U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION

Litigation Release No. 19686 / May 4, 2006

Securities and Exchange Commission v. W. L. Ware Enterprises and Investments, Inc., d/b/a Ware Enterprises and Investments, Inc., Ware Enterprises and Investments, LLC, and W.L. Ware Enterprises and Investments, LLC, and Warren L. Ware, Case No. 6:04-CV-ORL-18JGG

Judgment of Permanent Injunction and Other Relief Entered Against Defendant W.L. Ware Enterprises and Investments, Inc.

The Securities and Exchange Commission announced that on March 22, 2006, the Honorable G. Kendall Sharp, United States District Judge for the Middle District of Florida, entered a Judgment of Permanent Injunction and Other Relief against Defendant W.L. Ware Enterprises, Inc. The Judgment entered with Ware's consent, without admitting or denying the allegations in the SEC's complaint, enjoins the company from violations of Section 5(a) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition to injunctive relief the Judgment provides for disgorgement and the imposition of a civil penalty in amounts to be determined by the Court upon the SEC's motion.

For further information, see Litigation Releases No. 18557 (January 29, 2004), No. 18813 (July 29, 2004), and No. 19420 (October 6, 2005).

 

http://www.sec.gov/litigation/litreleases/2006/lr19686.htm


Modified: 05/04/2006