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U.S. Securities and Exchange Commission

2013 SEC Government-Business Forum on Small Business Capital Formation

SEC Headquarters
Washington, D.C.
November 21, 2013

Panelist Powerpoint Slides

First Panel: 9:20 a.m. Panel Discussion: Evolving practices in the new world of Regulation D offerings

  • Christopher Mirabile, Board Member, Angel Capital Association; Co-Managing Director, LaunchPad Venture Group, LLC, Boston, Massachusetts

  • Troy Foster, Partner, Wilson, Sonsini, Goodrich & Rosati, LLP, Palo Alto, California

Second Panel: 11:05 a.m.   Panel Discussion: Crystal ball: Now that you raised the money, what’s next for the company and the markets?

  • David M. Lynn, Partner, Morrison & Foerster, LLP, Washington, D.C.

  • Kim Wales, Founder and CEO, Wales Capital, New York, New York

  • Douglas S. Ellenoff, Partner, Ellenoff, Grossman & Schole, LLP, New York, New York

  • Annemarie Tierney, Executive Vice President, Legal Affairs and General Counsel, SecondMarket, New York, New York



Modified: 11/20/2013