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Comments on Administrative Proceeding:
In the Matter of Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC , Van der Moolen Specialists USA, LLC , Performance Specialist Group LLC, and SIG Specialists, Inc.
[Release No. 34-53025; Admin. Proc. File Nos. 3-11445, 3-11446, 3-11447, 3-11448, 3-11449, 3-11558, 3-11559]
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| Aug. 31, 2009 |
Robert A. Martin |
| Aug. 31, 2009 |
Darren J. Robbins, California Public Employees' Retirement System |
| Aug. 31, 2009 |
James I. McClammy, Davis Polk & Wardwell LLP, on behalf of Fleet Specialist, Inc. (nka Banc of America Specialist, Inc.) |
| Aug. 31, 2009 |
Jaap Gelderoos and Peter Zwart, Van der Moolen Holdings |
| Aug. 31, 2009 |
Robert A. Martin, Empire Programs Inc., Saddle River, New Jersey |
| Jan. 26, 2006 |
Daniel J. Popeo, General Counsel and Richard A. Samp, Chief Counsel, Washington Legal Foundation |
| Jan. 25, 2006 |
William B. Weber |
| Jan. 25, 2006 |
Tim Davidson, Financial Advisor,
UBS Financial Services Inc. |
| Jan. 25, 2006 |
Robert J. Peacock |
| Jan. 25, 2006 |
Ola Holmstrom |
| Jan. 24, 2006 |
Robert A. Martin, Empire Programs Inc. |
| Jan. 24, 2006 |
George Szele, Managing Director, Independent Asset Management, LLC |
| Jan. 3, 2006 |
Franco A. Mortarotti, CEO, Zermatt Capital Management, Huntsville, Utah |
http://www.sec.gov/litigation/admin/311445.shtml
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