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U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

Securities Exchange Act of 1934
Release No. 50496 / October 6, 2004

Admin. Proc. File No. 3-11697


In the Matter of

Calvin E. Moore, Jr.,

Respondent.



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ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS

I.

The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative proceedings be, and hereby are, instituted pursuant to Section 15(b) of the Securities Exchange Act of 1934 ("Exchange Act") against Calvin E. Moore, Jr. ("Respondent" or "Moore").

II.

In anticipation of the institution of these proceedings, Respondent has submitted an Offer of Settlement ("Offer") which the Commission has determined to accept. Solely for the purpose of this proceeding and any other proceeding brought by or on behalf of the Commission, or to which the Commission is a party, and without admitting or denying the findings herein, except as to the Commission's jurisdiction over him and the subject matter of these proceedings, and except as to the entry of the injunction set forth in paragraph III.B. below, which are admitted, Respondent consents to the entry of this Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions ("Order"), as set forth below.

III.

On the basis of this Order and Respondent's Offer, the Commission finds that:

A. Respondent, age 35, is a resident of Hillside, New Jersey and has been registered with the National Association of Securities Dealers ("NASD") since 1989. From 1989 until the present, Respondent was associated with ten different securities firms, all registered broker-dealers.

B. On June 27, 2003, a final judgment was entered by consent against Moore, permanently enjoining him from future violations of Sections 5(a) and 5(c) of the Securities Act of 1933, in the civil action entitled Securities and Exchange Commission v. Wall Street Management Group, et al, Civil Action Number 01-CV-0726, in the United States District Court for the Southern District of New York.

C. The Commission's complaint in Securities and Exchange Commission v. Wall Street Management Group, et al alleged that, through use of a nominee account, Moore received unregistered shares of Systems of Excellence, Inc. ("SOE") stock from the president of SOE and resold those shares in a series of unregistered non-exempt transactions.

IV.

In view of the foregoing, the Commission deems it appropriate and in the public interest to impose the sanction agreed to in Respondent Moore's Offer.

Accordingly, it is hereby ORDERED:

Pursuant to Section 15(b)(6) of the Exchange Act, that Respondent Moore be, and hereby is suspended from association with any broker or dealer for a period of ninety (90) days.

The ninety (90) day suspension shall begin to run from the second Monday following the entry of the Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities and Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (the "Order") in this matter. Respondent Moore shall provide to the Commission, within thirty (30) days after the end of the ninety (90) day suspension period described above, an affidavit that he has complied fully with the sanction described in Section IV of the Order.

By the Commission.

Jonathan G. Katz
Secretary


http://www.sec.gov/litigation/admin/34-50496.htm


Modified: 10/06/2004