U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

SEC Advisory Committee on Small and Emerging Companies

Committee Meeting
October 31, 2011

Background Materials Provided to Committee

Correspondence on Capital Formation Issues between Chairman Mary L. Schapiro and Darrell E. Issa, Chairman, Committee on Oversight and Government Reform, U.S. House of Representatives

Recent Congressional Testimony on Capital Formation Issues

Triggers for Registration and Public Reporting and Suspension of Reporting Obligations

Scaling of Regulations

New Capital Raising Strategies

Restrictions on General Solicitation

E-Mail Messages of Members




Modified: 01/05/2012