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Investment Management

Investment Management


About the Office »

The Division of Investment Management regulates investment companies, variable insurance products, and federally registered investment advisers. Types of investment companies include mutual funds, closed-end funds, unit investment trusts, and exchange-traded funds.

The Division of Investment Management works to: support the SEC in its mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

Learn more about the Division of Investment Management Learn more

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Modified: Feb. 23, 2017