D. McKee
LR-20778 Oct. 9, 2008 Anthony J. Cuti and William J. Tennant
Other Release No.: AAER-2894
See also: Complaint in this matter
LR-20777 Oct. 8, 2008 Jason Jadidian
See also: Complaint in this matter
LR-20776 Oct. 8, 2008 Glenn Grossman, Lawrence Steven Cohen, David Schmidt, and John Zanic
See also: Complaint in this matter
LR-20775 Oct. 7, 2008 Lion Gate Capital, Inc. and Kenneth Rickel
See also: Complaint in this matter
LR-20774 Oct. 7, 2008 Francis Elias Axiaq, Ciriaco Israel Rivor, Emmanuel Mario Axiaq and Steven Craig Lusardi
See also: Complaint in this matter
LR-20773 Oct. 6, 2008 Jonathan W. Mikula, John B. Craddock, JW&P Consulting, LLC, and Nations Warranty Group, Inc.
See also: Complaint in this matter
LR-20772 Oct. 6, 2008 Next Components, Ltd. and Norman Hsu
See also: Complaint in this matter
LR-20771 Oct. 6, 2008 Concorde America, Inc., et al.
LR-20770 Oct. 6, 2008 Southwestern Medical Solutions, Inc., et al.
LR-20769 Oct. 6, 2008 North American Clearing, Inc., et al.
LR-20768 Oct. 3, 2008 Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo
See also: Complaint in this matter
LR-20767 Oct. 2, 2008 James N. Turek, Plasticon International, Inc., et al.
See also: Complaint in this matter
LR-20766 Oct. 2, 2008 Michael Jinyong Park, Individually, and Doing Business as Park Capital Management Group
See also: Complaint in this matter
LR-20765 Oct. 1, 2008 Joseph J. Queri Jr., Gary M. Gosson, et al.; Joseph J. Queri Jr., Joseph J. Queri Sr., et al.
See also:
Complaint v. Queri Jr., Gosson, et al.
Complaint v. Queri Jr., Queri Sr., et al.
LR-20764 Oct. 1, 2008 Christopher Castaldo, Daniel James Gallagher, Frank J. Zangara, B.H.I. Group, Inc., Corporate Communications Corp., and Vision Securities Inc.
See also: Complaint in this matter
LR-20763 Oct. 1, 2008 International Fiduciary Corp., S.A., et al.
Third Quarter
LR-20762 Sep. 30, 2008 Luis E. Pallais and Rodedawg International Industries, Inc
See also: Complaint in this matter
LR-20761 Sep. 30, 2008 William H. Eichengreen and David L. Myatt
See also: Complaint in this matter
LR-20760 Sep. 30, 2008 The Penn Traffic Company
See also: Complaint in this matter
LR-20759 Sep. 30, 2008 Samir I. Abed and Elias J. Antoun
See also: Complaint in this matter
LR-20758 Sep. 30, 2008 Randolph Leone and Randall Clark Wall
See also: Complaint in this matter
LR-20757 Sep. 30, 2008 Leonard L. Zanello, Sr., Ihor A."Gary" Humesky, Steven B. Rodd, and Robert F. Broege, Jr.
LR-20756 Sep. 30, 2008 Steven Wevodau
See also: Complaint in this matter
LR-20755 Sep. 29, 2008 Delta Onshore Management, LLC, Jerry P. Jackson, Peter J. Brooks, Daniel Cohen, and Jason Hertz, Defendants, and Onshore Leasing, LLC and PJB Enterprises, Inc., Relief Defendants
LR-20754 Sep. 29, 2008 Carlos J. Petry
See also: Complaint in this matter
LR-20753 Sep. 29, 2008 Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann
LR-20752 Sep. 29, 2008 Carole Argo
LR-20751 Sep. 29, 2008 Michael Lauer, et al.
LR-20750 Sep. 26, 2008 Stephen Michael Strauss
See also: Complaint in this matter
LR-20749 Sep. 26, 2008 Thomas J. Smith
LR-20748 Sep. 26, 2008 Charles Adams
See also: Application Order
LR-20747 Sep. 25, 2008 Rey Salomon, Jr. and Ellen H Development LLC
See also: Complaint in this matter
LR-20746 Sep. 25, 2008 Ricardo H. Goldman
LR-20745 Sep. 25, 2008 Matthew A. Sarad, Jeremy D. Jobe, and Telomolecular Corp.
See also: Complaint in this matter
LR-20744 Sep. 25, 2008 Howard P. Richman
LR-20743 Sep. 25, 2008 Jan A. Norelid and Pedro Gil Simoes
See also: Complaint in this matter
LR-20742 Sep. 25, 2008 Ryan M. Reynolds, Desmond J. Milligan, Jason W. Brola, Timothy T. Page, Market 99, Ltd., formerly known as eCarfly, Inc., Tryst Capital Group, L.L.C., Griffdom Enterprises, Inc., Testre, L.P., and Bellatalia, L.P.
See also: Complaint in this matter
LR-20741 Sep. 25, 2008 Anthony A. James and James Asset Advisory, L.L.C.
See also: Complaint in this matter
LR-20740 Sep. 25, 2008 Norman Stumacher
Other Release No.: AAER-2888
See also: Complaint in this matter
LR-20739 Sep. 25, 2008 Video Without Boundaries, Inc. (d/b/a China Logistics Group Inc.), Vernon Jeffery Harrell, and David J. Aubel
See also: Complaint in this matter
LR-20738 Sep. 24, 2008 Steven M. Des Champs and Martha W. Vlcek
Other Release No.: AAER-2887
See also: Complaint in this matter
LR-20737 Sep. 24, 2008 WealthWise, LLC and Jeffrey A. Forrest
See also: Complaint in this matter
LR-20736 Sep. 24, 2008 Kenneth Suarez, et al.
See also: Complaint in this matter
LR-20735 Sep. 24, 2008 Melvyn Nathanson, et al.
See also: Complaint in this matter
LR-20734 Sep. 22, 2008 Nolan Wayne Wade
LR-20733 Sep. 22, 2008 Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds
LR-20732 Sep. 22, 2008 Gary J. Gross
See also: Complaint in this matter
LR-20731 Sep. 19, 2008 Conversion Solutions Holding Corporation and Rufus Paul Harris a/k/a Paul Rufus Harris
LR-20730 Sep. 19, 2008 Timothy M. Roberts
LR-20729 Sep. 19, 2008 Moises Saba Masri
LR-20728 Sep. 19, 2008 David William Thomas and Global Marketing Consultants, LLC
See also: Complaint in this matter
LR-20727 Sep. 19, 2008 Daniel N. Jones and Azure Bay Management, LLC
LR-20726 Sep. 19, 2008 Matthew R. Zachowski
LR-20725 Sep. 18, 2008 Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC
LR-20724 Sep. 17, 2008 Igal Kohavi, Yair Shamir, and Giora Yaron
See also: Complaint in this matter
LR-20723 Sep. 17, 2008 Lydia Capital, LLC et al.
LR-20722 Sep. 17, 2008 Justin Ficken and Martin J. Druffner, et. al.
LR-20721 Sep. 17, 2008 Angel Alvarez-Perez and Annie Astor-Carbonell
Other Release No.: AAER-2881
See also: Complaint in this matter
LR-20720A Sep. 16, 2008 James D. Zeglis, Gautum Gupta, Lance D. McKee and Jim W. Dixon
See also: Complaint in this matter
LR-20719 Sep. 15, 2008 Jeanne M. Rowzee, James R. Halstead, and Robert T. Harvey
LR-20718 Sep. 15, 2008 Taher Suterwalla
LR-20717 Sep. 15, 2008 Bruce E. Karatz
Other Release No.: AAER-2879
LR-20716A Sep. 15, 2008 One Equity Corporation., et al.
LR-20715 Sep. 15, 2008 American Italian Pasta Company; Timothy S. Webster; Warren B. Schmidgall and David E. Watson; and Stephanie S. Ruskey
Other Release No.: AAER-2877
See also:
Complaint v. AIPC
Complaint v. Webster
Complaint v. Schmidgall and Watson
Complaint v. Ruskey
LR-20714 Sep. 12, 2008 Larry W. Kerschenbaum
LR-20713 Sep. 11, 2008 Mark D. Lay and MDL Capital Management, Inc.
See also: Complaint in this matter
LR-20712 Sep. 11, 2008 Bruce Grossman and Jonathan Curshen
See also: Complaint in this matter
LR-20711 Sep. 9, 2008 Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan
LR-20710 Sep. 9, 2008 Stephen R. Wong, Raj P. Sabhlok, and Michael C. Pattison
See also: Complaints in this matter: Stephen R. Wong and Raj P. Sabhlok and Michael C. Pattison
LR-20709 Sep. 9, 2008 Michael E. Kelly, et al.
LR-20708 Sep. 9, 2008 Michael E. Kelly, et al.
LR-20707 Sep. 9, 2008 James C. Dawson
See also: Complaint in this matter
LR-20706 Sep. 8, 2008 United Rentals, Inc.
Other Release No.: AAER-2874
See also: Complaint in this matter
LR-20705 Sep. 8, 2008 John P. Miller
Other Release No.: AAER-2873
LR-20704 Sep. 5, 2008 Rick J. Boros, a/k/a Vincent Kwiatkowski, and North American Mining Ventures, Inc.
LR-20703 Sep. 5, 2008 Retail Pro, Inc. (fka Island Pacific, Inc.), Barry M. Schecter, Ran H. Furman, and Harvey Braun
See also: Complaint in this matter
LR-20702 Sep. 4, 2008 Mark D. Woodburn and Terry LaCore
Other Release No.: AAER-2872
See also: Complaint in this matter
LR-20701 Sep. 4, 2008 Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20700 Sep. 3, 2008 Albert Jackson Stanley
Other Release No.: AAER-2871
See also: Complaint in this matter
LR-20699 Sep. 3, 2008 Donald D. LaBarre
LR-20698 Sep. 3, 2008 Julian T. Tzolov and Eric S. Butler
See also: Complaint in this matter
LR-20697 Aug. 29, 2008 Steven Byers, Joseph Shereshevsky, Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC, and Elka Shereshevsky (Relief Defendant)
See also: Complaint in this matter
LR-20696 Aug. 28, 2008 Mark E. Salyer, et al.
LR-20695 Aug. 28, 2008 Compass Capital Group, Inc. et al.
LR-20694 Aug. 28, 2008 American Energy Resources Corp., H&M Petroleum Corp., and Donald H. Allen
LR-20693 Aug. 28, 2008 ProVision Operation Systems, Inc., Robert T. Fletcher III, Richard C. Hill, James W. Stock, and Lawrence D. Morris
LR-20692 Aug. 28, 2008 Competitive Technologies, Inc. , et. al.
LR-20691 Aug. 27, 2008 Jeffrey Fishman
See also: Complaint in this matter
LR-20690 Aug. 27, 2008 Con-way Inc.
Other Release No.: AAER-2866
See also: Complaint in this matter
LR-20689 Aug. 27, 2008 Mark Joseph Peterson Boucher and Gary Paul Johnson; John E. Brake
See also Complaints in this matter: Boucher; Brake
LR-20688 Aug. 22, 2008 Royal Forex Management, LLC and Patrick H. Haxton
See also: Complaint in this matter
LR-20687 Aug. 22, 2008 Mark David Shapiro, et al.
Other Release No.: AAER-2865
LR-20686 Aug. 21, 2008 Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2864
LR-20685 Aug. 15, 2008 Bryan S. Behrens, et al.
See also: Complaint in this matter
LR-20684 Aug. 15, 2008 Francisco Abellan, et al.
See also: Complaint in this matter
LR-20683 Aug. 14, 2008 Nancy R. Heinen
LR-20682 Aug. 12, 2008 Kay Services, LLC, et al.
See also: Complaint in this matter
LR-20681 Aug. 12, 2008 David B. Stocker and Carrera Capital, Inc.
See also: Complaint in this matter
LR-20680 Aug. 12, 2008 Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella
Other Release No.: AAER-2861
LR-20679 Aug. 12, 2008 Michael E. Kelly, et al.
LR-20678 Aug. 11, 2008 Steven Byers, Joseph Shereshevsky (a/k/a Joseph Heller and "Josie"), Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC
See also: Complaint in this matter
LR-20677 Aug. 8, 2008 Bunchan et al.
LR-20676 Aug. 8, 2008 Alliance Transcription Services, Inc., Clifford A. Lewis, Richard A. Dabney, Raymond C. Dabney, Philip M. Young, Charles J. Smith, and William D. O'Neal
See also: Complaint in this matter
LR-20675 Aug. 7, 2008 Dmitriy Butko
See also: Complaint in this matter
LR-20674 Aug. 7, 2008 Peter S. Jessop, et al.
LR-20673 Aug. 7, 2008 Angel Acquisition Corp., et al. and Global Materials & Services, Inc., et al.
See also: Complaint v. Angel Acquisition Corp., et al.; Complaint v. Global Materials & Services, Inc., et al.
LR-20672 Aug. 7, 2008 Biopure Corporation, et al.
LR-20671 Aug. 6, 2008 Ali Hozhabri
See also: Complaint in this matter
LR-20670 Aug. 6, 2008 Prudential Financial, Inc.
Other Release No.: AAER-2860
See also: Complaint in this matter
LR-20669 Aug. 1, 2008 Brent S. Lemons
See also: Complaint in this matter
LR-20668 Aug. 1, 2008 Michael F. Crowley, Jr. and Jerry L. Burdick
Other Release No.: AAER-2857
LR-20667 Aug. 1, 2008 Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20666 Aug. 1, 2008 Paul G. Merklinger, et al
LR-20665 Jul. 31, 2008 Robert L. Sonfield, Donald C. Bradley, Jeffrey W. Bradley, Jason Landess, Marc Lane and Roger Brewer, Defendants, and Alexanderia K. Blankenship, Relief Defendant
See also: Complaint in this matter
LR-20664 Jul. 31, 2008 Michael E. Kelly, et al.
LR-20663 Jul. 30, 2008 Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc.
LR-20662 Jul. 30, 2008 Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan
LR-20661 Jul. 30, 2008 U.S. Gas & Electric, Inc., et al.
LR-20660 Jul. 30, 2008 Phillip R. Bennett
Other Release No.: AAER-2853
LR-20659 Jul. 29, 2008 David S. Davidson, et al.
LR-20658 Jul. 29, 2008 Lou L. Pai
See also: Complaint in this matter
LR-20657 Jul. 29, 2008 Trinity International Enterprises, Inc., CFO-5, LLC, Stanley W. Anderson, Edwin A. Smith, Charles L. Kennedy, Michael D. Norton, and Nicholas R. Fair
See also: Complaint in this matter
LR-20656 Jul. 29, 2008 George J. Simchuk
See also: Complaint in this matter
LR-20655 Jul. 28, 2008 Aerokinetic Energy Corporation and Randolph E. Bridwell
See also: Complaint in this matter
LR-20654 Jul. 25, 2008 One or More Unknown Purchasers of the Call Options for the Common Stock of DRS Technologies, Inc. and American Power Conversion Corp.
See also: Complaint in this matter
LR-20653 Jul. 23, 2008 Robert C. Brown, Jr., et al.
See also: Complaint in this matter
LR-20652 Jul. 22, 2008 One Equity Corp., et al.
LR-20651 Jul. 22, 2008 HCC Insurance Holdings, Inc.; Stephen L. Way; and Christopher L. Martin
Other Release No.: AAER-2847
See also: Complaint in this matter
LR-20650 Jul. 22, 2008 Scott Hirth et al.
See also: Complaint in this matter
LR-20649 Jul. 18, 2008 Randall T. Treadwell, Ricky D. Sluder, Larry C. Saturday, and Arnulfo M. Acosta
LR-20648 Jul. 18, 2008 U.S. Sustainable Energy Corp. and John H. Rivera, et al.
See also: Complaint in this matter
LR-20647 Jul. 17, 2008 Kenneth W. Hawk, Michael J. Delargy, and Thomas R. De Jong
Other Release No.: AAER-2846
LR-20646 Jul. 16, 2008 William J. Rauch
See also: Complaint in this matter
LR-20645 Jul. 15, 2008 Homeland Safety International, Inc. F/K/A Sniffex, Inc.; Mark B. Lindberg, Petar D. Mihaylov, Yuri Markov, Paul B. Johnson, and Nicholas V. Klausgaard and Ilona V. Klausgaard; and Mark B. Lindberg
See also:
Complaint v. Homeland Safety International, Inc. et al.
Complaint v. Lindberg
LR-20644 Jul. 14, 2008 Mobile Ready Entertainment Corp., Michael H. Magolnick and Craig A. Mora
See also: Complaint in this matter
LR-20643 Jul. 14, 2008 One Equity Corp., et al.
See also: Complaint in this matter
LR-20642 Jul. 11, 2008 El Paso Corporation, et al.
Other Release No.: AAER-2844
See also: Complaint in this matter
LR-20641 Jul. 11, 2008 Ralph Gregory Gibbs
LR-20640 Jul. 10, 2008 Richard F. Selden
LR-20639 Jul. 9, 2008 Daniel Kaiser and Stephen H. Roebuck
LR-20638 Jul. 9, 2008 Sycamore Networks, Inc., Frances M. Jewels, Cheryl E. Kalinen, and Robin A. Friedman
Other Release No.: AAER-2843
See also: Complaint in this matter
LR-20637 Jul. 8, 2008 Rabinovich & Associates, LP, Alex Rabinovich and Joseph Lovaglio
LR-20636 Jul. 3, 2008 Jennifer Xujia Wang and Ruben Chen a/k/a Ruopian Chen
LR-20635 Jul. 2, 2008 Enterprise Trust Company, et al.
LR-20634 Jul. 2, 2008 Indigenous Global Development Corporation and Deni G. Leonard
LR-20633 Jul. 1, 2008 Microtune, Inc., Douglas Bartek, and Nancy Richardson
See also: Complaint in this matter
LR-20632 Jul. 1, 2008 Northshore Asset Management, et al.
Second Quarter
LR-20631 Jun. 27, 2008 Robert Louis Carver; Robert Louis Carver II; James Lowell Demers; Lincoln Funds International, Inc., and Paropes Corporation, f/k/a Brookstone Capital, Inc., Defendants, and Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; Lincoln Biotech Ventures III, L.P., and Macauslan Capital Partners, LLC, As Relief Defendants
LR-20630 Jun. 26, 2008 Eric Patton, et al.
LR-20629 Jun. 25, 2008 Alanar, Inc., et al.
LR-20628 Jun. 25, 2008 Watermark Financial Services Group, Inc., et al.
LR-20627 Jun. 23, 2008 Andrew S. Mackey and Inger L. Jensen
LR-20626 Jun. 20, 2008 Adrian P. Di Vita
See also: Complaint in this matter
LR-20625 Jun. 19, 2008 Ralph R. Cioffi and Matthew M. Tannin
See also: Complaint in this matter
LR-20624 Jun. 18, 2008 Sentinel Management Group, Inc., Eric A. Bloom, and Charles K. Mosley
See also: Complaint in this matter
LR-20623 Jun. 18, 2008 Robert W. Tedder, et al.
See also: Complaint in this matter
LR-20622 Jun. 18, 2008 Stephen F. Clifford
See also: Complaint in this matter
LR-20621 Jun. 17, 2008 W Financial Group, LLC, Adley H. Abdulwahab a/k/a Adley Wahab, Michael K. Wallens, Sr., and Michael K. Wallens, Jr.
LR-20620 Jun. 16, 2008 GMC Holding Corporation and Richard Brace
LR-20619 Jun. 16, 2008 Stephen L. Hochberg
LR-20618 Jun. 13, 2008 Real Estate Partners, Inc.; Real Estate Partners Income Fund I, LLC; Real Estate Partners Income Fund II, BT; Real Estate Partners Income Fund III, BT; Real Estate Partners Unit Investment Business Trust I; Real Estate Partners Unit Investment Business Trust II; Real Estate Partners Equity Fund, BT; Real Estate Partners Growth Fund, BT; Dawson Davenport; Michael P. Owens; Donald G. Ryan; Richard McGill; William L. Sanders; Michael Tuchman; and Danny Rayburn
LR-20617 Jun. 13, 2008 Joshua M. Eudowe
See also: Complaint in this matter
LR-20616 Jun. 12, 2008 Edgar E. Chapman
See also: Complaint in this matter
LR-20615 Jun. 12, 2008 World Information Technology, Inc., et al.
LR-20614 Jun. 11, 2008 Robert Louis Carver; Robert Louis Carver, II; James Lowell Demers; Lincoln Funds International, Inc., and Paropes Corporation, f/k/a Brookstone Capital, Inc., Defendants, and Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; Lincoln Biotech Ventures III, L.P., and MacAuslan Capital Partners, LLC, as Relief Defendants
See also: Complaint in this matter
LR-20613 Jun. 11, 2008 Ronald K. Bowen
LR-20612 Jun. 10, 2008 W. Anthony Huff, et al.
LR-20611 Jun. 4, 2008 Joseph A. Fontanetta, et al.
See also: Complaint in this matter
LR-20610 Jun. 4, 2008 Jeffrey P. Myers
See also: Complaint in this matter
LR-20609 Jun. 3, 2008 Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC
See also: Complaint in this matter
LR-20608 Jun. 3, 2008 Michael J. McNaul, II, Dale C. Lucas, Gregg Krause, Lloyd F. Nunns, Russell W. Kilgariff, Steven L. Tallman, Freddie J. Hembree, Raymond L. Leonard, Jr., Mid Western Natural Gas, Inc., and Mark DuBoise, Defendants, and Alliance Leasing, LLC, Consolidated Management Group, LLC, Golden Belt Transportation, LLC, Garner Management, LLC, Forrest Energy, LLC, Warren Drilling, LLC, Warrick Drilling, LLC, Pawnee Iron Works, LLC, Mid-Kan Well Service, LLC, T&D Oilfield Services, LLC, and Consumer Information Network, Inc., Relief Defendants
LR-20607 Jun. 2, 2008 Sonja Anticevic, et al.
LR-20606 Jun. 2, 2008 Charles O. Morgan, Jr., as Personal Representative of the Estates of Frederick J. Kunen; Terry E. Provence and DT Capital LLC
LR-20605 May 30, 2008 Urs Kamber, Stephan Husi and Richard Jon May
Other Release No.: AAER-2835
LR-20604 May 30, 2008 Analog Devices, Inc. and Jerald Fishman
See also: Complaint in this matter
LR-20603 May 29, 2008 James E. Gansman, et al.
See also: Complaint in this matter
LR-20602 May 28, 2008 North American Clearing, Inc., et al.
See also: Complaint in this matter
LR-20601 May 27, 2008 Alexander J. Yaroshinsky
See also: Complaint in this matter
LR-20600A Jul. 8, 2008 Icon World Corporation, SUNCO Resources, LLC, Jeffrey M. Zamorsky, Jesse Anthony ("Tony") Aguilar, and Christine M. Zamorsky
LR-20599 May 23, 2008 Henry C. Yuen
LR-20598 May 23, 2008 Global Development & Environmental Resources, Inc.
See also: Complaint in this matter
LR-20597 May 23, 2008 LandOak Securities, LLC; Patrick L. Martin; and Michael A. Atkins
See also: Complaint in this matter
LR-20595A May 22, 2008 James G. Marquez
See also: Complaint in this matter
LR-20594 May 22, 2008 Patrick Kirkland, et al.
LR-20593 May 22, 2008 Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
LR-20592 May 21, 2008 Michael Resnick, et al.
Other Release No.: AAER-2830
LR-20591 May 21, 2008 Stephen L. Hochberg
See also: Complaint in this matter
LR-20590 May 20, 2008 Amit Mathur, et al.
LR-20589 May 20, 2008 Gordon C. Bigler
See also: Complaint in this matter
LR-20588 May 20, 2008 Gregory N. McKnight, et al.
LR-20587 May 19, 2008 Plus Money, Inc. and Matthew La Madrid, et al.
LR-20586 May 19, 2008 John Michael Kelly, Steven E. Rindner, Joseph A. Ripp, and Mark Wovsaniker; David M. Colburn, Eric L. Keller, James F. MacGuidwin, and Jay B. Rappaport
Other Release No.: AAER-2829
See also:
Complaint SEC v. Kelly et al.
Complaint SEC v. Colburn et al.
LR-20585 May 19, 2008 Lydia Capital, LLC et al.
LR-20584 May 19, 2008 Brooks Automation, Inc.
Other Release No.: AAER-2828
See also: Complaint in this matter
LR-20583 May 19, 2008 Watermark Financial Services Group, Inc., et al.
LR-20582 May 16, 2008 Safevest, LLC, et al.
LR-20581 May 16, 2008 Cristian De Colli
See also: Complaint in this matter; Temporary Restraining Order
LR-20580 May 15, 2008 Jamie L. Solow
LR-20579 May 15, 2008 Michael E. Kelly, et al.
LR-20578 May 15, 2008 Michael E. Kelly, et al.
LR-20577 May 15, 2008 Morris Gad and Nathan Rosenblatt
LR-20576 May 15, 2008 Watermark Financial Services Group, Inc., et al.
See also: Complaint in this matter
LR-20575 May 14, 2008 Jeanetta M. Standefor, et al.
See also: Complaint in this matter
LR-20574 May 14, 2008 Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
Other Release No.: AAER-2827
See also: Complaint in this matter
LR-20573 May 14, 2008 Michael E. Kelly
LR-20572 May 14, 2008 Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
LR-20571 May 14, 2008 Willbros Group, Inc., et al.
Other Release No.: AAER-2826
See also: Complaint in this matter
LR-20570 May 13, 2008 Marc T. Duchesne, Jeffrey A. Hayden, et al.
LR-20569 May 13, 2008 John Turchetta
See also: Complaint in this matter
LR-20568 May 13, 2008 Brian Spears
Other Release No.: AAER-2825
See also: Complaint in this matter
LR-20567 May 12, 2008 Beacon Rock Capital, LLC and Thomas Gerbasio
LR-20566 May 12, 2008 David M. Hurley
Other Release No.: AAER-2824
LR-20565 May 12, 2008 Michael K.C. Tom, et al.
LR-20564 May 12, 2008 Zachariah P. Zachariah, et al.
See also: Complaint in this matter
LR-20563 May 8, 2008 Gregory N. McKnight, et al.
See also: Complaint in this matter
LR-20562 May 8, 2008 Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20561 May 8, 2008 Quogue Capital LLC and Wayne P. Rothbaum
See also: Complaint in this matter
LR-20560 May 8, 2008 Absolutefuture.com, et al.; Wamex Holdings, Inc., et al.
LR-20559 May 8, 2008 Marvell Technology Group, Ltd. and Weili Dai
See also: Complaint in this matter
LR-20558 May 7, 2008 Intracom Corporation, et al.
LR-20557 May 7, 2008 Gold-Quest International, et al.
See also: Complaint in this matter
LR-20556 May 5, 2008 Steven J. Ott and Roger Michael Young; Yaw Osei Amoako
See also: Complaint in this matter
LR-20555 May 5, 2008 Robert F. Gruder and Stinger Systems, Inc.
LR-20554 May 5, 2008 Plus Money, Inc., and Matthew La Madrid, et al.
See also: Complaint in this matter
LR-20553 May 2, 2008 Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
LR-20552 May 2, 2008 Safevest, LLC, et al.
See also: Complaint in this matter
LR-20551 May 1, 2008 Chanin Capital LLC
See also: Complaint in this matter
LR-20550 May 1, 2008 GlobeTel Communications Corp., Timothy J. Huff, Thomas Y. Jimenez and Lawrence E. Lynch
Other Release No.: AAER-2822
See also: Complaint in this matter
LR-20549 May 1, 2008 Harry H. Yim
LR-20548 May 1, 2008 Hong Liang Lu and Michael J. Sophie
Other Release No.: AAER-2820
See also: Complaint in this matter
LR-20547 May 1, 2008 Interpublic Group of Companies, Inc. and McCann-Erickson Worldwide, Inc.; Salvatore LaGreca and Brian Watson
Other Release No.: AAER-2819
See also: Complaints in this matter: LaGreca and IPG
LR-20546 Apr. 30, 2008 Frank A. Dunn et al.
Other Release No.: AAER-2818
LR-20545 Apr. 30, 2008 Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc., and Albert W. LaPierre
See also: Complaint in this matter
LR-20544 Apr. 30, 2008 James J. Treacy
Other Release No.: AAER-2817
See also: Complaint in this matter
LR-20543 Apr. 29, 2008 Elfindepan, S.A., et al.
LR-20542 Apr. 29, 2008 Charles R. Norton and Chad R. Norton
LR-20541 Apr. 28, 2008 Edward O. Boshell and Donald J. Pochopien
See also: Complaint in this matter
LR-20540 Apr. 24, 2008 Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
See also: Complaint in this matter
LR-20539 Apr. 24, 2008 Marc J. Gabelli and Bruce Alpert
See also: Complaint in this matter
LR-20538 Apr. 24, 2008 Don L. Lambert
LR-20537 Apr. 24, 2008 Paul S. Berliner
See also: Complaint in this matter
LR-20536 Apr. 23, 2008 Joseph Milanowski
See also: Complaint in this matter
LR-20535 Apr. 23, 2008 Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor
See also: Complaint in this matter
LR-20534 Apr. 23, 2008 Marc Freedman
LR-20533 Apr. 23, 2008 Global 1 Investment Holdings Corporation and W. E. Tucker a/k/a Willie E. Tucker, Jr.
LR-20532 Apr. 22, 2008 Broadcom Corp.
Other Release No.: AAER-2811
LR-20531 Apr. 17, 2008 Sidney Mondschein and UNCI, Inc.
LR-20530 Apr. 17, 2008 Southwestern Medical Solutions, Inc. et al.
See also: Complaint in this matter
LR-20529 Apr. 17, 2008 Michael A. Stummer
See also: Complaint in this matter
LR-20528 Apr. 16, 2008 David K. Donovan, Jr. and David R. Hinkle
See also: Complaint in this matter
LR-20527 Apr. 15, 2008 Savvides & Partners/PKF Cyprus, et al.
Other Release No.: AAER-2810
LR-20526 Apr. 15, 2008 Robert Durant, et al.
See also: Complaint in this matter
LR-20525 Apr. 10, 2008 Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller
See also: Complaint in this matter
LR-20524 Apr. 10, 2008 Headstart Advisers Limited
See also: Complaint in this matter
LR-20523 Apr. 8, 2008 Homeland Communications Corporation, et al.
LR-20522 Apr. 7, 2008 Michael T. Uberuaga, et al.
See also: Complaint in this matter
LR-20521 Apr. 7, 2008 Ameer Khan, Raquel Kohler, and Stephen Ziegler
LR-20520 Apr. 7, 2008 One or More Unknown Traders in the Common Stock of Certain Issuers a/k/a AWE Trading, Inc. and Andrew Andersen
See also: Complaint in this matter
LR-20519 Apr. 7, 2008 CMKM Diamonds, Inc., et. al.
See also: Complaint in this matter
LR-20518 Apr. 7, 2008 John N. Milne
Other Release No.: AAER-2807
See also: Complaint in this matter
LR-20517 Apr. 4, 2008 The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
LR-20516 Apr. 3, 2008 Pentagon Capital Management PLC
See also: Complaint in this matter
LR-20515 Apr. 3, 2008 W Financial Group, LLC, Adley H. Abdulwahab, Michael K. Wallens, Sr. and Michael K. Wallens, Jr.
LR-20514 Apr. 2, 2008 Jeffrey B. Schmidt, et al.
First Quarter
LR-20513 Mar. 31, 2008 Madison Real Estate Group, LLC, a Wyoming limited liability company, Richard Ames Higgins, Brandon S. Higgins, and Allan D. Christensen
LR-20512 Mar. 27, 2008 Gary L. McDuff, Gary L. Lancaster, and Robert T. Reese
LR-20511 Mar. 25, 2008 IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik
LR-20510 Mar. 25, 2008 Conrad M. Black, F. David Radler and Hollinger Inc.
Other Release No.: AAER-2803
LR-20509 Mar. 25, 2008 Inter Global Technologies, Inc. and Michael E. Tomayko
LR-20508 Mar. 25, 2008 Romulus S. Pereira, Robert B. Stanton, L. John Kern, Andrew D. Feldman, William F. McFarland, Lori H. Cornmesser
Other Release No.: AAER-2802
See also:
Order of Permanent Injunction Against Pereira Order of Permanent Injunction Against Stanton Order of Permanent Injunction Against Kern Order of Permanent Injunction Against Feldman Order of Permanent Injunction Against McFarland Order of Permanent Injunction Against Cornmesser
LR-20507 Mar. 25, 2008 America In Line Corporation, et. al.
LR-20506 Mar. 24, 2008 Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
Other Release No.: AAER-2801
See also: Complaint in this matter
LR-20505 Mar. 21, 2008 Michael Lauer, et al.
LR-20504 Mar. 20, 2008 AB Volvo
See also: Complaint in this matter
LR-20503 Mar. 19, 2008 Ralph Gregory Gibbs
See also: Complaint in this matter
LR-20502 Mar. 19, 2008 Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan
LR-20501 Mar. 18, 2008 W.P. Carey & Co. LLC et al.
See also: Complaint in this matter
LR-20500 Mar. 18, 2008 Tuco Trading, LLC, and Douglas G. Frederick
LR-20499 Mar. 17, 2008 Robert M. Esposito, Gregory A. King, Jack R. Belluscio and Anscott Industries, Inc.
See also: Complaint in this matter
LR-20498 Mar. 14, 2008 William A. DiBella, et al
LR-20497 Mar. 14, 2008 Martin J. Druffner, et. al.
LR-20496 Mar. 14, 2008 Ryan M. Reynolds, et al.
See also: Complaint in this matter
LR-20495 Mar. 13, 2008 Gary L. Monroe, William J. Rauwerdink, John R. Messinger and Robert T. Bassman
Other Release No.: AAER-2799
LR-20494 Mar. 13, 2008 Robert G. Cole
See also: Complaint in this matter
LR-20493 Mar. 13, 2008 Lorine Sweeney and Gary Scherping
Other Release No.: AAER-2798
LR-20492 Mar. 13, 2008 Anne P. Hovis
LR-20491 Mar. 13, 2008 John F. Marshall, Ph.D., et al.
See also: Complaint in this matter
LR-20490 Mar. 13, 2008 Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
LR-20489 Mar. 12, 2008 High Park Investment Group Inc., Harbor Financial Investment Group, Inc., and Edward R. Showalter
LR-20488 Mar. 11, 2008 Peter Krieger, Sheldon Krieger and John Madey
LR-20487 Mar. 11, 2008 Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell and Roxford
LR-20486 Mar. 11, 2008 Linda Woolf, David Gengler, Hands On Capital, Inc., and Lashaico, Inc.
See also: Complaint in this matter
LR-20485 Mar. 10, 2008 Kent G. Barkouras
See also: Complaint in this matter
LR-20484 Mar. 10, 2008 Brad A. Weaver
LR-20483 Mar. 7, 2008 Baxter, et. al.
LR-20482 Mar. 7, 2008 Enterprise Trust Company, et al.
See also: Complaint in this matter
LR-20481 Mar. 6, 2008 W. Anthony Huff, Danny L. Pixler, Anthony R. Russo, Otha Ray McCartha and Charles J. Spinelli
LR-20480 Mar. 6, 2008 Tuco Trading, LLC, and Douglas G. Frederick
See also: Complaint in this matter
LR-20479 Mar. 5, 2008 Douglas M. Beahm and James P. Crilly
See also: Complaint in this matter
LR-20478 Mar. 5, 2008 Timothy N. Jenson and TDH Enterprises, LLC
See also: Complaint in this matter
LR-20477 Mar. 5, 2008 Richard E. Fresia
LR-20476 Mar. 4, 2008 Nancy M. Tullos
See also: Complaint in this matter
LR-20475 Mar. 4, 2008 Thompson Consulting, Inc
See also: Complaint in this matter
LR-20474 Mar. 4, 2008 Stanley Manne
See also: Complaint in this matter
LR-20473 Mar. 3, 2008 Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan
Other Release No.: AAER-2793
LR-20472 Mar. 3, 2008 Keith Mohn, Mohn Asset Management, L.L.C., Mohn Financial Group, L.L.C., J. Patrick Kisor, PDK International, Inc., Agave, Ltd., Genesis Trading Associates, L.L.C., NCB Investments, Inc., PCM, L.L.C., Jason Malkin, and Gilbert Howard
LR-20471 Feb. 29, 2008 KPMG, LLP, et al., and Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishback, Daniel S. Marchibroda, and Gregory B. Tayler
LR-20470 Feb. 28, 2008 Bally Total Fitness Holding Corporation
See also: Complaint in this matter
LR-20469 Feb. 27, 2008 James B. Duncan, Hendrix M. Montecastro, Maurice E. Mcleod, Pacific Wealth Management, LLC, Stonewood Consulting, Inc., and Total Return Fund, LLC, Defendants; and Christopher J. Oetting, DBA Oetting Industries, Anthony M. Contreras, and Biocybernaut Institute, Inc.; Relief Defendants
See also: Complaint in this matter
LR-20468 Feb. 27, 2008 Frank J. Russo
LR-20467 Feb. 25, 2008 Chester E. Howard
Other Release No.: AAER-2790
See also: Complaint in this matter
LR-20466 Feb. 25, 2008 Mario A. Pino
See also: Complaint in this matter
LR-20465 Feb. 25, 2008 GMC Holding Corporation and Richard Brace
See also: Complaint in this matter
LR-20464 Feb. 22, 2008 Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
LR-20463 Feb. 21, 2008 Clean Care Technologies, Inc., et al.
LR-20462 Feb. 21, 2008 Vincent A. Lenarcic, Jr. and New Vision Investment Funds, LLC, Defendants, and QMA Investment Management, LLC, Relief Defendant
LR-20461 Feb. 21, 2008 Flowserve Corporation
See also: Complaint in this matter
LR-20460 Feb. 19, 2008 Phillip R. Bennett
Other Release No.: AAER-2788
See also: Complaint in this matter
LR-20459 Feb. 15, 2008 Ameer Khan, Raquel Kohler and Stephen Ziegler
See also:
Complaint v. Khan
Complaint v. Kohler
Complaint v. Ziegler
LR-20458 Feb. 14, 2008 Mark Barbera
See also: Complaint in this matter
LR-20457 Feb. 14, 2008 Westinghouse Air Brake Technologies Corporation
See also: Complaint in this matter
LR-20456 Feb. 13, 2008 Dean A. Esposito, Frederick J. Birks, Joseph DeVito, Theodore B. Holbrook and Walter A. Tye
See also: Complaint in this matter
LR-20455 Feb. 13, 2008 R&G Financial Corporation
See also: Complaint in this matter
LR-20454 Feb. 11, 2008 Bartholomew F. Palmisano, Jr.
See also: Complaint in this matter
LR-20453 Feb. 11, 2008 William G. Williams
See also: Complaint in this matter
LR-20452 Feb. 8, 2008 FacePrint Global Solutions, Inc. and Pierre Cote
LR-20451 Feb. 7, 2008 Strategic Management & Opportunity Corporation, Robert J. Pratt, and Jeffrey A. Brommer
See also: Complaint in this matter
LR-20450 Feb. 6, 2008 VesCor Capital Corp., VesCor Capital, Inc., Vescorp Capital, LLC, VesCorp Capital IV-A, LLC, VesCorp Capital IV-M, LLC and Val E. Southwick
See also: Complaint in this matter
LR-20449 Feb. 6, 2008 Stephen P. Gardner, et al.
Other Release No.: AAER-2781
LR-20448 Feb. 5, 2008 F. Douglas Murrell
See also: Complaint in this matter
LR-20447 Feb. 5, 2008 Kan King Wong, Charlotte Ka On Wong Leung, Michael Leung Kai Hung and David Li Kwok Po
See also: Complaint in this matter
LR-20446 Feb. 1, 2008 James Charles Blue, Randy Cook, and Victor Campbell
Other Release No.: AAER-2780
LR-20445 Feb. 1, 2008 Thomas A. Skoulis and Peter M. Frankl
LR-20444 Jan. 29, 2008 Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
LR-20443 Jan. 28, 2008 Robert F. Gruder and Stinger Systems, Inc.
See also: Complaint in this matter
LR-20442 Jan. 28, 2008 Daryn P. Fleming and Mathew C. Bruce; International Broadcasting Corporation
See also:
Complaint v. Fleming and Bruce
Complaint v. International Broadcasting Corporation
LR-20441 Jan. 28, 2008 David B. Duncan
Other Release No.: AAER-2777
See also: Complaint in this matter
LR-20440 Jan. 25, 2008 Michael K. Openshaw
Other Release No.: AAER-2773
LR-20439 Jan. 25, 2008 Patrick Kirkland, et al.
LR-20438 Jan. 24, 2008 Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann
LR-20437 Jan. 24, 2008 Aimsi Technologies, Inc., et al.
LR-20436 Jan. 23, 2008 AirTrac, Inc., Clarence Friend et al.
LR-20435 Jan. 23, 2008 Andrew J. McKelvey
See also: Complaint in this matter
LR-20434 Jan. 22, 2008 Saiyed Atiq Raza
See also: Complaint in this matter
LR-20433 Jan. 18, 2008 Gerald H. Levine and Marie A. Levine
LR-20432 Jan. 17, 2008 Morris Gad and Nathan Rosenblatt
LR-20431A Jan. 18, 2008 Ernesto Tapanes
See also: Complaint in this matter
LR-20430 Jan. 16, 2008 Anatoly Russ
See also: Complaint in this matter
LR-20429 Jan. 15, 2008 Gregory B. Raben and William Patrick Borchard
See also: Complaint in this matter
LR-20428 Jan. 14, 2008 Justin M. Paperny
See also: Complaint in this matter
LR-20427 Jan. 10, 2008 Bryan S. Behrens, et al.
See also: Complaint in this matter
LR-20426 Jan. 10, 2008 Chancellor Corporation, et al.
Other Release No.: AAER-2767
LR-20425 Jan. 8, 2008 K.W. Brown and Company, et al.
LR-20424 Jan. 8, 2008 Lazare Industries, Inc., et al.
LR-20423 Jan. 4, 2008 Mark Michel, et al.
LR-20422 Jan. 3, 2008 Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
See also: Complaint in this matter
LR-20421 Jan. 3, 2008 One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri
LR-20420 Jan. 3, 2008 James E. Koenig
Other Release No.: AAER-2763
LR-20419 Jan. 2, 2008 Mitchell S. Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant

 

http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2008.shtml

Modified: 10/16/2014