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U.S. SECURITIES AND EXCHANGE COMMISSION

Litigation Release No. 22869 / November 13, 2013

Securities and Exchange Commission v. Charles T. Lawrence, Civil Action No. Case No. 13 Misc. 00376 (KMW) (S.D.N.Y.)

Court Orders Charles T. Lawrence to Comply with Commission Subpoena

On November 13, 2013, the United States District Court for the Southern District of New York ordered Charles T. Lawrence to comply with an investigative subpoena previously served on him and relating to his formerly registered investment adviser, Chasson Group, located in New York, NY. The order designates dates for his document production and testimony.

For further information, please see Litigation Release No. 22867 (November 12, 2013).

 

http://www.sec.gov/litigation/litreleases/2013/lr22869.htm


Modified: 11/14/2013