Closed-End Fund Information

Data

Closed-End Fund Information


Available in CSV and in XML formats; Updated 04/01/2014

This report provides basic identification information for all entities with an "active" filing status that are organized as closed-end investment companies (closed-end funds or CEFs). A CEF is an entity that has filed both a Form N-8A and Form N-2 with the Commission.

The report includes CEFs that have not yet begun selling shares to the public and CEFs that have ceased operations but have not yet terminated their registration with the Commission.

Please note that CEFs that offer multiple share classes to investors are also listed on the "Investment Company Series & Class" report.

The closed-end fund report contains both Commission generated filing identifiers and EDGAR data created and maintained by each registrant. Since certain records have been created by and are required to be maintained by each registrant, we can not guarantee their accuracy.

Hint: When using EDGAR to obtain information about a closed-end fund, the CIK number is the best identifier to use to obtain the most complete listings of filings filed electronically.

This file contains the following data fields:

Field Name Field Description
Reporting File Number This is a number with an 811- prefix assigned to filers registered under the Investment Company Act of 1940.
CIK The Central Index Key (CIK) is a ten digit number assigned by the SEC to each entity that submits filings.
Name of Registrant This corresponds to the name of the legal entity registered under the Investment Company Act of 1940.
Address_1 The first line of the registrant's business or mailing address.
Address_2 The second line of the registrant's business or mailing address.
City The city of the registrant's business or mailing address.
State The state of the registrant's business or mailing address.
Zip Code The zip code of the registrant's business or mailing address.
Date Last Filing The date and time of the registrant's last filing with the Commission (if available).
Type Last Filing The submission type of the last filing with the Commission (if available).