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2006 SEC Government-Business Forum on Small Business Capital Formation

Discussion Materials*

Table of Contents

Materials Related to First Roundtable on Interactive Data and Smaller Public Companies

  1. Excerpts Concerning Smaller Public Companies from SEC Roundtable on Interactive Data (June 12, 2006)
  2. Peter J. Wallison, Better Business Reporting for Investors: Help Is on the Way, American Enterprise Institute for Public Policy Research (Sept. 2004)
  3. Peter J. Wallison, XBRL and U.S. Financial Market Leadership, American Enterprise Institute for Public Policy Research (Mar. 2006)

Materials Related to Second Roundtable on Hot Topics in Small Business Capital Formation

  1. John D. Hogoboom, Private Investment in Public Equity: An Overview, New Jersey Law Journal (Aug. 16, 2004)
  2. Steven D. Pidgeon & David P. Lewis, Raising Capital Through a PIPE Transaction, The Corporate Handbook Series, Snell & Wilmer LLP (2006)
  3. Snell & Wilmer LLP, Going Public (2006)
  4. Anna T. Pinedo & James R. Tanenbaum, Frequently Asked Questions About PIPES, Morrison & Foerster (undated)
  5. Anna T. Pinedo & James R. Tanenbaum, PIPE Transactions, Morrison & Foerster (undated)
  6. Anna T. Pinedo & James R. Tanenbaum, A Registered PIPE?, PIPE Market Insider, WallStreetReporter (Aug. 2002)
  7. Anna T. Pinedo & James R. Tanenbaum, A PIPE By any Other Name..., Biotechnology Investors' Forum, Euromoney Institutional Investor PLC (2001)

Other Materials

  1. Recommendations of SEC Advisory Committee on Smaller Public Companies (April 23, 2006)

* The views and statements contained in these materials are the authors' and publishers' alone and do not necessarily represent the views of the Securities and Exchange Commission, any other government agency or any government department, division or official.

Reprinted by permission of the authors and publishers.



Modified: 10/17/2006