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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

First Quarter 

Additional Archives

Release No. Date Respondents
First Quarter
753 Mar. 11, 2015 David Mura
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15045
(Note: Order Instituting Proceedings, Release No. 34-67920)
752 Mar. 10, 2015 Akesis Pharmaceuticals, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16396
(Note: Order Instituting Proceedings, Release No. 34-74331)
751 Mar. 9, 2015 Julieann Palmer Martin
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15613
(Note: Order Instituting Proceedings, Release No. 33-9477)
750 Mar. 2, 2015 John Allan Russell
Cameron Elliot,
Administrative Law Judge
File No. 3-16134
(Note: Order Instituting Proceedings, Release No. IA-3923)
749 Mar. 2, 2015 China Bus Group Co. (f/k/a Alpine Alpha 3, Ltd.), et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-16137
(Note: Order Instituting Proceedings, Release No. 34-73139)
748 Mar. 2, 2015 Stanley Jonathan Fortenberry (a/k/a S.J. Fortenberry, John Fortenberry and Johnny Fortenberry)
James E. Grimes,
Administrative Law Judge
File No. 3-15858
(Note: Order Instituting Proceedings, Release No. 33-9579)
747 Feb. 27, 2015 Michael Robert Balboa
Cameron Elliot,
Administrative Law Judge
File No. 3-16191
(Note: Order Instituting Proceedings, Release No. IA-3944)
746 Feb. 27, 2015 Nicholas Rowe
Jason S. Patil,
Administrative Law Judge
File No. 3-16155
(Note: Order Instituting Proceedings, Release No. IA-3930)
745 Feb. 25, 2015 Donald J. Anthony, et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15514
(Note: Order Instituting Proceedings, Release No. 33-9454)
744 Feb. 18, 2015 Albert Reda
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16152
(Note: Order Instituting Proceedings, Release No. 34-73172)
743 Feb. 18, 2015 Michael Lee Mendenhall
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16104
(Note: Order Instituting Proceedings, Release No. 34-73087)
742 Feb. 5, 2015 China Ruitai International Holdings Co., Ltd., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15544
(Note: Order Instituting Proceedings, Release No. 34-70580)
741 Jan. 30, 2015 Marlon Quan and Stewardship Investment Advisors, LLC
James E. Grimes,
Administrative Law Judge
File No. 3-16226
(Note: Order Instituting Proceedings, Release No. IA-3962; Finality Order, Release No. IA-4048)
740 Jan. 27, 2015 Roy Dixon, Jr.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15746
(Note: Order Instituting Proceedings, Release No. 34-71522); Finality Order, Release No. 34-74466)
739 Jan. 22, 2015 Jesse C. Litvak
Cameron Elliot,
Administrative Law Judge
File No. 3-16050
(Note: Order Instituting Proceedings, Release No. 34-72958); Finality Order, Release No. 34-74467)
738 Jan. 20, 2015 Gary Harrison Lane
James E. Grimes,
Administrative Law Judge
File No. 3-16101
(Note: Order Instituting Proceedings, Release No. 34-73077); Finality Order, Release No. 34-74420)
737 Jan. 16, 2015 John J. Bravata, Richard J. Trabulsy and Antonio M. Bravata
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15900
(Note: Order Instituting Proceedings, Release No. 34-72290); Finality Order, Release No. 34-74396)
736 Jan. 13, 2015 Bingo.Com, Inc., et al
Cameron Elliot,
Administrative Law Judge
File No. 3-16291
(Note: Order Instituting Proceedings, Release No. 34-73696; Finality Order, Release No. 34-74368)
735 Jan. 13, 2015 The Billiard Channel, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-16313
(Note: Order Instituting Proceedings, Release No. 34-73806; Finality Order, Release No. 34-74365)
734 Jan. 12, 2015 Harding Advisory LLC and Wing F. Chau
Cameron Elliot,
Administrative Law Judge
File No. 3-15574
(Note: Order Instituting Proceedings, Release No. 33-9467)
733 Jan. 7, 2015 Michael A. Horowitz and Moshe Marc Cohen
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15790
(Note: Order Instituting Proceedings, Release No. 33-9559)
732 Jan. 6, 2015 Blue Moon Investments, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16284
(Note: Order Instituting Proceedings, Release No. 34-73663; Finality Order, Release No. 34-74333)
731 Jan. 5, 2015 Bingo.Com, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16291
(Note: Order Instituting Proceedings, Release No. 34-73696; Finality Order, Release No. 34-74332)
730 Jan. 2, 2015 Alamosa (Delaware), Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-16295
(Note: Order Instituting Proceedings, Release No. 34-73733); Finality Order, Release No. 34-74280)

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 04/22/2015